Dirk A. Zetzsche

Universite du Luxembourg - Faculty of Law, Economics and Finance

ADA Chair in Financial Law (inclusive finance); Professor of Law

Luxembourg, L-1511

Luxembourg

http://wwwen.uni.lu/recherche/fdef/research_unit_in_law/equipe/dirk_andreas_zetzsche

European Banking Institute

Frankfurt

Germany

SCHOLARLY PAPERS

99

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163,779

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Rank 4,215

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Top 4,215

in Total Papers Citations

316

CROSSREF CITATIONS

127

Scholarly Papers (99)

1.

From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance

New York University Journal of Law and Business, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 6, University of Hong Kong Faculty of Law Research Paper No. 2017/007, University of Luxembourg Law Working Paper No. 2017-001
Number of pages: 41 Posted: 29 Apr 2017 Last Revised: 19 Dec 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 11,437 (879)
Citation 16

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Big Data, FinTech,bigtech, TechFin, Financial Regulation, Supervision, Enforcement, Algorithms, RegTech, Protected Factors, SMEs, Lending, Payment Systems, Robot Advice, Crowdlending

2.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 17-83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018, Harvard International Law Journal, Vol. 63, No. 2, 2019
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 11,219 (921)
Citation 169

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FinTech, RegTech, Initial Coin Offerings, ICO, ETHER, BITCOIN, Blockchain, Securities Regulation, Investment Law, Financial Law, Securities and Exchange Commission, Financial Conduct Authority, ESMA, BaFin, CSSF, ASIC

3.

Decentralized Finance (DeFi)

Journal of Financial Regulation, 2020, 6, 172–203
Number of pages: 32 Posted: 03 Mar 2020 Last Revised: 11 Nov 2021
Dirk A. Zetzsche, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 9,368 (1,239)
Citation 42

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DeFi, Decentralized Finance, FinTech, Blockchain, Distributed Ledger, Financial Regulation, Supervision, RegTech

4.

The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain

University of Illinois Law Review, 2017-2018, Forthcoming, University of Luxembourg Law Working Paper No. 007/2017, Center for Business & Corporate Law (CBC) Working Paper 002/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/020, UNSW Law Research Paper No. 17-52, European Banking Institute Working Paper Series 14
Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 13 Jul 2018
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 7,955 (1,643)
Citation 59

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Bitcoin, Blockchain, Distributed Ledger Technology, Financial Infrastructure, FinTech, RegTech

5.

Digital Finance & The COVID-19 Crisis

University of Hong Kong Faculty of Law Research Paper No. 2020/017, UNSW Law Research
Number of pages: 24 Posted: 26 Mar 2020 Last Revised: 22 Aug 2021
The University of Hong Kong, The University of Hong Kong - Faculty of Law, Thomson Reuters - Refinitiv (formally Thomson Reuters), University of New South Wales (UNSW) - UNSW Law & Justice, Qatar University - College of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 7,693 (1,732)
Citation 1

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FinTech, Digital Finance, Crisis, Coronavirus, COVID-19, BigTech, RegTech, Pandemic

6.

Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation

23 Fordham Journal of Corporate and Financial Law 31-103 (2017), European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019, UNSW Law Research Paper No. 17-71, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017
Number of pages: 67 Posted: 19 Aug 2017 Last Revised: 13 Jul 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 7,449 (1,823)
Citation 38

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech

7.

Fintech for Financial Inclusion: A Framework for Digital Financial Transformation

UNSW Law Research Paper No. 18-87, University of Hong Kong Faculty of Law Research Paper No. 2019/001, University of Luxembourg Law Working Paper No. 004-2019
Number of pages: 28 Posted: 29 Oct 2018 Last Revised: 11 Apr 2019
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 5,854 (2,755)
Citation 8

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FinTech, RegTech, Financial Inclusion, Blockchain, Digital Identity, Smart Contracts, Distributed Ledgers, Payment Services, Robo Adviser, Mobile Money, TechFin, Aadhaar, eIDAS, KYC, Cyberrisk, BigData, Data Protection

8.

The Markets in Crypto-Assets Regulation (MICA) and the EU Digital Finance Strategy

European Banking Institute Working Paper Series No. 2020/77, University of Luxembourg Law Working Paper Series No. 2020-018, University of Hong Kong Faculty of Law Research Paper No. 2020/059
Number of pages: 33 Posted: 11 Nov 2020 Last Revised: 11 Dec 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, Bocconi University - Department of Law, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 5,753 (2,835)
Citation 19

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Digital Finance, Eu Digital Finance Action Plan, MiCA, Cryptoassets, Stablecoins, Payment Tokens, Currency Tokens, Utility Tokens, Securities Token, Investment Tokens, MiFID, prospectus regulation, Initial Coin Offerings, FinTech, financial law, securities law

9.

The Dark Side of Digital Financial Transformation: The New Risks of FinTech and the Rise of TechRisk

UNSW Law Research Paper No. 19-89, European Banking Institute Working Paper 2019/54, University of Luxembourg Law Working Paper 2019-009, University of Hong Kong Faculty of Law Research Paper No. 2019/112, Singapore Journal of Legal Studies (Forthcoming)
Number of pages: 37 Posted: 18 Nov 2019 Last Revised: 15 Jan 2020
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
Downloads 5,627 (2,933)
Citation 27

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FinTech, RegTech, Systemic Risk, TechFin, BigTech, Too Big to Fail, Too Connected to Fail

10.

After Libra, Digital Yuan and COVID-19: Central Bank Digital Currencies and the New World of Money and Payment Systems

European Banking Institute Working Paper Series 65/2020, University of Hong Kong Faculty of Law Research Paper No. 2020/036, UNSW Law Research Paper No. 20-59
Number of pages: 56 Posted: 16 Jul 2020 Last Revised: 22 Aug 2021
University of New South Wales (UNSW) - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 5,550 (3,009)
Citation 19

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Libra, blockchain, bitcoin, COVID-19, RTGS, fast payment systems, central bank digital currency

11.

Regulating LIBRA: The Transformative Potential of Facebook’s Cryptocurrency and Possible Regulatory Responses

European Banking Institute Working Paper Series 2019/44, University of New South Wales Law Research Series UNSWLRS 19-47 , University of Hong Kong Faculty of Law Research Paper No. 2019/042, University of Luxembourg Faculty of Law Research Paper, Oxford Journal of Legal Studies (Forthcoming)
Number of pages: 30 Posted: 11 Jul 2019 Last Revised: 15 Jan 2020
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 5,016 (3,599)
Citation 10

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Cryptocurrencies, Data Protection, Digital Identity, FinTech, Financial Regulation, Data Protection, Payment Services, Systemic Risk, Financial Inclusion

12.

The Future of Data-Driven Finance and RegTech: Lessons from EU Big Bang II

European Banking Institute Working Paper Series 2019/35, UNSW Law Research Paper No. 19-22, University of Luxembourg Law Working Paper No. 005-2019, University of Hong Kong Faculty of Law Research Paper No. 2019/004
Number of pages: 57 Posted: 27 Mar 2019 Last Revised: 18 Apr 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and University of Zurich - Faculty of Law
Downloads 4,303 (4,657)
Citation 25

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Data Protection, Digital Identity, FinTech, Financial Regulation, General Data Protection Regulation (GDPR), Open Banking, Payment Services Directive 2 (PSD 2), RegTech

13.

Sustainability, FinTech and Financial Inclusion

European Banking Institute Working Paper Series 2019/41, University of Luxembourg Law Working Paper No. 006-2019, UNSW Law Research Paper No. 19-63, University of Hong Kong Faculty of Law Research Paper No. 2019/038, European Business and Organization Law Review (Forthcoming)
Number of pages: 26 Posted: 16 May 2019 Last Revised: 15 Jan 2020
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg - Faculty of Law, Economics and Finance
Downloads 3,962 (5,334)
Citation 4

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Sustainable Investment, Sustainable Development Goals, Financial Inclusion, FinTech, Sustainability, RegTech, KYC

14.

Artificial Intelligence in Finance: Putting the Human in the Loop

CFTE Academic Paper Series: Centre for Finance, Technology and Entrepreneurship, no. 1., University of Hong Kong Faculty of Law Research Paper No. 2020/006
Number of pages: 50 Posted: 03 Mar 2020 Last Revised: 25 Mar 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong - Faculty of Law
Downloads 3,744 (5,908)
Citation 4

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fintech, regtech, artificial intelligence, human in the loop, financial regulation

15.

An Ethical Theory of Corporate Governance History

CBC-RPS No. 0026
Number of pages: 75 Posted: 23 Mar 2007
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,799 (9,325)
Citation 2

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Corporate Governance, history, Ethics, Religion, corporate control, shareholder, stakeholder, corporate culture, corporate social responsibility, shareholder rights, capital markets, economic history, path dependency

16.

Brexit and the Consequences for Commercial and Financial Relations between the EU and the UK

(2016) 27 European Business Law Review, p. 999–1027
Number of pages: 34 Posted: 21 Sep 2016 Last Revised: 27 Jan 2017
Matthias Lehmann and Dirk A. Zetzsche
University of Vienna and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,235 (13,421)
Citation 6

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Brexit, Private International Law, Financial Law, Contract Law, Tort Law, Company Law, Insolvency Law, International Litigation

17.

Building FinTech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond

University of Luxembourg Law Working Paper No. 2019-010, European Banking Institute Working Paper Series 2019 – no. 53, UNSW Law Research Paper No. 19-72, University of Hong Kong Faculty of Law Research Paper No. 2019/100, Washington University Journal of Law and Policy, Vol. 61, 2020
Number of pages: 44 Posted: 26 Sep 2019 Last Revised: 08 May 2020
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, University of Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,227 (13,510)
Citation 10

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech.

18.

Digital Finance Platforms: Toward a New Regulatory Paradigm

European Banking Institute (EBI) Working Paper Series No. 58/2020, University of Luxembourg Faculty of Law, Economics & Finance WPS , University of Hong Kong Faculty of Law Research Paper No. 2020/008, 23: 1 University of Pennsylvania Journal of Business Law (2020), University of Pennsylvania Journal of Business Law, Forthcoming
Number of pages: 68 Posted: 03 Mar 2020 Last Revised: 16 Dec 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, Chicago-Kent College of Law - Illinois Institute of Technology, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 2,118 (14,592)

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FinTech, RegTech, Operating Systems, Financial Regulation, Big Data, BigTech, TechFin, Enforcement, Asset Management, Robo-Advice, Collective Investment Schemes, Mutual Funds

19.

The Anatomy of European Investment Fund Law

Number of pages: 85 Posted: 13 Apr 2017
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,050 (15,358)
Citation 12

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Collective Investment Schemes, Mutual Funds, Closed-ended Funds, UCITS, AIF, Alternative Investment Funds, Depositary, Asset Manager, Fund Manager, European Venture Capital Fund, European Social Entrepreneurship Fund, Money Market Fund, European Long-Term Investment Fund, ELTIFR, EuVeCAR, EuSEFR, UC

20.

The Financialization of Crypto: Lessons from FTX and the Crypto Winter of 2022-2023

University of Hong Kong Faculty of Law Research Paper No. 2023/19, UNSW Law Research Paper No. 23-31
Number of pages: 33 Posted: 03 Mar 2023
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and University of Dubai
Downloads 1,972 (16,368)
Citation 5

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financialization, Crypto Winter, financial regulation, FTX, crypto assets, cryptocurrencies, financial stability, decentralised finance, DeFi

21.

Open Banking, Open Data and Open Finance: Lessons from the European Union

Forthcoming in Linda Jeng (ed), Open Banking (Oxford University Press, 2021), Chapter 8, UNSW Law Research Paper No. 21-69, University of Hong Kong Faculty of Law Research Paper No. 2021/49
Number of pages: 47 Posted: 11 Nov 2021 Last Revised: 06 Dec 2021
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,793 (19,009)
Citation 2

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open banking, open finance, open data, data-sharing, APIs, PSD2, eIDAS, and GDPR

22.

Governing FinTech 4.0: BigTech, Platform Finance and Sustainable Development

Forthcoming Vol XXVII of the Fordham Journal of Corporate & Financial Law, UNSW Law Research Paper No. 21-57, University of Hong Kong Faculty of Law Research Paper No. 2021/043
Number of pages: 84 Posted: 14 Sep 2021 Last Revised: 22 Jan 2022
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of Hong Kong, The University of Hong Kong - Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,786 (19,133)
Citation 12

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BigTech, FinTech, platform economy, digitalization, sustainable development

23.

The COVID-19-Crisis and Company Law - Towards Virtual Shareholder Meetings

University of Luxembourg Faculty of Law, Economics & Finance WPS 2020-007
Number of pages: 44 Posted: 17 Apr 2020 Last Revised: 21 Jun 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, Ernst & Young Norway, University of Luxembourg, ADA Chair in Financial Law (inclusive finance) and Universite du Luxembourg
Downloads 1,724 (20,191)
Citation 9

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Company Law, Corporate Governance, Virtual Shareholder Meetings, Shareholder Rights, COVID-19, Crisis

24.

Continental AG vs. Schaeffler, Hidden Ownership and European Law - Matter of Law or Enforcement?

European Business Organization Law Review, Vol. 10, 2009, CBC-RPS No. 0039
Number of pages: 38 Posted: 24 Jul 2008 Last Revised: 02 Apr 2010
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,696 (20,712)
Citation 2

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Hidden Ownership, Empty Voting, Morphable Ownership, Contracts for Differences, long position, disclosure, shareholder rights, enforcement, securities laws, self-regulation, ex-ante regulation, ex-post regulation, shareholder transparency rules, transparency, takeover, cash-bid, mandatory bid, early

25.

Corporate Technologies and the Tech Nirvana Fallacy

European Corporate Governance Institute (ECGI) - Law Working Paper No. 457/2019, Hastings Law Journal, Forthcoming
Number of pages: 57 Posted: 31 May 2019 Last Revised: 02 Apr 2020
Luca Enriques and Dirk A. Zetzsche
University of Oxford Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,691 (20,822)
Citation 12

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Algorithms, Artificial Intelligence, Blockchain, Board of Directors, Compliance, Corporate Governance, CorpTech, Distributed Ledgers, RegTech, Risk Management, Smart Contracts

26.

Corporate Governance Reform in Germany: The Second Decade

European Business Law Review, Vol. 16, No. 5, pp. 1033-64, 2004, CBC-RPS 0010
Number of pages: 34 Posted: 18 Jan 2005
Ulrich Noack and Dirk A. Zetzsche
Heinrich Heine University Duesseldorf - Faculty of Law - Center for Business & Corporate Law (CBC) and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,630 (22,000)
Citation 7

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corporate governance, securities regulation, accounting law, Aktiengesetz, Germany, European Union, explicit system, market system, reform, shareholder rights, current change reports, investor protection, market efficiency, Transparency Directive, director remuneration, independent directors

27.

The Identity Challenge in Finance: From Analogue Identity to Digitized Identification to Digital KYC Utilities

European Business Organization Law Review, Forthcoming, UNSW Law Research Paper No. 18-45, European Banking Institute Working Paper Series 2018 No. 28, University of Luxembourg Law Working Paper No. 2018-008, University of Hong Kong Faculty of Law Research Paper No. 2019/029
Number of pages: 44 Posted: 01 Aug 2018 Last Revised: 07 May 2020
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong - Faculty of Law
Downloads 1,499 (25,011)
Citation 10

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Finance, Identity, Digital Identification, eKYC Infrastructure, KYC Utilities, Market Integrity, Anti−money laundering

28.

Fintech Toolkit: Smart Regulatory and Market Approaches to Financial Technology Innovation

University of Hong Kong Faculty of Law Research Paper No. 2020/027
Number of pages: 61 Posted: 08 Jun 2020 Last Revised: 16 Jun 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) GmbH
Downloads 1,472 (25,688)
Citation 6

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fintech, regtech financial inclusion, SDGs, sandbox, innovation hub, financial regulation

29.

Quack Corporate Governance, Round III? Bank Board Regulation Under the New European Capital Requirement Directive

European Corporate Governance Institute (ECGI) - Law Working Paper No. 249/2014, Oxford Legal Studies Research Paper No. 67/2014
Number of pages: 34 Posted: 26 Mar 2014 Last Revised: 21 Dec 2014
Luca Enriques and Dirk A. Zetzsche
University of Oxford Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,453 (26,157)
Citation 12

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Corporate Governance, Post-crisis reforms, Banking Regulation, Bank boards, CRD IV, CEO duality, Limits on directorships, Board diversity, Induction and Training, Boards’ Self-Evaluation

30.

Shareholder Passivity, Cross-Border Voting and the Shareholder Rights Directive

Journal of Corporate Law Studies, Vol. 8, No. 2, 2008, CBC-RPS No. 0031
Number of pages: 61 Posted: 17 Apr 2008 Last Revised: 28 Mar 2009
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,422 (27,035)
Citation 2

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shareholder, shareholder rights, passivity, cross-border, voting, shareholder rights directive, shareholder meeting, procedural costs, passivity claim, shareholder identification, shareholder authentication, equality of shareholders,regulatory competition,shareholder information,corporate governance

31.

The Use and Abuse of Investor Suits: An Inquiry into the Dark Side of Shareholder Activism

European Company and Financial Law Review, Vol. 7, No. 1, TILEC Discussion Paper No. 2010-001, CBC-RPS Paper No. 1/2010
Number of pages: 87 Posted: 02 Jul 2009 Last Revised: 28 Oct 2010
Erik P. M. Vermeulen and Dirk A. Zetzsche
Tilburg University - Department of Business Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,312 (30,470)
Citation 1

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Investor Suits, Shareholder Activism, Inquiry Proceeding, Rescission Suit, Contest of Shareholder Resolutions, Shareholder Resolutions, Agency Costs, Managerial Agency Costs, Litigation Costs, Shareholder Agency Costs, Enquêterecht, Anfechtungsklage, Nichtigkeitsklage, Derivative Suits

32.

Corporate Governance in Cyberspace - a Blueprint for Virtual Shareholder Meetings

CBC-RPS No. 0011
Number of pages: 62 Posted: 24 Jun 2005
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,254 (32,514)
Citation 1

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Shareholder Rights, General Meeting, Annual General Meeting, AGM, Virtual Shareholder Meeting, Information Rights, Voting Rights, Shareholder Communication, XBRL, RSS, Reform, Shareholder Rights Directive

33.

Digital Finance, COVID-19 and Existential Sustainability Crises: Setting the Agenda for the 2020s

University of Hong Kong Faculty of Law Research Paper No. 2021/001, UNSW Law Research Paper No. 21-16, University of Luxembourg Law WPS 2021-003
Number of pages: 31 Posted: 12 Feb 2021 Last Revised: 23 Sep 2021
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Qatar University - College of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,188 (35,098)
Citation 1

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COVID-19; digital finance; fintech; regtech; suptech; electronic payments; central bank digital currencies; data; digitization; TechRisk; cybersecurity; data dominance; data protection

34.

FinTech: Finance, Technology and Regulation - Introduction

R. Buckley, D. Arner & D. Zetzsche, FinTech: Finance, Technoiogy and Regulation (Cambridge University Press 2023), Chapter 1, UNSW Law Research Paper No. 23-28
Number of pages: 9 Posted: 29 Jun 2023
Ross P. Buckley, Douglas W. Arner and Dirk A. Zetzsche
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,181 (35,457)

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FinTech, Finance, Technology, Regulation, Artificial Intelligence, Blockchain, Cloud Computing, Big Data, TechFin, BigTech, Financial Stability, Financial Inclusion, Sustainable Development, Innovation

35.

Regulating Artificial Intelligence in Finance: Putting the Human in the Loop

43 Sydney Law Journal 43 (2021) , University of Hong Kong Faculty of Law Research Paper 2021/016, UNSW Law Research Paper No. 23-29
Number of pages: 41 Posted: 22 Apr 2021 Last Revised: 26 Oct 2023
University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 1,180 (35,493)

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artificial intelligence; machine learning; financial regulation; black box

36.

Virtual Shareholder Meetings and the European Shareholder Rights Directive - Challenges and Opportunities

CBC-RPS No. 0029
Number of pages: 76 Posted: 26 Jun 2007
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,171 (35,834)
Citation 3

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corporate governance, voting, transparency directive, virtual shareholder meeting, online proxy voting, public corporation, crossborder, shareholder, shareholder meetings, internet

37.

Ukraine, Sanctions and Central Bank Digital Currencies: The Weaponization of Digital Finance and the End of Global Monetary Hegemony?

UNSW Law Research Paper No. 22-19, University of Hong Kong Faculty of Law Research Paper No. 2022/36, Asia Global Institute, Asia Global Papers No. 7 (Jan. 2023)
Number of pages: 55 Posted: 23 Jun 2022 Last Revised: 27 Jan 2023
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of New South Wales (UNSW) - Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,106 (38,918)
Citation 1

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Sovereign digital currencies, central bank digital currencies, Libra, Diem, Digital Yuan, e-CNY, COVID-19, payments, blockchain, distributed ledger technology, SWIFT, CHIPS, IMF, SDR

38.

Explicit and Implicit System of Corporate Control - a Convergence Theory of Shareholder Rights

CBC-RPS No. 0001
Number of pages: 157 Posted: 07 Oct 2004
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,096 (39,470)

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corporate governance, shareholder rights, implicit and explicit system, ethical roots, convergence, divergence, convergence cycles, voice, exit, vote, directorial deference, information rights, shareholder meetings, attendance, monitoring, Germany, France, United States, Canada, United Kingdom

39.

From Centralized to Decentralized Finance: The Issue of 'Fake-DeFi'

Number of pages: 21 Posted: 14 Dec 2021 Last Revised: 27 Dec 2021
Linn Anker-Sørensen and Dirk A. Zetzsche
Ernst & Young Norway and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,075 (40,536)

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Decentralized Finance, FinTech, BigTech, Distributed Ledger Technology, Financial Regulation, Nodes, Major Shareholders, Beneficial Ownership

40.

Sovereign Digital Currencies: Reshaping the Design of Money and Payments Systems

15(1) Journal of Payments Strategy and Systems 7 (2021), UNSW Law Research 21-61
Number of pages: 17 Posted: 03 May 2021 Last Revised: 23 Sep 2021
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Asian Institute of International Financial Law
Downloads 1,055 (41,655)
Citation 2

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sovereign digital currencies, central bank digital currencies, Libra, digital yuan, COVID-19, payments, stablecoins, blockchain

41.

One Million or One Hundred Million Casualties? – The Impact of the COVID-19 Crisis on the Least Developed and Developing Countries

University of Luxembourg, Law Working Paper Series, 2020-008
Number of pages: 66 Posted: 10 May 2020 Last Revised: 05 Oct 2020
Dirk A. Zetzsche and Roberta Consiglio
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 1,049 (42,000)
Citation 6

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COVID-19, SDGs; Sustainable Development; Development Policy; World; Least Developed, Developing Countries

42.

Germany's Corporate and Financial Law 2007: (Getting) Ready for Competition

CBC-RPS No. 0028
Number of pages: 86 Posted: 18 May 2007
Ulrich Noack and Dirk A. Zetzsche
Heinrich Heine University Duesseldorf - Faculty of Law - Center for Business & Corporate Law (CBC) and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,024 (43,484)
Citation 2

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corporate law, financial law, tax, accounting, business law, reform, hedge funds, MiFiD, securities law, co-determination, shareholder rights, take-over, freeze-out, transfer of seats, cross-border mergers, investment funds, transparency directive, disclosure directive, board structure

43.

The Alternative Investment Fund Managers Directive - Chapter 1: Introduction, Overview, Regulatory History and Technique, Transition

The Alternative Investment Fund Managers Directive - European Regulation of Alternative Investment Funds, D.A. Zetzsche ed., Kluwer Law International, 2012
Number of pages: 79 Posted: 23 Dec 2012
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 964 (47,335)

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AIFMD 2011/61/EU, alternative investment fund managers, AIFM, alternative investment fund, AIF, European financial market regulation, European financial law, collective portfolio management

44.

Fintech and Regtech: Enabling Innovation While Preserving Financial Stability

(2017) 18(3) Georgetown Journal of International Affairs 47, UNSW Law Research Paper No. 18-41, University of Hong Kong Faculty of Law Research Paper No. 2018/036
Number of pages: 16 Posted: 11 Jul 2018 Last Revised: 07 May 2020
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong - Faculty of Law
Downloads 943 (48,764)
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FinTech, financial regulators, RegTech, smart regulation, sandbox, datafied, digitized regulation

45.

Cross-Border Crowdfunding – Towards a Single Crowdfunding Market for Europe

European Banking Institute Working Paper Series 2017 - No. 8, University of Luxembourg Law Working Paper No. 2017/002, European Business Organization Law Review, Forthcoming, Center for Business & Corporate Law (CBC) Working Paper 003/2017
Number of pages: 43 Posted: 23 Jun 2017 Last Revised: 05 Sep 2017
Dirk A. Zetzsche and Christina Preiner
Universite du Luxembourg - Faculty of Law, Economics and Finance and Hochschule Liechtenstein
Downloads 902 (51,848)
Citation 3

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Financial Regulation, Crowdfunding, FinTech, Crowdlending, Equity Based Crowdfunding, Crowdinvesting, RegTech, CRD IV, CRR, MiFID, MiFIR, UCITSD, AIFMD

46.

Digital Assets, MiCA and EU Investment Fund Law

Number of pages: 39 Posted: 30 Nov 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, Bocconi University - Department of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 900 (52,079)

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Investment Funds, UCITS, AIF, MiCA, digital assets, crypto-assets, tokenization, Digital Asset Funds, crypto-assets, liability, depositaries

47.

The DLT Sandbox under the EU Pilot Regulation

University of Luxembourg Law Research Paper No. 2021-001
Number of pages: 35 Posted: 26 Apr 2021 Last Revised: 17 May 2022
Dirk A. Zetzsche and Jannik Woxholth
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg
Downloads 893 (52,563)

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DLT, sandbox, crypto, crypto-assets, cryptoassets, blockchain, distributed, ledger, technology, crypto-currency, cryptocurrency, eu, europe, regulation, law, FinTech, fin-tech, finance, regtech, reg-tech, bitcoin, ether, securities regulation, investment law, financial law, ESMA

48.

Sovereign Digital Currencies: The Future of Money and Payments?

University of Hong Kong Faculty of Law Research Paper No. 2020/053, UNSW Law Research Paper No. 23-30
Number of pages: 23 Posted: 25 Oct 2020 Last Revised: 26 Oct 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Asian Institute of International Financial Law
Downloads 888 (52,971)

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Sovereign digital currencies, central bank digital currencies, Libra, Digital Yuan, COVID-19, payments, blockchain, distributed ledger technology, mobile money, e-money, fast payment systems, real time gross settlement systems

49.

Distributed Ledger Technology and Digital Assets - Policy and Regulatory Challenges in Asia

Asian Development Bank Economics Research Report, UNSW Law Research Paper No. 19-60, University of Hong Kong Faculty of Law Research Paper No. 2019/040
Number of pages: 65 Posted: 08 Jul 2019 Last Revised: 17 Jun 2020
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of New South Wales (UNSW) - Faculty of Law, Asian Development Bank, Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance and International Monetary Fund
Downloads 880 (53,656)

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Finance sector development, Financial sector, Financial technology, Information and communications technology

50.

Remaining Regulatory Challenges in Digital Finance and Crypto-Assets after MiCA

Committee on Economic and Monetary Affairs (ECON), Policy Department for Economic, Scientific and Quality of Life Policies, European Parliament, Luxembourg. May 2023, UNSW Law Research Paper No. 23-27
Number of pages: 137 Posted: 10 Jul 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Autoriteit Financiële Markten (AFM)
Downloads 871 (54,452)
Citation 1

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FinTech, Crypto-assets, MiCA, Transfer of Funds Regulation, Decentralized Finance, DeFi, crypto lending, crypto staking, crypto custody, non-formal information, NFTs, sustainability

51.

Regulating Sustainable Finance in the Dark

European Business & Organisation Law Review (EBOR) Forthcoming, University of Luxembourg Law Research Paper No. 2021-007, European Banking Institute Working Paper Series 2021 - No. 97
Number of pages: 49 Posted: 14 Jul 2021 Last Revised: 02 Nov 2021
Dirk A. Zetzsche and Linn Anker-Sørensen
Universite du Luxembourg - Faculty of Law, Economics and Finance and Ernst & Young Norway
Downloads 847 (56,545)
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Sustainable Finance, Financial Regulation, Sustainable Finance Strategy 2021, EU Green Deal, FinTech

Shareholder Interaction Preceding Shareholder Meetings of Public Corporations - a Six Country Comparison

CBC-RPS No. 0003
Number of pages: 45 Posted: 30 Nov 2004
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 835 (56,826)
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Shareholder rights, shareholder meetings, proxy contest, proposal right, requisition right, calling right, convening a meeting, corporate elections, corporate governance, explicit system, implicit system

Shareholder Interaction Preceding Shareholder Meetings of Public Corporations - A Six Country Comparison

European Company and Financial Law Review, Vol. 2, No. 1, 2005, CBC-RPS, No. 0003
Posted: 02 Dec 2007
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance

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53.

The EU Sustainable Finance Framework in Light of International Standards

Number of pages: 33 Posted: 11 Feb 2022
Dirk A. Zetzsche, Marco Bodellini and Roberta Consiglio
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of Luxembourg and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 780 (63,194)
Citation 3

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Sustainable Finance, Taxonomy, Financial Regulation, International Standards, ESG

54.

FinTech and the Four Horsemen of the Apocalypse

This is a copy-edited version of the contribution accepted for publication in the Banking and Finance Law Review: (2022) 39.1 B.F.L.R. Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2022/49, UNSW Law Research Paper No. 22-30
Number of pages: 27 Posted: 16 Sep 2022
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 760 (65,404)

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financial stability, resilience, financial inclusion, sustainable development, UN Sustainable Development Goals, RegTech, SupTech, central bank digital currencies, digital identity, financial regulation, central banks

55.

The Paradoxical Case Against Interest Rate Caps for Microfinance – And: How FinTech and RegTech Resolve the Dilemma

University of Luxembourg Law Working 2018-003
Number of pages: 37 Posted: 11 May 2018
Dirk A. Zetzsche and Tsany Ratna Dewi
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg - Faculty of Law, Economics and Finance
Downloads 734 (68,535)
Citation 12

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Digital Financial Services, Access to Finance, Emerging Markets, Interest Rates, Interest Rate Cap, Financial Inclusion, Financial Regulation, Microfinance, FinTech, RegTech, Client Protection, Credit Register, Mobile Money Operators

56.

The Directive on Alternative Investment Funds Managers (AIFMD): An Introduction

Dirk Zetzsche (ed.), The Alternative Investment Fund Managers Directive, 3rd. ed. 2020 (WoltersKluwer), pp. 1-22
Number of pages: 81 Posted: 19 Jan 2021
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 730 (68,900)

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Alternative Investment Funds, AIMFD, Collective Investment Schemes, UCITS, Asset Management

57.

The Need for Regulating Income Trusts: A Bubble Theory

University of Toronto, Faculty of Law Review, Vol. 63, No. 1, 2005, CBC-RPS No. 0008
Number of pages: 66 Posted: 10 Feb 2005
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 713 (71,042)

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Income trusts, income deposit securities, tech bubble, bubble, pension funds, hedge, mutual funds, broker-dealers, bankruptcy threat, tax incentives, cash returns, debt security, equity security

58.

Challenging Wolf Packs: Thoughts on Efficient Enforcement of Shareholder Transparency Rules

CBC-RPS No. 0044/09
Number of pages: 61 Posted: 02 Jul 2009 Last Revised: 17 Feb 2010
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 712 (71,173)
Citation 2

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Shareholder activism, hedge funds, private equity funds, hidden ownership, empty voting, enforcement, announcement effect, Premium Claim, derivatives, contracts of differences, equity swaps, cartels, leniency, antitrust, takeovers, whistle blowing, protected disclosure, mandatory bid, change of cont

59.

Crypto Custody

Number of pages: 34 Posted: 18 Feb 2024
Dirk A. Zetzsche, Julia Sinnig and Areti Nikolakopoulou
Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 637 (81,921)

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crypto custody, decentralized finance, centralized finance, MiCA, digital assets, crypto-assets, tokenization

60.

The Case for a Best Execution Principle in Cross-border Payments

University of Luxembourg Law Research Paper No. 2021-002, UNSW Law Research Paper No. 21-45, Bocconi Legal Studies Research Paper No. 3834335, Forthcoming Journal of Business Law
Number of pages: 38 Posted: 04 May 2021 Last Revised: 17 May 2022
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Bocconi University - Department of Law
Downloads 622 (84,384)

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Cross-border payments, best execution, payments, correspondent bank, closed-loop systems, competition, multilateral systems, artificial intelligence, distributed ledger, blockchain.

61.

Going Dark Under German Law – Towards an Efficient Regime for Regular Delisting

Revue Trimestrielle de Droit Financier (RTDF) N° 4 - 2013 (Colloque), p. 1-10 , Center for Business and Corporate Law Research Paper Series (CBC-RPS) - Heinrich-Heine-University Düsseldorf, IFS - Propter Homines Chair Working Paper Series - University of Liechtenstein
Number of pages: 24 Posted: 31 Jan 2014
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 612 (86,089)
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delisting, downlisting, going-private transaction, listed and non-listed companies, German corporate and securities law, Macroton, shareholder resolution

62.

AFI Innovative Regulatory Approaches Toolkit

University of Hong Kong Faculty of Law Research Paper No. 2021/012
Number of pages: 46 Posted: 19 Apr 2021
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, Faculty of Law, Students, Alliance for Financial Inclusion, Independent and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 475 (117,877)

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FinTech, RegTech, financial inclusion, UN Sustainable Development Goals, regulatory sandbox, innovation hub

63.

Against Mandatory Disclosure of Economic-Only Positionns Referenced to Shares of Europan Issuers - Twenty Arguments Against the CESR Proposal

European Business Organization Law Review, Vol. 11, No. 2, 2011, CBC-RPS No. 0049
Number of pages: 24 Posted: 28 Feb 2010 Last Revised: 04 Jun 2010
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 458 (123,067)

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Transparency Directive, CfD,Total Return Equity Swaps, Mandatory Disclosure, Notification of Major Shareholdings, Hidden Ownership, Takeover, Restoring American Financial Stability Act of 2010, Gesetz zur Stärkung des Anlegerschutzes und Verbesserung der Funktionsfähigkeit des Kapitalmarkts

64.

Roadmap for Inclusive Green Finance Implementation - Building Blocks to Implement IGF Initiatives and Policies

University of Hong Kong Faculty of Law Research Paper No. 2022/58, University of Luxembourg Law Research Paper No. Forthcoming, UNSW Law Research Paper No. 23-33
Number of pages: 55 Posted: 14 Dec 2022
Dirk A. Zetzsche, Ross P. Buckley, Douglas W. Arner and AFI IGFWG
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Alliance for Financial Inclusion
Downloads 455 (123,976)

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Sustainable Finance, Inclusive Green Finance, Financial Regulation, Green FinTech, Digital Financial Services, FinTech

65.

How Does It Feel to Be a Third Country? The Consequences of Brexit for Financial Market Law

CIGI & BIICL, Brexit: The International Legal Implications | Paper No. 14
Number of pages: 28 Posted: 30 Apr 2018 Last Revised: 19 May 2018
Matthias Lehmann and Dirk A. Zetzsche
University of Vienna and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 454 (124,304)
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Brexit, Financial Law, European Passport, Financial Centre, Credit Institutions, Asset Managers

66.

The EU Approach to Regulating Digital Currencies

Law and Contemporary Problems, Vol. 87, No. 2, 2024
Number of pages: 33 Posted: 27 Mar 2024
Dirk A. Zetzsche and Julia Sinnig
Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 449 (126,624)

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cryptocurrencies, asset-related tokens, ARTs, e-money tokens, EMTs, decentralized finance, centralized finance, MiCA, digital assets, crypto-assets, tokenization

67.

Monetary Hegemony, Technological Evolution and the International Monetary System

Boston University International Law Journal, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2023/60, UNSW Law Research Paper No. 23-61
Number of pages: 40 Posted: 01 Nov 2023
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of New South Wales (UNSW) - Faculty of Law
Downloads 445 (127,984)

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Central bank digital currencies, Libra, Diem, Digital Euro, Digital Yuan, eCNY, COVID-19, payments, blockchain, distributed ledger technology, SWIFT, CHIPS, IMF, SDR, Bank for International Settlements, CLS, Digital Dollar

68.

Competing Claims to Cryptoassets

University of Hong Kong Faculty of Law Research Paper No. 2023/27, UNSW Law Research Paper No. 23-26
Number of pages: 30 Posted: 30 Mar 2023 Last Revised: 26 Oct 2023
University of Luxembourg, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 438 (129,709)

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Digital Assets, Cryptoassets, Crypto-assets, Cryptocurrency, Negotiability, Private Law, Property

69.

Corporate Governance, Cross-Border Voting and the Securities Law Directive – Enhancing Investor Engagement through Standardization

Journal of Corporate Law Studies, Vol. 2, 2013 , CBC Working Paper No. 051/2013, Propter Homines Chair Working Paper No. 001/2013
Number of pages: 57 Posted: 23 Dec 2012
Christian Strenger and Dirk A. Zetzsche
DWS Investments and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 437 (130,043)

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corporate governance, shareholder voting, securities law directive, cross-border voting, institutional investors, standardization, network effects, market standards for general meetings, Giovannini Barriers, depositary, custodian, custody chain, transaction costs, duty to vote, stewardship code, AIF

70.

The Financialization of Crypto

UNSW Law Research Paper No. 23-32
Number of pages: 62 Posted: 17 May 2023
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and University of Dubai
Downloads 430 (132,490)
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financialization, Crypto Winter, financial regulation, FTX, crypto assets, cryptocurrencies, financial stability, decentralised finance, DeFi

71.

The Risky Business of Regulating Risk Management in Listed Companies

European Company and Financial Law Review Vol. 103, Issue 3, pp. 271-303 (2013)
Number of pages: 34 Posted: 30 Oct 2013
Luca Enriques and Dirk A. Zetzsche
University of Oxford Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 417 (137,290)
Citation 1

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Risk management, board duties, directors liability, CRD IV, Non-financial information, internal controls

72.

Crypto Custody and Crypto Wallets – An Empirical Assessment –

Number of pages: 29 Posted: 15 Apr 2024
Dirk A. Zetzsche and Areti Nikolakopoulou
Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 412 (139,306)

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FinTech, crypto-assets, ETHER, BITCOIN, blockchain, distributed ledger technology, MiCA, crypto custody, crypto wallet, private key, public key, financial intermediary, custody chain, centralized exchange (CEX), custodian, safekeeping, omnibus account, collective custody, segregation, record-keeping

73.

The EU's Corporate Sustainability Due Diligence Directive: From Disclosure to Prevention of Adverse Sustainability Impacts in Supply Chains

Number of pages: 36 Posted: 21 Jun 2024
Julia Sinnig and Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 402 (144,481)

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74.

Building Blocks of a Green Fintech System – Towards an Regulatory Antidote to Greenwashing

Number of pages: 17 Posted: 25 Jul 2022
Dirk A. Zetzsche and Linn Anker-Sørensen
Universite du Luxembourg - Faculty of Law, Economics and Finance and Ernst & Young Norway
Downloads 349 (167,544)
Citation 3

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Sustainable Finance, Green FinTech, Tokenization, Decentralized Finance, Distributed Ledger Technologies, RegTech.

75.

Featuring Funds: European Developments in Financial Services Law (Fonds im Fokus: Europaeische Entwicklungen im Recht der Finanzintermediaere)

CBC Research Paper No. 0041
Number of pages: 46 Posted: 10 Dec 2008
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 349 (167,544)
Citation 1

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76.

Investment Law as Financial Law: From Fund Governance over Market Governance to Stakeholder Governance?

H.S. Birkmose, M. Neville & K.E. Sørensen (eds.), The European Financial Market in Transition, Kluwer Law International December 2011
Number of pages: 38 Posted: 30 Oct 2013
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 344 (170,199)
Citation 3

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Investment law, asset management law, fund governance, market governance, stakeholder governance, collective investments, systemic risk, MiFID, AIFMD, UCITSD, IORPD

77.

A Principles-based Approach to the Governance of BigFintechs

UN Dialogue on Global Digital Finance Governance Technical Paper 3.3, University of Hong Kong Faculty of Law Research Paper No. 2021/55, UNSW Law Research Paper No. 21-79
Number of pages: 22 Posted: 07 Dec 2021
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong - Faculty of Law
Downloads 335 (175,094)

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78.

Building Regional Payment Areas: The Single Rule Book Approach

BIS Working Paper No 1016, May 2022, UNSW Law Research Paper No. 22-16, University of Hong Kong Faculty of Law Research Paper No. 2022/25
Number of pages: 53 Posted: 25 May 2022
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Bank for International Settlements (BIS), Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong - Faculty of Law
Downloads 332 (176,829)

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Payments, Cross-border Payments, Central Banks, Harmonization of Law

79.

DLT-Based Enhancement of Cross-Border Payment Efficiency – a Legal and Regulatory Perspective –

Number of pages: 56 Posted: 14 Jan 2022
Universite du Luxembourg - Faculty of Law, Economics and Finance, Ernst & Young Norway, Bocconi University - Department of Law and affiliation not provided to SSRN
Downloads 305 (193,378)
Citation 1

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Distributed Ledgers, Blockchain, Payments, Cross-border Payments, Law

80.

Towards a European Social Taxonomy: A Scorecard Approach

Number of pages: 36 Posted: 25 Sep 2022 Last Revised: 25 Jan 2023
Dirk A. Zetzsche, Marco Bodellini and Roberta Consiglio
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of Luxembourg and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 269 (220,243)

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Social taxonomy, environmental taxonomy, sustainability, ESG, sustainable finance, finance regulation

81.

Datafication of Sustainable Finance

UNSW Law Research Paper No. 24-19
Number of pages: 38 Posted: 03 Jul 2024
Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 259 (229,564)

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Sustainable Finance, Datafication, Financial Regulation, Taxonomy, CSRD, SFDR, Sustainability, ESG, FinTech, RegTech, SupTech, Digitalization

82.

Sustainability, Financial Inclusion and Efficiency: A Trilemma or a Trifecta for the Regulation of Digital Finance?

(2023) 39(3) Banking & Financing Law Review 445, UNSW Law Research Paper No. 23-25
Number of pages: 21 Posted: 19 Sep 2023
Dirk A. Zetzsche, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 258 (229,564)

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financial inclusion; sustainable finance; financial regulation; FinTech; RegTech

83.

Report of the Chairman of the Best Practice Principles Group Developing the Best Practice Principles for Shareholder Voting Research & Analysis

Number of pages: 106 Posted: 16 May 2014
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 248 (238,634)

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best practice, code of conduct, shareholder voting, proxy advisor, proxy advisory firms, institutional investors, corporate governance, ESMA, European securities law

84.

A Sustainability Crisis Makes Bad Law! - Towards Sandbox Thinking in EU Sustainable Finance Law and Regulation -

Number of pages: 32 Posted: 07 Aug 2022
Dirk A. Zetzsche and Marco Bodellini
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg
Downloads 246 (240,555)
Citation 2

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Sustainable Finance, Financial Regulation, Data, (revised) Sustainable Finance Strategy 2021, EU Green Deal, Investment Funds, UCITS, AIFM

85.

The Changing Nature of ‘Regulation by Information’: Towards Real-time Regulation?

European Law Journal (Forthcoming), University of Luxembourg Law Research Paper No. 2023-05
Number of pages: 28 Posted: 26 Jun 2023 Last Revised: 10 Jul 2023
Herwig C.H. Hofmann, Dirk A. Zetzsche and Felix Pflücke
Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 231 (255,772)
Citation 2

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RegTech, Real-time Regulation, Digital Governance, EU Administrative Law, Financial Regulation

86.

Family Offices und Familienvermögen zwischen Recht und Regulierung (Family Offices and Family Estates in Law and Regulation)

Der Gesellschafter, Linde Verlag, 2016:6, pp. 370-384
Number of pages: 17 Posted: 18 Apr 2017
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 221 (266,651)

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Family Offices, Family Estates, Trusts, Foundations, Estates, Wealth Management, Collective Investment Schemes, AIFMD, EuVeCaR, Investor Protection, Consumer Protection, Consumers, Antitrust, Competition Law, Market Abuse, Significant Shareholdings

87.

Non-Collective Investment Funds Under BEPS Action 6 versus European Investment Fund Law

Werner Hasslehner (ed.), Investment Fund Taxation - Domestic Law, EU Law, and Double Taxation Treaties, EUCOTAX Series on European Taxation, Vol. 59 (2018), Ch. 9, pp. 181-196
Number of pages: 38 Posted: 07 Oct 2018
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 219 (268,983)

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investment fund, BEPS, abuse, treaty entitlement, collective investment schemes, OECD, financial law, Base Erosion Profit Shifting, tax law, transparency

88.

Addressing the ‘Winner-Takes-All’ Character of Sustainability Taxonomies

University of Luxembourg Law Research Paper No. 2023 - 17
Number of pages: 10 Posted: 26 Jun 2023 Last Revised: 21 May 2024
Dirk A. Zetzsche and Marco Bodellini
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg
Downloads 196 (297,937)
Citation 1

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taxonomies, environmental taxonomy, sustainability, ESG, rules-based approach, scorecard approach

89.

Taxing Data-Driven Business: Towards Datapoint Pricing

World Tax Journal 13 (Vol 2, May 2021), 217-251
Number of pages: 35 Posted: 19 Jan 2021 Last Revised: 04 Nov 2021
Dirk A. Zetzsche and Linn Anker-Sørensen
Universite du Luxembourg - Faculty of Law, Economics and Finance and Ernst & Young Norway
Downloads 180 (321,694)

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Big Data, digital economy, OECD, taxation, digital services tax, transfer pricing, datapoint pricing, BEPS, income tax, VAT

90.

Blended Finance

Number of pages: 40 Posted: 15 Apr 2024
Dirk A. Zetzsche and Pedro Vilanculo
Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg
Downloads 171 (336,699)

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Blended Finance, Sustainable Finance, Sustainability, Greenwashing, Impact Investment, Sustainability, Concessional Finance, Non-concessional Finance, Law, Regulation, Public-Private Partnerships (PPPs).

91.

Competitiveness of Financial Centers in Light of Financial and Tax Law Equivalence Requirements

R.P. Buckley, E. Avgouleas & D.W. Arner (eds.), Reconceptualising Global Finance and its Regulation, Cambridge University Press (2015, Forthcoming), IFS–Propter Homines Chair Working Paper 005/2015
Number of pages: 32 Posted: 09 Sep 2015
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 160 (356,358)

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financial centers, international financial regulation, tax law, equivalence principle, European banking and financial law

92.

DORA on DEFI

Number of pages: 28 Posted: 27 Jun 2024
Jannik Woxholth and Dirk A. Zetzsche
University of Luxembourg and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 148 (380,114)

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Cybersecurity, DORA, DeFi, Decentralised Finance, Crypto-asset, MiCA 11, 805

93.

Traditional and Digital Limits of Collective Investment Schemes

Number of pages: 33 Posted: 20 Dec 2023
Julia Sinnig and Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 124 (436,368)

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Investment funds, UCITS, AIF, MiCA, AIFMD, digital assets, crypto-assets, family offices, holding companies, joint ventures, DAOs, DeFi

94.

The Impact of the Draft “Unshell Directive” on Luxembourg-based Collective Investment Undertakings

Cahiers de fiscalité luxembourgeoise et européenne 2023, Vol. 2
Number of pages: 51 Posted: 06 Nov 2023
Julia Sinnig and Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 82 (578,330)

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ATAD3, unshell directive, collective investment schemes, AIF, UCITS, SPVs

95.

Ten Million or One Hundred Million Casualties? – The Impact of the COVID-19 Crisis on the Least Developed and Developing Countries and Europe’s Sustainability Agenda

Chapter 2 in B. Sjåfjell, G. Tsagas and C. Villiers (eds), Sustainable Value Creation in the EU: Towards Pathways to a Sustainable Future through Crises (Cambridge University Press, forthcoming 2022), University of Luxembourg Law Working Paper Series 2021-004, University of Oslo Faculty of Law Research Paper No. 2022-02
Number of pages: 50 Posted: 07 May 2021 Last Revised: 13 Jan 2022
Dirk A. Zetzsche and Roberta Consiglio
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 66 (651,398)
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COVID-19, SDGs, Sustainable Development, Development Policy, World, Least Developed, Developing Countries

96.

Special Feature: Techrisk

Singapore Journal of Legal Studies, Mar. 2020, pp 35-62
Number of pages: 28 Posted: 10 Jul 2020
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
Downloads 4 (1,164,704)
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97.

Policy Framework on Developing a National FinTech Strategy: An Ecosystem Approach to Inclusive FinTech, Digital Economy, Financial Inclusion and the Sustainable Development Goals

Posted: 02 May 2024
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Hong Kong

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FinTech, Digital finance, Sustainable Development Goals, Financial inclusion, digital public goods, digital financial infrastructure

98.

Taxing Data-Driven Business : Towards Data Point Pricing

In: World tax journal. - Amsterdam. - Vol. 13 (2021), no. 2 ; p. 217-251
Posted: 28 Nov 2022
Dirk A. Zetzsche and Linn Anker-Sørensen
Universite du Luxembourg - Faculty of Law, Economics and Finance and affiliation not provided to SSRN

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data analytics, digital economy, value creation, digital PE, transaction tax, bit tax, transfer pricing

99.

Ten Million or One Hundred Million Casualties? COVID-19 Crisis and Europe's Sustainability Agenda

Chapter 2 in B. Sjåfjell, G. Tsagas and C. Villiers (eds), Sustainable Value Creation in the EU: Towards Pathways to a Sustainable Future through Crises (Cambridge University Press, forthcoming 2022), University of Oslo Faculty of Law Research Paper No. 2022-02
Posted: 12 Jan 2022
Roberta Consiglio and Dirk A. Zetzsche
University of Luxembourg, ADA Chair in Financial Law (inclusive finance) and Universite du Luxembourg - Faculty of Law, Economics and Finance

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Covid 19, Sustainability Crisis, Developing Countries, Financial Systems, Currency Risk