Steven James Lee

Cal Poly Pomona

Lecturer

Finance, Real Estate and Law Department

3801 W. Temple Avenue

Pomona, CA 91768

United States

SCHOLARLY PAPERS

10

DOWNLOADS

1,745

SSRN CITATIONS

3

CROSSREF CITATIONS

1

Scholarly Papers (10)

1.

Victim Characteristics of Investment Fraud

2019 Academic Research Colloquium for Financial Planning and Related Disciplines
Number of pages: 28 Posted: 02 Oct 2018 Last Revised: 03 Feb 2019
Steven James Lee, Benjamin F. Cummings and Jason Martin
Cal Poly Pomona, The American College of Financial Services and Swarthmore College
Downloads 1,018 (42,570)
Citation 5

Abstract:

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fraud, investment fraud, behavioral finance, victim characteristics, fraud languages

2.

Financial Elder Abuse: A (Dis)Confirmatory Analysis

Number of pages: 18 Posted: 08 Jun 2019
Steven James Lee
Cal Poly Pomona
Downloads 234 (244,744)
Citation 1

Abstract:

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financial exploitation, fraud, financial elder abuse, NIBRS

3.

Financial Services is Not a Profession

Number of pages: 23 Posted: 04 Jul 2019
Steven James Lee
Cal Poly Pomona
Downloads 124 (421,945)

Abstract:

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financial services, professionalism, financial planning

4.

Crime in the New U.S. Epicenter of COVID-19

Number of pages: 40 Posted: 26 Apr 2021
Steven James Lee and Daniel Augusto
Cal Poly Pomona and Northcentral University
Downloads 90 (528,267)

Abstract:

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COVID-19, crime rates, property crimes, crimes against the person, fraud, sex crimes, violent crimes

5.

Rational Agents in an Irrational World: The Effect of Fraud Shocks on Retirement Portfolio Success Rates

Number of pages: 40 Posted: 02 Mar 2021
Steven James Lee
Cal Poly Pomona
Downloads 69 (616,297)

Abstract:

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fraud, shocks, retirement, rational agents

6.

A New Localization Model for Client Reluctance

Number of pages: 32 Posted: 06 Nov 2019
Steven James Lee
Cal Poly Pomona
Downloads 62 (651,312)

Abstract:

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Gantt Chart, Transtheoretical Model of Change, financial advisor, personal finance, financial planning, client reluctance

7.

The National Incident-Based Reporting System and Financial Elder Abuse

Number of pages: 19 Posted: 25 Aug 2019
Steven James Lee
Cal Poly Pomona
Downloads 59 (667,405)

Abstract:

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NIBRS, criminal justice, data, financial elder abuse

8.

Badges of Misconduct: Consumer Rules to Avoid Abusive Financial Advisors

Journal of Financial Regulation
Number of pages: 35 Posted: 22 Mar 2023
Jeff Camarda, Steven James Lee, Pieter de Jong and Jerusha Lee
Camarda Wealth Advisory Group, Cal Poly Pomona, University of North Florida - Department of Accounting and Finance and Claremont Colleges - Claremont Graduate University
Downloads 52 (707,582)

Abstract:

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financial advisor misconduct, CFP, CFA, registered representative, dual-registered

9.

Reporting Investment Fraud

Number of pages: 63 Posted: 01 Mar 2024
Steven James Lee
Cal Poly Pomona
Downloads 37 (810,795)

Abstract:

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investment fraud, fraud identification, fraud reporting, MTurk

10.

The Forced Registration of Hedge Funds in the United States

Lee, S., & Kramer, K. (2019). The forced registration of hedge funds in the United States. Economic Affairs, 39(3) (Forthcoming)
Posted: 13 Sep 2019
Steven James Lee and Eddie Kramer
Cal Poly Pomona and California Lutheran University - School of Business

Abstract:

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Hedge fund, regulation, securities

Other Papers (1)

Total Downloads: 60
1.

Conservatorship Financial Care Plan Template

Number of pages: 16 Posted: 04 Aug 2019
Steven James Lee
Cal Poly Pomona
Downloads 60

Abstract:

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