Jerry W. Markham

Florida International University (FIU) - College of Law

Professor of Law

11200 SW 8th St.

RDB Hall 1097

Miami, FL 33199

United States

SCHOLARLY PAPERS

29

DOWNLOADS
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in Total Papers Downloads

5,315

CITATIONS
Rank 17,904

SSRN RANKINGS

Top 17,904

in Total Papers Citations

18

Scholarly Papers (29)

1.

Super-Regulator: A Comparative Analysis of Securities and Derivatives Regulation in the United States, Great Britain, and Japan

Brooklyn Journal of International Law, Forthcoming
Number of pages: 89 Posted: 29 Sep 2002
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 1,242 (13,989)
Citation 2

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Finance, Regulation, Comparative Law

2.

Manipulation of Commodity Futures Prices - The Unprosecutable Crime

Yale Journal on Regulation, Vol. 8, No. 2, p. 281, 1991, Florida International University Legal Studies Research Paper No. 10-59
Number of pages: 111 Posted: 12 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 834 (25,404)

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Commodity Futures Trading Commission (CFTC), Manipulation, Commodity Futures, Prices, Trading, Prosecution, Silver Crisis of 1980, Stock Market Crash of 1987, Rigged Trades, Capping, Pegging, Corner, Squeeze, Ferruzzi Finanziaria S.P.A., Chicago Board of Trade

3.

Banking Regulation: Its History and Future

North Carolina Banking Institute, Vol. 4, 2000, Florida International University Legal Studies Research Paper No. 10-48
Number of pages: 66 Posted: 06 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 770 (28,505)
Citation 2

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Banking, History, Regulation, Regulatory Structure, Money Trust, New Deal legislation, Gramm-Leach-Bliley Act, Financial Services, Bank of the United States, BUS, BUSes, Branch Banking, Monetary Policy, Thrifts, Glass-Steagall Act

4.

'Front-Running' - Insider Trading Under the Commodity Exchange Act

Catholic University Law Review, Vol. 38, No. 1, 1988, Florida International University Legal Studies Research Paper No. 10-43
Number of pages: 60 Posted: 03 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 327 (84,155)
Citation 1

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Front-running, insider trading, Commodity Exchange Act (CEA), commodity futures contract, stock option contract, securities options, market, fraud on the market theory, manipulation, prices.

5.

Mutual Funds Scandals - Comparative Analysis of the Role of Corporate Governance in the Regulation of Collective Investments

Hastings Business Law Journal, Vol. 3, No. 1, 2006, Florida International University Legal Studies Research Paper No. 10-55
Number of pages: 89 Posted: 11 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 263 (106,369)

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Mutual funds, scandals, collective investments, Eliot Spitzer, Securities and Exchange Commission (SEC), Investment Company Act of 1940, corporate governance, hedge funds, shareholders, commodity pools, common trust funds, unit investment trusts, trust indentures.

6.

Merging the SEC and CFTC - A Clash of Cultures

University of Cincinnati Law Review, Vol. 78, No. 2, 2009, Florida International University Legal Studies Research Paper No. 10-53
Number of pages: 76 Posted: 10 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 195 (142,936)

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Securities and Exchange Commission (SEC), Bernard L. Madoff, Bear Stearns, Lehman Brothers, Commodity Futures Trading Commission (CFTC), Commodity Futures Modernization Act of 2000, over-the-counter (OTC) derivatives, prices, market, regulation, Treasury Blueprint, Stock Market Crash of 1987.

7.

‘Confederate Bonds,’ ‘General Custer,’ and the Regulation of Derivative Financial Instruments

Seton Hall Law Review, Vol. 25, No. 1, 1994, Florida International University Legal Studies Research Paper No. 10-45
Number of pages: 74 Posted: 04 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 154 (175,367)
Citation 3

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Derivative Financial Instruments, Confederate Bonds, Regulation, Over-the-Counter, Unregulated, Dealers, Netting

8.

Privatizing Social Security

San Diego Law Review, Vol. 38, No. 3, p. 747, 2001, Florida International University Legal Studies Research Paper No. 10-51
Number of pages: 71 Posted: 09 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 125 (207,564)

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Privatization, Social Security, Bankruptcy, Benefits, Retirement, Investment, Private Pensions, Disability Benefits, Accounts, Australia.

9.

Judicial Review of an Arbitrator's Award Under Section 301(A) of the Labor Management Relations Act

Tennessee Law Review, Vol. 39, No. 4, 1972, Florida International University Legal Studies Research Paper No. 10-36
Number of pages: 34 Posted: 03 Nov 2010 Last Revised: 12 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 125 (207,564)

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Labor Management Relations Act of 1947 (LMRA), Section 301(a), Collective Bargaining Agreements, Textile Workers Union v. Lincoln Mills, Steelworkers Trilogy, United Steelworkers v. Enterprise Wheel & Car Corp, Judicial Review, Standard, Federal Arbitration Act, Arbitration, Award

10.

Regulation of Hybrid Instruments Under the Commodity Exchange Act: A Call for Alternatives

Columbia Business Law Review, Vol. 1990, p. 1, 1990, Florida International University Legal Studies Research Paper No. 10-58
Number of pages: 60 Posted: 11 Nov 2010 Last Revised: 25 Mar 2011
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 123 (211,417)

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Commodity Exchange Act (CEA), Commodity Futures Trading Commission (CFTC), Commodity Futures, Contracts, Exchanges, Commodity Options, Securities and Exchange Commission (SEC), Hybrid Instruments, Swaps, Re-Purchase Agreements (Repos), Stand-By Commitment

11.

Protecting the Institutional Investor - Jungle Predator or Shorn Lamb?

Yale Journal on Regulation, Vol. 12, No. 2, 1995, Florida International University Legal Studies Research Paper No. 10-50
Number of pages: 43 Posted: 09 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 117 (218,144)
Citation 2

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Institutional Investor, Deregulation, Regulation, Traders, Trading, Two-Track Regulatory System, Unsophisticated Retail Customers, Derivative Instruments, Risks, Derivative Dealers, Claims, Risk Disclosure Document

12.

Federal Regulation of Margin in the Commodity Futures Industry – History and Theory

Temple Law Review, Vol. 64, No. 1, 1991, Florida International University Legal Studies Research Paper No. 10-35
Number of pages: 86 Posted: 03 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 111 (226,673)
Citation 2

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margin controls, future market, regulation, commodity futures industry, stock market crash, Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Federal Reserve Board, Commodity Exchange Authority (CEA)

13.

Regulating Excessive Executive Compensation - Why Bother?

Journal of Business & Technology Law, Vol. 2, No. 2, 2007, Florida International University Legal Studies Research Paper No. 10-52
Number of pages: 72 Posted: 11 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 110 (228,106)

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Executives, compensation, disclosure, corporate governance, Walt Disney Company, Securities Act of 1933, Securities Exchange Act of 1934, Securities Exchange Commission (SEC), Franklin D. Roosevelt, Enron, Adelphia Communication, WorldCom, Sarbanes-Oxley Corporate Reform Act of 2002, Robber Barons

14.

Fiduciary Duties under the Commodity Exchange Act

Notre Dame Law Review, Vol. 68, No. 2, 1992, Florida International University Legal Studies Research Paper No. 10-34
Number of pages: 73 Posted: 07 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 102 (240,512)
Citation 2

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Fiduciary Duty, Commodity Exchange Act (CEA), Trading, Commodity Futures Contracts, Stock Market Crash of 1987, Securities, Futures Markets, Trusts, Futures Industry, Traders, ERISA, Protected Customers

15.

The Subprime Crisis - Some Thoughts on a 'Sustainable' and 'Organic' Regulatory System

FIU Law Review, Vol. 4, No. 2, 2009, Florida International University Legal Studies Research Paper No. 10-56
Number of pages: 28 Posted: 11 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 99 (245,598)

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Subprime mortgage, loans, real estate bubble, Lehman Brothers, Bear Stearns, bailout, Freddie Mac, Fannie Mae, Hispanics, African-Americans, foreclosures, lenders, borrowers, Treasury Blueprint, financial system, regulation.

16.

Accountants Make Miserable Policemen: Rethinking Federal Securities Laws

North Carolina Journal of International Law and Commercial Regulation, Vol. 28, 2003, Florida International University Legal Studies Research Paper No. 10-21
Number of pages: 89 Posted: 16 Jun 2010 Last Revised: 24 Jun 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 94 (254,054)

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Stock Market Crash of 1929, securities, derivatives trading, Gramm-Leach-Bliley Act of 1999 (GLBA), Glass-Steagall Act, Commodity Exchange Act of 1936, Commodity Futures Modernization Act of 2000 (CFMA), derivative instruments, retail markets, global markets, full disclosure

17.

Guarding the Kraal - On the Trial of the Rogue Trader

The Journal of Corporation Law, Vol. 21, No. 1, 1995, Florida International University Legal Studies Research Paper No. 10-54
Number of pages: 24 Posted: 11 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 80 (280,789)
Citation 1

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Securities industry, rogue broker, rogue trader, Barings PLC, derivative instruments, proprietary trading, supervisory standards

18.

The Commodity Exchange Monopoly – Reform is Needed

Washington and Lee Law Review, Vol. 48, No. 3, 1991, Florida International University Legal Studies Research Paper No. 10-44
Number of pages: 60 Posted: 03 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 66 (312,895)
Citation 1

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Commodity Exchange Act, Commodity Futures Market, Regulation, Monopoly, Chicago Mercantile Exchange, Chicago Board of Trade, Chicago Sting Operation, Section 4, Rule 390, New York Stock Exchange (NYSE), Commodity Futures Trading Commission (CFTC), Trading, Floors, Exchanges, Competition

19.

Regulation of International Transactions Under the Commodity Exchange Act

Fordham Law Review Vol. 48, No. 2, 1979, Florida International University Legal Studies Research Paper No. 10-41
Number of pages: 31 Posted: 03 Nov 2010 Last Revised: 12 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 56 (339,700)

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Commodity Exchange Act (CEA), Commodity Futures Trading Commission (CFTC), international transactions, commodity futures contracts, foreign trading, regulation, abuse, reporting, antifraud provisions, commodity options, arbitration, advisers, parity of treatment

20.

CFTC Net Capital Rule - Should a More Risk-Based Approach Be Adopted?

Chicago-Kent Law Review, Vol. 71, No. 4, 1996, Florida International University Legal Studies Research Paper No. 10-47
Number of pages: 21 Posted: 06 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 52 (351,778)

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Commodity Futures Trading Commission (CFTC), futures industry, Net Capital Rule, prices, futures commission merchants, customer, protection, over-the-counter, derivatives

21.

Investigations under the Commodity Exchange Act

Administrative Law Review, Vol. 31, No. 3, 1979, Florida International University Legal Studies Research Paper No. 10-40
Number of pages: 44 Posted: 03 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 51 (354,862)
Citation 2

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Commodity Exchange Act (CEA), Commodity Futures Trading Commission (CFTC), futures contracts, enforcement, authority, compliance, investigations, trade practice, audits, reporting system, trader, market surveillance, inspection, fingerprinting, criminal prosecution, immunity, confidentiality

22.

Prohibited Floor Trading Activities Under the Commodity Exchange Act

Fordham Law Review Vol. 58, No. 1, 1989, Florida International University Legal Studies Research Paper No. 10-49
Number of pages: 53 Posted: 07 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 41 (387,886)

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Chicago Sting Operation, Chicago Board of Trade, Chicago Mercantile Exchange, traders, Floor Trading, Practices, Commodity Futures, Exchange, Abuses, Dual Trading, Regulation, Time Stamping, Scandals

23.

Sunshine on the Administrative Process: Wherein Lies the Shade

Administrative Law Review, Vol. 28, No. 3, 1976, Florida International University Legal Studies Research Paper No. 10-39
Number of pages: 21 Posted: 03 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 36 (406,641)

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Sunshine, legislation, public scrutiny, disclosure, personal privacy, trade secrets, business information, Freedom of Information Act, Commodity Futures Trading Commission (CFTC).

24.

The Sale of Advisory Contracts - Rosenfeld v. Black

New York Law School Law Review, Vol. 19, No. 1, 1973, Florida International University Legal Studies Research Paper No. 10-38
Number of pages: 22 Posted: 03 Nov 2010 Last Revised: 12 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 34 (414,527)

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Rosenfeld v. Black, Investment Company Act of 1940, Senate Bill 3681, House Bill 15304, investment adviser, Securities and Exchange Commission (SEC), Senate Bill 470, S. 470, Compensation, Investment, Company, Fiduciary Relationship, SEC v. Insurance Securities, Inc.

25.

Seventh Amendment and CFTC Reparations Proceedings

Iowa Law Review, Vol. 68, No. 1, 1982, Florida International University Legal Studies Research Paper No. 10-46
Number of pages: 37 Posted: 05 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 32 (426,823)

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Commodity Futures Trading Commission (CFTC) Act of 1974, Commodity Futures Trading Commission, Commodity Exchange Act, Commodity Futures, Industry, Legislative History, Reparations, Procedure, Seventh Amendment, Jury Trial

26.

Property Tax - A Withering Vine

Kentucky Law Journal, Vol. 60, No. 1, 1971 , Florida International University Legal Studies Research Paper No. 10-37
Number of pages: 36 Posted: 03 Nov 2010 Last Revised: 07 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 32 (422,630)

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Kentucky, Property, Taxation, Reform, Justification, History, Kentucky State Tax Commission

27.

The Federal Advisory Committee Act

University of Pittsburgh Law Review, Vol. 35, No. 3, 1974, Florida International University Legal Studies Research Paper No. 10-57
Number of pages: 53 Posted: 10 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 26 (450,233)

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Federal Advisory Committee Act of 1972, Congressional, Advisory Committees, Presidential, Management, Creation, Responsibilities, Termination, Renewal, Operations, Files, Procedures, Nondisclosure, Public Notice, Transcripts, Minutes

28.

Standing in the Political Arena

Albany Law Review, Vol. 45, No. 4, 1981, Florida International University Legal Studies Research Paper No. 10-42
Number of pages: 27 Posted: 03 Nov 2010 Last Revised: 12 Nov 2010
Jerry W. Markham
Florida International University (FIU) - College of Law
Downloads 18 (492,974)

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Standing, requirements, politics, government, political context, Congress, challenges, executive branch, injury in fact test, prudential standards

29.

Banking and Insurance: Before and after the Gramm-Leach-Bliley Act

Journal of Corporation Law, Vol. 25, Issue 4
Posted: 08 Nov 2000
Lissa L. Broome and Jerry W. Markham
University of North Carolina School of Law and Florida International University (FIU) - College of Law

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