Joseph Farizo

University of Kentucky - Department of Finance & Quantitative Methods

Lexington, KY 40506

United States

http://www.josephfarizo.com

SCHOLARLY PAPERS

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Scholarly Papers (1)

1.

Misconduct and Fraud by Investment Managers

Finance & Quantitative Methods Research Data, 2018, DOI/10.13023/nsjd-rk62.
Number of pages: 52 Posted: 21 Aug 2018
Nanyang Technological University - Division of Finance, University of Kentucky - Department of Finance & Quantitative Methods and University of Kentucky - Finance
Downloads 157 (185,030)

Abstract:

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Fraud, Investment Fraud, Investment Advisors, Investment Advisers, Operational Risk, Regulation, Disclosure, Form ADV