Dirk A. Zetzsche

Universite du Luxembourg - Faculty of Law, Economics and Finance

ADA Chair in Financial Law (inclusive finance); Professor of Law

Luxembourg, L-1511

Luxembourg

http://wwwen.uni.lu/recherche/fdef/research_unit_in_law/equipe/dirk_andreas_zetzsche

Heinrich Heine University Dusseldorf - Center for Business & Corporate Law (CBC)

Director

Universitaetsstr. 1

D-40225 Düsseldorf

Germany

SCHOLARLY PAPERS

50

DOWNLOADS
Rank 267

SSRN RANKINGS

Top 267

in Total Papers Downloads

59,027

SSRN CITATIONS
Rank 7,508

SSRN RANKINGS

Top 7,508

in Total Papers Citations

47

CROSSREF CITATIONS

101

Scholarly Papers (50)

1.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 17-83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018, Harvard International Law Journal, Vol. 63, No. 2, 2019
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 6,950 (927)
Citation 52

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FinTech, RegTech, Initial Coin Offerings, ICO, ETHER, BITCOIN, Blockchain, Securities Regulation, Investment Law, Financial Law, Securities and Exchange Commission, Financial Conduct Authority, ESMA, BaFin, CSSF, ASIC

2.

From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance

New York University Journal of Law and Business, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 6, University of Hong Kong Faculty of Law Research Paper No. 2017/007, University of Luxembourg Law Working Paper No. 2017-001
Number of pages: 41 Posted: 29 Apr 2017 Last Revised: 19 Dec 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 6,344 (1,087)
Citation 35

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Big Data, FinTech,bigtech, TechFin, Financial Regulation, Supervision, Enforcement, Algorithms, RegTech, Protected Factors, SMEs, Lending, Payment Systems, Robot Advice, Crowdlending

3.

The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain

University of Illinois Law Review, 2017-2018, Forthcoming, University of Luxembourg Law Working Paper No. 007/2017, Center for Business & Corporate Law (CBC) Working Paper 002/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/020, UNSW Law Research Paper No. 17-52, European Banking Institute Working Paper Series 14
Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 13 Jul 2018
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 4,975 (1,671)
Citation 24

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Bitcoin, Blockchain, Distributed Ledger Technology, Financial Infrastructure, FinTech, RegTech

4.

Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation

23 Fordham Journal of Corporate and Financial Law 31-103 (2017), European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019, UNSW Law Research Paper No. 17-71, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017
Number of pages: 67 Posted: 19 Aug 2017 Last Revised: 13 Jul 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 3,946 (2,511)
Citation 16

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech

5.

Regulating LIBRA: The Transformative Potential of Facebook’s Cryptocurrency and Possible Regulatory Responses

European Banking Institute Working Paper Series 2019/44, University of New South Wales Law Research Series UNSWLRS 19-47 , University of Hong Kong Faculty of Law Research Paper No. 2019/042, University of Luxembourg Faculty of Law Research Paper, Oxford Journal of Legal Studies (Forthcoming)
Number of pages: 30 Posted: 11 Jul 2019 Last Revised: 15 Jan 2020
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 3,020 (3,980)

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Cryptocurrencies, Data Protection, Digital Identity, FinTech, Financial Regulation, Data Protection, Payment Services, Systemic Risk, Financial Inclusion

6.

An Ethical Theory of Corporate Governance History

CBC-RPS No. 0026
Number of pages: 75 Posted: 23 Mar 2007
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,491 (5,463)
Citation 2

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Corporate Governance, history, Ethics, Religion, corporate control, shareholder, stakeholder, corporate culture, corporate social responsibility, shareholder rights, capital markets, economic history, path dependency

7.

Brexit and the Consequences for Commercial and Financial Relations between the EU and the UK

(2016) 27 European Business Law Review, p. 999–1027
Number of pages: 34 Posted: 21 Sep 2016 Last Revised: 27 Jan 2017
Matthias Lehmann and Dirk A. Zetzsche
University of Bonn and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,791 (9,508)
Citation 3

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Brexit, Private International Law, Financial Law, Contract Law, Tort Law, Company Law, Insolvency Law, International Litigation

8.

Digital Finance & The COVID-19 Crisis

University of Hong Kong Faculty of Law Research Paper No. 2020/017
Number of pages: 24 Posted: 26 Mar 2020 Last Revised: 23 Apr 2020
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, Thomson Reuters - Refinitiv (formally Thomson Reuters), University of New South Wales (UNSW) - Faculty of Law, Qatar University - College of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,689 (10,626)
Citation 3

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FinTech, Digital Finance, Crisis, Coronavirus, COVID-19, BigTech, RegTech

9.

Fintech for Financial Inclusion: A Framework for Digital Financial Transformation

UNSW Law Research Paper No. 18-87, University of Hong Kong Faculty of Law Research Paper No. 2019/001, University of Luxembourg Law Working Paper No. 004-2019
Number of pages: 28 Posted: 29 Oct 2018 Last Revised: 11 Apr 2019
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,620 (11,270)
Citation 5

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FinTech, RegTech, Financial Inclusion, Blockchain, Digital Identity, Smart Contracts, Distributed Ledgers, Payment Services, Robo Adviser, Mobile Money, TechFin, Aadhaar, eIDAS, KYC, Cyberrisk, BigData, Data Protection

10.

Continental AG vs. Schaeffler, Hidden Ownership and European Law - Matter of Law or Enforcement?

European Business Organization Law Review, Vol. 10, 2009, CBC-RPS No. 0039
Number of pages: 38 Posted: 24 Jul 2008 Last Revised: 02 Apr 2010
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,582 (11,622)
Citation 1

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Hidden Ownership, Empty Voting, Morphable Ownership, Contracts for Differences, long position, disclosure, shareholder rights, enforcement, securities laws, self-regulation, ex-ante regulation, ex-post regulation, shareholder transparency rules, transparency, takeover, cash-bid, mandatory bid, early

11.

Corporate Governance Reform in Germany: The Second Decade

European Business Law Review, Vol. 16, No. 5, pp. 1033-64, 2004, CBC-RPS 0010
Number of pages: 34 Posted: 18 Jan 2005
Ulrich Noack and Dirk A. Zetzsche
Heinrich Heine University Duesseldorf - Faculty of Law - Center for Business & Corporate Law (CBC) and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,532 (12,203)
Citation 6

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corporate governance, securities regulation, accounting law, Aktiengesetz, Germany, European Union, explicit system, market system, reform, shareholder rights, current change reports, investor protection, market efficiency, Transparency Directive, director remuneration, independent directors

12.

Shareholder Passivity, Cross-Border Voting and the Shareholder Rights Directive

Journal of Corporate Law Studies, Vol. 8, No. 2, 2008, CBC-RPS No. 0031
Number of pages: 61 Posted: 17 Apr 2008 Last Revised: 28 Mar 2009
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,310 (15,656)

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shareholder, shareholder rights, passivity, cross-border, voting, shareholder rights directive, shareholder meeting, procedural costs, passivity claim, shareholder identification, shareholder authentication, equality of shareholders,regulatory competition,shareholder information,corporate governance

13.

The Future of Data-Driven Finance and RegTech: Lessons from EU Big Bang II

European Banking Institute Working Paper Series 2019/35, UNSW Law Research Paper No. 19-22, University of Luxembourg Law Working Paper No. 005-2019, University of Hong Kong Faculty of Law Research Paper No. 2019/004
Number of pages: 57 Posted: 27 Mar 2019 Last Revised: 18 Apr 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and University of Zurich - Faculty of Law
Downloads 1,267 (16,520)
Citation 7

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Data Protection, Digital Identity, FinTech, Financial Regulation, General Data Protection Regulation (GDPR), Open Banking, Payment Services Directive 2 (PSD 2), RegTech

14.

The Use and Abuse of Investor Suits: An Inquiry into the Dark Side of Shareholder Activism

European Company and Financial Law Review, Vol. 7, No. 1, TILEC Discussion Paper No. 2010-001, CBC-RPS Paper No. 1/2010
Number of pages: 87 Posted: 02 Jul 2009 Last Revised: 28 Oct 2010
Erik P. M. Vermeulen and Dirk A. Zetzsche
Tilburg University - Department of Business Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,178 (18,371)
Citation 1

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Investor Suits, Shareholder Activism, Inquiry Proceeding, Rescission Suit, Contest of Shareholder Resolutions, Shareholder Resolutions, Agency Costs, Managerial Agency Costs, Litigation Costs, Shareholder Agency Costs, Enquêterecht, Anfechtungsklage, Nichtigkeitsklage, Derivative Suits

15.

Quack Corporate Governance, Round III? Bank Board Regulation Under the New European Capital Requirement Directive

European Corporate Governance Institute (ECGI) - Law Working Paper No. 249/2014, Oxford Legal Studies Research Paper No. 67/2014
Number of pages: 34 Posted: 26 Mar 2014 Last Revised: 21 Dec 2014
Luca Enriques and Dirk A. Zetzsche
University of Oxford Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,149 (19,134)
Citation 3

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Corporate Governance, Post-crisis reforms, Banking Regulation, Bank boards, CRD IV, CEO duality, Limits on directorships, Board diversity, Induction and Training, Boards’ Self-Evaluation

16.

Corporate Governance in Cyberspace - a Blueprint for Virtual Shareholder Meetings

CBC-RPS No. 0011
Number of pages: 62 Posted: 24 Jun 2005
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,026 (22,576)
Citation 1

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Shareholder Rights, General Meeting, Annual General Meeting, AGM, Virtual Shareholder Meeting, Information Rights, Voting Rights, Shareholder Communication, XBRL, RSS, Reform, Shareholder Rights Directive

17.

Explicit and Implicit System of Corporate Control - a Convergence Theory of Shareholder Rights

CBC-RPS No. 0001
Number of pages: 157 Posted: 07 Oct 2004
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,024 (22,613)

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corporate governance, shareholder rights, implicit and explicit system, ethical roots, convergence, divergence, convergence cycles, voice, exit, vote, directorial deference, information rights, shareholder meetings, attendance, monitoring, Germany, France, United States, Canada, United Kingdom

18.

Germany's Corporate and Financial Law 2007: (Getting) Ready for Competition

CBC-RPS No. 0028
Number of pages: 86 Posted: 18 May 2007
Ulrich Noack and Dirk A. Zetzsche
Heinrich Heine University Duesseldorf - Faculty of Law - Center for Business & Corporate Law (CBC) and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 982 (24,075)
Citation 2

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corporate law, financial law, tax, accounting, business law, reform, hedge funds, MiFiD, securities law, co-determination, shareholder rights, take-over, freeze-out, transfer of seats, cross-border mergers, investment funds, transparency directive, disclosure directive, board structure

19.

Artificial Intelligence in Finance: Putting the Human in the Loop

CFTE Academic Paper Series: Centre for Finance, Technology and Entrepreneurship, no. 1., University of Hong Kong Faculty of Law Research Paper No. 2020/006
Number of pages: 50 Posted: 03 Mar 2020 Last Revised: 25 Mar 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 959 (24,928)

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fintech, regtech, artificial intelligence, human in the loop, financial regulation

20.

Virtual Shareholder Meetings and the European Shareholder Rights Directive - Challenges and Opportunities

CBC-RPS No. 0029
Number of pages: 76 Posted: 26 Jun 2007
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 932 (25,926)
Citation 3

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corporate governance, voting, transparency directive, virtual shareholder meeting, online proxy voting, public corporation, crossborder, shareholder, shareholder meetings, internet

21.

The Anatomy of European Investment Fund Law

Number of pages: 85 Posted: 13 Apr 2017
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 909 (26,886)
Citation 5

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Collective Investment Schemes, Mutual Funds, Closed-ended Funds, UCITS, AIF, Alternative Investment Funds, Depositary, Asset Manager, Fund Manager, European Venture Capital Fund, European Social Entrepreneurship Fund, Money Market Fund, European Long-Term Investment Fund, ELTIFR, EuVeCAR, EuSEFR, UC

22.

The Dark Side of Digital Financial Transformation: The New Risks of FinTech and the Rise of TechRisk

UNSW Law Research Paper No. 19-89, European Banking Institute Working Paper 2019/54, University of Luxembourg Law Working Paper 2019-009, University of Hong Kong Faculty of Law Research Paper No. 2019/112, Singapore Journal of Legal Studies (Forthcoming)
Number of pages: 37 Posted: 18 Nov 2019 Last Revised: 15 Jan 2020
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
Downloads 905 (27,084)
Citation 1

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FinTech, RegTech, Systemic Risk, TechFin, BigTech, Too Big to Fail, Too Connected to Fail

23.

Sustainability, FinTech and Financial Inclusion

European Banking Institute Working Paper Series 2019/41, University of Luxembourg Law Working Paper No. 006-2019, UNSW Law Research Paper No. 19-63, University of Hong Kong Faculty of Law Research Paper No. 2019/038, European Business and Organization Law Review (Forthcoming)
Number of pages: 26 Posted: 16 May 2019 Last Revised: 15 Jan 2020
The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg - Faculty of Law, Economics and Finance
Downloads 854 (29,427)

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Sustainable Investment, Sustainable Development Goals, Financial Inclusion, FinTech, Sustainability, RegTech, KYC

Shareholder Interaction Preceding Shareholder Meetings of Public Corporations - a Six Country Comparison

CBC-RPS No. 0003
Number of pages: 45 Posted: 30 Nov 2004
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 773 (33,194)
Citation 3

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Shareholder rights, shareholder meetings, proxy contest, proposal right, requisition right, calling right, convening a meeting, corporate elections, corporate governance, explicit system, implicit system

Shareholder Interaction Preceding Shareholder Meetings of Public Corporations - A Six Country Comparison

European Company and Financial Law Review, Vol. 2, No. 1, 2005, CBC-RPS, No. 0003
Posted: 02 Dec 2007
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance

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25.

Building FinTech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond

University of Luxembourg Law Working Paper No. 2019-010, European Banking Institute Working Paper Series 2019 – no. 53, UNSW Law Research Paper No. 19-72, University of Hong Kong Faculty of Law Research Paper No. 2019/100, Washington University Journal of Law and Policy, Vol. 61, 2020
Number of pages: 44 Posted: 26 Sep 2019 Last Revised: 08 May 2020
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law, University of Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 748 (35,492)
Citation 5

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech.

26.

The Alternative Investment Fund Managers Directive - Chapter 1: Introduction, Overview, Regulatory History and Technique, Transition

The Alternative Investment Fund Managers Directive - European Regulation of Alternative Investment Funds, D.A. Zetzsche ed., Kluwer Law International, 2012
Number of pages: 79 Posted: 23 Dec 2012
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 700 (38,591)

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AIFMD 2011/61/EU, alternative investment fund managers, AIFM, alternative investment fund, AIF, European financial market regulation, European financial law, collective portfolio management

27.

The Need for Regulating Income Trusts: A Bubble Theory

University of Toronto, Faculty of Law Review, Vol. 63, No. 1, 2005, CBC-RPS No. 0008
Number of pages: 66 Posted: 10 Feb 2005
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 679 (40,217)

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Income trusts, income deposit securities, tech bubble, bubble, pension funds, hedge, mutual funds, broker-dealers, bankruptcy threat, tax incentives, cash returns, debt security, equity security

28.

Cross-Border Crowdfunding – Towards a Single Crowdfunding Market for Europe

European Banking Institute Working Paper Series 2017 - No. 8, University of Luxembourg Law Working Paper No. 2017/002, European Business Organization Law Review, Forthcoming, Center for Business & Corporate Law (CBC) Working Paper 003/2017
Number of pages: 43 Posted: 23 Jun 2017 Last Revised: 05 Sep 2017
Dirk A. Zetzsche and Christina Preiner
Universite du Luxembourg - Faculty of Law, Economics and Finance and Hochschule Liechtenstein
Downloads 665 (41,359)
Citation 3

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Financial Regulation, Crowdfunding, FinTech, Crowdlending, Equity Based Crowdfunding, Crowdinvesting, RegTech, CRD IV, CRR, MiFID, MiFIR, UCITSD, AIFMD

29.

Challenging Wolf Packs: Thoughts on Efficient Enforcement of Shareholder Transparency Rules

CBC-RPS No. 0044/09
Number of pages: 61 Posted: 02 Jul 2009 Last Revised: 17 Feb 2010
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 648 (42,869)
Citation 2

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Shareholder activism, hedge funds, private equity funds, hidden ownership, empty voting, enforcement, announcement effect, Premium Claim, derivatives, contracts of differences, equity swaps, cartels, leniency, antitrust, takeovers, whistle blowing, protected disclosure, mandatory bid, change of cont

30.

Corporate Technologies and the Tech Nirvana Fallacy

European Corporate Governance Institute (ECGI) - Law Working Paper No. 457/2019, Hastings Law Journal, Forthcoming
Number of pages: 57 Posted: 31 May 2019 Last Revised: 02 Apr 2020
Luca Enriques and Dirk A. Zetzsche
University of Oxford Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 531 (55,654)
Citation 1

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Algorithms, Artificial Intelligence, Blockchain, Board of Directors, Compliance, Corporate Governance, CorpTech, Distributed Ledgers, RegTech, Risk Management, Smart Contracts

31.

Decentralized Finance (DeFi)

IIEL Issue Brief 02/2020, European Banking Institute Working Paper Series 59/2020, University of Hong Kong Faculty of Law Research Paper No. 2020/010, University of Luxembourg Faculty of Law, Economics & Finance WPS
Number of pages: 22 Posted: 03 Mar 2020 Last Revised: 25 Mar 2020
Dirk A. Zetzsche, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 506 (59,567)

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DeFi, Decentralized Finance, FinTech, Blockchain, Distributed Ledger, Financial Regulation, Supervision, RegTech

32.

The Identity Challenge in Finance: From Analogue Identity to Digitized Identification to Digital KYC Utilities

European Business Organization Law Review, Forthcoming, UNSW Law Research Paper No. 18-45, European Banking Institute Working Paper Series 2018 No. 28, University of Luxembourg Law Working Paper No. 2018-008, University of Hong Kong Faculty of Law Research Paper No. 2019/029
Number of pages: 44 Posted: 01 Aug 2018 Last Revised: 07 May 2020
The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 498 (60,153)
Citation 1

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Finance, Identity, Digital Identification, eKYC Infrastructure, KYC Utilities, Market Integrity, Anti−money laundering

33.

Going Dark Under German Law – Towards an Efficient Regime for Regular Delisting

Revue Trimestrielle de Droit Financier (RTDF) N° 4 - 2013 (Colloque), p. 1-10 , Center for Business and Corporate Law Research Paper Series (CBC-RPS) - Heinrich-Heine-University Düsseldorf, IFS - Propter Homines Chair Working Paper Series - University of Liechtenstein
Number of pages: 24 Posted: 31 Jan 2014
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 423 (73,295)
Citation 1

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delisting, downlisting, going-private transaction, listed and non-listed companies, German corporate and securities law, Macroton, shareholder resolution

34.

Against Mandatory Disclosure of Economic-Only Positionns Referenced to Shares of Europan Issuers - Twenty Arguments Against the CESR Proposal

European Business Organization Law Review, Vol. 11, No. 2, 2011, CBC-RPS No. 0049
Number of pages: 24 Posted: 28 Feb 2010 Last Revised: 04 Jun 2010
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 421 (73,737)

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Transparency Directive, CfD,Total Return Equity Swaps, Mandatory Disclosure, Notification of Major Shareholdings, Hidden Ownership, Takeover, Restoring American Financial Stability Act of 2010, Gesetz zur Stärkung des Anlegerschutzes und Verbesserung der Funktionsfähigkeit des Kapitalmarkts

35.

The Paradoxical Case Against Interest Rate Caps for Microfinance – And: How FinTech and RegTech Resolve the Dilemma

University of Luxembourg Law Working 2018-003
Number of pages: 37 Posted: 11 May 2018
Dirk A. Zetzsche and Tsany Ratna Dewi
Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg - Faculty of Law, Economics and Finance
Downloads 404 (77,375)
Citation 2

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Digital Financial Services, Access to Finance, Emerging Markets, Interest Rates, Interest Rate Cap, Financial Inclusion, Financial Regulation, Microfinance, FinTech, RegTech, Client Protection, Credit Register, Mobile Money Operators

36.

Fintech and Regtech: Enabling Innovation While Preserving Financial Stability

(2017) 18(3) Georgetown Journal of International Affairs 47, UNSW Law Research Paper No. 18-41, University of Hong Kong Faculty of Law Research Paper No. 2018/036
Number of pages: 16 Posted: 11 Jul 2018 Last Revised: 07 May 2020
The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 388 (81,046)

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FinTech, financial regulators, RegTech, smart regulation, sandbox, datafied, digitized regulation

37.

The COVID-19-Crisis and Company Law - Towards Virtual Shareholder Meetings

University of Luxembourg Faculty of Law, Economics & Finance WPS 2020-007
Number of pages: 29 Posted: 17 Apr 2020 Last Revised: 20 Apr 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, Ernst & Young Norway, University of Luxembourg, ADA Chair in Financial Law (inclusive finance) and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 376 (84,923)

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Company Law, Corporate Governance, Virtual Shareholder Meetings, Shareholder Rights, COVID-19, Crisis

38.

Financial Operating Systems

European Banking Institute (EBI) Working Paper Series No. 58/2020, University of Luxembourg Faculty of Law, Economics & Finance WPS , University of Hong Kong Faculty of Law Research Paper No. 2020/008
Number of pages: 64 Posted: 03 Mar 2020 Last Revised: 25 Mar 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, Chicago-Kent College of Law - Illinois Institute of Technology, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 371 (85,702)

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FinTech, RegTech, Operating Systems, Financial Regulation, Big Data, BigTech, TechFin, Enforcement, Asset Management, Robo-Advice, Collective Investment Schemes

39.

The Risky Business of Regulating Risk Management in Listed Companies

European Company and Financial Law Review Vol. 103, Issue 3, pp. 271-303 (2013)
Number of pages: 34 Posted: 30 Oct 2013
Luca Enriques and Dirk A. Zetzsche
University of Oxford Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 333 (96,896)
Citation 1

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Risk management, board duties, directors liability, CRD IV, Non-financial information, internal controls

40.

How Does It Feel to Be a Third Country? The Consequences of Brexit for Financial Market Law

CIGI & BIICL, Brexit: The International Legal Implications | Paper No. 14
Number of pages: 28 Posted: 30 Apr 2018 Last Revised: 19 May 2018
Matthias Lehmann and Dirk A. Zetzsche
University of Bonn and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 330 (97,854)

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Brexit, Financial Law, European Passport, Financial Centre, Credit Institutions, Asset Managers

41.

Corporate Governance, Cross-Border Voting and the Securities Law Directive – Enhancing Investor Engagement through Standardization

Journal of Corporate Law Studies, Vol. 2, 2013 , CBC Working Paper No. 051/2013, Propter Homines Chair Working Paper No. 001/2013
Number of pages: 57 Posted: 23 Dec 2012
Christian Strenger and Dirk A. Zetzsche
DWS Investments and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 307 (105,659)

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corporate governance, shareholder voting, securities law directive, cross-border voting, institutional investors, standardization, network effects, market standards for general meetings, Giovannini Barriers, depositary, custodian, custody chain, transaction costs, duty to vote, stewardship code, AIF

42.

Featuring Funds: European Developments in Financial Services Law (Fonds im Fokus: Europaeische Entwicklungen im Recht der Finanzintermediaere)

CBC Research Paper No. 0041
Number of pages: 46 Posted: 10 Dec 2008
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 307 (105,659)
Citation 1

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43.

Distributed Ledger Technology and Digital Assets - Policy and Regulatory Challenges in Asia

Asian Development Bank Economics Research Report, UNSW Law Research Paper No. 19-60, University of Hong Kong Faculty of Law Research Paper No. 2019/040
Number of pages: 65 Posted: 08 Jul 2019 Last Revised: 02 Jan 2020
The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, Asian Development Bank, Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Hong Kong - Faculty of Business and Economics
Downloads 252 (130,141)

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Finance sector development, Financial sector, Financial technology, Information and communications technology

44.

One Million or One Hundred Million Casualties? – The Impact of the COVID-19 Crisis on Low- and Middle-Income Countries

Number of pages: 30 Posted: 10 May 2020 Last Revised: 13 May 2020
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 218 (150,604)

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Developing Countries, COVID19, Corona, finance, economy

45.

Report of the Chairman of the Best Practice Principles Group Developing the Best Practice Principles for Shareholder Voting Research & Analysis

Number of pages: 106 Posted: 16 May 2014
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 214 (152,591)

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best practice, code of conduct, shareholder voting, proxy advisor, proxy advisory firms, institutional investors, corporate governance, ESMA, European securities law

46.

Investment Law as Financial Law: From Fund Governance over Market Governance to Stakeholder Governance?

H.S. Birkmose, M. Neville & K.E. Sørensen (eds.), The European Financial Market in Transition, Kluwer Law International December 2011
Number of pages: 38 Posted: 30 Oct 2013
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 214 (152,591)
Citation 2

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Investment law, asset management law, fund governance, market governance, stakeholder governance, collective investments, systemic risk, MiFID, AIFMD, UCITSD, IORPD

47.

Competitiveness of Financial Centers in Light of Financial and Tax Law Equivalence Requirements

R.P. Buckley, E. Avgouleas & D.W. Arner (eds.), Reconceptualising Global Finance and its Regulation, Cambridge University Press (2015, Forthcoming), IFS–Propter Homines Chair Working Paper 005/2015
Number of pages: 32 Posted: 09 Sep 2015
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 111 (263,340)

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financial centers, international financial regulation, tax law, equivalence principle, European banking and financial law

48.

Family Offices und Familienvermögen zwischen Recht und Regulierung (Family Offices and Family Estates in Law and Regulation)

Der Gesellschafter, Linde Verlag, 2016:6, pp. 370-384
Number of pages: 17 Posted: 18 Apr 2017
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 91 (300,717)

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Family Offices, Family Estates, Trusts, Foundations, Estates, Wealth Management, Collective Investment Schemes, AIFMD, EuVeCaR, Investor Protection, Consumer Protection, Consumers, Antitrust, Competition Law, Market Abuse, Significant Shareholdings

49.

Non-Collective Investment Funds Under BEPS Action 6 versus European Investment Fund Law

Werner Hasslehner (ed.), Investment Fund Taxation - Domestic Law, EU Law, and Double Taxation Treaties, EUCOTAX Series on European Taxation, Vol. 59 (2018), Ch. 9, pp. 181-196
Number of pages: 38 Posted: 07 Oct 2018
Dirk A. Zetzsche
Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 75 (340,507)

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investment fund, BEPS, abuse, treaty entitlement, collective investment schemes, OECD, financial law, Base Erosion Profit Shifting, tax law, transparency

50.

Fintech Toolkit: Smart Regulatory and Market Approaches to Financial Technology Innovation

Number of pages: 61
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) GmbH
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fintech, regtech financial inclusion, SDGs, sandbox, innovation hub, financial regulation