Poonam Puri

York University - Osgoode Law School

4700 Keele Street

Toronto, Ontario M3J 1P3

Canada

http://www.osgoode.yorku.ca/faculty/Puri_Poonam.html

Hennick Centre for Business and Law

Director

Toronto

Canada

http://www.hennickcentre.ca/about.html

SCHOLARLY PAPERS

28

DOWNLOADS
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4,151

CITATIONS
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Top 25,491

in Total Papers Citations

10

Scholarly Papers (28)

1.

The Regulation of Public Auditing in Canada and the United States: Self-Regulation or Government Regulation?

Fraser Institute Digital Publication, pp. 1-43, 2006
Number of pages: 43 Posted: 06 Oct 2009
Adam C. Pritchard and Poonam Puri
University of Michigan Law School and York University - Osgoode Law School
Downloads 365 (57,315)

Abstract:

Auditors, Public Auditing in Canada, CPAB, PCAOB, accuracy of financial statements

2.

Corporate Social Performance: Reporting Roundtable

Number of pages: 45 Posted: 05 Dec 2009 Last Revised: 30 Jun 2010
York University - Osgoode Law School, York University - Osgoode Hall Law School, Jantzi-Sustainalytics and York University - Osgoode Hall Law School
Downloads 297 (77,550)

Abstract:

corporate social responsibility, disclosure, securities, ESG, environmental, social, reporting, governance, labor, human rights, standards, corporate, ethics, business, corporate social performance

3.

Dual Class Shares in Canada: A Historical Analysis

Dalhousie Law Journal, p. 117
Number of pages: 42 Posted: 29 Sep 2009
Stephanie Ben-Ishai and Poonam Puri
Osgoode Hall Law School and York University - Osgoode Law School
Downloads 279 (79,529)

Abstract:

dual class shares, capital markets, regulation of dual class shares, nationalist policies, legislation, discourse, foreign ownership, canadian business

4.

Legal Origins, Investor Protection, and Canada

CLPE Research Paper No. 03/2010
Number of pages: 25 Posted: 23 Feb 2010 Last Revised: 26 Oct 2014
Poonam Puri
York University - Osgoode Law School
Downloads 274 (84,450)
Citation 1

Abstract:

Legal origins, LLSV, development of investor protection, common securities regulator, common law, civil law, Canada

5.

The Promise of Certainty in the Law of Pre-Incorporation Contracts

Canadian Bar Review, Vol. 80, pp. 1051-1064, 2001
Number of pages: 14 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 268 (79,529)

Abstract:

pre-incorporation contracts, contracts, corporation liable, promoter, promoter liability

6.

The Canadian Oppression Remedy Judicially Considered: 1995 - 2001

Queen's Law Journal, Vol. 30, pp. 79-113, 2004
Number of pages: 18 Posted: 06 Oct 2009
Stephanie Ben-Ishai and Poonam Puri
Osgoode Hall Law School and York University - Osgoode Law School
Downloads 254 (76,480)
Citation 1

Abstract:

canadian business corporations Act, opression remedy, dickerson report, application by courts, non-minority shareholders, canadian courts

7.

Securities Litigation and Enforcement: The Canadian Perspective

Brooklyn Journal of International Law, Vol. 37, No. 3, 2012
Number of pages: 53 Posted: 21 Aug 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 199 (93,224)

Abstract:

Canadian, litigation, enforcement, perspective, legislative, change, securities, public, private, piecemeal

8.

Corporate Social Reporting Initiative - Report to Minister of Finance

Number of pages: 74 Posted: 02 Jul 2010
York University - Osgoode Law School, York University - Osgoode Hall Law School, Jantzi-Sustainalytics and York University - Osgoode Hall Law School
Downloads 197 (114,307)

Abstract:

corporate social responsibility, disclosure, securities, ESG, environmental, social, reporting, governance, labor, human rights, standards, corporate, ethics, business, corporate social performance

9.

The Future of Stakeholder Interests in Corporate Governance

48 Canadian Business Law Journal 427-445
Number of pages: 2 Posted: 09 Jul 2012 Last Revised: 18 Oct 2014
Poonam Puri
York University - Osgoode Law School
Downloads 185 (106,556)

Abstract:

stakeholder, interest, corporate governance

10.

Converging Numbers: Harmonization of Accounting Standards with the Context of the Role of the Auditor in Corporate Governance

Queen's Univ. Legal Studies Research, 1-15
Number of pages: 15 Posted: 29 Dec 2009
Poonam Puri
York University - Osgoode Law School
Downloads 165 (139,046)

Abstract:

corporate governance, auditor, auditor's role, Enron, corporations

11.

Financing of Litigation by Third-Party Investors: A Share of Justice?

Osgoode Hall Law Journal, Vol. 36, No. 3, pp. 515-556, 1998
Number of pages: 52 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 110 (187,037)
Citation 1

Abstract:

Financing litigation, third party, third parties, access to justice, civil litigation

12.

Employees as Corporate Stakeholders

(2002) 8 Journal of Corporate Citizenship 49-61
Number of pages: 13 Posted: 26 Jun 2012 Last Revised: 05 Feb 2014
Poonam Puri and Tuvia Borok
York University - Osgoode Law School and York University - Osgoode Hall Law School
Downloads 101 (167,172)

Abstract:

corporation, employees, stakeholders, directors

13.

Proportionate Liability Under the CBCA in the Context of Recent Corporate Governance Reform: Canadian Auditors in the Wrong Place at the Wrong Time?

Canadian Business Law Journal, Vol. 39, pp. 36-51, 2003
Number of pages: 8 Posted: 06 Oct 2009
Stephanie Ben-Ishai and Poonam Puri
Osgoode Hall Law School and York University - Osgoode Law School
Downloads 91 (211,401)
Citation 2

Abstract:

Canada Business Corporations Act, amendments, proportionate liability scheme, auditors, narrowing liability, stakeholders, scope of auditor liability

14.

'Canada Steps Up' - Task Force to Modernize Securities Legislation in Canada: Recommendations and Discussions

Capital Markets Law Journal, Vol. 2, No. 2, pp. 191-221, 2007
Number of pages: 31 Posted: 06 Oct 2009
Paul Halpern and Poonam Puri
University of Toronto and York University - Osgoode Law School
Downloads 90 (226,379)

Abstract:

Securities, Legislation, 'Canada Steps Up' report, Securities Task Force

15.

Sentencing the Criminal Corporation

Osgoode Hall Law Journal, Vol. 39, pp. 611-653, 2001
Number of pages: 83 Posted: 04 Jul 2009 Last Revised: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 88 (232,828)

Abstract:

corporation, corporations, mandatory fine, criminal, mandatory minimum sentence, criminal offence, expected loss

16.

The Capital Markets Perspective on a National Securities Regulator

Supreme Court Law Review, Vol. 51, No. 2d, pp. 603-623, 2001
Number of pages: 22 Posted: 06 Jul 2011
Poonam Puri
York University - Osgoode Law School
Downloads 87 (224,789)
Citation 1

Abstract:

national securities regulator Canada, regulation and jurisdiction of captial markets, cost of capital, liquidity, investor protection, capital markets investors, insittuional investors, public pension and national securities regulation

17.

The Supreme Court's Securities Act Reference Fails to Demonstrate an Understanding of the Canadian Capital Markets

52:2 Canadian Business Law Journal 190, Canada Law Book, a division of Thomson Reuters Canada Limited , Osgoode CLPE Research Paper No. 35/2013
Number of pages: 5 Posted: 23 Jun 2013 Last Revised: 17 Jul 2013
Poonam Puri
York University - Osgoode Law School
Downloads 67 (241,245)

Abstract:

Supreme Court, Securities Act, Canadian, capital, markets, decision

18.

Enforcement Effectiveness in the Canadian Capital Markets

Capital Markets Institute, Forthcoming
Number of pages: 29 Posted: 06 Jul 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 59 (256,101)
Citation 2

Abstract:

canadian, capital market, criminal law, misconduct, securities

19.

Canadian Pension Funds: Investments and Role in the Capital Markets and Corporate Governance

25 Banking & Finance Law Review 247
Number of pages: 46 Posted: 06 Jul 2012 Last Revised: 30 Oct 2013
Poonam Puri and P. M. Vasudev
York University - Osgoode Law School and University of Ottawa - Common Law Section
Downloads 55 (276,844)

Abstract:

canadian, pension, funds, capital market, corporate governance, investment

20.

Taking Stock of Taking Stock

Cornell Law Review, Vol. 87, No. 99, pp. 109-157, 2001
Number of pages: 71 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 46 (319,047)
Citation 1

Abstract:

Equity billing, Silicon valley law firms, taking stock, financial risk, bearing risk

21.

Canadian Business Bankruptcy

Treatise on Debtor-Creditor Law (Mathew Bender, 2001)
Number of pages: 32 Posted: 28 Jun 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 36 (330,817)

Abstract:

canadian, business, bankruptcy, corporatem insolvency, act, creditors, arrangments, law

22.

Fair Dealing: Governance and Conflicts of Interest at the Investment Dealers Association

Queens University Faculty of Law Research Paper Series, 91-95
Number of pages: 3 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 36 (355,877)

Abstract:

corporate governance, investment dealers association, structural reform, regulation

23.

Reflections on the Recommendations of the Task Force to Modernize Securities Legislation in Canada: A Retail Investor Perspective

46 Canadian Business Law Journal 199, 2008
Number of pages: 2 Posted: 09 Jul 2012 Last Revised: 30 Oct 2013
Poonam Puri and Paul Halpern
York University - Osgoode Law School and University of Toronto
Downloads 35 (339,777)

Abstract:

securities, legislation, retail investor, task force

24.

Who Needs Paper Anymore? Rationalizing an Allocation of Government Responsibility for the Transfer of Securities

Banking and Financial Law Review, Vol. 23, pp. 1-49, 2007
Number of pages: 49 Posted: 06 Oct 2009
Gil Lan and Poonam Puri
Ryerson University and York University - Osgoode Law School
Downloads 35 (349,324)

Abstract:

federal corporate legislation, transfer of securities, CBCA, share transfers

25.

Judgment Proofing the Profession

Georgetown Journal of Legal Ethics, Vol. 15, No. 1, pp. 1-28, 2001
Number of pages: 28 Posted: 06 Oct 2009
Poonam Puri
York University - Osgoode Law School
Downloads 32 (362,690)
Citation 1

Abstract:

business law, legal profession, limited liability partnerships, law professionals, law firm, legislation

26.

Will Canada Step Up? Improving Enforcement in the Canadian Capital Markets

(2007) 20:1 Canadian Investment Review 53-54
Number of pages: 4 Posted: 22 Jun 2012 Last Revised: 30 Oct 2013
Poonam Puri
York University - Osgoode Law School
Downloads 27 (362,690)

Abstract:

canada, enforcement, capital market, securities, task force

27.

The Role of Corporate Governance in Curbing Foreign Corrupt Business Practices

Osgoode Hall Law Journal, Vol. 53(1), Forthcoming, Osgoode Legal Studies Research Paper No. 11/2016
Number of pages: 54 Posted: 26 Oct 2015 Last Revised: 19 Jan 2016
Poonam Puri and Andrew Nichol
York University - Osgoode Law School and Shea Nerland Calnan LLP
Downloads 0 (214,280)

Abstract:

Corporate governance, Corporate law, Securities law, Corruption, Risk management, class actions, transnational law

Abstract: