Eric J. Pan

US Commodity Futures Trading Commission

1155 21st Street NW

Washington, DC 20581

United States

SCHOLARLY PAPERS

13

DOWNLOADS
Rank 4,065

SSRN RANKINGS

Top 4,065

in Total Papers Downloads

8,193

CITATIONS
Rank 9,482

SSRN RANKINGS

Top 9,482

in Total Papers Citations

46

Scholarly Papers (13)

1.

Regulatory Competition in International Securities Markets: Evidence from Europe in 1999 ? Part I

Business Lawyer, Vol. 56, p. 653, February 2001
Number of pages: 44 Posted: 06 Apr 2001 Last Revised: 09 Dec 2008
Howell E. Jackson and Eric J. Pan
Harvard Law School and US Commodity Futures Trading Commission
Downloads 945 (18,332)
Citation 16

Abstract:

2.

Challenge of International Cooperation and Institutional Design in Financial Supervision: Beyond Transgovernmental Networks

Chicago Journal of International Law, Vol. 11, pp. 243-284, 2010, Cardozo Legal Studies Research Paper No. 300
Number of pages: 42 Posted: 21 Apr 2010 Last Revised: 13 Aug 2010
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 944 (16,179)
Citation 2

Abstract:

international finance, financial regulation, international administrative law, transgovernmental networks, prudential supervision, Basel

3.

Structural Reform of Financial Regulation

Cardozo Legal Studies Research Paper No. 250
Number of pages: 66 Posted: 27 Jan 2009 Last Revised: 08 Dec 2009
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 918 (17,634)
Citation 1

Abstract:

Financial Regulation, Financial Institutions, Regulatory Systems, prudential regulation, self-regulation, regulatory competition

4.

Four Challenges to Financial Regulatory Reform

Villanova Law Review, Vol. 55, p. 101, Cardozo Legal Studies Research Paper No. 280
Number of pages: 28 Posted: 13 Dec 2009 Last Revised: 16 Jul 2010
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 635 (30,512)

Abstract:

financial regulation, financial institutions, regulatory systems, prudential regulation, regulatory reform, financial crisis

5.

Regulatory Competition in International Securities Markets: Evidence from Europe - Part II

Cardozo Legal Studies Research Paper No. 247, Virginia Law & Business Review, Vol. 3, No. 2, p. 207, 2008
Number of pages: 68 Posted: 02 Dec 2008 Last Revised: 13 Jan 2015
Eric J. Pan and Howell E. Jackson
US Commodity Futures Trading Commission and Harvard Law School
Downloads 609 (32,304)
Citation 14

Abstract:

securities regulation, international finance, securities offerings, cross-border listing, Rule 144A, American Depositary Receipts, capital markets competitiveness

6.

Understanding Financial Regulation

Cardozo Legal Studies Research Paper No. 329
Number of pages: 50 Posted: 09 Apr 2011
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 597 (28,269)

Abstract:

financial regulation, rulemaking, supervision, regulatory design, regulatory strategies, financial crisis, SEC, securities, enforcement

7.

A European Solution to the Regulation of Cross-Border Markets

Cardozo Legal Studies Research Paper No. 210, Brooklyn Journal of Corporate, Financial & Commercial Law, Vol. 2, Fall 2007
Number of pages: 35 Posted: 27 Nov 2007 Last Revised: 28 Sep 2011
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 580 (36,183)
Citation 5

Abstract:

securities regulation, stock exchanges, mutual recognition, European Union, markets in financial instruments directive, international finance

8.

Why the World No Longer Puts its Stock in Us

Cardozo Legal Studies Research Paper No. 176
Number of pages: 18 Posted: 14 Dec 2006 Last Revised: 16 Dec 2009
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 566 (37,947)
Citation 3

Abstract:

cross-listing, depositary receipts, securities regulation, stock exchanges, mutual recognition, Sarbanes-Oxley

9.

The New Internationalization of US Securities Regulation: Improving the Prospects for a Trans-Atlantic Marketplace

Cardozo Legal Studies Research Paper No. 217, European Company Law, Vol. 5, No. 08/2, April 2008
Number of pages: 18 Posted: 05 Feb 2008 Last Revised: 27 Sep 2008
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 508 (43,594)
Citation 1

Abstract:

Securities Regulation, Mutual Recognition, International Finance

10.

Rethinking the Board’s Duty to Monitor: A Critical Assessment of the Delaware Doctrine

Florida State University Law Review, Vol. 38, 2011, Cardozo Legal Studies Research Paper No. 299
Number of pages: 45 Posted: 21 Apr 2010
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 405 (52,034)

Abstract:

duty to monitor, duty of oversight, board of directors, Caremark, duty of good faith, business judgment rule, risk management

11.

Final Report of the Securities Law Subcommittee of the Task Force on Extraterritorial Jurisdiction of the International Bar Association

Number of pages: 35 Posted: 21 Mar 2008 Last Revised: 23 Nov 2010
Davis Polk & Wardwell LLP, Stibbe, US Commodity Futures Trading Commission, Harvard Law School and University of Cambridge - Faculty of Law
Downloads 343 (68,063)
Citation 2

Abstract:

Securities regulation, mutual recognition, international finance, extraterritorial

12.

A Board's Duty to Monitor

Cardozo Legal Studies Research Paper No. 281, New York Law School Law Review, Vol. 54, 2010
Number of pages: 24 Posted: 13 Dec 2009 Last Revised: 22 Apr 2010
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 330 (63,066)
Citation 1

Abstract:

corporations, business associations, corporate governance, duty to monitor, duty of oversight, board of directors, Caremark, Stone v. Ritter, duty of good faith, risk management, enterprise risk management

13.

Single Stock Futures and Cross-Border Access for US Investors

Stanford Journal of Law, Business, and Finance, Vol. 14, No. 1, 2008, Cardozo Legal Studies Research Paper No. 227
Number of pages: 49 Posted: 18 Mar 2008 Last Revised: 05 Dec 2008
Eric J. Pan
US Commodity Futures Trading Commission
Downloads 244 (102,604)
Citation 1

Abstract:

Securities Regulation, Futures Regulation, Mutual Recognition, International Finance, SEC, CFTC, Exchange Competition