Lev Bromberg

The University of Melbourne

PhD Student

185 Pelham Street

Carlton, Victoria 3053

Australia

  • The University of Melbourne

SCHOLARLY PAPERS

9

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in Total Papers Downloads

2,607

SSRN CITATIONS

2

CROSSREF CITATIONS

4

Scholarly Papers (9)

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1.

Fintech Sandboxes: Achieving a Balance between Regulation and Innovation

Journal of Banking and Finance Law and Practice, Vol.28, No. 4, pp. 314-336, 2017, U of Melbourne Legal Studies Research Paper No. 767
Number of pages: 26 Posted: 26 Dec 2017 Last Revised: 11 Mar 2018
Lev Bromberg, Andrew Godwin and Ian Ramsay
The University of Melbourne, Melbourne Law School and Melbourne Law School - University of Melbourne
Downloads 932 (24,902)
Citation 1

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Fintech, regulatory sandbox, financial regulation, innovation, financial services, technology

2.

The Extent and Intensity of Insider Trading Enforcement - An International Comparison

Journal of Corporate Law Studies, Vol. 17, No. 1, pp. 73-110, 2017
Number of pages: 33 Posted: 17 Feb 2017
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, University of Melbourne - Centre for Corporate Law and Melbourne Law School - University of Melbourne
Downloads 316 (98,314)

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Insider trading, insider dealing, securities, enforcement, penalties

3.

Financial Market Manipulation and Insider Trading: An International Study of Enforcement Approaches

Journal of Business Law, Issue No. 8, 2017, pp. 652-679, U of Melbourne Legal Studies Research Paper No. 762
Number of pages: 27 Posted: 20 Nov 2017 Last Revised: 02 Mar 2018
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, University of Melbourne - Centre for Corporate Law and Melbourne Law School - University of Melbourne
Downloads 265 (118,617)

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market manipulation, insider trading, insider dealing, enforcement, securities

4.

Insider Trading and Market Manipulation: The SEC's Enforcement Outcomes

Securities Regulation Law Journal, Vol. 45, No. 2, pp. 109-125, 2017
Number of pages: 13 Posted: 17 Aug 2017
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, University of Melbourne - Centre for Corporate Law and Melbourne Law School - University of Melbourne
Downloads 264 (119,084)

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Securities and Exchange Commission, market manipulation, insider trading, enforcement

5.

Sanctions Imposed for Insider Trading in Australia, Canada (Ontario), Hong Kong, Singapore, New Zealand, the United Kingdom and the United States: An Empirical Study

CIFR Paper No. 117/2016
Number of pages: 51 Posted: 02 Aug 2016 Last Revised: 04 Aug 2016
Lev Bromberg, George Gilligan, Jasper Hedges and Ian Ramsay
The University of Melbourne, University of Melbourne - Centre for Corporate Law, Australian National University, Research School of Social Sciences and Melbourne Law School - University of Melbourne
Downloads 261 (120,493)

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Insider trading, insider dealing, sanctions, penalties

6.

Enforcement of Financial Market Manipulation Laws: An International Comparison of Sanctions

CIFR Paper No.126/2016
Number of pages: 34 Posted: 15 Oct 2016 Last Revised: 09 Nov 2016
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, University of Melbourne - Centre for Corporate Law and Melbourne Law School - University of Melbourne
Downloads 230 (136,977)
Citation 1

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market manipulation; enforcement; corporate regulators

7.

Cross-Border Cooperation in Financial Regulation: Crossing the Fintech Bridge

Capital Markets Law Journal, Vol. 13, No. 1, pp. 59-84, 2018
Number of pages: 24 Posted: 28 Jan 2018
Lev Bromberg, Andrew Godwin and Ian Ramsay
The University of Melbourne, Melbourne Law School and Melbourne Law School - University of Melbourne
Downloads 211 (148,826)

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Fintech, financial regulation, innovation, financial services, technology, regulatory cooperation, International Organization of Securities Commissions

8.

Similar Insider Trading Laws, Different Enforcement Reality: An Evaluation of Australian and Singaporean Enforcement Approaches

Australian Journal of Corporate Law, Vol. 32, No. 3, pp. 283-313, 2017, U of Melbourne Legal Studies Research Paper No. 765
Number of pages: 25 Posted: 06 Dec 2017 Last Revised: 11 Mar 2018
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, University of Melbourne - Centre for Corporate Law and Melbourne Law School - University of Melbourne
Downloads 92 (288,213)

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9.

The Vulnerability of Older Australians in Bankruptcy: Insights from an Empirical Study

Adelaide Law Review, Vol 39, No. 4, pp. 393-437, 2018, U of Melbourne Legal Studies Research Paper No. 822
Number of pages: 33 Posted: 09 Dec 2018 Last Revised: 28 Mar 2019
Lev Bromberg, Ian Ramsay and Paul Ali
The University of Melbourne, Melbourne Law School - University of Melbourne and University of Melbourne - Law School
Downloads 36 (453,675)

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Bankruptcy, Personal Insolvency, Debt Agreements, Debt, Aging, Older Australians