Filippo Annunziata

Bocconi University - Department of Law

Associate professor

Via Roentgen, 1

Milan, Milan 20136

Italy

European Banking Institute

Fellow Academic Member

Frankfurt

Germany

http://ebi-europa.eu/bodies-of-ebi/academic-board/

Ca Foscari University of Venice

Dorsoduro 3246

Venice, Veneto 30123

Italy

Bocconi University - Baffi Carefin Centre

Via Roentgen 1

Milan

Italy

Frankfurt School of Finance & Management

Adickesallee 32-34

Frankfurt am Main, 60322

Germany

EUSFIL Jean Monnet Centre of Excellence

Italy

SCHOLARLY PAPERS

33

DOWNLOADS
Rank 2,591

SSRN RANKINGS

Top 2,591

in Total Papers Downloads

24,666

SSRN CITATIONS
Rank 33,847

SSRN RANKINGS

Top 33,847

in Total Papers Citations

26

CROSSREF CITATIONS

6

Ideas:
“  Crypto assets; Market abuse; Investment funds; ESG; emission allowances; European Central Bank; Single Supervisory Mechanism  ”

Scholarly Papers (33)

1.

The Markets in Crypto-Assets Regulation (MICA) and the EU Digital Finance Strategy

European Banking Institute Working Paper Series No. 2020/77, University of Luxembourg Law Working Paper Series No. 2020-018, University of Hong Kong Faculty of Law Research Paper No. 2020/059
Number of pages: 33 Posted: 11 Nov 2020 Last Revised: 11 Dec 2023
Dirk A. Zetzsche, Filippo Annunziata, Filippo Annunziata, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, Bocconi University - Department of Law, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 5,693 (2,849)
Citation 19

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Digital Finance, Eu Digital Finance Action Plan, MiCA, Cryptoassets, Stablecoins, Payment Tokens, Currency Tokens, Utility Tokens, Securities Token, Investment Tokens, MiFID, prospectus regulation, Initial Coin Offerings, FinTech, financial law, securities law

2.

Pandemic Crisis and Financial Stability

European Banking Institute Working Paper Series Forthcoming
Number of pages: 481 Posted: 22 May 2020
National and Kapodistrian University of Athens, University of Hamburg - Institute of Law and Economics, Radboud University Nijmegen - Institute for Financial Law (IFR), Ghent University - Financial Law Institute, Trinity College Dublin - School of Law, University of Vienna, London School of Economics - Law School, University of Bologna - Department of Business Law, Universidad Carlos III de Madrid, University of Lisbon - School of Law. Jean Monnet Chair – Economic Regulation in the EU, Bocconi University - Department of Law, University of Genoa - Law Department, Leiden University, University Rome III, Department of Law, University of Oxford Faculty of Law, CSEF - University of Naples Federico II - Centre for Studies in Economics and Finance (CSEF), Università Cattolica and Università Cattolica del Sacro Cuore
Downloads 2,814 (9,166)
Citation 1

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3.

Financial Stability Amidst the Pandemic Crisis: On Top of the Wave

Number of pages: 621 Posted: 20 Jul 2021
National and Kapodistrian University of Athens, University of Hamburg - Institute of Law and Economics, Bocconi University - Department of Law, University of Edinburgh - School of Law, HEC MontrealHEC Montreal, University of Luxembourg, Universidad Carlos III de Madrid, University Rome III, Department of Law, Radboud University Nijmegen - Institute for Financial Law (IFR), City University London - The Business School, Trinity College Dublin - School of Law, University of Oxford Faculty of Law, LUMSA University, Università Cattolica del Sacro Cuore, Centre for European Policy Studies (CEPS), University of St. Gallen (HSG), Goethe University Frankfurt - Faculty of Economics and Business Administration, Leiden University, University of Bologna - Department of Business Law, University of Vienna, University of Lisbon - School of Law. Jean Monnet Chair – Economic Regulation in the EU, Universidad Carlos III de Madrid, CSEF - University of Naples Federico II - Centre for Studies in Economics and Finance (CSEF), Universidad Complutense de Madrid (UCM), Università Cattolica, Court of Justice of the European Union, University of Genoa - Law Department, Leibniz Institute for Financial Research SAFE and University of Geneva - Graduate Institute of International Studies (HEI)
Downloads 1,367 (28,319)
Citation 1

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COVID-19, banking regulation, financial stability, European Union

4.

Speak, If You Can: What Are You? An Alternative Approach to the Qualification of Tokens and Initial Coin Offerings

Bocconi Legal Studies Research Paper No. 2636561
Number of pages: 50 Posted: 18 Mar 2019 Last Revised: 21 Jul 2019
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 1,298 (30,662)
Citation 5

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Crypto-Assets, Cryptocurrency, Bitcoin, Ethereum, ICO, Blockchain, DLT, Distributed Ledger Technology, Digital Tokens, MiFID, Trading Venues

5.

An Overview of the Markets in Crypto-Assets Regulation (MiCAR).

European Banking Institute Working Paper Series no. 158
Number of pages: 72 Posted: 11 Dec 2023
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 1,253 (32,220)
Citation 2

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6.

Investment Services and Investment Funds

Investment Services and Investment Funds. “Research Handbook on European Economic Law” Eds. Marco Ventoruzzo - Federico Fabbrini Edward Elgar, 2019, Bocconi Legal Studies Research Paper No. 3345943
Number of pages: 46 Posted: 29 Mar 2019
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 1,222 (33,402)

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MiFID, AIFDM, Investment Services

7.

Behavioural Finance and Markets Efficiency: Is There a Dialogue? A Preliminary Reflection on Regulation 596/2014/EU

Law and Economics Yearly Review, Vol. 5, Part 2 (2016), Bocconi Legal Studies Research Paper No. 2956245
Number of pages: 30 Posted: 24 Apr 2017
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 1,066 (40,589)

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8.

European Banking Supervision in the Age of the ECB. Landeskreditbank Baden-Württemberg ‒ Förderbank v. ECB.

Bocconi Legal Studies Research Paper No. 3139567
Number of pages: 39 Posted: 19 Mar 2018 Last Revised: 16 Jun 2018
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 929 (49,270)
Citation 8

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ECB, Landesbank, SSM, Banking Supervision

9.

Collective Investment Undertakings in the EU: How to Frame a Definition after the AIFMD

RTDF N° 1 - 2017 , Bocconi Legal Studies Research Paper No. 2956246
Number of pages: 13 Posted: 24 Apr 2017 Last Revised: 28 Feb 2018
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 928 (49,483)

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10.

Digital Assets, MiCA and EU Investment Fund Law

Number of pages: 39 Posted: 30 Nov 2023
Dirk A. Zetzsche, Filippo Annunziata, Filippo Annunziata and Julia Sinnig
Universite du Luxembourg - Faculty of Law, Economics and Finance, Bocconi University - Department of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 852 (55,585)

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Investment Funds, UCITS, AIF, MiCA, digital assets, crypto-assets, tokenization, Digital Asset Funds, crypto-assets, liability, depositaries

11.

The Remains of the Day: EU Financial Agencies, Soft Law and the Relics of Meroni

European Banking Institute Working Paper Series 2021 - no. 106, 2021.
Number of pages: 61 Posted: 22 Nov 2021
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 775 (63,080)

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CJEU, ECB, SSM, European Banking Authority, European Supervisory Agency, ESMA, EIOPA, Meroni, Romano, soft law, Guidelines

12.

Fostering Centralization of EU Banking Supervision Through Case-Law. The European Court of Justice and the Role of the European Central Bank

Bocconi Legal Studies Research Paper No. 3372346, April 2019
Number of pages: 29 Posted: 14 May 2019
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 736 (67,503)
Citation 7

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13.

The Licensing Rules in MiCA

Fintech Regulation and the Licensing Principle, Edited by Dário Moura Vicente Diogo Pereira Duarte Catarina Granadeiro, Centro de Investigaçao de direito privado, European Banking Institute, Frankfurt, 2023, Bocconi Legal Studies Research Paper No. 4346795
Number of pages: 25 Posted: 06 Feb 2023
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 678 (75,033)

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Crypto-Assets, Tokens, Electronic Money, Stablecoins, Digital Finance, MiCA

14.

DLT-Based Trading Venues and EU Capital Markets Legislation: State of the Art and Perspectives under the DLT Pilot Regime

Bocconi Legal Studies Research Paper No. 4344803
Number of pages: 27 Posted: 01 Feb 2023
Filippo Annunziata, Filippo Annunziata, Anna Chiara Chisari and Paolo Roberto Amendola
Bocconi University - Department of Law, Bocconi University and Annunziata&Conso
Downloads 518 (105,048)

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MiCA, Pilot Regime, Trading Venues, MiFID, DLT, CSDR

15.

Towards an EU Charter for the Protection of End Users in Financial Markets

European Banking Institute Working Paper Series 2022 - no. 128, Bocconi Legal Studies Research Paper No. 4200502
Number of pages: 61 Posted: 26 Aug 2022
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 404 (141,022)
Citation 2

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CRDIV, MiFID II, IDD, Solvency II, consumer protection, investor protection, PRIIPS, ESG

16.

Weiss and EU Union Banking Law. A Test for the Fundamental Principles of the Treaty

European Banking Institute Working Paper Series 2020 - no. 67
Number of pages: 64 Posted: 21 Jul 2020 Last Revised: 24 Nov 2020
Filippo Annunziata, Filippo Annunziata, Marco Lamandini and David Ramos Muñoz
Bocconi University - Department of Law, University of Bologna - Department of Business Law and affiliation not provided to SSRN
Downloads 378 (151,914)

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European Central Bank, German Constitutional Court, Court of Justice of the European Union, European Banking Union, EU, Ultra vires, proportionality, sovereign bonds, Weiss, Gauweiler, Landeskreditbank, statement of reasons

17.

The Financial Regulation of Italian SPACs

in Alternative Acquisition Models and Financial Innovation: SPACs in Europe, and the Italian Legal Framework, Daniele D’Alvia, Ettore Maria Lombardi & Yochanan Shachmurove (eds.), 2023, 36-58., Bocconi Legal Studies Research Paper No. 3935927
Number of pages: 25 Posted: 05 Oct 2021 Last Revised: 25 Oct 2023
Filippo Annunziata, Filippo Annunziata, Maria Lucia Passador and Anna Chiara Chisari
Bocconi University - Department of Law, Bocconi University - Department of Law and Bocconi University
Downloads 368 (156,553)
Citation 1

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SPACs, blank check companies, IPO market, private equity, business combination

18.

‘Madamina, Il Catalogo E’ Questo…’. the Duty to Disclose Inside Information and the Proper Organization of the Company: The Market Abuse Regulation (‘MAR’) and Italian Company Law.

Bocconi Legal Studies Research Paper
Number of pages: 80 Posted: 17 Jun 2020
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 349 (165,835)

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Market Abuse Regulation, MAR, insider trading, inside information, corporate governance

19.

'The Best of All Possible Worlds'? The Access of SMEs to Trading Venues: Freedom, Conditioning and Gold-plating

European Banking Institute Working Paper Series 2021 - no. 96, Bocconi Legal Studies Research Paper No. 3865182
Number of pages: 57 Posted: 15 Jun 2021
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 296 (197,629)

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trading venues, MiFID, MiFIR, Capital Markets Union, SME

20.

Retail Investment Strategy. How to Boost Retail Investors’ Participation in Financial Markets

Committee on Economic and Monetary Affairs, Policy Department for Economic, Scientific and Quality of Life Policies, European Parliament, Luxembourg, 2023, Bocconi Legal Studies Research Paper No. 4503351
Number of pages: 53 Posted: 20 Jul 2023
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 285 (205,621)

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21.

Credit Funds Regulation in the EU and the Debate on NPLs and AMCs

Bocconi Legal Studies Research Paper No, 3857841
Number of pages: 43 Posted: 10 Jun 2021
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 281 (208,613)
Citation 1

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AIFMD, Credit Funds, NPL, AMC, Loan Origination Funds, Loan Participation Funds, Alternative Investment Funds, Financial Stability

22.

Private Equity Funds and Qualifying Holdings in Banks: A Possible Hybridisation?

Bocconi Legal Studies Research Paper No. 3232705
Number of pages: 15 Posted: 27 Aug 2018
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 275 (213,322)

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23.

Can Finance Help Save the Planet? The Case of Emission Allowances and MiFID II.

Bocconi Legal Studies Research Paper No. 3539568
Number of pages: 19 Posted: 16 Mar 2020 Last Revised: 06 Apr 2021
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 266 (220,507)

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24.

The Corneli Case and the Application of National Law by the European Central Bank

Bocconi Legal Studies Research Paper No. 4477503
Number of pages: 31 Posted: 22 Jun 2023
Filippo Annunziata, Filippo Annunziata and Thomaz Braga de Arruda
Bocconi University - Department of Law and Bocconi University - Department of Law
Downloads 242 (242,086)

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25.

Cross-Border Mergers between Investment Funds in Europe: A Complicated Enigma

Bocconi Legal Studies Research Paper No. 3470794
Number of pages: 19 Posted: 25 Oct 2019
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 224 (260,850)
Citation 1

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UCITS, AIFMD, investment funds, cross-border merger, collective investment undertakings

26.

At the Early Dawn of the Modern Regulation of Financial Markets. The Villainy of Stock-Jobbers (1701) and The Anatomy of Exchange Alley (1719) by Daniel Defoe.

Bocconi Legal Studies Research Paper No. 3633103
Number of pages: 40 Posted: 16 Jul 2020
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 207 (280,666)

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Stock Exchange, ECMH, Market abuse, Insider trading, Market Manipulation, Bank of England, brokers, stock-jobbers, South-Sea Bubble, East-India Company

27.

Private and Public Enforcement of EU Investor Protection Regulation

Quaderni di Ricerca Giuridica della Consulenza Legale, n. 9/2020
Number of pages: 149 Posted: 09 Jan 2021
Bank of Italy, affiliation not provided to SSRN, Bocconi University - Department of Law, Università degli Studi di Genova, University of Oslo - Faculty of Law and European University Institute
Downloads 204 (284,473)
Citation 1

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MiFID, Investment Services, PRIIPS, Product Governance, Conduct of Business Rules

28.

Developing Judicial Dialogue Between EU Courts: The Role of EU Banking Legislation

San Diego International Law Journal, July 2021, Bocconi Legal Studies Research Paper No. 3895229
Number of pages: 67 Posted: 16 Sep 2021
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 188 (306,406)

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CJEU, preliminary reference, Banking Union, ECB, judicial dialogue, Constitutional Courts

29.

The Single Supervisory Mechanism and the European Framework for the Enforcement of Competition Law: A Comparison Between Two Models for Economic Governance in the EU

Bocconi Legal Studies Research Paper No. 3815590
Number of pages: 45 Posted: 01 Apr 2021 Last Revised: 24 Apr 2021
Filippo Annunziata, Filippo Annunziata and Mariateresa Maggiolino
Bocconi University - Department of Law and Bocconi University - Department of Legal Studies
Downloads 162 (349,226)

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SSM, ECN, ECB, Antitrust, Banking Union, European Union, EU Commission, Single Supervisory Mechanism, Landeskreditbank

30.

'Dove Sono I Bei Momenti..?' Opera Production and Aesthetics in the Age of COVID-19

Rivista diDiritto delle Arti edello Spettacolo 2020, Bocconi Legal Studies Research Paper No. 3776196
Number of pages: 50 Posted: 02 Feb 2021 Last Revised: 03 Jun 2024
Filippo Annunziata, Filippo Annunziata and Clarissa Annunziata
Bocconi University - Department of Law and Independent
Downloads 129 (419,157)

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Opera, Musical theatre, Mediatization, Live streaming, Theatre, COVID-19, Performance studies

31.

Shareholdings of Alternative Investment Funds in Listed Companies and in Banks. A Legal Perspective

CONSOB Legal Research Papers (Quaderni Giuridici) no. 17
Number of pages: 50 Posted: 28 Sep 2018
Simone Alvaro, Filippo Annunziata and Filippo Annunziata
CONSOB (Commissione Nazionale per le Società e la Borsa) and Bocconi University - Department of Law
Downloads 123 (434,605)

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Alternative Investment Funds - Collective investment schemes – Listed companies

32.

The Market Abuse Regulation and the Use of General Clauses Thereunder

Bocconi Legal Studies Research Paper Series | June 2024
Number of pages: 30 Posted: 22 Jul 2024
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 120 (442,865)

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Market abuse, insider trading, market manipulation

33.

Capital Markets Legislation and Emission Allowances: A Fruitful Marriage?

An edited version of this paper will be published on The Cambridge Handbook of EU Sustainable Finance: Regulation, Supervision and Governance (ed. K. Alexander, M. Gargantini, M. Siri) - Forthcoming, University of Genoa EUSFiL Law Research Working Paper Series No. 24
Number of pages: 29 Posted: 01 Jul 2024
Filippo Annunziata and Filippo Annunziata
Bocconi University - Department of Law
Downloads 36 (834,127)

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emission allowances, emissions trading scheme, interplay between EU legislation and emission allowances, secondary market