Daniel W. Richards

York University - Faculty of Liberal Arts & Professional Studies

Toronto, Ontario M3J 1P3

Canada

SCHOLARLY PAPERS

12

DOWNLOADS

1,208

SSRN CITATIONS

5

CROSSREF CITATIONS

0

Ideas:
“  Financial Planning and Behavioural Finance.  ”

Scholarly Papers (12)

1.

Conceptualising Financial Advice in Australia: The Impact of Business Models and External Stakeholders on Client’s Best Interest Practice

Financial Services Review, 28 (2): 133 - 158
Number of pages: 28 Posted: 27 Jun 2019 Last Revised: 01 Jun 2020
Daniel W. Richards and Elizabeth Morton
York University - Faculty of Liberal Arts & Professional Studies and RMIT University
Downloads 654 (58,114)

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Financial advice, Financial planning, Ethics, Fiduciary duty, Client best interest

2.

Financial Literacy, Attitudes, and Financial Satisfaction: An Assessment of Credit Card Debt-Taking Behavior of Australians

Financial Services Review Vol. 28 (4) pp. 273 - 301, Financial Services Review Vol. 28 (4) pp. 273 - 301
Number of pages: 47 Posted: 23 Apr 2020 Last Revised: 29 Apr 2021
Muhammad S. Tahir, Daniel W. Richards and Abdullahi D. Ahmed
Lahore Business School, The University of Lahore, York University - Faculty of Liberal Arts & Professional Studies and RMIT University - Faculty of Business
Downloads 209 (208,127)

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HILDA, Financial Literacy, Credit Card Debt, Problematic Debt-Taking, Financial Behavior

3.

Investor Characteristics and Trading Activity in Different Market Conditions

Number of pages: 30 Posted: 24 Jan 2018
Daniel W. Richards, Marvin Wee, Marvin Wee and Joey (Wenling) Yang
York University - Faculty of Liberal Arts & Professional Studies, Australian National University (ANU)Financial Research Network (FIRN) and The University of Western Australia
Downloads 91 (390,621)

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Individual Investor; Trading Activity; Overconfidence; Market Returns; Volatility

4.

Monday Mornings: Individual Investor Trading on Days of the Week and Times Within a Day

Journal of Behavioral and Experimental Finance, Vol. 22, pp. 105-115
Number of pages: 34 Posted: 12 Mar 2019 Last Revised: 05 Jan 2020
Daniel W. Richards and Gizelle Willows
York University - Faculty of Liberal Arts & Professional Studies and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 56 (506,844)
Citation 1

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Monday, W-Shape, Disposition Effect, Trading Frequency, Day of the Week

5.

Who Trades Profusely? The Characteristics of Frequent Trading Individual Investors

Global Finance Journal, Vol. 35, No. 2, 1
Number of pages: 18 Posted: 13 Mar 2018
Daniel W. Richards and Gizelle Willows
York University - Faculty of Liberal Arts & Professional Studies and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 47 (546,718)

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trading frequency; gender, age; trading medium;

6.

Female Financial Advisers – Where Art Thou?

Australian Journal of Management Vol. 45(4) p. 624–644
Number of pages: 37 Posted: 16 Dec 2019 Last Revised: 02 Dec 2020
Daniel W. Richards, Helen Roberts and Rosalind H. Whiting
York University - Faculty of Liberal Arts & Professional Studies, University of Otago - Department of Accountancy and Finance and University of Otago - Department of Accountancy and Finance
Downloads 42 (571,481)

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Investment Advisers, Financial Planners, Financial Advisers, Women, Gender

7.

Is the Disposition Effect Related to Chronic Individual Investor Differences in Emotion Regulation and Reliance on System 1 or System 2 Processes?

Journal of Economic Psychology, Forthcoming, Asian Finance Association (AsianFA) 2014 Conference Paper
Number of pages: 28 Posted: 15 Feb 2014 Last Revised: 06 Mar 2018
York University - Faculty of Liberal Arts & Professional Studies, Open University, UK, The Open University - Business School and The Open University, UK
Downloads 34 (615,464)

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Disposition effect, dual-process theory, emotion regulation, financial decision-making bias, behavioral finance

8.

Stock Market Investors’ Use of Stop Losses and the Disposition Effect

The European Journal of Finance, Vol. 23, Issue 2, pp. 130-152 (2015)
Number of pages: 42 Posted: 02 Jun 2015 Last Revised: 05 Jan 2020
York University - Faculty of Liberal Arts & Professional Studies, The Open University - Business School, The Open University, UK and Open University, UK
Downloads 27 (660,814)
Citation 4

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disposition effect, behavioral finance, stop losses, sophistication bias

9.

Disclosure Effectiveness in the Financial Planning Industry

Qualitative Research in Financial Markets
Number of pages: 27 Posted: 24 Sep 2021
Daniel W. Richards and Maryam Safari
York University - Faculty of Liberal Arts & Professional Studies and RMIT University - School of Accounting, Information Systems and Supply Chain
Downloads 20 (714,633)

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Financial Planning, Financial Advice, Disclosure, Information Overload, Information Asymmetry

10.

Ethics in financial planning: Analysis of ombudsman decisions using codes of ethics and fiduciary duty standards

Australian Journal of Management, Forthcoming
Number of pages: 22 Posted: 08 Jul 2021
Daniel W. Richards, Abdullahi D. Ahmed and Kenneth Bruce
York University - Faculty of Liberal Arts & Professional Studies, RMIT University - Faculty of Business and RMIT University - School of Accounting and Law
Downloads 15 (757,301)

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Financial Planning, Fiduciary duty, Codes of Ethics, Diligence, Financial Advice, Client Best Interest

11.

The Professionalization of Financial Planning in Australia: an Institutional Logics Perspective

Journal of Public Budgeting, Accounting & Financial Management,
Number of pages: 30 Posted: 24 Sep 2021
Daniel W. Richards, Sarath Ukwatte and P. W. S. Yapa
York University - Faculty of Liberal Arts & Professional Studies, RMIT University - School of Accounting, Information Systems and Supply Chain and RMIT University - School of Accounting and Law
Downloads 13 (776,177)

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Financial Advice, Financial Planning, Sociology of Professions, Professional Bodies, Institutional Logics

12.

Occupational Boundaries: Gender Capital and Career Progression in the Financial Planning Industry

Financial Planning Review, June 10, 2021; https://doi.org/10.1002/cfp2.1123
Posted: 11 Jun 2021
Daniel W. Richards and Monica O'Dwyer
York University - Faculty of Liberal Arts & Professional Studies and affiliation not provided to SSRN

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