Joseph J. Norton

Southern Methodist University - Dedman School of Law

James L. Walsh Distinguished Faculty Fellow in Financial Institutions; Professor of Law

P.O. Box 750116

Dallas, TX 75275

United States

The University of Hong Kong - Asian Institute of International Financial Law

Chairman, Board of Academic Advisors

Faculty of Law The University of Hong Kong

Room 301A 3/F K K Leung Building Pokfulam Road

Hong Kong

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SCHOLARLY PAPERS

17

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CITATIONS
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4

Scholarly Papers (17)

Building a Framework to Address Failure of Complex Global Financial Institutions

Hong Kong Law Journal, Vol. 39. pp. 95-128, 2009, SMU Dedman School of Law Legal Studies Research Paper No. 47
Number of pages: 37 Posted: 07 Apr 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Joseph J. Norton
University of Hong Kong - Faculty of Law and Southern Methodist University - Dedman School of Law
Downloads 374 (60,649)
Citation 1

Abstract:

LCFI, large complex financial institution, G20, Financial Stability Forum, insolvency, deposit insurance

Building a Framework to Address Failure of Complex Global Financial Institutions

Hong Kong Law Journal, Vol. 39, p. 95, 2009
Posted: 13 Jul 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Joseph J. Norton
University of Hong Kong - Faculty of Law and Southern Methodist University - Dedman School of Law

Abstract:

2.

Taking Stock of the First Generation of Financial Sector Legal Reform

SMU Dedman School of Law Legal Studies Research Paper No. 9
Number of pages: 51 Posted: 19 Apr 2007
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 76 (237,616)
Citation 1

Abstract:

3.

NIFA-II or ‘Bretton Woods-II’?: The G-20 (Leaders) Summit Process on Managing Global Financial Markets and the World Economy – Quo Vadis?

Journal of Banking Regulation, Vol. 11, No. 4, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 267
Number of pages: 41 Posted: 01 May 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (471,731)

Abstract:

: G-20, global governance, Bretton Woods-II, ‘soft law’ regulatory networks, global financial crisis, international standards, new international financial architecture

4.

International Financial Institutions and the Movement Toward Greater Accountability and Transparency: The Case of Legal Reform Programmes and the Problem of Evaluation

The International Lawyer, Vol. 35, No. 4, 2001, SMU Dedman School of Law Legal Studies Research Paper No. 270
Number of pages: 32 Posted: 01 May 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (481,817)

Abstract:

international financial institutions, transparency, accountability, bank regulations, implementation, internal evaluation, financial institutions, legal reform programs, development assistance, Development Assistance Committee

5.

The Modern Genre of Infrastructural Law Reform: Legal and Practical Realities – The Case of Banking Reform in Thailand

Southern Methodist University Law Review, Vol. 55, No. 1, 2002, SMU Dedman School of Law Legal Studies Research Paper No. 269
Number of pages: 38 Posted: 01 May 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (500,455)

Abstract:

banking reform-Thailand, international banking, Commercial Banking Act-Thailand, Bank of Thailand Act, economic infrastructure-Thailand, emerging economies, international best practices, banking supervision

6.

U.S. Securities Regulation and the Use of the Internet in Registered Offerings

NAFTA: Law and Business Review of the Americas, No. 1-2 (Winter/Spring), 2002, SMU Dedman School of Law Legal Studies Research Paper No. 273
Number of pages: 30 Posted: 01 May 2016
Joseph J. Norton and Hansjorg J.O. Heppe
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU)
Downloads 0 (476,866)

Abstract:

securities regulation, securities market, online trading, internet, electronic media, Securities and Exchange Commission, SEC Division of Enforcement

7.

Law, Social Justice, Economic Development, and Modern Banking Sector Legal Reform: Taking in the 'Excluded'

Studies in International, Financial, Economic, and Technology Law, Vol. 8, pp. 192-225, 2007, SMU Dedman School of Law Legal Studies Research Paper No. 271
Number of pages: 34 Posted: 30 Apr 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (466,662)

Abstract:

economic development, social justice, banking reform, financial sector legal reform, NIFA, New International Financial Architecture, International Financial Institutions, Regional Financial Institutions, global financial stability, international financial policies, banking services – accessibility,

8.

Encouraging Capital Flows and Viable Dispute Settlement Frameworks Under the Monterrey Consensus

NAFTA: Law and Business Review of the Americas, Vol. 10, No. 1, 2004, SMU Dedman School of Law Legal Studies Research Paper No. 268
Number of pages: 20 Posted: 30 Apr 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (481,817)

Abstract:

financial regulation, investment disputes, foreign capital flows, foreign direct investment, Monterrey Consensus, alternate dispute resolution, ADR, investment dispute settlements, banking infrastructure, banking regulation, banking supervision, public-private partnerships

9.

Banking Law Reform and Users-Consumers in Developing Economies: Creating an Accessible and Equitable Consumer Base from the 'Excluded'

Texas International Law Journal, Vol. 42, No. 3, 2007, SMU Dedman School of Law Legal Studies Research Paper No. 257
Number of pages: 30 Posted: 22 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (495,977)

Abstract:

banking law reform, International Financial Institutions, Regional Financial Institutions, World Bank, New International Financial Architecture, developing countries, microfinancing, consumer protection, banking accessibility, financial access

10.

Global Financial Sector Reform: The Single Financial Regulator Model Based on the United Kingdom FSA Experience - A Critical Reevaluation

International Lawyer (ABA) Vol. 39, No. 1, 2005, SMU Dedman School of Law Legal Studies Research Paper No. 256
Number of pages: 48 Posted: 22 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (431,135)
Citation 1

Abstract:

global financial sector reform, single financial regulator model, financial regulation policies, Financial Services Authority, FSA, UK-FSA, mega-regulator, unitary regulation, modern deposit insurance, Financial Services Compensation Scheme

11.

Money Laundering Law and Terrorist Financing: Post-September 11 Responses -- Let Us Step Back and Take a Deep Breath?

International Lawyer (ABA) Vol. 36, No. 1, 2002, SMU Dedman School of Law Legal Studies Research Paper No. 259
Number of pages: 22 Posted: 22 Mar 2016
Joseph J. Norton and Heba Shams
Southern Methodist University - Dedman School of Law and The World Bank
Downloads 0 (405,874)
Citation 1

Abstract:

money laundering law, economic policies, globalization, post-September 11th environment, Anti-Terrorist Financing Act, Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act, USA Patriot Act

12.

A Perceived Trend in Modern International Financial Regulation: Increasing Reliance on a Public-Private Partnership

International Lawyer (ABA) Vol. 37, No. 1, 2003, SMU Dedman School of Law Legal Studies Research Paper No. 255
Number of pages: 18 Posted: 22 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (481,817)

Abstract:

international financial regulation, public-private partnership, globalization, private governance, large and complex banking organizations, LCBO, elite banks, global financial markets

13.

An Interim Filling the Gap in Multilateral, Regional, and Domestic Hard Law Deficiencies, Respecting Financial Services Integration within the Americas

Law and Business Review of the Americas, Vol. 12, No. 2, 2006, SMU Dedman School of Law Legal Studies Research Paper No. 258
Number of pages: 26 Posted: 22 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (504,829)

Abstract:

financial services integration, Free Trade Agreement of the Americas, FTAA, preferential trade agreements, Latin American financial services, banking industries, globalization, financial sector infrastructure, international standards

14.

Comment on the Developing Transnational Network(s) in the Area of International Financial Regulation: The Underpinnings of a New Bretton Woods II Global Financial System Framework

International Lawyer (ABA) Vol. 43, No. 1, 2009, SMU Dedman School of Law Legal Studies Research Paper No. 254
Number of pages: 30 Posted: 22 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (471,731)

Abstract:

international financial regulation, global financial system, banking markets, Bretton Woods, transnational networks, Global Financial Crisis, GFC, financial regulators, New International Financial Architecture, Group of 7/8, Group of Twenty

15.

The 'Santiago Principles' and the International Forum of Sovereign Wealth Funds: Evolving Components of the New Bretton Woods II Post-Global Financial Crisis Architecture and Another Example of Ad Hoc Global Administrative Networking and Related 'Soft' Rulemaking?

Review of Banking and Financial Law, Vol. 29, No. 2, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 251
Number of pages: 68 Posted: 11 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (425,960)

Abstract:

Santiago Principles, International economic and financial law, New Bretton Woods II, post-global financial crisis, Sovereign Wealth Funds, SWF, Generally Accepted Principles and Practices, GAPP, global administrative networks

16.

Multinational Companies: Of Institutional 'Spheres Of Influence', Corporate Social Responsibility and Meaningful Financial Sector Law Reform for Developing Countries

European Business Law Review, Vol. 20, No. 1, 2009, SMU Dedman School of Law Legal Studies Research Paper No. 250
Number of pages: 62 Posted: 11 Mar 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (374,818)

Abstract:

Multinational companies, Corporate Social Responsibility, CSR, Corporate Compliance, Corporate Governance, Corporate Sustainability, Responsible Corporate Citizenship, RCC, Socially Responsible Investing, SRI

17.

Reflections on 'In the Best Interest of the Corporation' and 'Corporate Social Responsibility': An Essay Honouring the Memory of Professor Alan R. Bromberg

Southern Methodist University Law Review, Vol. 68, No. 3, 2015, SMU Dedman School of Law Legal Studies Research Paper No. 249
Number of pages: 14 Posted: 11 Mar 2016 Last Revised: 24 May 2016
Joseph J. Norton
Southern Methodist University - Dedman School of Law
Downloads 0 (441,311)

Abstract:

corporate social responsibility, CSR, corporate sustainability, corporate governance, corporate decision-making, best interests of the corporation, corporations - Texas