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Daniel W. Richards

York University - Faculty of Liberal Arts & Professional Studies

Toronto, Ontario M3J 1P3

Canada

  • York University - Faculty of Liberal Arts & Professional Studies

SCHOLARLY PAPERS

13

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Rank 40,302

SSRN RANKINGS

Top 40,302

in Total Papers Downloads

3,152

TOTAL CITATIONS

15

Ideas:
“  Financial Planning and Behavioural Finance.  ”

  • York University - Faculty of Liberal Arts & Professional Studies

Scholarly Papers (13)

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1.

Conceptualising Financial Advice in Australia: The Impact of Business Models and External Stakeholders on Client’s Best Interest Practice

Financial Services Review, 28 (2): 133 - 158
Number of pages: 28 Posted: 27 Jun 2019 Last Revised: 01 Jun 2020
Daniel W. Richards and Elizabeth Morton
York University - Faculty of Liberal Arts & Professional Studies and Curtin University - Curtin Law School
Downloads 1,034 (54,132)

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Financial advice, Financial planning, Ethics, Fiduciary duty, Client best interest

2.

Financial Literacy, Attitudes, and Financial Satisfaction: An Assessment of Credit Card Debt-Taking Behavior of Australians

Financial Services Review Vol. 28 (4) pp. 273 - 301, Financial Services Review Vol. 28 (4) pp. 273 - 301
Number of pages: 47 Posted: 23 Apr 2020 Last Revised: 29 Apr 2021
Muhammad S. Tahir, Daniel W. Richards and Abdullahi D. Ahmed
Lahore Business School, The University of Lahore, York University - Faculty of Liberal Arts & Professional Studies and Royal Melbourne Institute of Technology (RMIT University) - Faculty of Business
Downloads 998 (57,604)

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HILDA, Financial Literacy, Credit Card Debt, Problematic Debt-Taking, Financial Behavior

3.

Investor Characteristics and Trading Activity in Different Market Conditions

Number of pages: 30 Posted: 24 Jan 2018
Daniel W. Richards, Marvin Wee, Marvin Wee and Joey (Wenling) Yang
York University - Faculty of Liberal Arts & Professional Studies, Australian National University (ANU)Financial Research Network (FIRN) and The University of Western Australia
Downloads 183 (415,884)

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Individual Investor; Trading Activity; Overconfidence; Market Returns; Volatility

4.

Monday Mornings: Individual Investor Trading on Days of the Week and Times Within a Day

Journal of Behavioral and Experimental Finance, Vol. 22, pp. 105-115
Number of pages: 34 Posted: 12 Mar 2019 Last Revised: 05 Jan 2020
Daniel W. Richards and Gizelle Willows
York University - Faculty of Liberal Arts & Professional Studies and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 176 (440,151)
Citation 2

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Monday, W-Shape, Disposition Effect, Trading Frequency, Day of the Week

5.

Stock Market Investors’ Use of Stop Losses and the Disposition Effect

The European Journal of Finance, Vol. 23, Issue 2, pp. 130-152 (2015)
Number of pages: 42 Posted: 02 Jun 2015 Last Revised: 05 Jan 2020
Daniel W. Richards, Janette Rutterford, Devendra G. Kodwani and Mark P. Fenton-O'Creevy
York University - Faculty of Liberal Arts & Professional Studies, The Open University - Business School, The Open University, UK and Open University, UK
Downloads 121 (600,462)
Citation 4

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disposition effect, behavioral finance, stop losses, sophistication bias

6.

Who Trades Profusely? The Characteristics of Frequent Trading Individual Investors

Global Finance Journal, Vol. 35, No. 2, 1
Number of pages: 18 Posted: 13 Mar 2018
Daniel W. Richards and Gizelle Willows
York University - Faculty of Liberal Arts & Professional Studies and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 111 (640,165)

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trading frequency; gender, age; trading medium;

7.

The Professionalization of Financial Planning in Australia: an Institutional Logics Perspective

Journal of Public Budgeting, Accounting & Financial Management,
Number of pages: 30 Posted: 24 Sep 2021
Daniel W. Richards, Sarath Ukwatte and P. W. S. Yapa
York University - Faculty of Liberal Arts & Professional Studies, Royal Melbourne Institute of Technology (RMIT University) - School of Accounting, Information Systems and Supply Chain and Royal Melbourne Institute of Technology (RMIT University) - School of Accounting and Law
Downloads 110 (659,652)
Citation 1

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Financial Advice, Financial Planning, Sociology of Professions, Professional Bodies, Institutional Logics

8.

Disclosure Effectiveness in the Financial Planning Industry

Qualitative Research in Financial Markets
Number of pages: 27 Posted: 24 Sep 2021
Daniel W. Richards and Maryam Safari
York University - Faculty of Liberal Arts & Professional Studies and Royal Melbourne Institute of Technology (RMIT University) - School of Accounting, Information Systems and Supply Chain
Downloads 94 (725,554)
Citation 1

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Financial Planning, Financial Advice, Disclosure, Information Overload, Information Asymmetry

9.

Female Financial Advisers – Where Art Thou?

Australian Journal of Management Vol. 45(4) p. 624–644
Number of pages: 37 Posted: 16 Dec 2019 Last Revised: 02 Dec 2020
Daniel W. Richards, Helen Roberts and Rosalind H. Whiting
York University - Faculty of Liberal Arts & Professional Studies, University of Otago - Department of Accountancy and Finance and University of Otago - Department of Accountancy and Finance
Downloads 92 (730,864)
Citation 4

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Investment Advisers, Financial Planners, Financial Advisers, Women, Gender

10.

Is the Disposition Effect Related to Chronic Individual Investor Differences in Emotion Regulation and Reliance on System 1 or System 2 Processes?

Journal of Economic Psychology, Forthcoming, Asian Finance Association (AsianFA) 2014 Conference Paper
Number of pages: 28 Posted: 15 Feb 2014 Last Revised: 06 Mar 2018
Daniel W. Richards, Mark P. Fenton-O'Creevy, Janette Rutterford and Devendra G. Kodwani
York University - Faculty of Liberal Arts & Professional Studies, Open University, UK, The Open University - Business School and The Open University, UK
Downloads 84 (777,583)

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Disposition effect, dual-process theory, emotion regulation, financial decision-making bias, behavioral finance

11.

Professionalisation of financial planning in Australia, Canada, and South Africa

Australian Journal of Management, 2024
Number of pages: 17 Posted: 06 May 2024
Daniel W. Richards, Chris Robinson and Gizelle Willows
York University - Faculty of Liberal Arts & Professional Studies, York University - School of Administrative Studies and University of Cape Town (UCT), Faculty of Commerce, Graduate School of Business, Students
Downloads 77 (830,555)

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Financial planning, professional bodies, professionalisation

12.

Ethics in financial planning: Analysis of ombudsman decisions using codes of ethics and fiduciary duty standards

Australian Journal of Management 47 (3) 401-422, 2022 https://doi.org/10.1177/03128962211022568
Number of pages: 22 Posted: 08 Jul 2021 Last Revised: 30 Sep 2023
Daniel W. Richards, Abdullahi D. Ahmed and Kenneth Bruce
York University - Faculty of Liberal Arts & Professional Studies, Royal Melbourne Institute of Technology (RMIT University) - Faculty of Business and Royal Melbourne Institute of Technology (RMIT University) - School of Accounting and Law
Downloads 72 (860,052)
Citation 3

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Financial Planning, Fiduciary duty, Codes of Ethics, Diligence, Financial Advice, Client Best Interest

13.

Occupational Boundaries: Gender Capital and Career Progression in the Financial Planning Industry

Financial Planning Review, June 10, 2021; https://doi.org/10.1002/cfp2.1123
Posted: 11 Jun 2021
Daniel W. Richards and Monica O'Dwyer
York University - Faculty of Liberal Arts & Professional Studies and affiliation not provided to SSRN

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