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Thomas M. Madden

Marist College School of Management

SCHOLARLY PAPERS

11

DOWNLOADS

1,297

TOTAL CITATIONS

1

Scholarly Papers (11)

1.

Law and Strategy and Ethics?

Georgetown Journal of Legal Ethics, Vol. 32, 2019
Number of pages: 31 Posted: 17 Jun 2019
Thomas M. Madden
Marist College School of Management
Downloads 305 (248,651)

Abstract:

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legal ethics, ethics, behavioral ethics, law and ethics, law and strategy, law and strategy and ethics

2.

Making Sense of ESG with the SEC

University of Pennsylvania Journal of Business Law, Vol. 25, No. 4, 2023
Number of pages: 53 Posted: 28 Sep 2022 Last Revised: 24 Aug 2023
Thomas M. Madden and Gerlinde Berger-Walliser
Marist College School of Management and University of Connecticut - School of Business
Downloads 259 (295,303)

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ESG, securities regulation, SEC, CSR, materiality

3.

Advancing Commercial Mediation

Ohio State Journal on Dispute Resolution, Vol. 40, No. __, 2024
Number of pages: 42 Posted: 19 Apr 2024 Last Revised: 08 Jan 2025
Thomas M. Madden
Marist College School of Management
Downloads 188 (407,391)

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mediation, commercial mediation, lawyers, disoute resolution, ADR

4.

Do Fiduciary Duties of Managers and Members of Limited Liability Companies Exist as with Majority Shareholders of Closely Held Corporations?

Number of pages: 47 Posted: 25 Feb 2019 Last Revised: 15 Mar 2019
Thomas M. Madden
Marist College School of Management
Downloads 118 (608,822)

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fiduciary, fiduciary duties, limited liability company, corporation, shareholders, members, managers

5.

Embattled SEC Climate-related Disclosure Regulation

Number of pages: 52 Posted: 15 Apr 2025 Last Revised: 20 Dec 2025
Thomas M. Madden
Marist College School of Management
Downloads 111 (659,652)

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Climate regulation, climate disclosure, SEC regulation, securities regulation, Climate-related disclosure No known conflicts

6.

Regulating Financial Sector Incentive Compensation a Decade after Dodd-Frank

Syracuse Law Review, Vol. 73, No. 1, 2023
Number of pages: 46 Posted: 18 Apr 2023
Thomas M. Madden
Marist College School of Management
Downloads 93 (742,061)

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Dodd-Frank, Securities regulation, incentive compensation, executive compensation

7.

Mandatory Pre-dispute Arbitration: an Alternative Approach

Michigan State Law Review, Vol. 19, No. 4, 2019
Number of pages: 47 Posted: 18 Nov 2021
Thomas M. Madden
Marist College School of Management
Downloads 67 (942,565)

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arbitration, mediation, alternative dispute resolution

8.

Section 10(b) and the Fiduciary Conundrum

Hastings Business Law Journal, Vol. 18, No. 1, 2021
Number of pages: 33 Posted: 05 Jan 2022 Last Revised: 20 Mar 2023
Thomas M. Madden
Marist College School of Management
Downloads 49 (1,086,013)

Abstract:

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securities law, securities fraud, securities regulation

9.

Ongoing Challenges to U.S. Climate-related Disclosure

Number of pages: 31 Posted: 06 May 2025 Last Revised: 07 Jun 2026
Thomas M. Madden and Gerlinde Berger-Walliser
Marist College School of Management and University of Connecticut - School of Business
Downloads 47 (1,133,231)

Abstract:

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climate-related dislosure, scurities regulation, financial regulation, ESG, TCFD

10.

O'Hagan, 10b-5, Relationships and Duties

Hastings Business Law Journal, Vol. 4, No. 1, 2008
Number of pages: 23 Posted: 25 Feb 2019
Thomas M. Madden
Marist College School of Management
Downloads 34 (1,304,549)

Abstract:

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securities, securities law, fraud, Rule 10b-5, rule 10b5-2, securities fraud, misappropriation theory, insider trading, outsider trading

11.

Significance and the Materiality Tautology

Journal of Business & Technology Law, Vol. 10, No. 2 2015
Number of pages: 29 Posted: 25 Feb 2019
Thomas M. Madden
Marist College School of Management
Downloads 26 (1,399,036)
Citation 1

Abstract:

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securities, Rule 10b-5, materiality, securities fraud, fraud