Scott W. Bauguess

University of Texas at Austin - Department of Finance

Red McCombs School of Business

Austin, TX 78712

United States

SCHOLARLY PAPERS

10

DOWNLOADS
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Top 16,716

in Total Papers Downloads

5,633

SSRN CITATIONS
Rank 11,566

SSRN RANKINGS

Top 11,566

in Total Papers Citations

83

CROSSREF CITATIONS

54

Scholarly Papers (10)

1.

The Role of Big Data, Machine Learning, and AI in Assessing Risks: A Regulatory Perspective

SEC Keynote Address: OpRisk North America 2017
Number of pages: 6 Posted: 18 Aug 2018
Scott W. Bauguess
University of Texas at Austin - Department of Finance
Downloads 1,526 (23,412)
Citation 5

Abstract:

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AI, Machine Learning, FinTech, RegTech, SupTech, Market Regulation, Surveillance, SEC

2.

Do Merger-Related Operating Synergies Exist?

Number of pages: 48 Posted: 02 Jan 2005 Last Revised: 12 Nov 2013
Gennaro (帅纳) Bernile and Scott W. Bauguess
University of Miami - Department of Finance and University of Texas at Austin - Department of Finance
Downloads 1,371 (27,367)
Citation 9

Abstract:

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Mergers and Acquisitions, Synergies, Management Forecasts, Merger Performance

3.

Investor Demand for Information in Newly Issued Securities

Number of pages: 52 Posted: 15 Jan 2014 Last Revised: 14 Jul 2018
Scott W. Bauguess, John Cooney and Kathleen Weiss Hanley
University of Texas at Austin - Department of Finance, Texas Tech University - Rawls College of Business and Lehigh University - College of Business
Downloads 624 (80,986)
Citation 18

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IPOs, bookbuilding, EDGAR, disclosure, underpricing, search traffic, information acquisition

Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective

Journal of Accounting & Economics (JAE), Forthcoming, USC CLASS Research Paper No. 13-3
Number of pages: 56 Posted: 02 Sep 2013 Last Revised: 01 May 2014
Securities and Exchange Commission (SEC), University of Texas at Austin - Department of Finance, University of Miami - Department of Finance, Northwestern Pritzker School of Law and U.S. Securities and Exchange Commission
Downloads 454 (118,271)
Citation 21

Abstract:

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Corporate governance, Internal controls, Regulation, Sarbanes-Oxley, Section 404

Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective

USC CLASS Research Paper No. 13-3
Number of pages: 54 Posted: 03 Sep 2013 Last Revised: 12 Nov 2013
Securities and Exchange Commission (SEC), University of Texas at Austin - Department of Finance, University of Miami - Department of Finance, Northwestern Pritzker School of Law and U.S. Securities and Exchange Commission
Downloads 82 (561,433)
Citation 4

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5.

Ownership Structure and Target Returns

Journal of Corporate Finance, Vol. 15, No. 1, 2009
Number of pages: 47 Posted: 12 Nov 2006 Last Revised: 19 Nov 2011
University of Texas at Austin - Department of Finance, University of Pittsburgh - Finance Group, University of Pittsburgh - Finance Group and University of Pittsburgh
Downloads 534 (98,351)
Citation 6

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target returns, ownerhsip, acquisition, firm value

6.

Protective Governance Choices and the Value of Acquisition Activity

Journal of Corporate Finance, Vol. 14, No. 5, 2008
Number of pages: 43 Posted: 28 Nov 2007 Last Revised: 18 Nov 2011
Scott W. Bauguess and Mike Stegemoller
University of Texas at Austin - Department of Finance and Baylor University
Downloads 330 (171,065)
Citation 3

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Acquisitions, Governance, Family, Ownership, Shareholder Rights

7.

Large Shareholder Diversification, Corporate Risk Taking, and the Benefits of Changing to Differential Voting Rights

Journal of Banking and Finance, Forthcoming
Number of pages: 34 Posted: 19 Nov 2011
Scott W. Bauguess, Myron B. Slovin and Marie E. Sushka
University of Texas at Austin - Department of Finance, Louisiana State University, Baton Rouge - Department of Finance and Arizona State University
Downloads 259 (219,711)
Citation 12

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Differential voting rights, one-share-one-vote, tag-along rights

8.

The Role of Machine Readability in an AI World

SEC Keynote Address: Financial Information Management (FIMA) Conference 2018
Number of pages: 6 Posted: 18 Aug 2018
Scott W. Bauguess
University of Texas at Austin - Department of Finance
Downloads 223 (254,147)
Citation 1

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Machine Learning, Artificial Intelligence, Structured Data, XBRL, FIXML, FpML, SEC, Regulation, NTTAA

9.

Capital Raising in the U.S.: The Significance of Unregistered Offerings Using the Regulation D Exemption

Division of Risk, Strategy, and Financial Innovation White Paper
Number of pages: 9 Posted: 25 Aug 2012
Scott W. Bauguess and Vladimir I. Ivanov
University of Texas at Austin - Department of Finance and US Securities & Exchange Commission
Downloads 128 (408,928)
Citation 2

Abstract:

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Regulation D, private offerings, capital raising

10.

Market Fragility and Interconnectedness in the Asset Management Industry

SEC Keynote Address: Buy-Side Risk USA Conference 2017
Number of pages: 8 Posted: 18 Aug 2018
Scott W. Bauguess
University of Texas at Austin - Department of Finance
Downloads 102 (483,234)

Abstract:

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Financial Stability, Interconnectedness, Asset Management, SEC, FSB, Liquidity, Financial Regulation, Herding, Shadow Banking