Lev Bromberg

The University of Melbourne

PhD Student

185 Pelham Street

Carlton, Victoria 3053

Australia

  • The University of Melbourne

SCHOLARLY PAPERS

8

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Scholarly Papers (8)

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1.

Fintech Sandboxes: Achieving a Balance between Regulation and Innovation

Journal of Banking and Finance Law and Practice, Vol.28, No. 4, pp. 314-336, 2017, U of Melbourne Legal Studies Research Paper No. 767
Number of pages: 26 Posted: 26 Dec 2017 Last Revised: 11 Mar 2018
Lev Bromberg, Andrew Godwin and Ian Ramsay
The University of Melbourne, Melbourne Law School and Melbourne Law School - University of Melbourne
Downloads 376 (72,417)

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Fintech, regulatory sandbox, financial regulation, innovation, financial services, technology

2.

The Extent and Intensity of Insider Trading Enforcement - An International Comparison

Journal of Corporate Law Studies, Vol. 17, No. 1, pp. 73-110, 2017
Number of pages: 33 Posted: 17 Feb 2017
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, The University of Melbourne - Centre for Corporate Law and Securities Regulation and Melbourne Law School - University of Melbourne
Downloads 250 (114,059)

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Insider trading, insider dealing, securities, enforcement, penalties

3.

Sanctions Imposed for Insider Trading in Australia, Canada (Ontario), Hong Kong, Singapore, New Zealand, the United Kingdom and the United States: An Empirical Study

CIFR Paper No. 117/2016
Number of pages: 51 Posted: 02 Aug 2016 Last Revised: 04 Aug 2016
Lev Bromberg, George Gilligan, Jasper Hedges and Ian Ramsay
The University of Melbourne, The University of Melbourne - Centre for Corporate Law and Securities Regulation, Australian National University, Research School of Social Sciences and Melbourne Law School - University of Melbourne
Downloads 231 (123,075)

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Insider trading, insider dealing, sanctions, penalties

4.

Enforcement of Financial Market Manipulation Laws: An International Comparison of Sanctions

CIFR Paper No.126/2016
Number of pages: 34 Posted: 15 Oct 2016 Last Revised: 09 Nov 2016
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, The University of Melbourne - Centre for Corporate Law and Securities Regulation and Melbourne Law School - University of Melbourne
Downloads 202 (139,955)

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market manipulation; enforcement; corporate regulators

5.

Insider Trading and Market Manipulation: The SEC's Enforcement Outcomes

Securities Regulation Law Journal, Vol. 45, No. 2, pp. 109-125, 2017
Number of pages: 13 Posted: 17 Aug 2017
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, The University of Melbourne - Centre for Corporate Law and Securities Regulation and Melbourne Law School - University of Melbourne
Downloads 184 (152,595)

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Securities and Exchange Commission, market manipulation, insider trading, enforcement

6.

Financial Market Manipulation and Insider Trading: An International Study of Enforcement Approaches

Journal of Business Law, Issue No. 8, 2017, pp. 652-679, U of Melbourne Legal Studies Research Paper No. 762
Number of pages: 27 Posted: 20 Nov 2017 Last Revised: 02 Mar 2018
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, The University of Melbourne - Centre for Corporate Law and Securities Regulation and Melbourne Law School - University of Melbourne
Downloads 160 (172,583)

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market manipulation, insider trading, insider dealing, enforcement, securities

7.

Cross-Border Cooperation in Financial Regulation: Crossing the Fintech Bridge

Capital Markets Law Journal, Vol. 13, No. 1, pp. 59-84, 2018
Number of pages: 24 Posted: 28 Jan 2018
Lev Bromberg, Andrew Godwin and Ian Ramsay
The University of Melbourne, Melbourne Law School and Melbourne Law School - University of Melbourne
Downloads 133 (200,796)

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Fintech, financial regulation, innovation, financial services, technology, regulatory cooperation, International Organization of Securities Commissions

8.

Similar Insider Trading Laws, Different Enforcement Reality: An Evaluation of Australian and Singaporean Enforcement Approaches

Australian Journal of Corporate Law, Vol. 32, No. 3, pp. 283-313, 2017, U of Melbourne Legal Studies Research Paper No. 765
Number of pages: 25 Posted: 06 Dec 2017 Last Revised: 11 Mar 2018
Lev Bromberg, George Gilligan and Ian Ramsay
The University of Melbourne, The University of Melbourne - Centre for Corporate Law and Securities Regulation and Melbourne Law School - University of Melbourne
Downloads 51 (360,154)

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