Author Page for Steven L. Schwarcz

1.

Systemic Risk

Duke Law School Legal Studies Paper No. 163, Georgetown Law Journal, Vol. 97, No. 1, 2008

Number of pages: 58 Posted: 19 Mar 2008 Last Revised: 26 Sep 2008

Steven L. Schwarcz

Duke University School of Law

Downloads 8,669 (497)

Citation 26

Abstract:

2.

Enron and the Use and Abuse of Special Purpose Entities in Corporate Structures

University of Cincinnati Law Review, Vol. 70, p. 1309, 2006, Duke Law School Legal Studies Paper No. 28

Number of pages: 10 Posted: 12 May 2002

Steven L. Schwarcz

Duke University School of Law

Downloads 5,211 (1,240)

Citation 5

Abstract:

3.

Keynote Address: Understanding the Subprime Financial Crisis

South Carolina Law Review, Vol. 60, No. 3, 2009

Number of pages: 24 Posted: 23 Oct 2008 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 4,339 (1,696)

Citation 8

Abstract:

4.

The Future of Securitization

Connecticut Law Review, Vol. 41, No. 4, p.1313 2009

Number of pages: 13 Posted: 18 Nov 2008 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 3,135 (3,033)

Citation 5

Abstract:

5.

Protecting Financial Markets: Lessons from the Subprime Mortgage Meltdown

Downloads 2,720 ( 3,861)

Citation 14

2

Protecting Financial Markets: Lessons from the Subprime Mortgage Meltdown

Duke Law School Legal Studies Paper No. 175

Number of pages: 35 Posted: 06 Dec 2007 Last Revised: 24 Feb 2008

Steven L. Schwarcz

Duke University School of Law

Downloads 1,564 (9,615)

Citation 14

Abstract:

Protecting Financial Markets: Lessons from the Subprime Mortgage Meltdown

Minnesota Law Review, Vol. 93, No. 2, 2008, Duke Law School Legal Studies Paper No. 175

Number of pages: 34 Posted: 18 Mar 2008 Last Revised: 05 Jun 2012

Steven L. Schwarcz

Duke University School of Law

Downloads 1,156 (15,527)

Citation 13

Abstract:

6.

Markets, Systemic Risk, and the Subprime Mortgage Crisis

Southern Methodist University Law Review, Vol. 61, No. 2, 2008, Duke Law School Legal Studies Paper No. 190

Number of pages: 9 Posted: 06 Mar 2008 Last Revised: 20 Aug 2010

Steven L. Schwarcz

Duke University School of Law

Downloads 2,422 (4,691)

Citation 3

Abstract:

7.

Disclosure's Failure in the Subprime Mortgage Crisis

Utah Law Review, p.1109, 2008, Duke Law School Legal Studies Paper No. 203

Number of pages: 14 Posted: 25 Mar 2008 Last Revised: 25 Nov 2009

Steven L. Schwarcz

Duke University School of Law

Downloads 2,234 (5,365)

Citation 7

Abstract:

8.

Regulating Shadow Banking

Review of Banking and Financial Law, Vol. 31, No. 1, 2012

Number of pages: 24 Posted: 30 Jan 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 2,199 (5,506)

Citation 2

Abstract:

9.

The Alchemy of Asset Securitization

Stanford Journal of Law, Business, and Finance, Vol. 1, p. 133, 1994

Number of pages: 22 Posted: 05 Dec 2005

Steven L. Schwarcz

Duke University School of Law

Downloads 2,056 (6,143)

Citation 18

Abstract:

10.

Securitization Post-Enron

Cardozo Law Review, Vol. 25, No. 5, 2014

Number of pages: 38 Posted: 21 Mar 2003 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 1,804 (7,755)

Citation 8

Abstract:

11.

Keynote Address – Identifying and Managing Systemic Risk: An Assessment of Our Progress

Number of pages: 17 Posted: 22 Mar 2011

Steven L. Schwarcz

Duke University School of Law

Downloads 1,651 (8,949)

Citation 1

Abstract:

12.

Regulating Complexity in Financial Markets

Washington University Law Review, Vol. 87, No. 2, p. 211, 2009, Duke Law School Public Law & Legal Theory Paper No. 217

Number of pages: 58 Posted: 21 Aug 2008 Last Revised: 14 Nov 2010

Steven L. Schwarcz

Duke University School of Law

Downloads 1,609 (9,327)

Citation 6

Abstract:

13.

Private Ordering of Public Markets: The Rating Agency Paradox

University of Illinois Law Review, Vol. 2002, No. 1, 2002, Duke Law School, Public Law Working Paper No. 18

Number of pages: 29 Posted: 04 May 2001

Steven L. Schwarcz

Duke University School of Law

Downloads 1,498 (10,493)

Citation 18

Abstract:

14.

The Universal Language of International Securitization

Duke Journal of Comparative & International Law, Vol. 12, pp. 285-308, 2002

Number of pages: 24 Posted: 02 Mar 2006 Last Revised: 05 Sep 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 1,489 (10,591)

Citation 1

Abstract:

15.

Sovereign Debt Restructuring: A Bankruptcy Reorganization Approach

Cornell Law Review, Vol. 85(956), 2000

Number of pages: 88 Posted: 13 Jan 2000

Steven L. Schwarcz

Duke University School of Law

Downloads 1,425 (11,371)

Citation 13

Abstract:

16.

The Limits of Lawyering: Legal Opinions in Structured Finance

Downloads 1,044 ( 18,398)

Citation 2

2

The Limits of Lawyering: Legal Opinions in Structured Finance

Texas Law Review, Vol. 84, Fall 2005, Duke Law School Legal Studies Paper No. 69

Number of pages: 58 Posted: 03 Aug 2005 Last Revised: 11 Nov 2009

Steven L. Schwarcz

Duke University School of Law

Downloads 574 (41,946)

Citation 2

Abstract:

The Limits of Lawyering: Legal Opinions in Structured Finance

Number of pages: 45 Posted: 31 Jan 2005

Steven L. Schwarcz

Duke University School of Law

Downloads 470 (54,265)

Citation 2

Abstract:

17.

Rethinking the Disclosure Paradigm in a World of Complexity

University of Illinois Law Review, Vol. 2004, No. 1, Duke Law School, Public Law Research Paper No. 34

Number of pages: 35 Posted: 08 Nov 2002

Steven L. Schwarcz

Duke University School of Law

Downloads 1,040 (18,519)

Citation 11

Abstract:

18.

Regulating Systemic Risk: Towards an Analytical Framework

Notre Dame Law Review, Vol. 86, No. 4, p. 1349, 2011, UCLA School of Law, Law-Econ Research Paper No. 11-01

Number of pages: 64 Posted: 06 Jan 2011 Last Revised: 28 Dec 2014

Iman Anabtawi and Steven L. Schwarcz

University of California, Los Angeles (UCLA) - School of Law and Duke University School of Law

Downloads 951 (21,182)

Citation 1

Abstract:

19.

Regulating Systemic Risk in Insurance

University of Chicago Law Review, Vol. 81, No. 4, 2014, Minnesota Legal Studies Research Paper No. 14-18

Number of pages: 72 Posted: 06 Mar 2014 Last Revised: 10 Jan 2015

Daniel Schwarcz and Steven L. Schwarcz

University of Minnesota Law School and Duke University School of Law

Downloads 943 (21,465)

Citation 1

Abstract:

20.

Regulating Systemic Risk: Towards an Analytical Framework

UCLA School of Law, Law-Econ Research Paper No. 10-11

Number of pages: 63 Posted: 01 Sep 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz and Iman Anabtawi

Duke University School of Law and University of California, Los Angeles (UCLA) - School of Law

Downloads 899 (23,013)

Citation 2

Abstract:

21.

Rethinking Freedom of Contract: A Bankruptcy Paradigm

Number of pages: 130 Posted: 23 Sep 1998

Steven L. Schwarcz

Duke University School of Law

Downloads 883 (23,630)

Citation 3

Abstract:

22.

Collapsing Corporate Structures: Resolving the Tension between Form and Substance

Downloads 882 ( 23,664)

Citation 1

2

Collapsing Corporate Structures: Resolving the Tension between Form and Substance

Duke Law School, Public Law Research Paper No. 41

Number of pages: 40 Posted: 19 Sep 2003

Steven L. Schwarcz

Duke University School of Law

Downloads 580 (41,380)

Citation 1

Abstract:

Collapsing Corporate Structures: Resolving the Tension between Form and Substance

Business Lawyer, Vol. 60, November 2004

Number of pages: 73 Posted: 06 Sep 2004

Steven L. Schwarcz

Duke University School of Law

Downloads 302 (91,623)

Citation 1

Abstract:

23.

Commercial Trusts as Business Organizations: Unraveling the Mystery

Duke Law School, Public Law Research Paper No. 32

Number of pages: 28 Posted: 02 Jan 2003

Steven L. Schwarcz

Duke University School of Law

Downloads 872 (24,034)

Citation 7

Abstract:

24.

Too Big to Fail?: Recasting the Financial Safety Net

THE PANIC OF 2008: CAUSES, CONSEQUENCES AND IMPLICATIONS FOR REFORM, p. 94, Lawrence E. Mitchell & Arthur E. Wilmarth, Jr., eds., Edward Elgar, 2010

Number of pages: 24 Posted: 04 Mar 2009 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 865 (24,314)

Citation 2

Abstract:

25.

Ring-Fencing

87 Southern California Law Review 69 (2013)

Number of pages: 42 Posted: 06 Mar 2013 Last Revised: 04 Jun 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 772 (28,587)

Abstract:

26.

Regulating Shadows: Financial Regulation and Responsibility Failure

Washington and Lee Law Review, Forthcoming

Number of pages: 41 Posted: 09 Oct 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 690 (33,267)

Abstract:

27.

'Idiot's Guide' to Sovereign Debt Restructuring

Number of pages: 21 Posted: 09 Feb 2004

Steven L. Schwarcz

Duke University School of Law

Downloads 688 (33,432)

Citation 3

Abstract:

28.

Private Ordering

Northwestern University Law Review, Fall 2002

Number of pages: 26 Posted: 15 Mar 2002

Steven L. Schwarcz

Duke University School of Law

Downloads 685 (33,633)

Citation 6

Abstract:

29.

What is Securitization? And for What Purpose?

Southern California Law Review, Vol. 85, No. 5, 2012

Number of pages: 17 Posted: 03 Feb 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 651 (36,073)

Abstract:

30.

The Use and Abuse of Special-Purpose Entities in Public Finance

Minnesota Law Review, Vol. 97, No. 2, 2012

Number of pages: 38 Posted: 14 Sep 2011 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 644 (36,573)

Abstract:

31.

Sovereign Debt Restructuring Options: An Analytical Comparison

Harvard Business Law Review, Vol. 2, 2012

Number of pages: 28 Posted: 26 Jun 2011 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 638 (36,998)

Abstract:

32.

Duke Law School Legal Studies Paper No. 205, European Business Organization Law Review, Vol. 10, p.175, 2009; Symposium Issue: University of Cambridge Conference on Principles v. Rules in Financial Regulation, Winter 2008

Number of pages: 10 Posted: 18 Apr 2008 Last Revised: 17 Dec 2009

Steven L. Schwarcz

Duke University School of Law

Downloads 637 (37,079)

Citation 1

Abstract:

33.

Explaining the Value of Transactional Lawyering

Stanford Journal of Law, Business, and Finance, Vol. 12, Spring 2007, Duke Law School Legal Studies Paper No. 108

Number of pages: 58 Posted: 25 Feb 2007

Steven L. Schwarcz

Duke University School of Law

Downloads 613 (39,008)

Citation 2

Abstract:

34.

The Functional Regulation of Finance

Number of pages: 49 Posted: 17 May 2014 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 589 (41,117)

Abstract:

35.

Securitization, Structured Finance, and Covered Bonds

Number of pages: 26 Posted: 02 Dec 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 579 (42,082)

Abstract:

36.

Intermediary Risk in a Global Economy

Duke Law Journal, Vol. 50, No. 6, p. 1541, April 2001, Duke Law School, Public Law Working Paper No. 5

Number of pages: 67 Posted: 19 Oct 2000

Steven L. Schwarcz

Duke University School of Law

Downloads 563 (43,626)

Citation 4

Abstract:

37.

Bond Defaults and the Dilemma of the Indenture Trustee

Downloads 560 ( 43,929)

Citation 3

2

Bond Defaults and the Dilemma of the Indenture Trustee

Alabama Law Review, Vol. 59, No. 4, p. 1037, 2008, Duke Law School Legal Studies Paper No. 159

Number of pages: 37 Posted: 16 Dec 2007 Last Revised: 28 Dec 2014

Steven L. Schwarcz and Gregory Sergi

Duke University School of Law and affiliation not provided to SSRN

Downloads 338 (80,644)

Citation 3

Abstract:

Bond Defaults and the Dilemma of the Indenture Trustee

Duke Law School Legal Studies Paper No. 159

Number of pages: 53 Posted: 28 Jun 2007

Steven L. Schwarcz and Gregory Sergi

Duke University School of Law and affiliation not provided to SSRN

Downloads 222 (126,560)

Citation 3

Abstract:

38.

Rollover Risk: Ideating a U.S. Debt Default

Boston College Law Review, Vol. 55, No. 1, p.1 2014

Number of pages: 38 Posted: 08 Aug 2013 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 545 (45,482)

Abstract:

39.

The Universal Language of Cross-Border Finance

Duke Journal of Comparative and International Law, Vol. 8, No. 2, 1998

Number of pages: 20 Posted: 29 Sep 1998

Steven L. Schwarcz

Duke University School of Law

Downloads 531 (46,985)

Citation 1

Abstract:

40.

The Impact on Securitization of Revised Ucc Article 9

Chicago-Kent Law Review, Vol. 74, p. 947, 1998-2000

Number of pages: 16 Posted: 02 Mar 2006

Steven L. Schwarcz

Duke University School of Law

Downloads 526 (47,560)

Citation 2

Abstract:

41.

To Make or to Buy: In-House Lawyering and Value Creation

Journal of Corporation Law, Vol. 33, No. 2, 2007, Duke Law School Legal Studies Paper No. 133

Number of pages: 91 Posted: 01 Nov 2006

Steven L. Schwarcz

Duke University School of Law

Downloads 517 (48,625)

Citation 2

Abstract:

42.

Conflicts and Financial Collapse: The Problem of Secondary-Management Agency Costs

Yale Journal on Regulation, Vol. 26, No. 2, p. 459, 2009, Duke Law School Public Law & Legal Theory Paper No. 230

Number of pages: 14 Posted: 04 Jan 2009 Last Revised: 21 May 2013

Steven L. Schwarcz

Duke University School of Law

Downloads 509 (49,590)

Citation 5

Abstract:

43.

Globalization, Decentralization, and the Subnational Debt Problem

Downloads 499 ( 50,868)

Citation 2

2

Globalization, Decentralization, and the Subnational Debt Problem

Forthcoming in Duke Law Journal, Vol. 51

Number of pages: 65 Posted: 26 Jun 2001

Steven L. Schwarcz

Duke University School of Law

Downloads 293 (94,791)

Citation 2

Abstract:

Globalization, Decentralization, and the Subnational Debt Problem

Duke Law Journal, Vol. 51, February 2002

Number of pages: 66 Posted: 01 Jun 2001

Steven L. Schwarcz

Duke University School of Law

Downloads 206 (136,043)

Citation 2

Abstract:

44.

Controlling Financial Chaos: The Power and Limits of Law

Wisconsin Law Review, No. 3, 2012

Number of pages: 26 Posted: 06 Mar 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 497 (51,133)

Abstract:

45.

Fiduciaries with Conflicting Obligations

Minnesota Law Review, Vol. 94, No. 6, p. 1867, 2010

Number of pages: 47 Posted: 01 Aug 2009 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 486 (52,566)

Citation 2

Abstract:

46.

Commercial Trusts as Business Organizations: An Invitation to Comparatists

Duke Law School, Public Law Reseach Paper No. 39

Number of pages: 15 Posted: 25 Apr 2003

Steven L. Schwarcz

Duke University School of Law

Downloads 472 (54,607)

Citation 1

Abstract:

47.

Regulating Ex Post: How Law Can Address the Inevitability of Financial Failure

92 Texas Law Review 75 (2013), UCLA School of Law, Law-Econ Research Paper No. 13-07

Number of pages: 57 Posted: 30 May 2013 Last Revised: 28 Dec 2014

Iman Anabtawi and Steven L. Schwarcz

University of California, Los Angeles (UCLA) - School of Law and Duke University School of Law

Downloads 467 (55,296)

Abstract:

48.

Keynote Address: The Role of Lawyers in the Global Financial Crisis

Australian Journal of Corporate Law, Vol. 24, 2010

Number of pages: 13 Posted: 08 Jan 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 465 (55,570)

Abstract:

49.

The Governance Structure of Shadow Banking: Rethinking Assumptions About Limited Liability

Downloads 459 ( 56,467)

2

The Governance Structure of Shadow Banking: Rethinking Assumptions About Limited Liability

90 Notre Dame Law Review, Forthcoming

Number of pages: 30 Posted: 07 Dec 2013 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 423 (61,809)

Abstract:

The Governance Structure of Shadow Banking: Rethinking Assumptions About Limited Liability

Journal of Financial Perspectives, Vol. 3, No. 1, 2015

Number of pages: 44 Posted: 04 Dec 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 36 (418,942)

Abstract:

50.

Shadow Banking and Financial Regulation

Number of pages: 13 Posted: 02 Dec 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 454 (57,275)

Abstract:

51.

The Bankruptcy-Law Safe Harbor for Derivatives: A Path-Dependence Analysis

Washington and Lee Law Review, Vol. 71, No. 3, 2014

Number of pages: 27 Posted: 08 Nov 2013 Last Revised: 28 Dec 2014

Steven L. Schwarcz and Ori Sharon

Duke University School of Law and Duke University School of Law

Downloads 433 (60,625)

Abstract:

52.

Too Big to Fool: Moral Hazard, Bailouts, and Corporate Responsibility

Minnesota Law Review, Vol. 102, Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2016-58

Number of pages: 41 Posted: 04 Oct 2016 Last Revised: 21 Dec 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 431 (60,975)

Abstract:

53.

Securitization and Post-Crisis Financial Regulation

Cornell Law Review Online, Vol. 101, pp. 115-139 (2016), Duke University School of Law, Duke Public Law & Legal Theory Research Paper Series No. 2016-7

Number of pages: 25 Posted: 11 Dec 2015 Last Revised: 15 Oct 2016

Steven L. Schwarcz

Duke University School of Law

Downloads 431 (60,975)

Abstract:

54.

Excessive Corporate Risk-Taking and the Decline of Personal Blame

Emory Law Journal, Vol. 65, No. 2, Duke Law School Public Law & Legal Theory Series No. 2015-9

Number of pages: 48 Posted: 24 Jan 2015 Last Revised: 09 Feb 2016

Steven L. Schwarcz

Duke University School of Law

Downloads 406 (65,547)

Abstract:

55.

The Conundrum of Covered Bonds

Business Lawyer, Vol. 66, p. 562, May 2011

Number of pages: 26 Posted: 19 Aug 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 403 (66,154)

Citation 1

Abstract:

56.

Financial Information Failure: Redrawing the Boundary between Lawyer and Accountant Responsibility

Duke Law School Legal Studies Paper No. 89

Number of pages: 40 Posted: 11 Nov 2005

Steven L. Schwarcz

Duke University School of Law

Downloads 400 (66,777)

Abstract:

57.

Indirectly Held Securities and Intermediary Risk

Uniform Law Review (Revue de droit uniforme), Vol. 2002, No. 1

Number of pages: 20 Posted: 25 Jun 2001

Steven L. Schwarcz

Duke University School of Law

Downloads 345 (79,306)

Abstract:

58.

Misalignment: Corporate Risk-Taking and Public Duty

Notre Dame Law Review, Vol. 92, pp.1-50 (2016), Duke Law School Public Law & Legal Theory Series No. 2015-40

Number of pages: 50 Posted: 15 Aug 2015 Last Revised: 20 Dec 2016

Steven L. Schwarcz

Duke University School of Law

Downloads 343 (79,867)

Abstract:

59.

The Parts are Greater than the Whole: How Securitization of Divisible Interests Can Revolutionize Structured Finance and Open the Capital Markets to Middle-Market Companies

Columbia Business Law Review, Vol. 1993, p. 139, 1993

Number of pages: 30 Posted: 06 Dec 2005 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 341 (80,386)

Citation 5

Abstract:

60.

Financial Information Failure and Lawyer Responsibility

Journal of Corporation Law, Vol. 31, No. 4, September 2006, Duke Law School Legal Studies Paper No. 106

Number of pages: 27 Posted: 04 Apr 2006 Last Revised: 05 Jun 2012

Steven L. Schwarcz

Duke University School of Law

Downloads 331 (83,194)

Citation 1

Abstract:

61.

Shadow Banking, Financial Markets, and the Real Estate Sector

Review of Banking and Financial Law, Vol. 32, No. 1, 2012

Number of pages: 14 Posted: 06 Oct 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 318 (86,983)

Abstract:

62.

Rethinking Corporate Governance for a Bondholder Financed, Systemically Risky World

William & Mary Law Review, Vol. 58, p. 1345 (2017), Duke Law School Public Law & Legal Theory Series No. 2016-22

Number of pages: 30 Posted: 06 Mar 2016 Last Revised: 21 Feb 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 316 (87,637)

Abstract:

63.

Leverhulme Lecture: The Global Financial Crisis and Systemic Risk

Number of pages: 19 Posted: 14 Nov 2010

Steven L. Schwarcz

Duke University School of Law

Downloads 316 (87,637)

Abstract:

64.

Rethinking a Corporation's Obligations to Creditors

Cardozo Law Review, Vol. 17, No. 3, 1996

Number of pages: 44 Posted: 05 May 1998

Steven L. Schwarcz

Duke University School of Law

Downloads 307 (90,423)

Citation 5

Abstract:

65.

The Public Responsibility of Structured Finance Lawyers

Capital Markets Law Journal, Vol. 1, No. 1, p. 6, 2006, Duke Law School Legal Studies Paper No. 124

Number of pages: 16 Posted: 13 Sep 2006

Steven L. Schwarcz

Duke University School of Law

Downloads 301 (92,491)

Citation 1

Abstract:

66.

Derivatives and Collateral: Balancing Remedies and Systemic Risk

University of Illinois Law Review, Forthcoming

Number of pages: 20 Posted: 03 Apr 2014 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 299 (93,176)

Abstract:

67.

Keynote Address: A Regulatory Framework for Managing Systemic Risk

Number of pages: 27 Posted: 18 Oct 2011 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 297 (93,885)

Abstract:

68.

Facing the Debt Challenge of Countries that are 'Too Big to Fail'

SOVEREIGN DEBT: FROM SAFETY TO DEFAULT, Robert W. Kolb, ed., Forthcoming

Number of pages: 7 Posted: 07 Jul 2010

Steven L. Schwarcz

Duke University School of Law

Downloads 285 (98,155)

Citation 1

Abstract:

69.

Banking and Financial Regulation

chapter for THE OXFORD HANDBOOK OF LAW AND ECONOMICS (2015, Francesco Parisi ed., Forthcoming)

Number of pages: 36 Posted: 14 Aug 2014 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 281 (99,715)

Abstract:

70.

Leverhulme Lecture: The Future of Securitization

Number of pages: 19 Posted: 11 Nov 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 276 (101,644)

Citation 4

Abstract:

71.

Distorting Legal Principles

Journal of Corporation Law, Vol. 35, No. 4, 2010

Number of pages: 31 Posted: 07 Jan 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 261 (107,724)

Abstract:

72.

Keynote & Chapman Dialogue Address: Ex Ante Versus Ex Post Approaches to Financial Regulation

Chapman Law Review, Vol. 15, p. 258, 2011

Number of pages: 14 Posted: 26 Jan 2011 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 252 (111,739)

Abstract:

73.

The Case for a Market Liquidity Provider of Last Resort

Duke Law School Public Law & Legal Theory Paper No. 234

Number of pages: 13 Posted: 19 Feb 2009 Last Revised: 27 Feb 2009

Steven L. Schwarcz

Duke University School of Law

Downloads 252 (111,739)

Abstract:

74.

Regulating Financial Change: A Functional Approach

100 Minnesota Law Review 1441 (2016), Duke Law School Public Law & Legal Theory Series Paper

Number of pages: 54 Posted: 24 Jul 2014 Last Revised: 13 Apr 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 243 (115,969)

Abstract:

75.

The Confused U.S. Framework for Foreign Bank Insolvency: An Open Research Agenda

Review of Law & Economics, Vol. 1, No. 1, 2005

Number of pages: 15 Posted: 14 Feb 2005 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 232 (121,506)

Abstract:

76.

Framing Address: A Framework for Analyzing Financial Market Transformation

Seattle University Law Review, Vol. 36, No. 2, 2013

Number of pages: 21 Posted: 17 Apr 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 229 (123,095)

Abstract:

77.

A Minimalist Approach to State 'Bankruptcy'

UCLA Law Review, Vol. 59, No. 2, p. 322, December 2011

Number of pages: 32 Posted: 14 Apr 2011 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 225 (125,289)

Abstract:

78.

Testimony before the U.S. House of Representatives Committee on Financial Services, October 2, 2007, regarding 'Systemic Risk: Examining Regulators' Ability to Respond to Threats to the Financial System'

Duke Law School Legal Studies Paper No. 171

Number of pages: 27 Posted: 05 Oct 2007 Last Revised: 21 Nov 2007

Steven L. Schwarcz

Duke University School of Law

Downloads 220 (128,093)

Citation 1

Abstract:

79.

The Easy Case for the Priority of Secured Claims in Bankruptcy

Duke Law Journal, Vol. 47, No. 3, p. 425, 1997

Number of pages: 65 Posted: 22 Nov 2005

Steven L. Schwarcz

Duke University School of Law

Downloads 209 (134,497)

Citation 12

Abstract:

80.

Sovereign Debt Restructuring and English Governing Law

Brooklyn Journal of Corporate, Financial & Commercial Law, Vol. 12, 2017, Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2017-65

Number of pages: 42 Posted: 14 Apr 2017 Last Revised: 09 Oct 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 202 (138,837)

Abstract:

81.

Controlling Systemic Risk Through Corporate Governance

CIGI Policy Brief No. 99 - February 2017, Duke Law School Public Law & Legal Theory Series No. 2017-23

Number of pages: 12 Posted: 16 Mar 2017 Last Revised: 04 Apr 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 200 (140,094)

Abstract:

82.

Perspectives on Regulating Systemic Risk

Forthcoming chapter in, SYSTEMIC RISK, INSTITUTIONAL DESIGN, AND THE REGULATION OF FINANCIAL MARKETS (Oxford University Press, Anita Anand ed., 2016), Duke Law School Public Law & Legal Theory Series No. 2016-13

Number of pages: 28 Posted: 08 Feb 2016 Last Revised: 04 Mar 2016

Steven L. Schwarcz

Duke University School of Law

Downloads 198 (141,480)

Citation 1

Abstract:

83.

Testimony on the State of the Securitization Markets

Number of pages: 18 Posted: 24 May 2011

Steven L. Schwarcz

Duke University School of Law

Downloads 193 (144,935)

Abstract:

84.

Marginalizing Risk

Washington University Law Review, Vol. 89, No. 3, 2012

Number of pages: 32 Posted: 08 Dec 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 193 (144,935)

Abstract:

85.

Disintermediating Avarice: A Legal Framework for Commercially Sustainable Microfinance

University of Illinois Law Review, Vol. 2011, No. 4, 2011

Number of pages: 35 Posted: 21 May 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 190 (147,051)

Citation 1

Abstract:

86.

China 2012 Lecture: Commercial Trusts

Number of pages: 20 Posted: 28 Nov 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 178 (155,987)

Abstract:

87.

Lawyers in the Shadows: The Transactional Lawyer in a World of Shadow Banking

63 American University Law Review, Issue No. 1, 2013, Forthcoming

Number of pages: 17 Posted: 06 Apr 2013 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 176 (157,533)

Abstract:

88.

Beyond Bankruptcy: Resolution as a Macroprudential Regulatory Tool

94 Notre Dame Law Review, Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2017-53

Number of pages: 49 Posted: 16 Aug 2017 Last Revised: 19 Feb 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 168 (164,148)

Abstract:

89.

Shadow Banking and Regulation in China and Other Developing Countries

Duke Law School Public Law & Legal Theory Series 2017-8

Number of pages: 19 Posted: 18 Nov 2016 Last Revised: 13 Jan 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 168 (164,148)

Abstract:

90.

'Looking Forward: 2005-2010' a Sovereign Debt Restructuring Reverie

University of Chicago Journal of International Law, Vol. 6, 2005

Number of pages: 10 Posted: 18 Oct 2004 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 168 (164,148)

Abstract:

91.

Temporal Perspectives: Resolving the Conflict between Current and Future Investors

Minnesota Law Review, Vol. 89, No. 4, April 2005

Number of pages: 38 Posted: 04 Oct 2004

Steven L. Schwarcz

Duke University School of Law

Downloads 168 (164,148)

Citation 1

Abstract:

92.

In-House Counsel’s Role in the Structuring of Mortgage-Backed Securities

Wisconsin Law Review, Forthcoming

Number of pages: 30 Posted: 10 Dec 2011

Shaun Barnes, Kathleen G. Cully and Steven L. Schwarcz

affiliation not provided to SSRN, Kathleen G. Cully PLLC and Duke University School of Law

Downloads 167 (165,033)

Abstract:

93.

Regulating Complacency: Human Limitations and Legal Efficacy

Notre Dame Law Review, Vol. 93, No. 3 Forthcoming , Duke Law School Public Law & Legal Theory Series 2017-9

Number of pages: 41 Posted: 28 Nov 2016 Last Revised: 14 Sep 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 164 (167,656)

Abstract:

94.

Restructuring Subnational Debt

Municipal Finance Journal, Vol. 23

Number of pages: 39 Posted: 08 Dec 2001

Steven L. Schwarcz

Duke University School of Law

Downloads 162 (169,424)

Abstract:

95.

Central Clearing of Financial Contracts: Theory and Regulatory Implications

University of Pennsylvania Law Review, Vol. 167, 2018-19 (Forthcoming), Duke Law School Public Law & Legal Theory Series No. 2018-14

Number of pages: 57 Posted: 18 Jan 2018 Last Revised: 08 May 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 160 (171,227)

Abstract:

96.

Corporate Governance of SIFI Risk-Taking: An International Research Agenda

Cross-Border Bank Resolution (Bob Wessels & Matthias Haentjens eds., 2017-18), Forthcoming, Duke Law School Public Law & Legal Theory Paper No. 2017-41

Number of pages: 25 Posted: 23 May 2017

Steven L. Schwarcz and Aleaha Jones

Duke University School of Law and Duke University School of Law

Downloads 151 (179,863)

Abstract:

97.

Civil Forfeiture: A Higher Form of Commercial Law?

Fordham Law Review, Vol. 62, p. 287, 1993

Number of pages: 34 Posted: 05 Dec 2005

Steven L. Schwarcz and Alan E. Rothman

Duke University School of Law and affiliation not provided to SSRN

Downloads 151 (179,863)

Abstract:

98.

Leverhulme Lecture: Regulating Complexity in Financial Markets

Number of pages: 18 Posted: 11 Nov 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 148 (182,825)

Citation 4

Abstract:

99.

Securitization Ten Years after the Financial Crisis: An Overview

Boston University Review of Banking and Financial Law (2018 Forthcoming), Duke Law School Public Law & Legal Theory Series 2018-39

Number of pages: 9 Posted: 30 Apr 2018 Last Revised: 11 Jun 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 146 (184,872)

Abstract:

100.

Regulating Corporate Governance in the Public Interest: The Case of Systemic Risk

Proceedings of the Keynote Address, National Business Law Scholars Conference (NBLSC), The University of Chicago Law School June 23, 2016, Duke Law School Public Law & Legal Theory Series No. 2016-42

Number of pages: 17 Posted: 08 Jul 2016 Last Revised: 03 Sep 2016

Steven L. Schwarcz

Duke University School of Law

Downloads 144 (187,024)

Abstract:

101.

Automatic Perfection of Sales of Payment Intangibles: A Trap for the Unwary

Ohio State Law Journal, Vol. 68, 2006, Duke Law School Legal Studies Paper No. 132

Number of pages: 7 Posted: 25 Oct 2006 Last Revised: 20 Aug 2010

Steven L. Schwarcz

Duke University School of Law

Downloads 144 (187,024)

Citation 1

Abstract:

102.

Compensating Market Value Losses: Rethinking the Theory of Damages in a Market Economy

Florida Law Review, Vol. 63, September 2011

Number of pages: 30 Posted: 19 Sep 2010 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 137 (194,648)

Abstract:

103.

The Inherent Rationality of Judgment Proofing

Stanford Law Review, Vol. 52, pp. 1-53, November 1999

Number of pages: 54 Posted: 18 Nov 2005

Steven L. Schwarcz

Duke University School of Law

Downloads 132 (200,507)

Citation 3

Abstract:

104.

Keynote Address: The Financial Crisis and Credit Unavailability: Cause or Effect?

72 Business Lawyer 409 (Spring 2017), Duke Law School Public Law & Legal Theory Series No. 2016-54

Number of pages: 12 Posted: 26 Sep 2016 Last Revised: 10 May 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 128 (205,488)

Abstract:

105.

The Roberta Mitchell Lecture: Structuring Responsibility in Securitization Transactions

Capital University Law Review, Vol. 40, No. 4, p.803, 2012

Number of pages: 17 Posted: 20 Dec 2011 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 126 (208,015)

Abstract:

106.

Sovereign Debt Restructuring: A Model-Law Approach

Journal of Globalization and Development, Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2015-32

Number of pages: 46 Posted: 24 Jul 2015 Last Revised: 25 Aug 2015

Steven L. Schwarcz

Duke University School of Law

Downloads 125 (209,270)

Abstract:

107.

Responsibility of Directors of Financial Institutions

Forthcoming chapter in CORPORATE GOVERNANCE OF FINANCIAL INSTITUTIONS: LAW, CONDUCT, AND CULTURE (Danny Busch, Guido Ferrarini, & Gerard van Solinge, eds., 2018, Oxford University Press), Duke Law School Public Law & Legal Theory Series No. 2018-23

Number of pages: 27 Posted: 27 Feb 2018

Steven L. Schwarcz, Aleaha Jones and Jiazhen Yan

Duke University School of Law, Duke University School of Law and Duke University, School of Law, Students

Downloads 105 (237,691)

Abstract:

108.

Intrinsic Imbalance: The Impact of Income Disparity on Financial Regulation

Law and Contemporary Problems, Vol. 78, No. 1, Forthcoming

Number of pages: 28 Posted: 29 Jan 2014 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 105 (237,691)

Abstract:

109.

The Custom-to-Failure Cycle

Duke Law Journal, Vol. 62, No. 3, 2012

Number of pages: 29 Posted: 04 Aug 2012 Last Revised: 28 Dec 2014

Steven L. Schwarcz and Lucy Chang

Duke University School of Law and affiliation not provided to SSRN

Downloads 104 (239,285)

Abstract:

110.

Empowering the Poor: Turning De Facto Rights into Collateralized Credit

Duke Law School Public Law & Legal Theory Series 2018-38

Number of pages: 44 Posted: 24 Apr 2018 Last Revised: 07 Aug 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 101 (244,163)

Abstract:

111.

Bypassing Congress on Federal Debt: Executive Branch Options to Avoid Default

Yale Journal on Regulation, Forthcoming

Number of pages: 47 Posted: 24 Jan 2014 Last Revised: 28 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 100 (245,877)

Abstract:

112.

Macroprudential Regulation of Mortgage Lending

Southern Methodist University Law Review, Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2016-10

Number of pages: 17 Posted: 18 Jan 2016 Last Revised: 04 Mar 2016

Steven L. Schwarcz

Duke University School of Law

Downloads 97 (250,936)

Abstract:

113.

Secured Transactions and Financial Stability: Regulatory Challenges

Law & Contemporary Problems, Vol. 81:1, Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2017-63

Number of pages: 24 Posted: 07 Sep 2017 Last Revised: 09 Oct 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 94 (256,144)

Abstract:

114.

Systematic Regulation of Systemic Risk

Wisconsin Law Review, Forthcoming, Duke Law School Public Law & Legal Theory Series

Number of pages: 55 Posted: 17 Aug 2018 Last Revised: 17 Sep 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 92 (259,729)

Abstract:

115.

Changing Law to Address Changing Markets: A Consequence-Based Inquiry

Law and Contemporary Problems, Vol. 80, No. 1, 2017, Duke Law School Public Law & Legal Theory Series No. 2016-31

Number of pages: 29 Posted: 26 May 2016 Last Revised: 17 Apr 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 74 (296,178)

Abstract:

116.

A Fundamental Inquiry into the Statutory Rulemaking Process of Private Legislatures

Georgia Law Review, Vol. 29, No. 4, p. 909, 1995

Number of pages: 84 Posted: 05 Dec 2005

Steven L. Schwarcz

Duke University School of Law

Downloads 73 (298,533)

Citation 2

Abstract:

117.

Amicus Curiae Brief to the New York Court of Appeals in Ace Securities Corp. v. DB Structured Products, Inc.

New York Court of Appeals APL-2014-00156, Duke Law School Public Law & Legal Theory Series No. 2015-14

Number of pages: 28 Posted: 25 Mar 2015

Steven L. Schwarcz

Duke University School of Law

Downloads 69 (308,044)

Abstract:

118.

The 2011 Diane Sanger Memorial Lecture: Protecting Investors in Securitization Transactions: Does Dodd-Frank Help, or Hurt?

Louisiana Law Review, Vol. 72, No. 3, 2012

Number of pages: 13 Posted: 31 May 2012

Steven L. Schwarcz

Duke University School of Law

Downloads 67 (312,925)

Abstract:

119.

Protecting Rights, Preventing Windfalls: A Model for Harmonizing State and Federal Laws on Floating Liens

North Carolina Law Review, Vol. 75, 1997

Number of pages: 68 Posted: 02 Oct 1996 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 64 (320,592)

Citation 2

Abstract:

120.

Keynote Reflections: The Public Governance Duty

Georgia Law Review, Forthcoming

Number of pages: 16 Posted: 28 Mar 2015 Last Revised: 14 Apr 2015

Steven L. Schwarcz

Duke University School of Law

Downloads 57 (339,552)

Abstract:

121.

Corporate Governance of SIFI Risk-Taking

Duke Law School Public Law & Legal Theory Series 2018-41

Number of pages: 17 Posted: 14 May 2018 Last Revised: 09 Jul 2018

Steven L. Schwarcz

Duke University School of Law

Downloads 56 (342,379)

Abstract:

122.

A Model-law Approach to Restructuring Unsustainable Sovereign Debt

CIGI Policy Brief No. 64, August 2015, Updated October 2017, Duke Law School Public Law & Legal Theory Series No. 2015-41

Number of pages: 9 Posted: 24 Aug 2015 Last Revised: 19 Oct 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 55 (345,459)

Abstract:

123.

Comments on the September 29, 2014 FSB Consultative Document, ‘Cross-Border Recognition of Resolution Action’

Centre for International Governance Innovation CIGI Paper No. 51 (Dec. 3, 2014), Duke Law School Public Law & Legal Theory Series No. 2015-3

Number of pages: 16 Posted: 16 Dec 2014 Last Revised: 22 Jan 2015

Steven L. Schwarcz, Mark Jewett, Bruce Leonard, Catherine Walsh and David Kempthorne

Duke University School of Law, Bennett Jones LLP, Cassels Brock & Blackwell LLP, McGill University and Centre for International Governance Innovation

Downloads 55 (345,459)

Abstract:

124.

Towards a Centralized Perfection System for Cross-Border Receivables Financing

University of Pennsylvania Journal of International Economic Law, Vol. 20, No. 3, p. 455, Fall 1999

Number of pages: 22 Posted: 18 May 1999 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 53 (351,508)

Abstract:

125.

Comments on Federal Reserve's 'Minneapolis Plan'

Number of pages: 3 Posted: 13 Dec 2016 Last Revised: 09 Feb 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 50 (360,730)

Abstract:

126.

A Model-Law Approach to Sovereign Debt Restructuring

Duke Law School Public Law & Legal Theory Series No. 2017-50

Number of pages: 21 Posted: 13 Jul 2017

Steven L. Schwarcz

Duke University School of Law

Downloads 40 (394,358)

Abstract:

127.

Global Decentralization and the Subnational Debt Problem

Duke Law Journal, Vol. 51, No. 4, 2002

Number of pages: 72 Posted: 13 Dec 2000 Last Revised: 29 Dec 2014

Steven L. Schwarcz

Duke University School of Law

Downloads 20 (485,906)

Citation 2

Steven L. Schwarcz

Duke University School of Law

Stanley A. Star Professor of Law & Business, and Founding Director, Duke Global Capital Markets Center

127

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Scholarly Papers (127)

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