Rachel Li

Securities and Exchange Commission (SEC)

Financial Economist

100 F St NE

Washington, DC 20549-1105

United States

  • Securities and Exchange Commission (SEC)

SCHOLARLY PAPERS

8

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7,680

TOTAL CITATIONS
Rank 12,286

SSRN RANKINGS

Top 12,286

in Total Papers Citations

73

Scholarly Papers (8)

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1.

Sustainability or Performance? Ratings and Fund Managers’ Incentives

Journal of Financial Economics (JFE), Forthcoming, European Corporate Governance Institute – Finance Working Paper No. 747/2021, Swedish House of Finance Research Paper No. 21-4
Number of pages: 83 Posted: 02 Dec 2020 Last Revised: 09 Mar 2024
Nickolay Gantchev, Mariassunta Giannetti and Rachel Li
University of Warwick - Warwick Business School, Stockholm School of Economics and Securities and Exchange Commission (SEC)
Downloads 2,718 (10,578)
Citation 23

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Sustainability; ESG; Mutual Funds; Fund Flows; Ratings

2.

Does Money Talk? Divestitures and Corporate Environmental and Social Policies

Downloads 2,166 (15,210)
Citation 46

Does Money Talk? Divestitures and Corporate Environmental and Social Policies

Review of Finance (Forthcoming), European Corporate Governance Institute – Finance Working Paper No. 634/2019, Swedish House of Finance Research Paper No. 19-9
Number of pages: 52 Posted: 24 Jun 2019 Last Revised: 02 May 2022
Nickolay Gantchev, Mariassunta Giannetti and Rachel Li
University of Warwick - Warwick Business School, Stockholm School of Economics and Securities and Exchange Commission (SEC)
Downloads 2,161 (14,971)
Citation 36

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Corporate social responsibility; Real effects of financial markets; Institutional investors; Sustainability; Corporate governance

Does Money Talk? Market Discipline Through Selloffs and Boycotts

CEPR Discussion Paper No. DP14098
Number of pages: 53 Posted: 15 Nov 2019
Nickolay Gantchev, Mariassunta Giannetti and Rachel Li
University of Warwick - Warwick Business School, Stockholm School of Economics and Securities and Exchange Commission (SEC)
Downloads 5 (1,328,884)
Citation 10
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corporate governance, Corporate social responsibility, Culture, Environment, institutional investors

3.

CEO Succession Roulette

Management Science, forthcoming
Number of pages: 48 Posted: 02 Nov 2016 Last Revised: 04 Apr 2022
Dragana Cvijanovic, Nickolay Gantchev and Rachel Li
Cornell SC Johnson College of Business, University of Warwick - Warwick Business School and Securities and Exchange Commission (SEC)
Downloads 1,426 (29,007)
Citation 3

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CEO turnover, succession planning, executive labor market, CEO-firm match, CEO turnover-performance sensitivity

4.

Product Similarity, Benchmarking, and Corporate Fraud

Sixth Annual Conference on Financial Market Regulation
Number of pages: 59 Posted: 17 Jun 2019 Last Revised: 21 Aug 2024
Audra L. Boone, William Grieser, Rachel Li and Parth Venkat
Texas Christian University - M.J. Neeley School of Business, Texas Christian University, Securities and Exchange Commission (SEC) and University of Alabama - Department of Economics, Finance and Legal Studies
Downloads 691 (79,519)

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Corporate Fraud, Product Market Similarity, Product Similarity, Benchmarking, Corporate Governance

5.

Personal Convictions and ESG Investing

Number of pages: 39 Posted: 08 Aug 2022
Charlie Costello, Rachel Li, Sugata Ray and Parth Venkat
Upstart Network Inc., Securities and Exchange Commission (SEC), University of Alabama - Department of Economics, Finance and Legal Studies and University of Alabama - Department of Economics, Finance and Legal Studies
Downloads 273 (234,545)

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ESG; Mutual Funds; Portfolio Choice; Fund Performance; Personal Convictions

6.

Corporate and Mutual-Fund Overlapping Directors and Shareholder Satisfaction

Number of pages: 53 Posted: 12 Nov 2018 Last Revised: 06 May 2021
Rachel Li and Miriam Schwartz-Ziv
Securities and Exchange Commission (SEC) and Hebrew University of Jerusalem - Department of Finance and Banking
Downloads 208 (306,188)
Citation 1

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overlapping directors, interlocking boards, busy directors, mutual funds, shareholder votes, boards, directors

7.

Investor Heterogeneity and Market Discipline: Evidence from Mutual Fund Adviser Misconduct

Number of pages: 48 Posted: 28 Oct 2019 Last Revised: 11 Aug 2020
Rachel Li
Securities and Exchange Commission (SEC)
Downloads 196 (323,539)

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Mutual Funds, Market Discipline, Corporate Governance, Investor Behavior

8.

Sustainability or Performance? Ratings and Fund Managers' Incentives

CEPR Discussion Paper No. DP15945
Number of pages: 47 Posted: 31 Mar 2021
Nickolay Gantchev, Mariassunta Giannetti and Rachel Li
University of Warwick - Warwick Business School, Stockholm School of Economics and Securities and Exchange Commission (SEC)
Downloads 2 (1,293,893)
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