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Florida International University (FIU) - College of Law
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Finance, Regulation, Comparative Law
Commodity Futures Trading Commission (CFTC), Manipulation, Commodity Futures, Prices, Trading, Prosecution, Silver Crisis of 1980, Stock Market Crash of 1987, Rigged Trades, Capping, Pegging, Corner, Squeeze, Ferruzzi Finanziaria S.P.A., Chicago Board of Trade
Banking, History, Regulation, Regulatory Structure, Money Trust, New Deal legislation, Gramm-Leach-Bliley Act, Financial Services, Bank of the United States, BUS, BUSes, Branch Banking, Monetary Policy, Thrifts, Glass-Steagall Act
Front-running, insider trading, Commodity Exchange Act (CEA), commodity futures contract, stock option contract, securities options, market, fraud on the market theory, manipulation, prices.
Mutual funds, scandals, collective investments, Eliot Spitzer, Securities and Exchange Commission (SEC), Investment Company Act of 1940, corporate governance, hedge funds, shareholders, commodity pools, common trust funds, unit investment trusts, trust indentures.
Securities and Exchange Commission (SEC), Bernard L. Madoff, Bear Stearns, Lehman Brothers, Commodity Futures Trading Commission (CFTC), Commodity Futures Modernization Act of 2000, over-the-counter (OTC) derivatives, prices, market, regulation, Treasury Blueprint, Stock Market Crash of 1987.
Derivative Financial Instruments, Confederate Bonds, Regulation, Over-the-Counter, Unregulated, Dealers, Netting
Commodity Exchange Act (CEA), Commodity Futures Trading Commission (CFTC), Commodity Futures, Contracts, Exchanges, Commodity Options, Securities and Exchange Commission (SEC), Hybrid Instruments, Swaps, Re-Purchase Agreements (Repos), Stand-By Commitment
Executives, compensation, disclosure, corporate governance, Walt Disney Company, Securities Act of 1933, Securities Exchange Act of 1934, Securities Exchange Commission (SEC), Franklin D. Roosevelt, Enron, Adelphia Communication, WorldCom, Sarbanes-Oxley Corporate Reform Act of 2002, Robber Barons
Privatization, Social Security, Bankruptcy, Benefits, Retirement, Investment, Private Pensions, Disability Benefits, Accounts, Australia.
Institutional Investor, Deregulation, Regulation, Traders, Trading, Two-Track Regulatory System, Unsophisticated Retail Customers, Derivative Instruments, Risks, Derivative Dealers, Claims, Risk Disclosure Document
margin controls, future market, regulation, commodity futures industry, stock market crash, Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Federal Reserve Board, Commodity Exchange Authority (CEA)
Labor Management Relations Act of 1947 (LMRA), Section 301(a), Collective Bargaining Agreements, Textile Workers Union v. Lincoln Mills, Steelworkers Trilogy, United Steelworkers v. Enterprise Wheel & Car Corp, Judicial Review, Standard, Federal Arbitration Act, Arbitration, Award
Subprime mortgage, loans, real estate bubble, Lehman Brothers, Bear Stearns, bailout, Freddie Mac, Fannie Mae, Hispanics, African-Americans, foreclosures, lenders, borrowers, Treasury Blueprint, financial system, regulation.
Fiduciary Duty, Commodity Exchange Act (CEA), Trading, Commodity Futures Contracts, Stock Market Crash of 1987, Securities, Futures Markets, Trusts, Futures Industry, Traders, ERISA, Protected Customers
Stock Market Crash of 1929, securities, derivatives trading, Gramm-Leach-Bliley Act of 1999 (GLBA), Glass-Steagall Act, Commodity Exchange Act of 1936, Commodity Futures Modernization Act of 2000 (CFMA), derivative instruments, retail markets, global markets, full disclosure
Securities industry, rogue broker, rogue trader, Barings PLC, derivative instruments, proprietary trading, supervisory standards
Commodity Exchange Act (CEA), Commodity Futures Trading Commission (CFTC), international transactions, commodity futures contracts, foreign trading, regulation, abuse, reporting, antifraud provisions, commodity options, arbitration, advisers, parity of treatment
Commodity Exchange Act, Commodity Futures Market, Regulation, Monopoly, Chicago Mercantile Exchange, Chicago Board of Trade, Chicago Sting Operation, Section 4, Rule 390, New York Stock Exchange (NYSE), Commodity Futures Trading Commission (CFTC), Trading, Floors, Exchanges, Competition
Commodity Exchange Act (CEA), Commodity Futures Trading Commission (CFTC), futures contracts, enforcement, authority, compliance, investigations, trade practice, audits, reporting system, trader, market surveillance, inspection, fingerprinting, criminal prosecution, immunity, confidentiality
Commodity Futures Trading Commission (CFTC), futures industry, Net Capital Rule, prices, futures commission merchants, customer, protection, over-the-counter, derivatives
Sunshine, legislation, public scrutiny, disclosure, personal privacy, trade secrets, business information, Freedom of Information Act, Commodity Futures Trading Commission (CFTC).
Chicago Sting Operation, Chicago Board of Trade, Chicago Mercantile Exchange, traders, Floor Trading, Practices, Commodity Futures, Exchange, Abuses, Dual Trading, Regulation, Time Stamping, Scandals
Commodity Futures Trading Commission (CFTC) Act of 1974, Commodity Futures Trading Commission, Commodity Exchange Act, Commodity Futures, Industry, Legislative History, Reparations, Procedure, Seventh Amendment, Jury Trial
Rosenfeld v. Black, Investment Company Act of 1940, Senate Bill 3681, House Bill 15304, investment adviser, Securities and Exchange Commission (SEC), Senate Bill 470, S. 470, Compensation, Investment, Company, Fiduciary Relationship, SEC v. Insurance Securities, Inc.
Kentucky, Property, Taxation, Reform, Justification, History, Kentucky State Tax Commission
Federal Advisory Committee Act of 1972, Congressional, Advisory Committees, Presidential, Management, Creation, Responsibilities, Termination, Renewal, Operations, Files, Procedures, Nondisclosure, Public Notice, Transcripts, Minutes
Standing, requirements, politics, government, political context, Congress, challenges, executive branch, injury in fact test, prudential standards
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