Daniel W. Richards

RMIT University - School of Accounting and Law

SCHOLARLY PAPERS

7

DOWNLOADS

331

SSRN CITATIONS

2

CROSSREF CITATIONS

0

Ideas:
“  Financial Planning and Behavioural Finance.  ”

Scholarly Papers (7)

1.

Conceptualising Financial Advice in Australia: The Impact of Business Models and External Stakeholders on Client’s Best Interest Practice

Financial Services Review, Forthcoming
Number of pages: 30 Posted: 27 Jun 2019 Last Revised: 22 Jan 2020
Daniel W. Richards and Elizabeth Morton
RMIT University - School of Accounting and Law and RMIT University
Downloads 146 (208,608)

Abstract:

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Financial advice, Financial planning, Ethics, Fiduciary duty, Client best interest

2.

Investor Characteristics and Trading Activity in Different Market Conditions

Number of pages: 30 Posted: 24 Jan 2018
Daniel W. Richards, Marvin Wee and Joey (Wenling) Yang
RMIT University - School of Accounting and Law, Australian National University (ANU) and The University of Western Australia
Downloads 73 (333,480)

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Individual Investor; Trading Activity; Overconfidence; Market Returns; Volatility

3.

Monday Mornings: Individual Investor Trading on Days of the Week and Times Within a Day

Journal of Behavioral and Experimental Finance, Vol. 22, pp. 105-115
Number of pages: 34 Posted: 12 Mar 2019 Last Revised: 05 Jan 2020
Daniel W. Richards and Gizelle Willows
RMIT University - School of Accounting and Law and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 38 (448,276)
Citation 1

Abstract:

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Monday, W-Shape, Disposition Effect, Trading Frequency, Day of the Week

4.

Who Trades Profusely? The Characteristics of Frequent Trading Individual Investors

Global Finance Journal, Vol. 35, No. 2, 1
Number of pages: 18 Posted: 13 Mar 2018
Daniel W. Richards and Gizelle Willows
RMIT University - School of Accounting and Law and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 29 (489,395)

Abstract:

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trading frequency; gender, age; trading medium;

5.

Is the Disposition Effect Related to Chronic Individual Investor Differences in Emotion Regulation and Reliance on System 1 or System 2 Processes?

Journal of Economic Psychology, Forthcoming, Asian Finance Association (AsianFA) 2014 Conference Paper
Number of pages: 28 Posted: 15 Feb 2014 Last Revised: 06 Mar 2018
RMIT University - School of Accounting and Law, Open University, UK, The Open University - Business School and The Open University, UK
Downloads 23 (522,829)

Abstract:

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Disposition effect, dual-process theory, emotion regulation, financial decision-making bias, behavioral finance

6.

Female Financial Advisers – Where Art Thou?

Australian Journal of Management, Forthcoming
Number of pages: 37 Posted: 16 Dec 2019 Last Revised: 05 Jan 2020
Daniel W. Richards, Helen Roberts and Rosalind H. Whiting
RMIT University - School of Accounting and Law, University of Otago - Department of Accountancy and Finance and University of Otago - Department of Accountancy and Finance
Downloads 13 (584,269)

Abstract:

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Investment Advisers, Financial Planners, Financial Advisers, Women, Gender

7.

Stock Market Investors’ Use of Stop Losses and the Disposition Effect

The European Journal of Finance, Vol. 23, Issue 2, pp. 130-152 (2015)
Number of pages: 42 Posted: 02 Jun 2015 Last Revised: 05 Jan 2020
RMIT University - School of Accounting and Law, The Open University - Business School, The Open University, UK and Open University, UK
Downloads 9 (610,670)
Citation 2

Abstract:

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disposition effect, behavioral finance, stop losses, sophistication bias