Poonam Puri

York University - Osgoode Law School

4700 Keele Street

Toronto, Ontario M3J 1P3

Canada

http://www.osgoode.yorku.ca/faculty/Puri_Poonam.html

SCHOLARLY PAPERS

33

DOWNLOADS
Rank 10,219

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Top 10,219

in Total Papers Downloads

5,779

SSRN CITATIONS

3

CROSSREF CITATIONS

5

Scholarly Papers (33)

1.

The Regulation of Public Auditing in Canada and the United States: Self-Regulation or Government Regulation?

Fraser Institute Digital Publication, pp. 1-43, 2006
Number of pages: 43 Posted: 06 Oct 2009
Adam C. Pritchard and Poonam Puri
University of Michigan Law School and York University - Osgoode Law School
Downloads 464 (76,603)

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Auditors, Public Auditing in Canada, CPAB, PCAOB, accuracy of financial statements

2.

The Canadian Oppression Remedy Judicially Considered: 1995 - 2001

Queen's Law Journal, Vol. 30, pp. 79-113, 2004
Number of pages: 18 Posted: 06 Oct 2009
Stephanie Ben-Ishai and Poonam Puri
Osgoode Hall Law School and York University - Osgoode Law School
Downloads 447 (79,845)

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canadian business corporations Act, opression remedy, dickerson report, application by courts, non-minority shareholders, canadian courts

3.

Securities Litigation and Enforcement: The Canadian Perspective

Brooklyn Journal of International Law, Vol. 37, No. 3, 2012
Number of pages: 53 Posted: 21 Aug 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 388 (94,157)

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Canadian, litigation, enforcement, perspective, legislative, change, securities, public, private, piecemeal

4.

An Empirical Comparison of Insider Trading Enforcement in Canada and the United States

Osgoode Legal Studies Research Paper
Number of pages: 35 Posted: 29 Jun 2018 Last Revised: 23 Oct 2018
University of Toronto - Faculty of Law, New York University School of Law, University of Michigan Law School and York University - Osgoode Law School
Downloads 364 (101,346)
Citation 1

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Insider trading

5.

The Promise of Certainty in the Law of Pre-Incorporation Contracts

Canadian Bar Review, Vol. 80, pp. 1051-1064, 2001
Number of pages: 14 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 363 (101,667)

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pre-incorporation contracts, contracts, corporation liable, promoter, promoter liability

6.

Dual Class Shares in Canada: A Historical Analysis

Dalhousie Law Journal, p. 117
Number of pages: 42 Posted: 29 Sep 2009
Stephanie Ben-Ishai and Poonam Puri
Osgoode Hall Law School and York University - Osgoode Law School
Downloads 356 (103,909)

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dual class shares, capital markets, regulation of dual class shares, nationalist policies, legislation, discourse, foreign ownership, canadian business

7.

Corporate Social Performance: Reporting Roundtable

Number of pages: 45 Posted: 05 Dec 2009 Last Revised: 30 Jun 2010
York University - Osgoode Law School, York University - Osgoode Hall Law School, Jantzi-Sustainalytics and York University - Osgoode Hall Law School
Downloads 346 (107,237)

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corporate social responsibility, disclosure, securities, ESG, environmental, social, reporting, governance, labor, human rights, standards, corporate, ethics, business, corporate social performance

8.

Legal Origins, Investor Protection, and Canada

CLPE Research Paper No. 03/2010
Number of pages: 25 Posted: 23 Feb 2010 Last Revised: 26 Oct 2014
Poonam Puri
York University - Osgoode Law School
Downloads 336 (110,862)

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Legal origins, LLSV, development of investor protection, common securities regulator, common law, civil law, Canada

9.

The Future of Stakeholder Interests in Corporate Governance

48 Canadian Business Law Journal 427-445
Number of pages: 2 Posted: 09 Jul 2012 Last Revised: 18 Oct 2014
Poonam Puri
York University - Osgoode Law School
Downloads 310 (120,872)

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stakeholder, interest, corporate governance

10.

Central Bank Digital Loonie: Canadian Cash for a New Global Economy

Osgoode Legal Studies Research Paper
Number of pages: 76 Posted: 18 Feb 2021 Last Revised: 10 Mar 2021
University of Toronto - Department of Electrical and Computer Engineering, and Department of Computer Science, University of Toronto - Finance Area, University of Toronto - Department of Computer Science and York University - Osgoode Law School
Downloads 266 (141,929)

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CBDC, central-bank issued digital currency, blockchain, AML/CFT

11.

Corporate Social Reporting Initiative - Report to Minister of Finance

Number of pages: 74 Posted: 02 Jul 2010
York University - Osgoode Law School, York University - Osgoode Hall Law School, Jantzi-Sustainalytics and York University - Osgoode Hall Law School
Downloads 252 (149,773)

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corporate social responsibility, disclosure, securities, ESG, environmental, social, reporting, governance, labor, human rights, standards, corporate, ethics, business, corporate social performance

12.

Employees as Corporate Stakeholders

(2002) 8 Journal of Corporate Citizenship 49-61
Number of pages: 13 Posted: 26 Jun 2012 Last Revised: 05 Feb 2014
Poonam Puri and Tuvia Borok
York University - Osgoode Law School and York University - Osgoode Hall Law School
Downloads 204 (183,258)

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corporation, employees, stakeholders, directors

13.

Converging Numbers: Harmonization of Accounting Standards with the Context of the Role of the Auditor in Corporate Governance

Queen's Univ. Legal Studies Research, 1-15
Number of pages: 15 Posted: 29 Dec 2009
Poonam Puri
York University - Osgoode Law School
Downloads 186 (199,236)

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corporate governance, auditor, auditor's role, Enron, corporations

14.

Sentencing the Criminal Corporation

Osgoode Hall Law Journal, Vol. 39, pp. 611-653, 2001
Number of pages: 83 Posted: 04 Jul 2009 Last Revised: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 183 (202,116)

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corporation, corporations, mandatory fine, criminal, mandatory minimum sentence, criminal offence, expected loss

15.

Financing of Litigation by Third-Party Investors: A Share of Justice?

Osgoode Hall Law Journal, Vol. 36, No. 3, pp. 515-556, 1998
Number of pages: 52 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 144 (247,388)

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Financing litigation, third party, third parties, access to justice, civil litigation

16.

The Role of Corporate Governance in Curbing Foreign Corrupt Business Practices

Osgoode Hall Law Journal, Vol. 53(1), Forthcoming, Osgoode Legal Studies Research Paper No. 11/2016
Number of pages: 54 Posted: 26 Oct 2015 Last Revised: 19 Jan 2016
Poonam Puri and Andrew Nichol
York University - Osgoode Law School and affiliation not provided to SSRN
Downloads 135 (260,341)

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Corporate governance, Corporate law, Securities law, Corruption, Risk management, class actions, transnational law

17.

The Capital Markets Perspective on a National Securities Regulator

Supreme Court Law Review, Vol. 51, No. 2d, pp. 603-623, 2001
Number of pages: 22 Posted: 06 Jul 2011
Poonam Puri
York University - Osgoode Law School
Downloads 132 (264,759)

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national securities regulator Canada, regulation and jurisdiction of captial markets, cost of capital, liquidity, investor protection, capital markets investors, insittuional investors, public pension and national securities regulation

18.

Enforcement Effectiveness in the Canadian Capital Markets

Capital Markets Institute, Forthcoming
Number of pages: 29 Posted: 06 Jul 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 126 (274,202)

Abstract:

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canadian, capital market, criminal law, misconduct, securities

19.

'Canada Steps Up' - Task Force to Modernize Securities Legislation in Canada: Recommendations and Discussions

Capital Markets Law Journal, Vol. 2, No. 2, pp. 191-221, 2007
Number of pages: 31 Posted: 06 Oct 2009
Paul Halpern and Poonam Puri
University of Toronto and York University - Osgoode Law School
Downloads 122 (280,899)
Citation 1

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Securities, Legislation, 'Canada Steps Up' report, Securities Task Force

20.

Proportionate Liability Under the CBCA in the Context of Recent Corporate Governance Reform: Canadian Auditors in the Wrong Place at the Wrong Time?

Canadian Business Law Journal, Vol. 39, pp. 36-51, 2003
Number of pages: 8 Posted: 06 Oct 2009
Stephanie Ben-Ishai and Poonam Puri
Osgoode Hall Law School and York University - Osgoode Law School
Downloads 110 (302,122)

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Canada Business Corporations Act, amendments, proportionate liability scheme, auditors, narrowing liability, stakeholders, scope of auditor liability

21.

The Supreme Court's Securities Act Reference Fails to Demonstrate an Understanding of the Canadian Capital Markets

52:2 Canadian Business Law Journal 190, Canada Law Book, a division of Thomson Reuters Canada Limited , Osgoode CLPE Research Paper No. 35/2013
Number of pages: 5 Posted: 23 Jun 2013 Last Revised: 17 Jul 2013
Poonam Puri
York University - Osgoode Law School
Downloads 100 (322,298)

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Supreme Court, Securities Act, Canadian, capital, markets, decision

22.

Canadian Pension Funds: Investments and Role in the Capital Markets and Corporate Governance

25 Banking & Finance Law Review 247
Number of pages: 46 Posted: 06 Jul 2012 Last Revised: 30 Oct 2013
Poonam Puri and P. M. Vasudev
York University - Osgoode Law School and University of Ottawa - Common Law Section
Downloads 91 (342,197)

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canadian, pension, funds, capital market, corporate governance, investment

23.

Canadian Business Bankruptcy

Treatise on Debtor-Creditor Law (Mathew Bender, 2001)
Number of pages: 32 Posted: 28 Jun 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 71 (395,757)

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canadian, business, bankruptcy, corporatem insolvency, act, creditors, arrangments, law

24.

Reflections on the Recommendations of the Task Force to Modernize Securities Legislation in Canada: A Retail Investor Perspective

46 Canadian Business Law Journal 199, 2008
Number of pages: 2 Posted: 09 Jul 2012 Last Revised: 30 Oct 2013
Poonam Puri and Paul Halpern
York University - Osgoode Law School and University of Toronto
Downloads 61 (428,191)

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securities, legislation, retail investor, task force

25.

Taking Stock of Taking Stock

Cornell Law Review, Vol. 87, No. 99, pp. 109-157, 2001
Number of pages: 71 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 55 (449,916)

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Equity billing, Silicon valley law firms, taking stock, financial risk, bearing risk

26.

Will Canada Step Up? Improving Enforcement in the Canadian Capital Markets

(2007) 20:1 Canadian Investment Review 53-54
Number of pages: 4 Posted: 22 Jun 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 49 (473,113)

Abstract:

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canada, enforcement, capital market, securities, task force

27.

Fair Dealing: Governance and Conflicts of Interest at the Investment Dealers Association

Queens University Faculty of Law Research Paper Series, 91-95
Number of pages: 3 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 44 (494,329)

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corporate governance, investment dealers association, structural reform, regulation

28.

Judgment Proofing the Profession

Georgetown Journal of Legal Ethics, Vol. 15, No. 1, pp. 1-28, 2001
Number of pages: 28 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 40 (512,543)

Abstract:

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business law, legal profession, limited liability partnerships, law professionals, law firm, legislation

29.

Developments in Financial Services Regulation: A Canadian Perspective

Puri, Poonam and Nichol, Andrew, "Developments in Financial Services Regulation: A Canadian Perspective" (2014). Articles & Book Chapters. Paper 2225.
Number of pages: 27 Posted: 01 Sep 2017
Poonam Puri and Andrew Nichol
York University - Osgoode Law School and Independent
Downloads 34 (542,249)

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30.

Green but not Enough: Sustainability in Canadian Corporate Governance

In Beate Sjåfjell and Christopher M. Bruner (eds), Cambridge Handbook of Corporate Law, Corporate Governance and Sustainability (Cambridge University Press, 2019), Chapter 11., University of Oslo Faculty of Law Research Paper No. 2019-16
Posted: 08 May 2019 Last Revised: 15 Jun 2020
Poonam Puri
York University - Osgoode Law School

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environmental sustainability, climate change, securities regulation, corporate social responsibility

31.

Introduction to the Law and Markets: Regulating Controversial Exchange

Krawiec, Kimberly; Puri, Poonam; and Gulati, Mitu. "Introduction to the Law and Markets: Regulating Controversial Exchange." Osgoode Hall Law Journal, 54.2 (2017) 333-338
Posted: 05 Sep 2017
Poonam Puri
York University - Osgoode Law School

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32.

Profitable Justice: Aligning Third-Party Financing of Litigation with the Normative Functions of the Canadian Judicial System

Puri, Poonam. "Profitable Justice: Aligning Thiird-Party Financing of Litigation with the Normative Functions of the Canadian Judicial System." Canadian Business Law Journal 55.1 (2014): 34-53.
Posted: 01 Sep 2017
Poonam Puri
York University - Osgoode Law School

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