Daniel F. Spulber

Northwestern University - Kellogg School of Management

Elinor Hobbs Distinguished Prof. of Intl. Business

Kellogg Global Hub

2211 Campus Dr.

Evanston, IL 60208

United States

SCHOLARLY PAPERS

51

DOWNLOADS
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Top 3,177

in Total Papers Downloads

16,719

SSRN CITATIONS
Rank 4,241

SSRN RANKINGS

Top 4,241

in Total Papers Citations

114

CROSSREF CITATIONS

204

Ideas:
“  I am currently working on Antitrust, Innovation, and Intellectual Property.  ”

Scholarly Papers (51)

1.

Rethinking Broadband Internet Access

Harvard Journal of Law and Technology, Vol. 22, 2008, U of Penn Law School, Public Law Research No. 08-34, U of Penn, Inst. for Law & Econ Research Paper No. 08-16
Number of pages: 74 Posted: 26 Jul 2008 Last Revised: 23 Dec 2013
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 1,696 (14,978)

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graph theory, complex systems, network neutrality, open access, telecommunications, natural monopoly, ruinous competition, network economic effects, vertical exclusion, cable modem, digital subscriber lines, DSL, transaction costs

2.

Supreme Court Amicus Brief of Professors and Scholars in Law and Economics in Support of Certiorari, Pacific Bell Telephone Co. v. linkLine Communications, Inc., No. 07-512 (filed Nov. 16, 2007)

U.S. Supreme Court
Number of pages: 21 Posted: 19 Nov 2007 Last Revised: 23 May 2012
New York University - Stern School of Business, Berkley Center for Entrepreneurial Studies, Independent, Brookings Institution, Georgetown University - McDonough School of Business, University of California, Los Angeles (UCLA) - Department of Economics, NERA Economic Consulting, University of Virginia - Department of Economics, University of Pennsylvania - Wharton School, Deceased, University of Virginia School of Law, Technology Policy Institute, Massachusetts Institute of Technology (MIT) - Department of Economics, University of California, Berkeley - School of Law, Council on Foreign Relations (CFR) - Council on Foreign Relations- Washington D.C., Yale School of Management (Deceased), Criterion Economics, Inc., University of California, Berkeley - Business & Public Policy Group and Northwestern University - Kellogg School of Management
Downloads 1,173 (25,949)

Abstract:

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3.

Competition Policy and the Incentive to Innovate: The Dynamic Effects of Microsoft v. Commission

Northwestern Law & Econ Research Paper No. 08-18
Number of pages: 62 Posted: 16 Jun 2008
Daniel F. Spulber
Downloads 691 (54,088)
Citation 2

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Competition Policy, Antitrust, Microsoft v. Commission, Innovation, Intellectual property, International trade, Essential facilities, Multinational corporation, Windows, European Union

4.

Antitrust, the Internet, and the Economics of Networks

Oxford Handbook of International Antitrust Economics, Roger D. Blair & D. Daniel Sokol eds., Oxford University Press, 2014, Forthcoming, U of Penn, Inst for Law & Econ Research Paper No. 13-36
Number of pages: 42 Posted: 21 Dec 2013
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 683 (54,898)

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Antitrust, transportation, utilities, information networks, law and technology, economics, types of networks, natural monopoly, network economic effects, vertical exclusion, dynamic efficiency, structural remedies, vertical separation, behavioral remedies, essential facilities doctrine

Downloads 652 (57,512)
Citation 14

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Technology Standards, Standard-Setting Organizations, Database, Invention, Innovation

Downloads 7 (868,428)

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database, technology standards, standard‐setting organizations

6.

Access to Networks: Economic and Constitutional Connections

Cornell Law Review, Vol. 88, 2003, TPRC 2003, Vanderbilt Law and Economics Research Paper No. 02-08, Vanderbilt Public Law Research Paper No. 02-07, Northwestern Law & Econ Research Paper No. 03-05, Northwestern Public Law Research Paper No. 03-06
Number of pages: 141 Posted: 28 Sep 2002
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 657 (57,677)
Citation 4

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7.

Antitrust and Competition in Two-Sided Markets

Simon School Working Paper No. FR 07-12
Number of pages: 32 Posted: 19 Sep 2007 Last Revised: 07 Jul 2011
IndependentAmazon.com, University of Illinois at Urbana-Champaign - Department of Economics and Northwestern University - Kellogg School of Management
Downloads 649 (58,599)
Citation 1

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antitrust, intermediaries, market-makers, matchmakers, two-sided markets

8.

Deregulation and Managed Competition in Network Industries

Yale Journal on Regulation, Vol. 15, No. 1, pp. 117-147, Winter 1998
Number of pages: 32 Posted: 06 Nov 2001 Last Revised: 02 Nov 2009
J. Gregory Sidak and Daniel F. Spulber
Downloads 617 (62,527)
Citation 4

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9.

On the Regulation of Networks as Complex Systems: A Graph Theory Approach

Northwestern University Law Review, Vol. 99, p. 1687, Summer 2005, Vanderbilt Law and Economics Research Paper No. 05-14, Vanderbilt Public Law Research Paper No. 05-15, Northwestern Law & Econ Research Paper No. 05-14, TPRC 2005
Number of pages: 37 Posted: 20 May 2005
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 608 (63,706)
Citation 1

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10.

The FTC, IP, and SSOs: Government Hold-Up Replacing Private Coordination

Journal of Competition Law & Economics, March 2012, Stanford Law and Economics Olin Working Paper No. 414, GWU Legal Studies Research Paper No. 578, GWU Law School Public Law Research Paper No. 578, NYU Law and Economics Research Paper No. 11-26, U of Chicago Law & Economics, Olin Working Paper No. 568, Northwestern Law & Econ Research Paper No. 11-23
Number of pages: 29 Posted: 09 Aug 2011 Last Revised: 29 Dec 2013
Richard A. Epstein, F. Scott Kieff and Daniel F. Spulber
New York University School of Law, George Washington University - Law School and Northwestern University - Kellogg School of Management
Downloads 592 (65,912)
Citation 13

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IP, SSO, RAND, patent, intellectual property, antitrust, competition, standard setting organizations, hold-up, ex ante, innovation, property, contract, coordination, private ordering, new institutional economics

11.

Network Regulation: The Many Faces of Access

Number of pages: 70 Posted: 11 Jun 2005
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 580 (67,634)

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network regulation, telecommunications

12.

Toward a Unified Theory of Access to Local Telephone Systems

Federal Communications Law Journal, Vol. 61, p. 43, 2008, U of Penn, Inst for Law & Econ Research Paper No. 09-18, U of Penn Law School, Public Law Research Paper No. 09-14
Number of pages: 77 Posted: 21 May 2009 Last Revised: 25 May 2009
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 579 (67,800)

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Antitrust, telecommunications, access regulation, graph theory, natural monopoly, network economic effects, vertical exclusion, managed competition, transaction costs, complex systems

13.
Downloads 542 ( 73,685)
Citation 2

Unlocking Technology: Antitrust and Innovation

Journal of Competition Law and Economics, May 8, 2008, Northwestern Law & Econ Research Paper No. 08-17
Number of pages: 72 Posted: 16 Jun 2008 Last Revised: 18 Jan 2014
Daniel F. Spulber
Downloads 542 (72,881)
Citation 2

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Innovation, Technology, Network effects, Antitrust, Technology Lock-in, Interoperability

Unlocking Technology: Antitrust and Innovation

Journal of Competition Law and Economics, Vol. 4, Issue 4, pp. 915-966, 2008
Posted: 31 Dec 2008
Daniel F. Spulber

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14.

Mandating Access to Telecom and the Internet: The Hidden Side of Trinko

Columbia Law Review, Vol. 106, 2006, Vanderbilt Public Law Working Paper No. 07-07, Vanderbilt Law and Economics Working Paper No. 07-07
Number of pages: 86 Posted: 06 Apr 2007 Last Revised: 23 Dec 2013
Daniel F. Spulber and Christopher S. Yoo
Northwestern University - Kellogg School of Management and University of Pennsylvania Carey Law School
Downloads 536 (74,731)

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antitrust, telecommunications, access, Trinko, graph theory, network theory, essential facilities doctrine, vertical exclusion, vertical integration, state action immunity, primary jurisdiction, abstention, dynamic efficiency, retail access, wholesale access, interconnection access, platform access

15.

Givings, Takings, and the Fallacy of Forward-Looking Costs

New York University Law Review, Vol. 72, No. 5, pp. 1068-1164, November 1997
Number of pages: 99 Posted: 22 Jan 2001
J. Gregory Sidak and Daniel F. Spulber
Downloads 517 (78,089)
Citation 1

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16.

Measuring the Private and Social Returns to R&D: Unintended Spillovers versus Technology Markets

Northwestern Law & Econ Research Paper No. 18-18
Number of pages: 127 Posted: 11 Jul 2018 Last Revised: 26 Jul 2021
Pere Arque-Castells and Daniel F. Spulber
University of Groningen (Innovation Management and Strategy) and Northwestern University - Kellogg School of Management
Downloads 398 (106,313)
Citation 2

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Market for technology, Patents, Spillovers, Innovation, R&D

17.
Downloads 363 (117,975)

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Standard Essential Patents, FRAND, patent licensing, technology standards, standard setting organizations, regulation, antitrust, patent holdout, patent holdup, royalty stacking, patent thickets, complements, royalty base, smallest saleable patent-practicing unit

18.

How Patents Provide the Foundation of the Market for Inventions

Northwestern Law & Econ Research Paper No. 14-14
Number of pages: 78 Posted: 28 Aug 2014 Last Revised: 11 Sep 2014
Daniel F. Spulber
Downloads 342 (125,998)
Citation 4

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Patents, invention, R&D, competition, innovation, entry, incentives

19.
Downloads 339 (127,203)
Citation 9
Downloads 323 (133,082)
Citation 2

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market, platform, intermediary, market maker, match maker, market microstructure, two-sided markets, networks, sharing economy, ecosystem, entrepreneur, innovation

The Economics of Markets and Platforms

Journal of Economics & Management Strategy, Vol. 28, Issue 1, pp. 159-172, 2019
Number of pages: 14 Posted: 24 Jan 2019
Daniel F. Spulber
Downloads 16 (773,171)
Citation 8

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bid–ask spread, ecosystem, entrepreneur, innovation, intermediaries, market, market maker, market microstructure, match maker, networks, platform, sharing economy, theory of the firm, two‐sided markets

20.

Deregulatory Takings and Breach of the Regulatory Contract [Part 1]

New York University Law Review, Vol. 71, No. 4, pp. 851-923, October 1996
Number of pages: 74 Posted: 24 Mar 2003
J. Gregory Sidak and Daniel F. Spulber
Downloads 321 (134,698)
Citation 2

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21.

Discovering the Role of the Firm: The Separation Criterion and Corporate Law

Northwestern Law & Econ Research Paper No. 08-23
Number of pages: 79 Posted: 07 Dec 2008 Last Revised: 13 Jan 2015
Daniel F. Spulber
Downloads 316 (136,896)
Citation 9

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Corporate law, theory of the firm, finance, shareholders, property rights

22.

Patent Licensing and Bargaining with Innovative Complements and Substitutes

Northwestern Law & Econ Research Paper No. 16-12
Number of pages: 57 Posted: 07 Aug 2016 Last Revised: 22 Aug 2016
Daniel F. Spulber
Downloads 315 (137,350)
Citation 4

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bargaining, complements, substitutes, competition, royalties, licensing, patents, invention, innovation

Consumer Coordination in the Small and in the Large: Implications for Antitrust in Markets with Network Effects

Journal of Competition Law and Economics, Vol. 4, pp. 1-56, June 2008, Northwestern Law & Econ Research Paper No. 08-16
Number of pages: 76 Posted: 16 Jun 2008 Last Revised: 07 Sep 2008
Daniel F. Spulber
Downloads 302 (142,897)
Citation 1

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Network effects, coordination, antitrust

Consumer Coordination in the Small and in the Large: Implications for Antitrust in Markets with Network Effects

Journal of Competition Law and Economics, Vol. 4, Issue 2, pp. 207-262, 2008
Posted: 17 Jun 2008
Daniel F. Spulber

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K21, L1, L14

24.

Supreme Court Amicus Brief of Professors and Scholars in Law and Economics in Support of the Petitioners, Pacific Bell Telephone Co. v. Linkline Communications, Inc., No. 07-512 (Filed Sept. 4, 2008)

U.S. Supreme Court
Number of pages: 24 Posted: 11 Sep 2008 Last Revised: 23 May 2012
New York University - Stern School of Business, Berkley Center for Entrepreneurial Studies, Independent, Brookings Institution, Georgetown University - McDonough School of Business, University of California, Los Angeles (UCLA) - Department of Economics, NERA Economic Consulting, University of Virginia - Department of Economics, New York University School of Law, University of Pennsylvania - Wharton School, Deceased, University of Virginia School of Law, Technology Policy Institute, Massachusetts Institute of Technology (MIT) - Department of Economics, Boston University - School of Law, University of California, Berkeley - School of Law, Council on Foreign Relations (CFR) - Council on Foreign Relations- Washington D.C., Yale School of Management (Deceased), University of Chicago, Booth School of Business, Criterion Economics, Inc., University of California, Berkeley - Business & Public Policy Group and Northwestern University - Kellogg School of Management
Downloads 285 (152,455)

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25.

Firm Matching in the Market for Technology: Business Stealing and Business Creation

Northwestern Law & Econ Research Paper No. 18-14
Number of pages: 82 Posted: 25 Sep 2017 Last Revised: 04 Nov 2021
Pere Arque-Castells and Daniel F. Spulber
University of Groningen (Innovation Management and Strategy) and Northwestern University - Kellogg School of Management
Downloads 279 (155,770)
Citation 5

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Market for technology, Patents, Innovation, Licensing, Cross-licensing, R&D alliances, Patent transfers, Business stealing

26.

Monopoly and the Mandate of Canada Post

Yale Journal on Regulation, Vol. 14, No. 1, pp. 1-84, Winter 1997
Number of pages: 85 Posted: 02 Nov 2001
J. Gregory Sidak and Daniel F. Spulber
Downloads 251 (173,179)

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27.

Trust and Incentives in Agency

Southern California Interdisciplinary Law Journal, Vol. 15, No. 1, 2005
Number of pages: 67 Posted: 26 Jun 2007
Ramon Casadesus-Masanell and Daniel F. Spulber
Harvard University - Strategy Unit and Northwestern University - Kellogg School of Management
Downloads 233 (185,958)

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28.

Standard Setting Organizations and Standard Essential Patents: Voting and Markets

Northwestern Law & Econ Research Paper No. 16-21
Number of pages: 51 Posted: 08 Nov 2016 Last Revised: 16 Dec 2017
Daniel F. Spulber
Downloads 228 (189,854)
Citation 10

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Standards, Voting, Competition, Technology, Patents, Intellectual Property, Standard Setting Organizations, Standard Essential Patents

29.

Intellectual Contract and Intellectual Law

Northwestern Public Law Research Paper No. 18-16, Northwestern Law & Econ Research Paper No. 18-13
Number of pages: 54 Posted: 07 Jun 2018 Last Revised: 02 Aug 2018
Daniel F. Spulber
Downloads 226 (191,425)
Citation 1

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Contract, Intellectual Property, Tort, Infringement, Damages, Liability, Patent, Invention, Innovation, Adoption, Technological change

30.

Prices versus Prizes: Patents, Public Policy, and the Market for Inventions

Northwestern Law & Econ Research Paper No. 14-15
Number of pages: 66 Posted: 28 Aug 2014 Last Revised: 11 Sep 2014
Daniel F. Spulber
Downloads 217 (199,009)
Citation 1

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Invention, R&D, competition, innovation, prices, prizes

31.
Downloads 215 (200,709)

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Technology; Technological Change, Invention, Innovation, Research and Development, Standard Essential Patents, Licensing, Royalties

32.

Finding Reasonable Royalty Damages: A Contract Approach to Patent Infringement

Northwestern Law & Econ Research Paper No. 18-08
Number of pages: 86 Posted: 05 Mar 2018 Last Revised: 05 Apr 2018
Daniel F. Spulber
Downloads 212 (203,345)
Citation 1

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Patent, contract, infringement, damages, reasonable royalties

33.

Cyberjam: The Law and Economics of Internet Congestion of the Telephone Network

Harvard Journal of Law & Public Policy, Vol. 21, No. 2, pp. 327-394, Spring 1998
Number of pages: 69 Posted: 13 Sep 2001 Last Revised: 22 Dec 2013
J. Gregory Sidak and Daniel F. Spulber
Downloads 193 (221,447)
Citation 1

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34.

Deregulatory Takings and Breach of the Regulatory Contract [Part 2]

New York University Law Review, Vol. 71, No. 4, pp. 924-999, October 1996
Number of pages: 77 Posted: 24 Mar 2003
J. Gregory Sidak and Daniel F. Spulber
Downloads 192 (222,455)
Citation 4

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35.

Sufficient Decisions in Multi-Sided and Multi-Product Markets

Number of pages: 25 Posted: 22 Jul 2014 Last Revised: 26 Aug 2015
Alexei Alexandrov, Alexei Alexandrov and Daniel F. Spulber
Downloads 143 (284,374)
Citation 2

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multi-product markets; two-sided markets; public policy; antitrust; Spence's quality distortion; demand non-additivity

36.

The Tragedy of the Telecommons: Government Pricing of Unbundled Network Elements Under the Telecommunications Act of 1996

Columbia Law Review, Vol. 97, No. 4, pp. 1081-1161, May 1997
Number of pages: 82 Posted: 23 Feb 2007
J. Gregory Sidak and Daniel F. Spulber
Downloads 141 (287,531)
Citation 6

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37.

Network Access Pricing and Deregulation

Industrial and Corporate Change, Vol. 6, No. 4, pp. 757-782, 1997
Number of pages: 26 Posted: 11 Jun 2001
J. Gregory Sidak and Daniel F. Spulber
Downloads 128 (309,723)

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38.

Complementary Monopolies and Bargaining

Northwestern Law & Econ Research Paper No. 16-10
Number of pages: 40 Posted: 07 Jul 2016
Daniel F. Spulber
Downloads 127 (311,572)
Citation 5

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antitrust, complements, mergers, bargaining, supply schedules, contracts, competition, cooperation, Cournot Effect, monopoly

39.

The Extent of the Market and Integration Through Factor Markets: Evidence from Wholesale Electricity

Kelley School of Business Research Paper No. 17-50
Number of pages: 70 Posted: 17 Jul 2017 Last Revised: 14 Oct 2019
R. Andrew Butters and Daniel F. Spulber
Downloads 79 (424,468)

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market integration, extent of the market, factor prices, factor mobility, wholesale electricity, natural gas, price transmission ratio

40.

Menu Costs and the Neutrality of Money

NBER Working Paper No. w2311
Number of pages: 32 Posted: 23 Aug 2000 Last Revised: 27 Apr 2022
Andrew Caplin and Daniel F. Spulber
New York University (NYU) - Department of Economics and Northwestern University - Kellogg School of Management
Downloads 78 (427,601)
Citation 24

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41.

How Does Vertical Integration Affect Incentives to Innovate?

Number of pages: 43 Posted: 17 Aug 2022 Last Revised: 25 Sep 2022
Gaoyang Cai and Daniel F. Spulber
Northwestern University, Kellogg School of Management and Northwestern University - Kellogg School of Management
Downloads 16 (747,181)

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Research and Development, Innovation, Competition, Vertical Differentiation, Vertical Integration, Market Structure, Merger, Antitrust

42.

Sufficient Decisions in Multi‐Sided and Multiproduct Markets

The Journal of Industrial Economics, Vol. 65, Issue 4, pp. 739-766, 2017
Number of pages: 28 Posted: 20 Dec 2017
Alexei Alexandrov, Alexei Alexandrov and Daniel F. Spulber
Downloads 1 (910,658)

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43.

Competition Among Entrepreneurs

Industrial and Corporate Change, Vol. 19, Issue 1, pp. 25-50, 2010
Posted: 01 Feb 2010
Daniel F. Spulber

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44.

The Map of Commerce: Internet Search, Competition, and the Circular Flow of Information

Journal of Competition Law and Economics, Vol. 5, Issue 4, pp. 633-682, 2009
Posted: 22 Dec 2009
Daniel F. Spulber

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L1, L4, L86, K21, M37

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management strategy, competitive strategy, managerial economics, business strategy

46.

Municipalization: Bypass and Opportunism in the U.S. Electric Utility Industry

Energy Law Journal, Vol. 18, No. 2, 1997
Posted: 19 Nov 2008
Michael J. Doane and Daniel F. Spulber

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47.

Evolution of the U.S. Spot Market for Natural Gas

Journal of Law and Economics, Vol. 38, No. 2, 1994
Posted: 19 Nov 2008
Michael J. Doane and Daniel F. Spulber

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49.

The Fable of Fisher Body

Posted: 09 Jul 2001
Ramon Casadesus-Masanell and Daniel F. Spulber
Harvard University - Strategy Unit and Northwestern University - Kellogg School of Management

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50.

Dynamic Retail Price and Investment Competition

RAND JOURNAL OF ECONOMICS, Vol. 28, No. 2
Posted: 11 Jun 1997
Kyle Bagwell, Garey Ramey and Daniel F. Spulber
Stanford University - Department of Economics, University of California, San Diego (UCSD) - Department of Economics and Northwestern University - Kellogg School of Management

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51.

Capital Structure with Countervailing Incentives

RAND J. OF ECONOMICS, Vol. 28 No. 1
Posted: 03 Mar 1997
Yossi Spiegel and Daniel F. Spulber
Tel Aviv University, Coller School of Management and Northwestern University - Kellogg School of Management

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