Malcolm B. Coate

Independent

Independent

SCHOLARLY PAPERS

61

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18,428

SSRN CITATIONS
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Top 9,721

in Total Papers Citations

54

CROSSREF CITATIONS

104

Scholarly Papers (61)

A Practical Guide to the Hypothetical Monopolist Test for Market Definition

Potomac Papers in Law and Economics 06-01
Number of pages: 49 Posted: 28 Oct 2006 Last Revised: 28 Apr 2008
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)
Downloads 1,958 (14,405)
Citation 4

Abstract:

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mergers, markets, antitrust, guidelines, Federal Trade Commission

A Practical Guide to the Hypothetical Monopolist Test for Market Definition

Journal of Competition Law and Economics, Vol. 4, No. 4, pp. 1031-1063, 2008
Posted: 31 Dec 2008
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)

Abstract:

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2.

Economic Models in Merger Analysis: A Case Study of the Merger Guidelines

Potomac Law and Economics Working Paper No. 05-04
Number of pages: 44 Posted: 21 May 2005
Malcolm B. Coate
Independent
Downloads 1,627 (19,527)
Citation 10

Abstract:

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Merger Guidelines, Merger enforcement, Federal Trade Commission

3.

Atlantic Divide or Gulf Stream Convergence: Merger Policies in the European Union and the United States

Number of pages: 56 Posted: 25 Mar 2007 Last Revised: 19 Jul 2010
Södertörn University, Stockholm, Independent, Stockholm University - Department of Economics and U.S. Federal Trade Commission (FTC)
Downloads 1,344 (26,028)
Citation 2

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merger policy, antitrust, market dominance

Merger Control in the European Union and the United States: Just the Facts

Number of pages: 62 Posted: 05 Mar 2010
Södertörn University, Stockholm, Independent, Stockholm University - Department of Economics and U.S. Federal Trade Commission (FTC)
Downloads 1,058 (36,289)
Citation 5

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Merger Policy, Competition Policy, Merger Guidelines, European Union, Dominance

Merger Control in the European Union and the United States: Just the Facts

European Competition Journal, Vol. 7, No. 1, pp. 89-125, April 2011
Posted: 02 Dec 2011
Södertörn University, Stockholm, Independent, Stockholm University - Department of Economics and U.S. Federal Trade Commission (FTC)

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Collusion, Competition, Antitrust Law

5.

In Defense of Market Definition

Number of pages: 54 Posted: 02 Dec 2011 Last Revised: 15 Feb 2012
Malcolm B. Coate and Joseph J. Simons
Independent and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Downloads 572 (83,545)
Citation 2

Abstract:

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market definition, merger policy, merger guidelines, critical loss

6.

Theory Meets Practice: Barriers to Entry in Merger Analysis

Number of pages: 41 Posted: 25 May 2007 Last Revised: 18 Feb 2008
Malcolm B. Coate
Independent
Downloads 571 (83,735)

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mergers, antitrust, competition policy, barriers to entry, Federal Trade Commission

7.

Upward Pressure on Price (UPP) Analysis: Issues and Implications For Merger Policy

Number of pages: 30 Posted: 26 Feb 2010 Last Revised: 24 Jul 2010
Joseph J. Simons and Malcolm B. Coate
Paul, Weiss, Rifkind, Wharton & Garrison LLP and Independent
Downloads 533 (91,331)
Citation 5

Abstract:

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mergers, unilateral effects, merger simulation, UPP

8.

Models, Mathematics and Critical Loss

Number of pages: 43 Posted: 19 Feb 2009 Last Revised: 13 Apr 2010
Malcolm B. Coate and Joseph J. Simons
Independent and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Downloads 414 (123,472)

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critical loss, market definition, merger analysis

9.

Daubert, Science, and Modern Game Theory: Implications for Merger Analysis

Number of pages: 69 Posted: 19 Sep 2008 Last Revised: 15 Oct 2009
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)
Downloads 387 (133,377)

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Daubert, Economic experts, Merger policy, Philosophy of science, Post-Chicago economics, Economic methodology, Falsification

10.

Alive and Kicking: Collusion Theories in Merger Analysis at the Federal Trade Commission

Number of pages: 44 Posted: 15 Nov 2007 Last Revised: 25 Jan 2008
Malcolm B. Coate
Independent
Downloads 347 (150,803)
Citation 8

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merger, oligopoly, coordinated interaction, Federal Trade Commission, merger guidelines, maverick

11.

Generalized Critical Loss for Market Definition

Potomac Law and Economics Working Paper No. 05-01
Number of pages: 24 Posted: 01 Jun 2005
Malcolm B. Coate and Mark D. Williams
Independent and U.S. Federal Trade Commission
Downloads 339 (154,128)

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12.

Should Economic Theory Control Price Fixing Analysis?

Number of pages: 56 Posted: 11 Jul 2012 Last Revised: 10 Apr 2014
Malcolm B. Coate
Independent
Downloads 330 (158,662)
Citation 1

Abstract:

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antitrust, price fixing, plus factors, Posner, per-se standard

13.

The Use of Natural Experiments in Merger Analysis

Number of pages: 49 Posted: 29 May 2011 Last Revised: 10 Jun 2013
Malcolm B. Coate
Independent
Downloads 328 (159,754)
Citation 4

Abstract:

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Mergers, Competition Policy, Natural Experiments, Federal Trade Commission

14.

Bush, Clinton, Bush: Twenty Years of Merger Enforcement at the Federal Trade Commission

Number of pages: 34 Posted: 12 Dec 2008 Last Revised: 02 Oct 2009
Malcolm B. Coate
Independent
Downloads 322 (162,905)
Citation 2

Abstract:

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Merger Policy, Federal Trade Commission, unilateral effects, collusion

15.

Twenty Years of Federal Trade Commission Merger Enforcement Activity (1985-2004)

Potomac Law and Economics Working Paper No. 05-02
Number of pages: 37 Posted: 21 May 2005
Malcolm B. Coate
Independent
Downloads 318 (165,098)
Citation 3

Abstract:

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Merger Guidelines, antitrust, competition policy, federal trade commission

16.

Unilateral Effects Under the Guidelines: Models, Merits, and Merger Policy

Number of pages: 40 Posted: 05 Sep 2008 Last Revised: 12 May 2011
Malcolm B. Coate
Independent
Downloads 313 (167,893)
Citation 5

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Merger Guidelines, Federal Trade Commission, unilateral effects, evidence

17.

An Empirical Analysis of Merger Enforcement Under the 1992 Merger Guidelines

Potomac Law and Economics Working Paper No. 05-03
Number of pages: 43 Posted: 21 May 2005
Malcolm B. Coate
Independent
Downloads 291 (181,158)
Citation 5

Abstract:

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Merger guidelines, merger enforcement, Federal Trade Commission

18.

Unilateral Effects Analysis and the Upward Pricing Pressure Model: Evidence from the Federal Trade Commission

Number of pages: 31 Posted: 11 May 2011 Last Revised: 03 Jun 2011
Malcolm B. Coate
Independent
Downloads 289 (182,500)
Citation 5

Abstract:

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mergers, competition policy, unilateral effects, UPP, Federal Trade Commission

19.

Transparency at the Federal Trade Commission: The Horizontal Merger Review Process 1996-2003

Number of pages: 91 Posted: 03 Feb 2005
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)
Downloads 283 (186,413)
Citation 31

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Antitrust Policy, Mergers, Competition Policy, Herfindahl, Entry Barriers

20.

Market Definition - Still Needed after All These Years

Number of pages: 51 Posted: 03 Oct 2012 Last Revised: 09 May 2013
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)
Downloads 280 (188,434)
Citation 4

Abstract:

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antitrust policy, market definition, merger guidelines, critical loss

21.

Counting Rivals or Measuring Share: Modeling Unilateral Effects for Merger Analysis

Number of pages: 52 Posted: 12 Dec 2010 Last Revised: 12 May 2011
Malcolm B. Coate
Independent
Downloads 279 (189,129)
Citation 2

Abstract:

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Unilateral Effects, Mergers, Federal Trade Commission, Competitive Analysis

22.

The Truth is Out There: The Microsoft Case Meets Market Realities

Potomac Law and Economics Working Paper No. 04-01
Number of pages: 99 Posted: 31 Dec 2004
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)
Downloads 278 (189,830)
Citation 1

Abstract:

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Microsoft, antitrust, monopolization, software, standards, Linux

23.

The Enhanced Upward Pressure on Price Screen: Merging Markets into the UPP Methodology

Number of pages: 26 Posted: 03 Mar 2010 Last Revised: 03 Jun 2011
Malcolm B. Coate
Independent
Downloads 263 (200,758)
Citation 1

Abstract:

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mergers, unilateral effects, simulation UPP

24.

Critical Loss vs. Diversion Analysis: Clearing Up the Confusion

The CPI Antitrust Chronicle, No. 1, December 2009
Number of pages: 15 Posted: 02 Mar 2010
Malcolm B. Coate and Joseph J. Simons
Independent and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Downloads 258 (204,655)
Citation 4

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Antitrust, Market Definition, Critical Loss, Merger Guidelines, Retention Rate, Variable SSNIP

25.

Efficiencies in Merger Analysis: An Institutionalist View

Supreme Court Economic Review, Vol. 13, pp. 189-240, 2005
Number of pages: 65 Posted: 19 Mar 2008
Malcolm B. Coate
Independent
Downloads 246 (214,494)

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Efficiencies,Mergers,New Institutional Economics,Business Strategy, Buyer Sophistication, Williamson Tradeoff

26.

The Merger Review Process at the Federal Trade Commission from 1989 to 2016

Number of pages: 39 Posted: 21 Apr 2017 Last Revised: 02 Mar 2018
Malcolm B. Coate
Independent
Downloads 239 (220,558)
Citation 2

Abstract:

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Merger Policy, Federal Trade Commission, Unilateral Effects, Collusion, Entry

27.

Should DOJ’s Controversial Approach to Market Definition Control Merger Litigation, the Case of US v. H&R Block

Number of pages: 35 Posted: 27 Feb 2013 Last Revised: 24 Oct 2013
Joseph J. Simons and Malcolm B. Coate
Paul, Weiss, Rifkind, Wharton & Garrison LLP and Independent
Downloads 235 (224,240)

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market definition, critical loss, diversion, H&R Block, Merger Guidelines

28.

Critical Loss in Market Definition: Methods and Court Decisions

Journal of Antitrust Enforcement, Volume 10, Issue 3, November 2022, pp. 419–442, George Mason Law & Economics Research Paper No. 21-13
Number of pages: 47 Posted: 08 Jun 2021 Last Revised: 12 Jun 2023
Malcolm B. Coate, Shawn W. Ulrick and John M. Yun
Independent, U.S. Federal Trade Commission (FTC) and George Mason University - Antonin Scalia Law School
Downloads 224 (234,745)
Citation 1

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Barry Harris, Joseph Simons, Horizontal Merger Guidelines, Hypothetical Monopolist Test, critical loss analysis, market definition, merger analysis

29.

Market Definition is Not Alchemy

Number of pages: 17 Posted: 30 Sep 2013 Last Revised: 29 Jan 2014
Malcolm B. Coate
Independent
Downloads 219 (239,814)

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market definition, Lerner Index, Merger Guidelines

30.

A Commentary on Presenting Efficiencies in a Horizontal Merger Review

Number of pages: 63 Posted: 10 Jun 2022 Last Revised: 10 Nov 2022
Malcolm B. Coate and Arthur DelBuono
Independent and Government of the United States of America - Federal Trade Commission
Downloads 215 (243,993)

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mergers, efficiencies, competitive effects, balancing, merger guidelines, antitrust

31.

Why Markets Matter for Evidence-Based Merger Analysis

Oxera Agenda, January 2010
Number of pages: 13 Posted: 03 Mar 2010
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)
Downloads 208 (251,520)
Citation 1

Abstract:

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antitrust, market definition, mergers,

32.

An Overview of Transparency at the Federal Trade Commission: Generalities and Innovations in Merger Analysis - Updated

Number of pages: 34 Posted: 03 Oct 2008 Last Revised: 17 Nov 2009
Malcolm B. Coate
Independent
Downloads 204 (256,088)
Citation 5

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Mergers, Federal Trade Commission, Transparency

33.

Did the Transition to Unilateral Effects Affect Federal Trade Commission Merger Challenges?

Number of pages: 42 Posted: 01 Jul 2017 Last Revised: 25 Feb 2021
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)
Downloads 202 (258,371)
Citation 1

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Merger Policy, Federal Trade Commission, Antitrust, Unilateral Effects, Collusion, Decompostion

34.

A Meta-Study of Merger Retrospectives in the United States

Number of pages: 29 Posted: 30 Sep 2013 Last Revised: 08 Apr 2014
Malcolm B. Coate
Independent
Downloads 190 (273,000)
Citation 4

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mergers, retrospectives, policy evaluation, unilateral effects, coordinated interaction

35.

Why Can’t We All Just Get Along: Structural Modeling and Natural Experiments in Merger Analysis

Number of pages: 48 Posted: 31 May 2011 Last Revised: 17 Nov 2011
Malcolm B. Coate and Jeffrey H. Fischer
Independent and U.S. Federal Trade Commission (FTC)
Downloads 189 (274,315)
Citation 1

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Structural Models, Natural Experiments, Merger Policy, Falsification, Identification

36.

Critical Loss: Modeling and Application Issues

Number of pages: 27 Posted: 09 Dec 2009 Last Revised: 13 Apr 2010
Malcolm B. Coate and Joseph J. Simons
Independent and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Downloads 187 (276,866)

Abstract:

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market definition, merger analysis, critical loss

37.

Unilateral Effects Analysis in Merger Review: Limits and Opportunities

Number of pages: 29 Posted: 24 Jan 2014 Last Revised: 08 Apr 2014
Malcolm B. Coate
Independent
Downloads 184 (280,768)

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merger, antitrust, competition policy, guidelines, presumption, unilateral effects

38.

Did the European Union’s Market Dominance Policy Have a Gap? Evidence from Enforcement in the United States

Number of pages: 36 Posted: 30 May 2009 Last Revised: 02 Oct 2009
Malcolm B. Coate
Independent
Downloads 182 (283,549)
Citation 2

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merger policy, market dominance, unilateral effects, antitrust, merger gap

39.

Influential Evidence in Merger Enforcement at the Federal Trade Commission

Issues in Competition Law and Policy
Number of pages: 20 Posted: 04 Nov 2005 Last Revised: 05 Oct 2009
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)
Downloads 175 (293,482)

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Merger Guidelines, Merger Enforcement, Federal Trade Commission

40.

Tailoring Critical Loss to the Competitive Process

International Review of Law and Economics, forthcoming; George Mason Law & Economics Research Paper No. 20-15
Number of pages: 53 Posted: 06 May 2020 Last Revised: 27 Nov 2020
Malcolm B. Coate, Shawn W. Ulrick and John M. Yun
Independent, U.S. Federal Trade Commission (FTC) and George Mason University - Antonin Scalia Law School
Downloads 174 (294,972)
Citation 2

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Barry Harris, Joseph Simons, Horizontal Merger Guidelines, Hypothetical Monopolist Test, critical loss analysis, market definition, merger analysis

41.

Merger Efficiencies at the Federal Trade Commission 1997-2007

Federal Trade Commission Economic Issues Series Working Paper
Number of pages: 52 Posted: 06 Feb 2009
Malcolm B. Coate and Andrew J. Heimert
Independent and Office of International Affairs, Federal Trade Commission (FTC)
Downloads 166 (307,019)
Citation 8

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Federal Trade Commission, Efficiencies, Mergers, Antitrust Policy, Cost Savings, Merger Guidelines

42.
Downloads 157 (321,925)

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market definition, differentiated goods, H&R Block, price discrimination, merger policy

43.

Merger Policy at the Federal Trade Commission: What Changes, What Stays the Same?

Number of pages: 46 Posted: 10 May 2013 Last Revised: 01 Oct 2013
Malcolm B. Coate
Independent
Downloads 156 (323,646)
Citation 3

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competition policy, mergers, Federal Trade Commission, guidelines, unilateral effects, collusion

44.

Critical Loss V. Diversion Analysis: Another Attempt at Consensus

CPI Antitrust Journal, Vol. 1, April 2010
Number of pages: 8 Posted: 14 Jun 2010
Malcolm B. Coate and Joseph J. Simons
Independent and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Downloads 151 (332,466)
Citation 2

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antitrust, critical loss, market definition, merger guidelines

45.

A Comment on Choosing Among Tools for Assessing Unilateral Effects Analysis

Number of pages: 11 Posted: 01 Oct 2011
Joseph J. Simons and Malcolm B. Coate
Paul, Weiss, Rifkind, Wharton & Garrison LLP and Independent
Downloads 144 (345,451)

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merger policy, upward pressure on price, UPP, merger simulation, Daubert

46.

Do Court Decisions Drive the Federal Trade Commission Enforcement Policy on Merger Settlements?

Review of Industrial Organization, Vol. 34, No. 2, 2009
Number of pages: 26 Posted: 02 Nov 2007 Last Revised: 23 Oct 2010
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)
Downloads 132 (371,789)
Citation 2

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Mergers, Competition Policy, Antitrust, Federal Trade Commission, Courts, Decomposition, Merger Guidelines, Oaxaca decomposition

47.

Unilateral Effects Analysis in Differentiated Product Markets: Guidelines, Policy, and Change

Number of pages: 43 Posted: 16 Jun 2013 Last Revised: 10 Apr 2014
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)
Downloads 128 (378,329)

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mergers, competition policy, unilateral effects, federal trade commission, decomposition

48.

Does Merger Policy Converge after the 2004 European Union Reforms

Number of pages: 45 Posted: 29 Sep 2016 Last Revised: 26 May 2020
Mats Bergman, Malcolm B. Coate, Anh Mai and Shawn W. Ulrick
Södertörn University, Stockholm, Independent, Sodertorn University (University College of Southern Stockholm) and U.S. Federal Trade Commission (FTC)
Downloads 126 (382,913)
Citation 7

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merger policy, international comparison, decomposition, Matching, European Union, Federal Trade Commission

49.

Merger Policy at the Federal Trade Commission: What, If Anything, Has Changed?

Number of pages: 51 Posted: 02 Apr 2016
Malcolm B. Coate
Independent
Downloads 124 (387,625)
Citation 4

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merger policy, Federal Trade Commission, Merger Guidelines, Efficiencies

50.

Does Merger Enforcement Depend on the Portion of the Merger Associated with the Competitive Concerns?

Number of pages: 64 Posted: 17 Jul 2016 Last Revised: 07 Oct 2016
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)
Downloads 117 (404,510)
Citation 2

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merger policy, antitrust, Federal Trade Commission, decomposition, matching, merger litigation

51.

Modeling the Ease of Entry in Merger Analysis: Can Financial Analysis Move the Ball?

Number of pages: 41 Posted: 22 Mar 2014
Malcolm B. Coate and Arthur DelBuono
Independent and Government of the United States of America - Federal Trade Commission
Downloads 117 (404,510)

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Entry, Mergers, Net Present Value, Investment, Merger Guidelines

52.

Do Merger Guidelines Revise or Describe Policy: The Case of the 1997 Efficiency Revision

Number of pages: 34 Posted: 09 Oct 2010 Last Revised: 14 Sep 2011
Malcolm B. Coate
Independent
Downloads 104 (440,496)
Citation 1

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Merger Guidelines, Federal Trade Commission, Efficiencies, Fixed Costs

53.

A Net Present Value Approach to Merger Analysis

Number of pages: 27 Posted: 11 May 2022 Last Revised: 22 Sep 2022
Joseph Simons and Malcolm B. Coate
affiliation not provided to SSRN and Independent
Downloads 102 (446,598)

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mergers, net present value, efficiencies, competition policy, balancing effects, merger simulation

54.

Collusion Theories in Merger Analysis: Still Alive and Kicking

Competition Policy International Journal, Spring 2012
Number of pages: 7 Posted: 07 Jul 2012
Malcolm B. Coate
Independent
Downloads 97 (461,931)

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merger policy, collusion analysis, coordinated interaction, Fedetal Trade Commission

55.

Practical Considerations for UPP Analysis

CPI Antitrust Chronicle, Vol. 2, June 2011
Number of pages: 7 Posted: 15 Sep 2011
Malcolm B. Coate
Independent
Downloads 88 (491,472)

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competition policy, mergers, antitrust, UPP, market definition

56.

Continuity and Change in the 2010 Merger Guidelines

CPI Antitrust Journal, Vol. 2, October 2010
Number of pages: 10 Posted: 15 Sep 2011
Malcolm B. Coate and Joseph J. Simons
Independent and Paul, Weiss, Rifkind, Wharton & Garrison LLP
Downloads 83 (509,322)

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Merger Guidelines, Antitrust, Effects Evidence, UPP

57.

Annotated Bibliography for the Transparency Papers: Version 3.4

Number of pages: 30 Posted: 14 Jan 2012 Last Revised: 25 Feb 2021
Malcolm B. Coate
Independent
Downloads 80 (520,619)

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Merger Policy, Federal Trade Commission, Merger Guidelines

58.

A Test of Political Control of the Bureaucracy: The Case of Mergers (Manuscript Version)

Economics and Politics 14(1), March 2002, 1-18
Number of pages: 34 Posted: 07 Jun 2013
Malcolm B. Coate
Independent
Downloads 56 (628,363)

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politics, mergers, public choice, bureaucracy, agenda control

59.

Innovations in the 2010 Merger Guideline: Theoretical Foundations, Legal Overview, and Impact of the Changes on Merger Analyses

Number of pages: 53 Posted: 25 Mar 2022 Last Revised: 27 Sep 2022
Malcolm B. Coate
Independent
Downloads 45 (691,364)

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Simulation modeling, Upward Pricing Pressure, effects evidence, mergers, competition policy

60.

Transparency at the Federal Trade Commission: The Horizontal Merger Review Process 1996–2003

Antitrust Law Journal , Vol. 73, No. 2, 2006
Posted: 24 Mar 2012
Malcolm B. Coate and Shawn W. Ulrick
Independent and U.S. Federal Trade Commission (FTC)

Abstract:

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61.

Comparing Merger Policies in the European Union and the United States

Review of Industrial Organization, Vol. 36, 2010
Posted: 04 Feb 2011
Södertörn University, Stockholm, Independent, Stockholm University - Department of Economics and U.S. Federal Trade Commission (FTC)

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Antitrust, Comparative Regulatory Policy, Merger Policy, Oaxaca Decomposition