Yini Liu

University of Western Ontario

Assistant Professor

1151 Richmond Street

Suite 2

London, Ontario N6A 5B8

Canada

http://https://dan.uwo.ca/people/faculty/yini_liu.html

SCHOLARLY PAPERS

7

DOWNLOADS

401

SSRN CITATIONS

3

CROSSREF CITATIONS

0

Ideas:
“  Private Investments in Public Equity (PIPEs); Private Placements; Litigation Risk; Innovation; Short Selling.  ”

Scholarly Papers (7)

1.

How Reverse Merger Firms Raise Capital in PIPEs: Search Costs and Placement Agent Reputation

Review of Quantitative Finance and Accounting (RQFA), January 2021, 56(1), 143-184.
Number of pages: 54 Posted: 28 Jun 2019 Last Revised: 11 Aug 2021
Onur Bayar, Yini Liu and Juan Mao
University of Texas at San Antonio - Alvarez College of Business, University of Western Ontario and University of Texas at San Antonio - Department of Accounting
Downloads 155 (339,513)

Abstract:

Loading...

Private Investment in Public Equity; Reverse Mergers; Financial Intermediaries; PIPEs with multiple closings; Financial Contracting; IPOs

2.

Litigation and Information Effects on Private Sales of Securities

Number of pages: 53 Posted: 13 Aug 2021 Last Revised: 31 Aug 2023
University of Texas at San Antonio - Alvarez College of Business, University of Wisconsin - Milwaukee - Department of Finance, University of Western Ontario and University of Texas at San Antonio - Department of Accounting
Downloads 73 (570,962)

Abstract:

Loading...

Law and Finance; Information Effects; Private Investment in Public Equity (PIPE); Private Placements; Mitigation Actions

3.

Does innovation success reduce the cost of financing? Evidence from private investments in public equity

Finance Research Letters, 2022
Number of pages: 11 Posted: 22 Nov 2022
Yini Liu
University of Western Ontario
Downloads 51 (681,687)

Abstract:

Loading...

Innovation; Private investments in public equity (PIPEs); Private equity placements

4.

Shareholder Litigation and Short Selling Ahead of Private Equity Placements

Forthcoming, Financial Review, https://doi.org/10.1111/fire.12347
Number of pages: 45 Posted: 26 May 2023 Last Revised: 02 Jun 2023
Onur Bayar, Yini Liu and Juan Mao
University of Texas at San Antonio - Alvarez College of Business, University of Western Ontario and University of Texas at San Antonio - Department of Accounting
Downloads 46 (712,363)

Abstract:

Loading...

Short Selling; Private Investment in Public Equity (PIPE); Law and Finance; Securities Class Action Litigation.

5.

The Role of Financial Covenants in Pricing Private Investments in Public Equity

Journal of Corporate Finance, Forthcoming
Number of pages: 45 Posted: 26 Jul 2023
Yini Liu and Ca Nguyen
University of Western Ontario and University of Arkansas Fort Smith
Downloads 42 (738,430)
Citation 1

Abstract:

Loading...

Syndicated loans; Creditor Rights; Covenants; Private Placements; Private Investment in Public Equity (PIPE)

6.

Corporate Tax Avoidance and Stock Price Informativeness

Number of pages: 45 Posted: 20 Dec 2023
University of Texas at San Antonio - Alvarez College of Business, North Dakota State University - College of Business, University of Western Ontario and Kansas State University - Department of Finance
Downloads 30 (845,079)

Abstract:

Loading...

Corporate Tax Avoidance; Stock Price Informativeness; Managerial Learning; Tax Planning

7.

The Role of Existing Shareholders in Private Equity Placements in China

Forthcoming, Journal of Financial Research
Number of pages: 50 Posted: 16 Feb 2024
Yini Liu, Di Lu and Suhua Tian
University of Western Ontario, Sun Yat-sen University and Fudan University - School of Economics
Downloads 4 (1,066,518)

Abstract:

Loading...

Private equity placements; PIPEs; Existing shareholders; Pricing and valuation effects; Tunneling incentives