Na Dai

SUNY at Albany - School of Business

Assistant Professor of Finance

1400 Washington Ave.

Albany, NY 12222

United States

  • SUNY at Albany - School of Business

SCHOLARLY PAPERS

29

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10,084

SSRN CITATIONS
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Top 2,730

in Total Papers Citations

35

CROSSREF CITATIONS

367

Scholarly Papers (29)

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1.

A Law and Finance Analysis of Hedge Funds

Financial Management, Forthcoming
Number of pages: 54 Posted: 21 Feb 2007 Last Revised: 10 Nov 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 1,614 (10,864)

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Hedge Funds, Regulation, Law and Finance

2.

The Rise of the PIPE Market

COMPANION TO PRIVATE EQUITY, Douglas J. Cumming, ed., Wiley, 2009
Number of pages: 37 Posted: 01 Mar 2009 Last Revised: 12 Mar 2009
Na Dai
SUNY at Albany - School of Business
Downloads 903 (26,208)

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Private Investment in Public Equity

3.

Capital Flows and Hedge Fund Regulation

Downloads 859 ( 28,121)
Citation 13

Capital Flows and Hedge Fund Regulation

3rd Annual Conference on Empirical Legal Studies Papers
Number of pages: 35 Posted: 16 Apr 2008 Last Revised: 21 Oct 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 609 (44,324)
Citation 2

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Flow, Performance, Hedge Funds, Regulation, Law and Finance

Capital Flows and Hedge Fund Regulation

Journal of Empirical Legal Studies, 2009
Number of pages: 39 Posted: 31 Jul 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 250 (126,624)

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Flow, Performance, Hedge Funds, Regulation, Law and Finance

4.

Hedge Fund Regulation and Misreported Returns

Downloads 748 ( 34,034)
Citation 11

Hedge Fund Regulation and Misreported Returns

Number of pages: 33 Posted: 16 Apr 2008 Last Revised: 12 Jul 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 587 (46,490)
Citation 2

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Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Forthcoming
Number of pages: 33 Posted: 28 Jul 2010 Last Revised: 04 Sep 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 160 (192,528)

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Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Vol. 16, Issue 5, pp. 829-857, November 2010
Number of pages: 29 Posted: 26 Oct 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 1 (708,084)
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5.

Local Bias in Venture Capital Investments

Downloads 683 ( 38,521)
Citation 66

Local Bias in Venture Capital Investments

Number of pages: 40 Posted: 02 Dec 2007 Last Revised: 15 Jul 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 442 (66,534)
Citation 5

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Home bias, private equity

Local Bias in Venture Capital Investments

Journal of Empirical Finance, Forthcoming
Number of pages: 43 Posted: 06 Nov 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 241 (131,483)
Citation 5

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home bias, venture capital

6.

Fund Size, Limited Attention and Valuation of Venture Capital Backed Firms

Downloads 636 ( 42,439)
Citation 30

Fund Size, Limited Attention and Valuation of Venture Capital Backed Firms

EFA 2008 Athens Meetings Paper
Number of pages: 37 Posted: 05 Mar 2008 Last Revised: 30 Sep 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 439 (67,102)
Citation 5

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Venture Capital; Fund Size; Limited Attention; Private Equity Valuation

Fund Size, Limited Attention, and Valuation of Venture Capital Backed Firms

Journal of Empirical Finance, Forthcoming
Number of pages: 37 Posted: 01 Oct 2010 Last Revised: 06 Oct 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 197 (159,916)
Citation 3

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Venture Capital, Fund Size, Limited Attention, Private Equity Valuation

7.

The Choice of Equity Selling Mechanisms: PIPES versus SEOS

Journal of Corporate Finance, Forthcoming
Number of pages: 48 Posted: 03 Jun 2008 Last Revised: 08 Nov 2009
Hsuan‐Chi Chen, Na Dai and John Schatzberg
University of New Mexico - Anderson School of Management, SUNY at Albany - School of Business and University of New Mexico - Robert O. Anderson Schools of Management
Downloads 499 (57,945)
Citation 2

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Private investment in public equity (PIPE), seasoned equity offering (SEO)

8.

Diversification in the Hedge Fund Industry

Journal of Corporate Finance, Vol. 18, 2012
Number of pages: 43 Posted: 09 Jun 2010 Last Revised: 24 Nov 2014
Hany A. Shawky, Na Dai and Douglas J. Cumming
State University of New York at Albany - School of Business and Center for Institutional Investment Management, SUNY at Albany - School of Business and Florida Atlantic University
Downloads 461 (63,917)
Citation 1

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9.

The Quality and Price of Investment Banks' Service: Evidence from the PIPE Market

Financial Management, Forthcoming
Number of pages: 48 Posted: 02 Dec 2007 Last Revised: 08 Nov 2009
Na Dai, Hoje Jo and John Schatzberg
SUNY at Albany - School of Business, Santa Clara University and University of New Mexico - Robert O. Anderson Schools of Management
Downloads 381 (80,139)
Citation 1

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Investment bank, private investment in public equity (PIPE)

10.

Does Investor Identity Matter? An Empirical Examination on Investments by Venture Capital Funds and Hedge Funds in Pipes

Journal of Corporate Finance, Vol. 13, 2007
Number of pages: 52 Posted: 11 Jan 2006 Last Revised: 03 Mar 2009
Na Dai
SUNY at Albany - School of Business
Downloads 313 (100,208)
Citation 2

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Private investment in public equity, venture capital, hedge fund

11.

Dodd-Franking the Hedge Funds

Downloads 298 (105,713)

Dodd-Franking the Hedge Funds

Number of pages: 37 Posted: 20 Nov 2014 Last Revised: 10 May 2016
Douglas J. Cumming, Na Dai and Sofia Johan
Florida Atlantic University, SUNY at Albany - School of Business and Florida Atlantic University - Finance
Downloads 236 (134,263)

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Hedge Funds, Dodd-Frank, Law and Finance

Dodd-Franking the Hedge Funds

Journal of Banking and Finance, Forthcoming
Number of pages: 45 Posted: 20 Sep 2017 Last Revised: 21 Sep 2017
Douglas J. Cumming, Na Dai and Sofia Johan
Florida Atlantic University, SUNY at Albany - School of Business and Florida Atlantic University - Finance
Downloads 62 (369,038)

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Hedge Funds, Dodd-Frank, Law and Finance

12.

Entrepreneurial Optimism, Credit Availability, and Cost of Financing: Evidence from U.S. Small Businesses

Journal of Corporate Finance, Forthcoming
Number of pages: 54 Posted: 25 Jul 2009 Last Revised: 10 Apr 2017
Na Dai, Vladimir I. Ivanov and Rebel A. Cole
SUNY at Albany - School of Business, US Securities & Exchange Commission and Florida Atlantic University
Downloads 276 (114,764)
Citation 5

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Optimism, Small Business Financing, Credit Availability, Capital Structure

13.

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Downloads 273 (116,070)
Citation 2

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Number of pages: 36 Posted: 20 Nov 2010 Last Revised: 03 Jun 2012
Douglas J. Cumming, Na Dai, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, SUNY at Albany - School of Business, Lancaster University - Management School and Concordia University
Downloads 188 (166,890)

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Performance Persistence, Law and Finance, Hedge Funds

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Journal of Corporate Finance, Forthcoming
Number of pages: 36 Posted: 12 Jun 2012
Douglas J. Cumming, Na Dai, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, SUNY at Albany - School of Business, Lancaster University - Management School and Concordia University
Downloads 85 (307,872)

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Performance Persistence, Law and Finance, Hedge Funds

14.

Cross-Border Venture Capital Investments in Asia: Selection and Performance

Journal of Business Venturing, Forthcoming
Number of pages: 43 Posted: 05 Oct 2010 Last Revised: 10 May 2011
Na Dai, Hoje Jo and Sul
SUNY at Albany - School of Business, Santa Clara University and University of New Mexico
Downloads 243 (130,918)
Citation 4

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Venture Capital; Internationalization; Proximity; Cultural Distance; Information Asymmetry; Partnership; Exit Performance

15.

Venture Capital Ownership Type, Investment Criteria, and Venture Performance

Downloads 234 (135,890)
Citation 1

Venture Capital Ownership Type, Investment Criteria, and Venture Performance

SCU Leavey School of Business Research Paper No. 09-02
Number of pages: 46 Posted: 08 Dec 2009
Na Dai, Hoje Jo and Sul
SUNY at Albany - School of Business, Santa Clara University and University of New Mexico
Downloads 119 (244,579)
Citation 3

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Venture Capital, Ownership Type, Proximity, Information Asymmetry, Network, Venture Performance

Venture Capital Ownership Type, Investment Criteria and Venture Performance

Number of pages: 46 Posted: 29 Nov 2009
Na Dai, Hoje Jo and Sul
SUNY at Albany - School of Business, Santa Clara University and University of New Mexico
Downloads 115 (250,875)

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Venture Capital, Ownership Type, Proximity, Information Asymmetry, Network, Venture Performance

16.

Required Return on Equity when Capital Structure is Dynamic

Dai, Na and Piccotti, Louis R. (2018). Expected returns and capital structure adjustment, Financial Management, Forthcoming.
Number of pages: 54 Posted: 02 Jan 2016 Last Revised: 19 Apr 2019
Na Dai and Louis R. Piccotti
SUNY at Albany - School of Business and Oklahoma State University - Stillwater - Spears School of Business
Downloads 196 (160,817)

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Capital structure adjustment, empirical asset pricing, market efficiency

17.

Why Do Entrepreneurs Switch Venture Capitalists?

22nd Australasian Finance and Banking Conference 2009
Number of pages: 43 Posted: 26 Jun 2009 Last Revised: 18 Mar 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 181 (172,873)
Citation 2

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Venture Capital, Switching

18.

SEC Enforcement in the PIPE Market: Actions and Consequences

Illinois Program in Law, Behavior and Social Science Paper No. LBSS12-17
Number of pages: 46 Posted: 03 Apr 2012 Last Revised: 19 Jun 2012
Ola Bengtsson, Na Dai and Clifford Chad Henson
Lund University School of Economics and Management, SUNY at Albany - School of Business and Texas A&M School of Law
Downloads 178 (175,419)

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SEC, enforcement, private investments in public equity, contract design

19.

Investor Objective and Financial Contracting: Evidence from the PIPE Market

Number of pages: 39 Posted: 26 Oct 2010
Christopher W. Anderson and Na Dai
University of Kansas - School of Business and SUNY at Albany - School of Business
Downloads 162 (190,220)
Citation 3

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Financial Contracting, Private Investment in Public Equity, Investor Identity

20.

Are Hedge Funds Registered in Delaware Different?

Number of pages: 46 Posted: 16 May 2013 Last Revised: 02 Dec 2014
Douglas J. Cumming, Na Dai and Sofia Johan
Florida Atlantic University, SUNY at Albany - School of Business and Florida Atlantic University - Finance
Downloads 161 (191,221)
Citation 1

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Hedge Funds, Delaware, Law and Finance

21.

Financial Contracts in Pipe Offerings: The Role of Expert Placement Agents

Number of pages: 46 Posted: 20 Mar 2011 Last Revised: 03 Oct 2011
Ola Bengtsson and Na Dai
Lund University School of Economics and Management and SUNY at Albany - School of Business
Downloads 158 (194,450)
Citation 2

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PIPEs, Financial Contracts, Private Equity, Hedge Funds

22.

Cultural Differences and Cross-Border Venture Capital Syndication

Journal of International Business Studies, Forthcoming
Number of pages: 59 Posted: 11 Aug 2015 Last Revised: 28 Aug 2015
Na Dai and Rajarishi Nahata
SUNY at Albany - School of Business and City University of New York, Baruch College - Zicklin School of Business - Department of Economics and Finance
Downloads 145 (208,868)
Citation 1

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Cultural Distance, Venture Capital, Syndicates, Cross-Border Venture Capital Investments, Exploration/Exploitation, Venture Capital Exits

23.

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Downloads 124 (236,186)
Citation 12

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 37 Posted: 10 Dec 2011
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 124 (237,118)

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Venture Capital, Entrepreneurship, Switching

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Entrepreneurship Theory and Practice, Vol. 37, Issue 5, pp. 999-1017, 2013
Number of pages: 19 Posted: 11 Sep 2013
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
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24.

Monitoring via Staging: Evidence from Private Investments in Public Equity

Journal of Banking and Finance, Forthcoming
Number of pages: 51 Posted: 31 May 2011
Na Dai
SUNY at Albany - School of Business
Downloads 96 (282,689)

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Private Investment in Public Equity (PIPE), Staging, Monitoring

25.

Monitoring Via Staging: Evidence from the Private Investments in Public Equity

Number of pages: 44 Posted: 16 Apr 2011
Na Dai
SUNY at Albany - School of Business
Downloads 77 (323,731)
Citation 1

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Private Investment in Public Equity (PIPE), Staging, Monitoring

26.

SEC Enforcement of the Pipe Market: Actions and Consequences

Journal of Banking and Finance, Forthcoming
Number of pages: 62 Posted: 05 Feb 2014
Ola Bengtsson, Na Dai and Clifford Chad Henson
Lund University School of Economics and Management, SUNY at Albany - School of Business and Texas A&M School of Law
Downloads 69 (344,280)

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SEC, Private Investment in Public Equity; Regulation

27.

Financial Contracts in PIPE Offerings: The Role of Expert Placement Agents

Financial Management, Forthcoming
Number of pages: 51 Posted: 13 May 2014
Ola Bengtsson and Na Dai
Lund University School of Economics and Management and SUNY at Albany - School of Business
Downloads 66 (352,492)

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Private Investment in Public Equity, Financial Intermediary, Reputation, Hedge Funds

28.

Hedge Funds and Corporate Misreporting

Number of pages: 48 Posted: 15 Aug 2017
Na Dai and Alfred Z. Liu
SUNY at Albany - School of Business and University at Albany, SUNY
Downloads 50 (402,714)

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Hedge funds, Corporate Misreporting, Financial contracting

29.

Diversification Strategies and the Performance of Funds of Hedge Funds

https://doi.org/10.3905/jai.2012.15.2.075
Posted: 22 May 2019
Na Dai and Hany A. Shawky
SUNY at Albany - School of Business and State University of New York at Albany - School of Business and Center for Institutional Investment Management
Downloads 0 (691,978)

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Diversification, fund of hedge funds, specialization, performance