John A. Haslem

University of Maryland - Robert H. Smith School of Business

Professor Emeritus of Finance

College Park, MD 20742

United States

  • University of Maryland - Robert H. Smith School of Business

    • Email
    • Tel: 202-387 2025
SCHOLARLY PAPERS

155

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“  Mutual Fund articles & books & chapters Banking & Investing (pre-1999)  ”

  • University of Maryland - Robert H. Smith School of Business

    • Email
    • Tel: 202-387 2025

Scholarly Papers (155)

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1.

Information Needs of Individual Investors

Journal of Accountancy, pp. 64-69, November 1973
Number of pages: 7 Posted: 04 Feb 2013 Last Revised: 04 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 1,103 (18,588)

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2.

Identification and Performance of Equity Mutual Funds with High Management Fees and Expense Ratios

Downloads 827 ( 28,249)
Citation 15

Identification and Performance of Equity Mutual Funds with High Management Fees and Expense Ratios

Journal of Investing, Vol. 16, No. 2, pp. 32-51, Summer 2007
Number of pages: 20 Posted: 24 May 2008 Last Revised: 28 Feb 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 674 (36,801)
Citation 1

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actively managed, equity mutual funds, management fees, expense ratios, associations with performance

Identification and Performance of Equity Mutual Funds with High Management Fees and Expense Ratios

Number of pages: 41 Posted: 20 May 2012 Last Revised: 29 Feb 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 153 (191,607)

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mutual funds, expense ratios, price competition, management fees, performance measures, active vs. passive portfolios, fiduciary duty

3.

Exchange-Traded Funds: Nature, Developments, and Implications

Brian R. Bruce, ed., Exchange-Traded Funds II: New Approaches and Global Outreach. New York, NY, Institutional Investor, Fall 2003, pp.116-126.
Number of pages: 11 Posted: 12 Jun 2008 Last Revised: 16 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 780 (30,607)

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exchange-traded funds, mutual funds, nature of ETFs, warehouse receipts, organization, regulation, exchange trading, direct exchange mechanism, tax-free exchanges, arbitrage, benchmarking market indexes, tax efficiency, distributions, advantages, disavantages, risk types, major ETFs, VIPERS, future

4.

Book: Mutual Funds: Risk and Performance Analysis for Decision Making

Downloads 716 ( 34,394)
Citation 25

Book: Mutual Funds: Risk and Performance Analysis for Decision Making

Mutual Funds: Risk and Performance for Decision Making, 578 pp. Oxford, UK: Blackwell Publishing Ltd., 2003
Number of pages: 595 Posted: 05 Aug 2015 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 654 (38,253)

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Mutual Funds: Risk and Performance Analysis for Decision Making

Number of pages: 14 Posted: 21 Mar 2012 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 62 (353,756)
Citation 21

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5.

The New Reality of Financial Advisors and Investors

Downloads 710 ( 34,799)
Citation 2

The New Reality of Financial Advisors and Investors

Number of pages: 34 Posted: 14 Jan 2010 Last Revised: 15 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 450 (62,134)

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financial advisors, investors, financial crisis, legal issues, fiduciary duties, buy-and-hold, Black Swan Event, alternative investments, hedge risk, investor characteristics, broker accounts, advisor accounts, behavioral finance

The New Reality of Financial Advisors and Investors

Journal of Investing, Vol. 19, No. 4, pp. 23-30, Winter 2010
Number of pages: 8 Posted: 30 Nov 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 260 (116,108)

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financial advisors, brokers, legal issues, financial duties, financial crisis, buy-and-hold, black swan event, alternative investments, hedge funds, financial advisor accounts, direct-sold funds, broker-sold funds, behavioral finance

6.

Performance and Characteristics of Actively Managed Retail Mutual Funds with Diverse Expense Ratios

Financial Services Review, Vol. 17, No. 1, pp. 49-68, Spring 2008
Number of pages: 20 Posted: 08 Jul 2008 Last Revised: 11 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 501 (54,891)

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mutual funds, retail actively managed funds, expense ratios, performance, expense ratio class, characteristics, larger vs. smaller funds

7.

Performance and Characteristics of Actively Managed Institutional Equity Mutual Funds

Downloads 424 ( 67,433)

Performance and Characteristics of Actively Managed Institutional Equity Mutual Funds

Number of pages: 36 Posted: 23 Apr 2008 Last Revised: 29 Feb 2016
H. Kent Baker, John A. Haslem and David M. Smith
American University - Kogod School of Business, University of Maryland - Robert H. Smith School of Business and State University of New York at Albany - School of Business
Downloads 424 (66,799)

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mutual funds, institutional actively managed, economies of scale, fund performance and characteristics, expense ratios, active alpha

Performance and Characteristics of Actively Managed Institutional Equity Mutual Funds

Journal of Investing, Vol. 18, No. 1, pp. 27-44, Spring 2009, https://doi.org/10.3905/JOI.2009.18.1.027
Posted: 22 May 2019
H. Kent Baker, John A. Haslem and David M. Smith
American University - Kogod School of Business, University of Maryland - Robert H. Smith School of Business and State University of New York at Albany - School of Business

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performance characteristics, actively managed institutional mutual funds, expense ratio class, Miller active alpha, 12b-1 fees, deferred loads, management fees, portfolio turnover, institutional investors, beta, dividend yield

8.

Issues in Mutual Fund Distribution

Downloads 417 ( 68,800)
Citation 5

Issues in Mutual Fund Distribution

Number of pages: 91 Posted: 29 May 2012 Last Revised: 28 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 417 (68,158)
Citation 5

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mutual fund distribution, multiple share classes, channels of distribution, fund flow, fund services, transparency, agency conflicts, expense shifting

Issues in Mutual Fund Distribution

Journal of Wealth Management, Vol. 18, No. 4, pp. 36-58, Spring 2016, https://doi.org/10.3905/jwm.2016.18.4.036
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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9.

Data Envelopment Analysis of Morningstar's Large-Cap Mutual Funds

Downloads 359 ( 82,028)
Citation 5

Data Envelopment Analysis of Morningstar's Large-Cap Mutual Funds

Journal of Investing, Vol. 12, No. 4, pp. 41-48, Winter 2003
Number of pages: 8 Posted: 26 Jun 2008 Last Revised: 23 Jan 2015
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 295 (101,523)

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mutual funds, Morningstar large-cap funds, DEA performance efficient/inefficient, value style, growth style

Data Envelopment Analysis of Morningstar's Large-Cap Mutual Funds

Number of pages: 19 Posted: 13 Jun 2012 Last Revised: 14 Oct 2012
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 64 (347,893)

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DEA, mutual funds, Morningstar, performance efficient & inefficient, value v. growth

10.

Selected Topics in Financial Literacy

Downloads 353 ( 83,634)

Selected Topics in Financial Literacy

Number of pages: 38 Posted: 11 Nov 2013 Last Revised: 05 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 353 (82,983)

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financial literacy, human capital, decision making, financial knowledge, financial education, financial outcomes, cognition, intuition, dual process theory

Selected Topics in Financial Literacy

Journal of Wealth Management, Vol.17, No. 3, pp. 47-57, Winter 2014, Robert H. Smith School Research Paper No. RHS 2515891, https://doi.org/10.3905/jwm.2014.17.3.047
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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financial literacy, financial education, retirement, retail investors, financial knowledge, financial outcomes, human capital, psychology research, investment decisions, intuition, cognition, informed financial decisions, income, education

11.

The 'Many Faces' of Mutual Fund Revenue Sharing

Downloads 346 ( 85,604)
Citation 1

The 'Many Faces' of Mutual Fund Revenue Sharing

Number of pages: 55 Posted: 28 Aug 2012 Last Revised: 01 Nov 2014
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 346 (84,978)
Citation 1

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mutual funds, directed brokerage, revenue sharing, 12b-1 fees, direct distribution, indirect distribution, defensive 12b-1 plans, courts and excessive fees, regulation

The 'Many Faces' of Mutual Fund Revenue Sharing

Journal of Index Investing, Vol. 5, No. 3, pp. 59-72, Winter 2014, Robert H. Smith School Research Paper No. RHS 2533527, https://doi.org/10.3905/jii.2014.5.3.059
Posted: 22 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, revenue sharing payments, regulation, opacity, direct distribution, directed brokerage, 12b-1 fees, defensive 12b-1 fees, 401(k) plans, Schwab, Edw, Jones, SEc, Morgan Stanley

12.

Assessing Mutual Fund Expenses and Transaction Costs

Downloads 338 ( 87,879)
Citation 5

Assessing Mutual Fund Expenses and Transaction Costs

Journal of Investing, Vol. 15, No. 3, pp. 52-56, Fall 2006
Number of pages: 5 Posted: 13 Jun 2008 Last Revised: 01 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 214 (141,337)
Citation 1

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mutual funds, disclosure, total expense ratio, brokerage commissions, implicit trading costs, expense effectiveness, breakeven rate of return

Assessing Mutual Fund Expenses and Transaction Costs

Number of pages: 20 Posted: 05 Sep 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 124 (227,069)
Citation 1

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mutual fund, total expense ratio, expense effectiveness, breakeven rate of return, brokerage commissions, implicit trading costs, S&P 500 index fund

13.

Institutional S&P 500 Index Mutual Funds as Financial Commodities: Fact or Fiction?

Downloads 309 ( 97,062)
Citation 1

Institutional S&P 500 Index Mutual Funds as Financial Commodities: Fact or Fiction?

Number of pages: 26 Posted: 23 Apr 2008 Last Revised: 03 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 207 (145,866)

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mutual funds, institutional index, financial commodity, price competition, minimum initial purchase

Institutional S&P 500 Index Mutual Funds as Financial Commodities: Fact or Fiction?

Journal of Investing, Vol. 17, No. 2, pp. 24-34, Summer 2008
Number of pages: 11 Posted: 15 Jun 2008 Last Revised: 27 Jul 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 102 (261,835)

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mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors

14.

Valuation of Stocks with Prospects of Dividend Growth

Downloads 305 ( 98,394)
Citation 1

Valuation of Stocks with Prospects of Dividend Growth

Journal of Investing, Vol. 11, No. 1, pp., 64-68, Spring 2002
Number of pages: 5 Posted: 13 Jun 2008 Last Revised: 30 Sep 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 252 (120,012)

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Williams, Brigham & Pappas, dividend growth models, dividend growth pattern, dividend growth rate, stock valuation

Valuation of Stocks with Prospects of Dividend Growth

Number of pages: 12 Posted: 16 Jun 2012 Last Revised: 30 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 53 (382,528)

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stock dividend growth models, Williams model, Brigham-Pappas models, life-cycle concept

15.

The Total Expense Ratio: The Reality of Distribution Fees 'Behind the Mutual Fund Curtain'

Number of pages: 22 Posted: 10 Jan 2009 Last Revised: 02 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 272 (111,303)
Citation 1

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Total Expense Ratio, distribution fees, dealer(broker concessions, account servicing (12b-1) fees, revenue sharing payments, soft-dollar trades, normative transparency of disclosure

16.

Normative Transparency of Mutual Fund Disclosure

Downloads 266 (113,948)
Citation 1

Normative Transparency of Mutual Fund Disclosure

Number of pages: 51 Posted: 14 Mar 2008 Last Revised: 31 Jan 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 230 (131,626)
Citation 1

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mutual funds, disclosure, transparency,12b-1 fees, soft dollars, expense ratio, regulation

Chapter 17: Normative Transparency of Mutual Fund Disclosure

John A. Haslem,ed., Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, pp. 319-335. Hoboken, NJ: John Wiley & Sons, 2010., Robert H. Smith School Research Paper No. RHS 2545093
Number of pages: 26 Posted: 06 Jan 2015 Last Revised: 09 Dec 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 36 (448,472)

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mutual funds, 40Act, normative transparency of disclosure, total expense ratio. Congress, SEC, regulatory disclosure

17.

Book: Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

Downloads 260 (116,671)
Citation 1

Book: Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

John A. Haslem, ed. Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, 358 pp. Hoboken,NJ: John Wiley & Sons, 2010
Number of pages: 362 Posted: 14 Dec 2009 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 157 (187,410)

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mutual funds, future design,normative transparency, stewardship, funds/ETFs, classic/enhanced index funds, actively managed/index funds, M-Star analysis, asset allocation, index funds, active/passive, financial markets, fees/expenses, fund economics, regulation, nature of funds

Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

Number of pages: 12 Posted: 21 Jul 2015 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 103 (260,044)
Citation 1

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18.

Performance and Characteristics of Actively Managed Retail Equity Mutual Funds with Diverse Expense Ratios

Number of pages: 30 Posted: 12 May 2008 Last Revised: 02 Oct 2018
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 260 (116,671)
Citation 9

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mutual funds, actively managed retail, performance, characteristics, expense ratios

19.

Performance and Characteristics of Retail S&P 500 Index Mutual Funds

Number of pages: 12 Posted: 13 Jun 2008 Last Revised: 02 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 235 (129,355)
Citation 1

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mutual funds, retail index funds, performance, characteristics, expense ratio, 12b-1 fees, Sharpe index, Jensen alpha

20.

Concepts of Bank Funds Management

Bankers Magazine, Vol. 165, No. 3. pp. 92-97, May-June 1982
Number of pages: 8 Posted: 07 Jun 2015 Last Revised: 28 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 231 (131,554)

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21.

Data Envelopment Analysis of Morningstar's Small-Cap Mutual Funds

Downloads 224 (135,579)
Citation 2

Data Envelopment Analysis of Morningstar's Small-Cap Mutual Funds

Journal of Investing, Vol. 15, No. 1, pp. 87-92, Spring 2006
Number of pages: 6 Posted: 09 Jun 2008 Last Revised: 31 Dec 2014
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 191 (157,423)

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Data Envelopment Analysis of Morningstar's Small-Cap Mutual Funds

Number of pages: 18 Posted: 27 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 33 (462,102)

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small-cap mutual funds, DEA, conservative portfolio investment style, value style, input-output variables, descriptive variables, efficiency

22.

Are Mutual Fund Expenses Too High? A Commentary

Downloads 221 (137,350)
Citation 8

Are Mutual Fund Expenses Too High? A Commentary

Journal of Investing, Vol. 13, No. 2, pp. 8-12, Summer 2004
Number of pages: 5 Posted: 12 Jun 2008 Last Revised: 03 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 184 (162,948)

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mutual funds, price competition, economies of scale, management fees, share class funds, 'mutual' mutual fund management, supermarket distribution, fund expenses, fund characteristics

Are Mutual Fund Expenses Too High? A Commentary

Number of pages: 8 Posted: 19 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 37 (444,125)
Citation 1

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mutual fund expeneses, non-price competition, economies of scale, multiple share classes, management fees, mutual mutual funds, distribution, supermarkets, investment style

23.

A Credit Scoring Model for Commercial Loans: Comment

Journal of Money, Credit, and Banking, Vol. 4, No. 3, pp. 733-734, August 1972
Number of pages: 3 Posted: 21 Oct 2012 Last Revised: 15 Jul 2015
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent
Downloads 215 (141,031)

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24.

Mutual Funds and Investor Choice: Paths to the 'Wizards of Advertising and Overconfidence'

Downloads 209 (144,842)
Citation 2

Mutual Funds and Investor Choice: Paths to the 'Wizards of Advertising and Overconfidence'

Number of pages: 21 Posted: 09 Jun 2010 Last Revised: 14 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 108 (251,420)
Citation 1

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Mutual Funds, Advertising, Investment Skill, Sophisticated Investors, Unsophisticated Investors

Mutual Funds and Investor Choice: Paths to the 'Wizards of Advertising and Overconfidence'

Journal of Indexes, Vol. 13, No. 6, pp. 42-44, 58, November/December 2010
Number of pages: 4 Posted: 21 Oct 2010 Last Revised: 16 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 101 (263,617)

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Mutual Funds, Sophisticated Investors, Overconfidence, Unsophisticated Investors, Fund Advertising, Financial Literacy, Revealed Preferences, Investor Choice, Advertising as Persuasion

25.

Investor Learning and Mutual Fund Advertising and Distribution Fees

Downloads 209 (144,842)
Citation 1

Investor Learning and Mutual Fund Advertising and Distribution Fees

Number of pages: 19 Posted: 18 Sep 2009 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 209 (144,569)
Citation 1

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mutual funds, advertising, 12b-1 fees, distribution fees, regulation, normative transparency of disclosure, new total expense ratio

Investor Learning and Mutual Fund Advertising and Distribution Fees

Journal of Investing, Vol. 18, No. 4, pp. 53-56. Winter 2009, https://doi.org/10.3905/JOI.2009.18.4.053
Posted: 22 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, front-end loads, sales commissions, operating expenses, advertising, 12b-1 fees, ordinary investirs, fund flow, management fees, economies of scale, distribution fees, brokers, New Total Expense ratio, agency conflicts, revenue sharing, soft dollars, fund adviser

26.

A Discriminant Analysis of Commercial Bank Profitability

Quarterly Review of Economics and Business, Vol. 11, No. 3, pp. 39-49, June 1972
Number of pages: 9 Posted: 27 May 2015 Last Revised: 14 Jul 2015
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent
Downloads 201 (150,214)

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27.

The Impact of Investor Socioeconomic Characteristics on Risk and Return Preferences

Journal of Business Research, Vol. 2. No. 4, pp. 469-476, October 1974
Number of pages: 8 Posted: 21 Apr 2015 Last Revised: 25 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 195 (154,595)

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28.

A Statistical Analysis of the Relative Profitability of Commercial Banks

Journal of Finance, Vol. 23, No. 1, pp. 167-176, March 1968
Number of pages: 11 Posted: 07 Oct 2012 Last Revised: 10 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 190 (158,280)

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29.

An Empirical Analysis of the Risk-Return Preferences of Individual Investors

Journal of Financial and Quantitative Analysis, Vol. 12, No. 3, pp. 377-389, September 1977
Number of pages: 14 Posted: 21 Oct 2012 Last Revised: 24 Oct 2012
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 184 (162,958)

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30.

Morningstar's Classification of Large-Cap Mutual Funds

Journal of Investing, Vol. 10, No. 1, pp. 79-84, 87-89, Spring 2001
Number of pages: 11 Posted: 12 Jun 2008 Last Revised: 28 Feb 2016
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 183 (163,795)

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mutual funds, Morningstar large-cap funds, cluster analysis, value clusters, growth cluster, diversification, risk, risk/return performance

31.

Sentiment Issues in Stock Prices and Mutual Funds

Downloads 177 (168,768)

Sentiment Issues in Stock Prices and Mutual Funds

Number of pages: 26 Posted: 14 Dec 2013 Last Revised: 09 Jan 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 177 (168,787)

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investor sentiment, stock prices, mutual funds, sentiment-level index, sentiment-changes index, sentiment risk, sentiment contrarian behavior, market-risk premium, sentiment-beta portfolios, business cycle variables

Sentiment Issues in Stock Prices and Mutual Funds

Journal of Wealth Management, Vol. 17, No. 4, pp. 43-49, Spring 2015 , Robert H. Smith School Research Paper No. RHS 2558458, https://doi.org/10.3905/jwm.2015.17.4.043
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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behavioral finance, investor sentiment, stocks, mutual funds, sentiment risk, sentiment index, sentiment-beta portfolios, market risk

32.

Identifying Mutual Fund Stewardship

Downloads 177 (168,768)
Citation 2

Identifying Mutual Fund Stewardship

Number of pages: 28 Posted: 23 Apr 2008 Last Revised: 09 Dec 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 150 (194,823)

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mutual funds, stewardship funds, normative transparency, disclosure, regulation

Chapter 16: Identifying Mutual Fund Stewardship

John A.Haslem, ed., Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, pp. 305-317. Hoboken, NJ: John Wiley & Sons, 2010
Number of pages: 17 Posted: 06 Jan 2015 Last Revised: 09 Dec 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 27 (493,612)

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mutual fund scandals, transparency of normative disclosure, identification of stewardship funds, stewardship quotient, M* stewardship grades

33.

Mutual Fund Arbitrage and Transaction Costs

Downloads 174 (171,368)
Citation 1

Mutual Fund Arbitrage and Transaction Costs

Number of pages: 24 Posted: 15 May 2008 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 174 (171,434)
Citation 1

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mutual funds, frequent trading, time zone arbitage, transaction costs, independent director watchdog failure, regulation

Mutual Fund Arbitrage and Transaction Costs

Journal of Investing, Vol. 18, No. 2, pp. 57-61, Summer 2009, https://doi.org/10.3905/JOI.2009.18.2.057
Posted: 22 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

Abstract:

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mutual funds, advisers, frequent trading, frequent trading arbitrage, late trading arbitrage, transaction costs, fiduciary duty, opportunity costs of dilution

34.

Mutual Funds: Advertising, Behavioral Models, and Investor Choice

Downloads 169 (175,783)

Mutual Funds: Advertising, Behavioral Models, and Investor Choice

Journal of Index Investing, Vol. 1, No. 4, pp. 7-12, Spring 2011
Number of pages: 6 Posted: 27 Feb 2011 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 169 (175,878)

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mutual funds, advertising, investor behavior, advertising as persuasion, investor choice, revealed preferences, affect as persuasion, human behavior

Mutual Funds: Advertising, Behavioral Models, and Investor Choice

https://doi.org/10.3905/jii.2011.1.4.012
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, advertising, behavioral model of persuasion, investor behavior, neurofinance, emotion, revealed preferences, coarse thinking, brain

35.

Why Do Mutual Fund Investors Employ Financial Advisors?

Downloads 157 (187,144)

Why Do Mutual Fund Investors Employ Financial Advisors?

Journal of Investing, Vol. 17, No. 4, pp. 91-94, Winter 2008
Number of pages: 4 Posted: 29 Dec 2008 Last Revised: 03 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 157 (187,410)

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mutual funds, advisor channel distribution, behavioral biases, sizable costs, fee only

Why Do Mutual Fund Investors Employ Financial Advisors?

https://doi.org/10.3905/JOI.2008.17.4.091
Posted: 22 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, advisor channel, rational behavior. behavioral biases, fund costs, fee only

36.

Mutual Fund Portfolio Manager Structures: Attributes, Implications, and Performance

Downloads 156 (188,122)

Mutual Fund Portfolio Manager Structures: Attributes, Implications, and Performance

Number of pages: 45 Posted: 04 Feb 2013 Last Revised: 25 Apr 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 156 (188,416)

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Mutual Fund Portfolio Manager Structures: Attributes, Implications, and Performance

Journal of Wealth Management, Vol. 19, No. 4, pp. 115-127, Spring 2017, Robert H. Smith School Research Paper No. RHS 2918185, https://doi.org/10.3905/jwm.2017.19.4.115
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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37.

Mutual Fund Economies of Scale: Nature and Sources

Downloads 154 (187,144)

Mutual Fund Economies of Scale: Nature and Sources

Number of pages: 106 Posted: 15 Feb 2013 Last Revised: 30 Mar 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 154 (190,528)

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mutual funds, economies of scale, returns to scale, administration economies, actively managed funds, endogenous factors, scaling strategies, trading scale effects, organizational diseconomies, scale and scope economies, scaling investment strategies, instrumental variables

Mutual Fund Economies of Scale: Nature and Sources

Journal of Wealth Management, Vol. 20, No. 1, pp. 97-124 (Summer 2017)
Posted: 27 Apr 2017 Last Revised: 15 Sep 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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38.

Are Retail S&P 500 Index Funds a Financial Commodity? Insights for Investors

Downloads 154 (190,194)
Citation 7

Are Retail S&P 500 Index Funds a Financial Commodity? Insights for Investors

Financial Services Review, Vol. 15, No. 2, pp., 99-116, Summer 2006
Number of pages: 18 Posted: 14 Jul 2008 Last Revised: 28 Feb 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 109 (249,808)

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mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors

Are Retail S&P 500 Index Funds a Financial Commodity? Insights for Investors

Number of pages: 30 Posted: 08 Sep 2009 Last Revised: 04 Aug 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 45 (411,177)
Citation 6

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mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors

39.

Normative Transparency of Mutual Fund Disclosure and the Case of the Expense Ratio

Downloads 153 (191,271)
Citation 12

Normative Transparency of Mutual Fund Disclosure and the Case of the Expense Ratio

Journal of Investing, Vol. 16, No. 4, pp. 167-173, Winter 2007
Number of pages: 8 Posted: 26 May 2008 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 124 (227,069)
Citation 1

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normative transparency, disclosure, regulation, independent directors, expense ratio, new total expense ratio

Normative Transparency of Mutual Fund Disclosure and the Case of the Expense Ratio

Number of pages: 25 Posted: 04 Jun 2012 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 29 (482,465)
Citation 6

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mutual fund distribution, normative transparency of disclosure, new total expense ratio, flow

40.

Mutual Funds Win and Investors Lose

Downloads 152 (192,316)

Mutual Funds Win and Investors Lose

Number of pages: 36 Posted: 08 Jul 2012 Last Revised: 31 Jan 2013
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 152 (192,673)

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mutual funds, actively managed funds, investor overconfidence, strategic repricing decisions, sentiment contrarian behanvior, agency conflicted broker incentives

Mutual Funds Win and Investors Lose

Journal of Index Investing, Vol.3, No. 4, pp. 31-40, Spring 2013 , https://doi.org/10.3905/jii.2013.3.4.031
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, underperforming funds, actively managed, negative alphas, investor overconfidence

41.

S&P 500 Index Mutual Funds

Journal of Indexes, Vol. 9, No. 2, pp. 34-38, March/April 2007
Number of pages: 7 Posted: 26 Jun 2009 Last Revised: 03 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 150 (194,412)

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S&P 500 index mutual funds, expense ratio, management fees, risk/return performance measures, portfolio turnover, 12b-1 fees, statistical relationships

42.

Bank Performance Measures and Relative Profitability

Bankers Magazine, Voi. 166, No. 4, pp. 73-76, July-August 1983, Robert H. Smith School Research Paper No. RHS 2615327
Number of pages: 5 Posted: 07 Jun 2015 Last Revised: 29 Dec 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 142 (203,260)

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43.

Why Have Mutual Fund Independent Directors Failed as ‘Shareholder Watchdogs’?

Journal of Investing, Vol. 19, No. 1, pp. 7-12, Spring 2010
Number of pages: 6 Posted: 28 Mar 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 135 (211,787)
Citation 1

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mutual funds, shareholder watchdogs, 40Act's flawed regulatory structure, flawed structure of fund boards, failure of 40Act to provide normative transparency of disclosure, court failures to find excessive advisory fees, Gartenberg decision

44.

Active Management is Not Necessarily Heresy

Journal of Indexes, Vol. 7, No. 6 pp. 30-31, 44, 47, November/December 2005
Number of pages: 4 Posted: 25 Jun 2009 Last Revised: 22 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 134 (213,019)

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mutual funds, actively managed funds, index funds, investor overconfidence, broker advice, performance

45.

Depreciation: A Source of Cash?

Arizona Review, Vol. 16, Nos. 8-9, pp. 12-14, August-September 1967
Number of pages: 3 Posted: 19 May 2015 Last Revised: 09 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 129 (219,466)

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46.

A Tool for Improved Mutual Fund Transparency

Journal of Investing, Vol. 13, No. 3, pp. 54-64, Fall 2004
Number of pages: 11 Posted: 12 Jun 2008 Last Revised: 25 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 129 (219,466)

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mutual funds, transparency, online disclosure template, normative disclosure, fund advisers, regulation

47.

Morningstar Mutual Fund Measures and Selection Model

Downloads 125 (224,801)

Morningstar Mutual Fund Measures and Selection Model

Number of pages: 48 Posted: 22 May 2013 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 125 (225,660)

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mutual funds, Morningstar, star ratings, analyst ratings, total pillar ratings, upside and downside capture ratios, stewardship ratings, analysis, Vanguard selection model

Morningstar Mutual Fund Measures and Selection Model

Journal of Wealth Management, Vol. 17, No. 2, pp. 19-30, Fall 2014 , Robert H. Smith School Research Paper No. RHS 2474225, https://doi.org/10.3905/jwm.2014.17.2.019
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, wealth management, Morningstar, grading measures, star ratings, analyst ratings, total pillar ratings, capture ratios. Vanguard funds, selection model

48.

Should the SEC Rid Mutual Fund Investors of 12b-1 Fees?

Number of pages: 16 Posted: 01 Apr 2008 Last Revised: 29 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 119 (233,250)

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mutual funds, 12b-1 fees, conflict of interest, regulation

49.

A Review of Domestic-Hybrid Mutual Funds

Downloads 115 (239,155)

A Review of Domestic-Hybrid Mutual Funds

Journal of Indexes, Vol. 6, No. 4, pp. 30-32, October/November 2004
Number of pages: 3 Posted: 25 Jun 2009 Last Revised: 25 Mar 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 86 (292,997)

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domestic-hybrid mutual funds, balanced funds, funds of funds, asset allocation funds, life-stage funds, target maturity funds, strategic-income bond funds, couch potato portfolio, all-weather funds

A Review of Domestic-Hybrid Mutual Funds

Number of pages: 13 Posted: 21 Jun 2012 Last Revised: 03 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 29 (482,465)

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domestic hybrid mutual funds, balanced funds, asset allocation funds, funds of funds, life-stage funds, target maturity funds, all-weather portfolios

50.

Mutual Funds and the New Total Expense Ratio

Downloads 109 (248,493)
Citation 5

Mutual Funds and the New Total Expense Ratio

Number of pages: 20 Posted: 02 Jul 2009 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 109 (249,808)
Citation 4

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new totoal expense ratio, management fees, distribution fees, other expenses, transactopm costs, 12b-1 fees, regulation, adviser, distributor, brokers

Mutual Funds and the New Total Expense Ratio

Journal of Investing, Vol. 19, No. 2, pp. 22-26, Summer 2010, https://doi.org/10.3905/joi.2010.19.2.022
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (91,920)
Citation 8

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Mutual Funds, New Expense Ratio, Expense Ratio, Normative Transperancy Of Disclosure, Management Fee

51.

Another Look at S&P 500 Retail Index Funds: Are S&P 500 Funds a Financial Commodity?

Journal of Indexes, Vol. 11, No. 2, pp. 38-42, March/April 2008
Number of pages: 5 Posted: 17 Jun 2009 Last Revised: 15 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 108 (250,074)

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500 index mutual funds, retail funds, performance, expense ratios, deferred charges, 12b-1 fees, fund size, fund age, financial commodity, less-than-perfect competition, uninformed investors, minimum initial purchase

52.

Normative Transparency of Disclosure for Mutual Fund Investors

Number of pages: 31 Posted: 22 Oct 2008 Last Revised: 09 Dec 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 108 (250,074)
Citation 6

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53.

An Analysis of Morningstar's Classification of Small-Cap Mutual Funds

Brian R. Bruce, ed., A Guide to Small-Cap Investing, New York, NY: Institutional Investor, pp. 69-74, Spring 2003
Number of pages: 6 Posted: 02 Jul 2008 Last Revised: 26 May 2015
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 108 (250,074)

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mutual funds, Morningstar small-cap funds, star rating, category rating, risk/return performance, investment style, performance clusters

54.

Mutual Funds and Individual Investors: Advertising and Behavioral Issues

Downloads 103 (258,462)

Mutual Funds and Individual Investors: Advertising and Behavioral Issues

Number of pages: 35 Posted: 15 Sep 2012 Last Revised: 24 Jan 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 83 (299,525)
Citation 1

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mutual funds, investor choice, advertising, performance, expenses, flows, emotion, choice, persuasion, financial literacy, performance sensitivity, active management, sentiment contrarian behavior

Chapter 29: Mutual Funds and Individual Investors: Advertising and Behavioral Issues

H. Kent Baker, and Victor Ricciardi, eds., Investor Behavior: The Psychology of Financial Planning and Investing, pp. 533-553. Hoboken, NJ: John Wiley & Sons, 2014, Robert H. Smith School Research Paper No. RHS 2373707
Number of pages: 22 Posted: 02 Jan 2014 Last Revised: 16 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 20 (537,100)

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55.

Excessive Mutual Fund Expenses Also Mean Higher Risk and Worse Performance

Journal of Indexes, Vol. 7, No. 4. pp. 40-41, July/August 2005
Number of pages: 3 Posted: 02 Jul 2009 Last Revised: 14 Mar 2015
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 101 (261,926)
Citation 1

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mutual funds, expense ratios, portfolio characteristics, trading costs, earnings, total returns, risk, risk/return performance, performance attributes

56.

What Independent Directors Should 'Request' of Mutual Fund Advisers

Downloads 97 (268,968)

What Independent Directors Should 'Request' of Mutual Fund Advisers

Number of pages: 23 Posted: 18 Nov 2008 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 97 (270,866)
Citation 4

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mutual funds, adviser practices, normative transparency of information, independent directors, proactively requested normative information, agency, legal opinion, list of normative information, independent director performance, directors go along,' regulatory change

What Independent Directors Should 'Request' of Mutual Fund Advisers

Journal of Index Investing, Vol. 1, No. 2, pp. 50-55, Fall 2010, https://doi.org/10.3905/jii.2010.1.2.050
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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independent directors, normative transparency of information, fund advisers, opinion, performance, stewardship

57.

Morningstar Analytical Mutual Fund Measures and Selection Model

Robert H. Smith School Research Paper No. RHS 2486163
Number of pages: 49 Posted: 25 Aug 2014 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 94 (274,535)

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58.

Why Does Mutual Fund Advertising Work? Some Complementary Evidence

Downloads 94 (274,535)

Why Does Mutual Fund Advertising Work? Some Complementary Evidence

Journal of Index Investing, Vol. 1, No. 1, pp. 55-60, Summer 2010
Number of pages: 6 Posted: 03 Jul 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 94 (276,585)

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mutual funds, advertising, financial literacy, information overload, revealed preferences, broker-sold funds, performance, distribution fees, agency, financial advisors, fee-only advisors

Why Does Mutual Fund Advertising Work? Some Complementary Evidence

https://doi.org/10.3905/jii.2010.1.1.055
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, advertising, below average financial literacy, broker-sold funds, investment behavior, overwhelming investment decisions, revealed preferences, front-end load, distribution fees, conflict of interest, financial advisor, legal standards, performance

59.

Investing in 'Fiduciary' Mutual Funds: How to Improve the Odds

Journal of Investing, Vol. 14, No. 4, pp. 63-68, Winter 2005
Number of pages: 6 Posted: 12 Jun 2008 Last Revised: 22 Jan 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 93 (276,484)
Citation 1

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mutual funds, scandal, disclosure, fund advisers, fiduciary funds, shareholder stewards

60.

Leverage Effects on Corporate Earnings

Arizona Review, Vol. 19, No. 3, pp. 7-11, March 1970
Number of pages: 5 Posted: 24 May 2015 Last Revised: 09 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 91 (280,258)

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61.

Mutual Fund 'Soft-Dollar' Arrangements: Analysis and Findings

Downloads 89 (284,240)

Mutual Fund 'Soft-Dollar' Arrangements: Analysis and Findings

Robert H. Smith School Research Paper No. 2404016
Number of pages: 48 Posted: 04 Mar 2014 Last Revised: 04 Nov 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 89 (286,565)

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mutual funds, soft dollars, soft-dollar arrangements, agency conflicts, disclosure, transparency, opague commission bundling, excess bundling of research and services, excess trading, fund boards, advisory fees

Mutual Fund 'Soft-Dollar' Arrangements: Analysis and Findings

Journal of Wealth Management, Vol. 19, No. 1 (Fall 2016), pp. 101-107., https://doi.org/10.3905/jwm.2016.19.2.101
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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62.

Criteria for Employee Promotion in Banks

Bank Personnel Report (Special Report), Vol. 5, No. 3, pp. 7-8, Management Reports, Boston, MA, May 1972
Number of pages: 3 Posted: 29 May 2015 Last Revised: 08 Aug 2015
Martin John Gannon and John A. Haslem
University of Maryland - Robert H. Smith School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 88 (286,271)

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63.

Mutual Fund Heterogenity and Fee Dispersion

Number of pages: 30 Posted: 02 Mar 2013 Last Revised: 11 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 83 (296,870)

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mutual funds, fees, strategic fee setting, performance sensitivity, excessive fees, multiple share

64.

An Idea Whose Time Has Come: Should the SEC Rid Mutual Fund Investors of 12b-1 Fees?

Journal of Indexes, Vol. 11, No. 3, pp. 42-45, March/April 2008
Number of pages: 5 Posted: 22 Jun 2009 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 83 (296,870)

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mutual funds, 12b-1 fees, expenses, conflicts, regulation, Cox, fund industry

65.

Disclosure of Material Information: A Cross-National Comparison

International Journal of Accounting Education and Research, Vol. 13, No. 1, pp. 1-16, Fall 1977
Number of pages: 20 Posted: 06 Jun 2015 Last Revised: 25 Jul 2015
H. Kent Baker, Robert H. Chenhall, John A. Haslem and Roger Juchau
American University - Kogod School of Business, Monash University - Department of Accounting, University of Maryland - Robert H. Smith School of Business and Nepean College of Advanced Education - School of Business
Downloads 81 (301,275)

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66.

Indecent Disclosure: The Need for Normative Transparency of Mutual Fund Disclosure

Journal of Indexes, Vol. 8, No. 4, pp. 35-40, July/August 2006, Robert H. Smith School Research Paper No. RHS 1425673
Number of pages: 6 Posted: 26 May 2010 Last Revised: 24 Jun 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 80 (303,515)

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mutual funds, normative transparency of disclosure & definition, shareholder information, information efficient, proactive change, fiduciary, shareholder watchdogs, regulation

67.

Chapter 23: Selected Topics in Mutual Fund Distribution

H. Kent Baker, Greg Filbeck, and Halil Kiymaz, eds., Mutual Funds and Exchange-Traded Funds, pp. 417-431. New York, NY: Oxford University Press, 2015
Number of pages: 16 Posted: 17 Nov 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 78 (308,069)

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68.

Mutual Funds and 401(K) Pension Plan Fees, Services, and Performance

Journal of Index Investing, Vol. 2, No. 3, pp. 44-48, Winter 2011
Number of pages: 5 Posted: 29 Nov 2011 Last Revised: 27 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 78 (308,069)

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mutual funds, 401(k) pension plans, investment management services, third-party revenue sharing, sub

69.

The Actively-Managed vs. Index Fund Debate Is Still One of the Hottest Topics in Index Fund Research

Journal of Indexes, Vol. 6, No. 2, pp. 18-22, June/July 2004, Robert H. Smith School Research Paper No. RHS 2588093
Number of pages: 5 Posted: 02 Apr 2015 Last Revised: 22 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 76 (312,807)

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mutual funds, index funds, actively managed funds, market efficiency, research, trading, Sharpe

70.

Identifying Stewardship Mutual Funds for Individual Investors

Downloads 74 (317,622)
Citation 1

Identifying Stewardship Mutual Funds for Individual Investors

Number of pages: 34 Posted: 26 Feb 2012 Last Revised: 22 Jan 2013
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 74 (320,987)
Citation 1

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mutual funds, stewardship funds, boutique fund companies, Morningstar Total Stewaredship Grades and Analyst Pillar Rating, quantile regression results, Stewardship Quotient

Identifying Stewardship Mutual Funds for Individual Investors

Journal of Investing, Vol. 22, No. 1, Spring 2013, https://doi.org/10.3905/joi.2013.22.1.104
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (342,129)
Citation 2

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mutual funds, individual investors, boutique funds, fund ratings, total stewardship grades, analyst ratings, Morningstar, manager incentives, board quality, stewardship grades, stewardship quotient, stewardship attributes

71.

Mutual Fund Markets are Imperfectly Competitive

Downloads 73 (320,028)
Citation 2

Mutual Fund Markets are Imperfectly Competitive

Number of pages: 50 Posted: 31 May 2012 Last Revised: 05 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 73 (323,492)
Citation 2

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mutual funds, imperfect competition, industry & legal performance, distribution, share classes, attributes, actively managed funds, index funds, advertising, financial literacy, past performance, expense ratios, prices

Mutual Fund Markets are Imperfectly Competitive

Journal of Index Investing, Vol. 4, No. 1, pp. 32-44, 2013
Posted: 31 May 2013 Last Revised: 02 Oct 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, markets, products, share classes, ICA, independent directors, disclosure, 12b-1 fees, soft-dollar trades, revenue sharing, organization, price accounting, scale economies, index funds, actively managed funds, differentiation, performance, advertising, financial literacy, expenses etc.

72.

Selected Topics in Mutual Fund Distribution

Robert H. Smith School Research Paper No. RHS 2470116
Number of pages: 24 Posted: 26 Jul 2014 Last Revised: 04 Nov 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 72 (322,471)

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mutual funds, 12b-1 fees, direct, advice, retirement, institutional, supermarket distribution, multiple share classes, agency conflicts

73.

An Analysis of Liquidity Measures and Relative Bank Profitability

Akron Business and Economic Review, Vol. 16, No. 4, pp. 37-43, Winter 1985
Number of pages: 8 Posted: 07 Jun 2015 Last Revised: 28 Jul 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 71 (324,983)

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74.

A Statistical Estimation of Commercial Bank Profitability

Journal of Business, Vol. 42, No. 1, pp. 22-35, January 1969
Number of pages: 15 Posted: 08 Oct 2012 Last Revised: 11 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 65 (340,737)
Citation 1

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75.

Mutual Funds: Conflicted Distribution and the New Total Expense Ratio Construct

Downloads 65 (340,737)

Mutual Funds: Conflicted Distribution and the New Total Expense Ratio Construct

Journal of Index Investing, Vol. 1, No. 3, pp. 67-73, Winter 2010
Number of pages: 9 Posted: 05 Dec 2010 Last Revised: 27 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 65 (345,051)

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Total Expense Ratio, Normative Transparency of Disclosure, Ratio Construct, Mutual Fund Distribution, 12b-1 Fees, Revenue Sharing Payments, Soft-Dollar Trades, Directed Brokerage, Distribution Research and Costs

Mutual Funds: Conflicted Distribution and the New Total Expense Ratio Construct

https://doi.org/10.3905/jii.2010.1.3.065
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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New Total Expense Ratio, mutual funds, normative transparency, distribution fees, 12b-1 fees, soft-dollar trades, revenue sharing payments, agency conflicts, costs

76.

Issues in Mutual Fund Soft-Dollar Trades

Downloads 62 (349,078)

Issues in Mutual Fund Soft-Dollar Trades

Journal of Index Investing, Vol. 2, No. 2, pp. 76-85, Fall 2011
Number of pages: 10 Posted: 26 Aug 2011 Last Revised: 04 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 62 (353,756)

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soft dollars, safe harbor, soft-dollar commissions, soft-dollar rebates, agency conflicts, trading costs, trade disclosure

Issues in Mutual Fund Soft-Dollar Trades

https://doi.org/10.3905/jii.2011.2.2.076
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, brokerage commissions, soft-dollar trades, safe harbor, bundled soft dollar commissions, agency conflicted soft-dollar trades, trade costs, transparency, opaque, expensed research and distribution payments, investor inflows

77.

Mutual Fund Revenue Sharing and Defensive 12b-1 Plans: 'Oz Revisited'

Downloads 58 (354,743)

Mutual Fund Revenue Sharing and Defensive 12b-1 Plans: 'Oz Revisited'

Number of pages: 41 Posted: 17 Dec 2015 Last Revised: 02 Oct 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 58 (365,992)

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Mutual Fund Revenue Sharing and Defensive 12b-1 Plans: 'Oz Revisited'

Journal of Wealth Management, Vol. 19, No. 3, pp. 65-74 (Winter 2017)
Posted: 31 Oct 2017 Last Revised: 21 Mar 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

Abstract:

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78.

Mutual Funds and 401(K) Pension Plan Fees, Services, and Performance

Number of pages: 20 Posted: 27 Aug 2011 Last Revised: 07 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 58 (360,737)

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401(k) pension plans, regulation, revenue sharing, sub-transfer agency fees, plan fees, plan service

79.

The Use of DEA to Assess the Financial Efficiency of Large Banks

Global Business and Finance Review, Vol. 1, No. 1, pp. 1-12, Spring 1996, Robert H. Smith School Research Paper No. RHS 2597280
Number of pages: 15 Posted: 22 Apr 2015 Last Revised: 18 Aug 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 56 (366,940)

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80.

The President's Letter to Stockholders: A New Look

Financial Analysts Journal, Vol. 42, No. 5, pp. 66-70, September/October 1986
Number of pages: 6 Posted: 23 Oct 2012 Last Revised: 19 May 2015
Dennis McConnell, John A. Haslem and Virginia Gibson
Independent, University of Maryland - Robert H. Smith School of Business and Independent
Downloads 56 (366,940)

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81.

Commercial Bank Capital Debt, Business Risk, and Stock Price

Quarterly Review of Economics and Business, Vol. 19, No. 4, pp. 53-64, Winter 1979
Number of pages: 13 Posted: 20 Apr 2015 Last Revised: 22 Jul 2015
James Minor Sachlis and John A. Haslem
Independent (Deceased) and University of Maryland - Robert H. Smith School of Business
Downloads 55 (370,102)

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82.

The Need for Actively Managed Mutual Funds

Number of pages: 6 Posted: 25 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 54 (373,318)

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superior actively managed funds, fund attributes, investment style, diversification risk, portfolio managers, concentrated portfolios

83.

A Tool for Improved Mutual Funds Transparency

Number of pages: 32 Posted: 20 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 54 (373,318)
Citation 7

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mutual funds, transparency, normative disclosure, disclosure template

84.

Issues in Mutual Fund Revenue Sharing Payments

Downloads 54 (373,318)

Issues in Mutual Fund Revenue Sharing Payments

Journal of Index Investing, Vol. 3, No. 1, pp. 52-57, Summer 2012
Number of pages: 6 Posted: 27 May 2012 Last Revised: 27 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 54 (379,208)

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mutual funds, revenue sharing payments, distribution costs, agency conflicts, opaque disclosure, fall-out benefits, management fees, reward broker sales, expense ratios, shareholder returns

Issues in Mutual Fund Revenue Sharing Payments

https://doi.org/10.3905/jii.2012.3.1.052
Posted: 21 May 2019 Last Revised: 22 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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Mutual Funds, Revenue Sharing Payments, Direct Distribution Fees, Indirect Distribution Fees, Types of Payments, SEC, Adviser Fall-Out Benefits, Shareholder Conflict

85.

Productive Efficiency in Commercial Banking: The Effects of Size and Legal Form of Organization on the Cost of Demand Deposit Services

Journal of Money, Credit, and Banking, Vol. 7, No. 3, pp. 317-330, August 1975
Number of pages: 15 Posted: 22 Oct 2012 Last Revised: 04 Jul 2015
William Longbrake and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 53 (376,435)

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86.

Topics in Mutual Fund Transfer Agency and Revenue Sharing

Number of pages: 24 Posted: 21 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 50 (386,259)

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mutual funds, transfer agency, sub-transfer agency, revenue sharing

87.

DEA Efficiency Profiles of U.S. Banks Operating Internationally

International Review of Economics & Finance, Vol. 8, No. 2, pp. 165-182, 1999
Number of pages: 18 Posted: 20 Nov 2012 Last Revised: 31 May 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 50 (386,259)

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88.

Toward the Development of Client-Specified Valuation Models

Journal of Finance, Vol. 29, No. 4, pp. 1255-1263, September 1974
Number of pages: 10 Posted: 06 Oct 2012 Last Revised: 21 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 49 (389,626)
Citation 1

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89.

Mutual Fund Agency Conflicts

Downloads 48 (393,121)
Citation 1

Mutual Fund Agency Conflicts

Journal of Index Investing, Vol. 3, No. 2, pp.12-22, Fall 2012
Number of pages: 10 Posted: 08 Sep 2012 Last Revised: 27 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 48 (400,088)

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mutual funds, agency conflicts, shareholder interests, ICA, court decisions, fund scandal

Mutual Fund Agency Conflicts

https://doi.org/10.3905/jii.2012.3.2.012
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (212,820)

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mutual funds, agency conflicts, ICA, shareholder interests, in-depth findings

90.

An Analysis of International Banking Measures and Relative Profitability

Management International Review, Vol. 23, No. 3, pp. 48-60, 1983
Number of pages: 14 Posted: 08 Nov 2012 Last Revised: 03 Jul 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 47 (396,534)

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91.

A Note on the Profitability of Commercial Bank Trust Departments

Journal of Bank Research, Vol. 5, No. 4, pp. 260-263, Winter 1975
Number of pages: 6 Posted: 01 Jun 2015 Last Revised: 24 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 45 (403,590)

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92.

Negative General Effects on Mutual Fund Shareholder Performance

Downloads 43 (410,878)
Citation 1

Negative General Effects on Mutual Fund Shareholder Performance

Number of pages: 31 Posted: 01 Apr 2012 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 43 (418,979)
Citation 1

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mutual funds, shareholder performance, ICA, court decisions, outsourcing regulatory oversisght, shareholder watchdogs, normative transparency of disclosure, normative transparency of information, independent directors.fund advisers. excessive fund fees

Negative General Effects on Mutual Fund Shareholder Performance

Journal of Index Indexing, Vol. 4, No. 2, pp. 35-43, Fall 2013, https://doi.org/10.3905/jii.2013.4.2.035, Robert H. Smith School Research Paper No. RHS 2317314
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, performance, ICA, court decisions, fees, information efficient, scandal, independent directors, outsourcing, agency conflicts, shareholder watchdogs, normative transparency of disclosure, normative transparency of information, fund choices

93.

A Statistical Analysis of International Banking Measures and Relative Profitability

Management International Review, Vol. 26, No. 2, pp. 5-15, 1986
Number of pages: 10 Posted: 17 Nov 2012 Last Revised: 03 Jul 2015
John A. Haslem, Andreas Christofi, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, Monmouth University - Department of Economics, Finance, and Real Estate, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 42 (414,577)
Citation 2

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94.

Commercial Banking Structure in the United States: Its Development and Future

Baylor Business Studies, Vol. 6, No. 2. pp. 7-35, May-June-July 1975
Number of pages: 27 Posted: 01 Jun 2015 Last Revised: 07 Nov 2015
William Longbrake and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 41 (422,191)

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95.

Mutual Fund Total Cost Construct

Downloads 38 (430,302)
Citation 3

Mutual Fund Total Cost Construct

Journal of Index Investing, Vol. 3, No. 3, pp. 27-33, Winter 2012
Number of pages: 7 Posted: 29 Nov 2012 Last Revised: 13 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 38 (439,758)

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mutual funds, Total Cost Construct, Partial Cost Construct, normative transparency of disclosure, normative transparency of information

Mutual Fund Total Cost Construct

https://doi.org/10.3905/jii.2012.3.3.027
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (369,488)
Citation 6

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total cost construct, normative transparency of disclosure, partial cost construct, cost categories

96.

S&P 500 Index Mutual Funds: Diverse Expenses and Performance Characteristics

Number of pages: 13 Posted: 04 Sep 2012 Last Revised: 03 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 38 (430,302)
Citation 1

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mutual funds, S&P 500 index funds, expense ratios, Sharpe ratio, Jensen alpha, star ratings, portfolio turnover, 12b-1 fees

97.

Common Stock Valuation: A Gulf Between Theory and Practice

Wall Street Review of Books, Vol. 2, No. 2, pp. 99-106, June 1974
Number of pages: 9 Posted: 30 May 2015 Last Revised: 25 Jul 2015
R. Anderson and John A. Haslem
University of Maryland (Deceased) and University of Maryland - Robert H. Smith School of Business
Downloads 37 (434,369)

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98.

Mutual Funds: To Index or Not to Index

Number of pages: 17 Posted: 18 Jun 2012 Last Revised: 12 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 36 (438,416)

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actively managed mutual funds, index funds, rational investor, market efficiency, star portfolio managers

99.

Normative Listing and Description of Mutual Fund Transparent and Opaque Fees and Expenses

Number of pages: 27 Posted: 22 Feb 2016 Last Revised: 25 Jan 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 34 (446,763)

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100.

Productive Efficiency in Commercial Banking: The Effects of Size and Legal Form of Organization on the Cost of Producing Demand Deposit Services

Bancaria, Vol. 31, No. 9, pp. 910-920, Rassegna dell'Associazione Bancaria Italiana, 1975
Number of pages: 15 Posted: 10 Jul 2015 Last Revised: 18 Aug 2015
William Longbrake and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 34 (446,763)

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101.

Excessive Mutual Fund Expenses: Not the Complete Story

Number of pages: 10 Posted: 23 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem, David M. Smith and H. Kent Baker
University of Maryland - Robert H. Smith School of Business, State University of New York at Albany - School of Business and American University - Kogod School of Business
Downloads 34 (446,763)

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mutual funds, excessive expense ratios, portfolio attributes, standard deviations, diversification, trading costs, performance attributes

102.

A Comparison of the Balance Sheet Strategies of Foreign-Owned and Domestic-Owned U.S. Banks

International Review of Economics and Finance, Vol. 2, No. 3, pp. 293-316, 1993
Number of pages: 24 Posted: 19 Nov 2012 Last Revised: 29 Jul 2016
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 33 (451,068)

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103.

Investor Risk/Return Preferences (Part II): Personal Characteristics

Atlanta Economic Review, Vol. 27, No. 4, pp. 19-23, July-August 1977
Number of pages: 6 Posted: 06 Jun 2015 Last Revised: 18 Aug 2015
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 32 (455,538)

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104.

An Analysis of Overhead-Expense Measures and Relative Bank Profitability

Southern Business Review, Vol. 10, No. 2, pp. 31-38, Fall 1984
Number of pages: 9 Posted: 07 Jun 2015 Last Revised: 15 Aug 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 31 (460,220)

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105.

Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct

Journal of Wealth Management, Vol. 18, No. 3, pp. 73-88, Winter 2015
Number of pages: 16 Posted: 03 Nov 2015 Last Revised: 25 Aug 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 28 (474,750)

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mutual funds, normative transparency, cost construct, expense ratio, stewardship, disclosure

106.

Topics in Mutual Fund Revenue Sharing

Number of pages: 20 Posted: 23 May 2016 Last Revised: 22 Apr 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 27 (479,908)

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107.

An Analysis of Capital Measures and Relative Bank Profitability

Southern Business Review, Vol. 12, No. 1, pp. 18-31, Spring 1986, Robert H. Smith School Research Paper No. RHS 2615367
Number of pages: 15 Posted: 08 Jun 2015 Last Revised: 29 Dec 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 27 (479,908)

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108.

Bank Funds Management: Interest-Margin Measures and Relative Profitability

Southern Business Review, Vol. 13, No. 2, pp. 26-41, Fall 1987, Robert H. Smith School Research Paper No. RHS 2615368
Number of pages: 17 Posted: 08 Jun 2015 Last Revised: 12 Jan 2016
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 25 (490,705)

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109.

Investing in 'Fiduciary' Mutual Funds: How to Improve the Odds

Number of pages: 20 Posted: 25 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 24 (496,266)

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mutual funds, scandal, identifying fiduciary funds, analysis dimensions

110.

The Influence of Consultation on Investor Risk/Return Behavior

Akron Business and Economic Review, Vol. 7, No. 1, pp. 38-43, Spring 1976
Number of pages: 7 Posted: 06 Jun 2015 Last Revised: 25 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 23 (501,757)

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111.

Investor Risk/Return Preferences (Part I): Professional and Financial Characteristics

Atlanta Economic Review, Vol. 27, No. 3, pp. 48-54, May-June 1977
Number of pages: 8 Posted: 06 Jun 2015 Last Revised: 29 Aug 2015
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 23 (501,757)

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112.

Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct

Number of pages: 60 Posted: 18 Jul 2015 Last Revised: 12 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 21 (513,421)

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113.

A Test of a Revised Theory of the Investment Life Cycle

Baylor Business Studies, Vol. 10, No. 2, pp. 17-33, May-June-July 1979
Number of pages: 16 Posted: 07 Jun 2015 Last Revised: 07 Nov 2015
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 21 (513,421)

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114.

Common Stock Valuation Models: Estimation of the Discount Rate Using the Geometric-Mean Criterion

Baylor Business Studies, Vol. 7, No. 2, pp. 41-45, May-June-July-August 1976
Number of pages: 5 Posted: 05 Jun 2015 Last Revised: 07 Nov 2015
R. Anderson and John A. Haslem
University of Maryland (Deceased) and University of Maryland - Robert H. Smith School of Business
Downloads 20 (519,177)

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115.

An Analysis of the Impact of International Activity on the Domestic Balance Sheets of U.S. Banks

Management International Review, Vol 35, No. 1, pp. 45-68, 1995
Number of pages: 25 Posted: 19 Nov 2012 Last Revised: 04 Jul 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 19 (525,076)

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116.

An Analysis of the Foreign and Domestic Balance Sheet Strategies of U. S. Banks and Their Association to Profitability Performance

Management International Review, Vol. 32, No. 1, pp. 55-75, 1992
Number of pages: 22 Posted: 18 Nov 2012 Last Revised: 04 Jul 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 19 (525,076)

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117.

An Empirical Analysis of the Impact of Branching on Demand Deposit Variability

Journal of Financial & Quantitative Analysis, Vol. 11, No. 3, pp. 455-464, September, 1976
Number of pages: 11 Posted: 29 Dec 2012 Last Revised: 15 May 2015
R. Anderson, John A. Haslem and John Leonard
University of Maryland (Deceased), University of Maryland - Robert H. Smith School of Business and Hay Group
Downloads 18 (530,860)

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118.

The Relative Profitability of International Banking Activities

The World of Banking, Vol. 3, No, 3, pp. 25-27, May-June 1984, Robert H. Smith School Research Paper No. RHS 2615361
Number of pages: 4 Posted: 07 Jun 2015 Last Revised: 29 Dec 2015
John A. Haslem, Andreas Christofi, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, Monmouth University - Department of Economics, Finance, and Real Estate, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 17 (536,693)

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119.

A Note on Average Interest Charges on Bank Loans, The Loan Mix, and Measures of Competition

Journal of Finance, Vol. 26, No. 1, pp. 159-164, March 1971
Number of pages: 7 Posted: 12 Oct 2012 Last Revised: 28 Sep 2017
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent
Downloads 17 (536,693)

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120.

Keys to Investing in Mutual Funds et al.

Office of Thrift Supervision Journal, Vol. 19, No. 9, p. 23, September 1989
Number of pages: 1 Posted: 08 Jun 2015 Last Revised: 09 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 13 (560,340)

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121.

Simulation Programs in Financial Institutions

Southern Business Review, Vol. 11, No. 2, pp. 28-32, Fall 1985
Number of pages: 5 Posted: 07 Jun 2015 Last Revised: 17 Aug 2015
Christine Stewart and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 12 (566,654)

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122.

An Analysis of Investor Behavior: Males vs. Females

Pittsburgh Business Review, Vol. 46, No. 4, pp. 1-5, December 1977
Number of pages: 6 Posted: 05 Jun 2015 Last Revised: 13 Mar 2017
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 11 (572,836)

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123.

Use of Computer-Based Simulation Cases for Education Programs in Financial Institutions

Journal of Financial Education, Vol. 10, pp. 91-108, Fall 1981 (With John G. Rice)
Number of pages: 18 Posted: 07 Jun 2015 Last Revised: 08 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 10 (579,108)

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124.

Assessing NOWs for the Consumer: A Cost Model for the Analysis of NOW Accounts

Journal of Retail Banking, Vol. 3, No. 2, pp. 28-37, June 1981
Number of pages: 11 Posted: 22 Apr 2015 Last Revised: 24 Jul 2015
Severin Carlson and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 10 (579,108)

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125.

Strategic Planning for the New Bank

Magazine of Bank Administration, Vol. 50, No. 4, pp. 28-32, April 1974
Number of pages: 7 Posted: 29 May 2015 Last Revised: 11 Aug 2015
John A. Haslem and H. Kent Baker
University of Maryland - Robert H. Smith School of Business and American University - Kogod School of Business
Downloads 9 (585,417)

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126.

Testing Banking's Rules of Thumb

Magazine of Bank Administration, Vol. 47, No. 2, pp. 38-40, 68-69, February 1971
Number of pages: 7 Posted: 26 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 8 (591,733)

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127.

The Financial Mobility of Motor Carriers: Pre- and Post-Deregulation

Transportation Research, Part A, Policy and Practice, Vol. 28A, No. 5, pp. 401-414, September 1994
Number of pages: 14 Posted: 01 Jan 2013 Last Revised: 01 Jun 2015
Carl A. Scheraga, John A. Haslem and Thomas M. Corsi
Fairfield University - Charles F. Dolan School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland - Department of Logistics, Business & Public Policy
Downloads 4 (618,334)

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128.

Why Have Mutual Fund Independent Directors Failed as 'Shareholder Watchdogs'?

https://doi.org/10.3905/JOI.2010.19.1.007
Posted: 21 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, independent directors, shareholder watchdogs, 40Act, fund advisers, oversight, Gartenberg, SEC regulation, excessive advisory fees

129.

Mutual Fund Heterogeneity and Fee Dispersion

Journal of Wealth Management, Vol. 18, No. 1, pp. 41-48, Summer 2015 , https://doi.org/10.3905/jwm.2015.18.1.041
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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130.

The Total Expense Ratio: The Reality of Distribution Fees 'Behind the Mutual Fund Curtain'

Journal of Wealth Management, The Total Expense Ratio: The Reality of Distribution Fees 'Behind the Mutual Fund Curtain', Vol, 21, No. 3, pp. 37-43 (Winter 2018)
Posted: 01 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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131.

Mutual Fund Negative General Effects on Shareholder Performance

Downloads 0 (598,155)

Mutual Fund Negative General Effects on Shareholder Performance

https://doi.org/10.3905/jwm.2018.21.1.051
Posted: 20 May 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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Mutual Fund Negative General Effects on Shareholder Performance

Journal of Wealth Management, Vol. 21, No. 3, pp. 51-56 (Summer 2018)
Posted: 21 Aug 2018 Last Revised: 23 Apr 2019
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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132.

Chapter 4: Information Needs of Individual Investors

Selected Studies in Modern Accounting, pp. 30-35, American Institute of Certified Public Accountants, September 1974
Posted: 08 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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133.

Thesis Acceptance: A Statistical Analysis of Member Bank Profitability Differences

Journal of Business, Vol. 31, No. 1, p. 146, January 1968
Posted: 04 Jul 2015 Last Revised: 02 Oct 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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134.

The Corporation and Social Responsibility: On the Frontier of the 'Well-Tempered Corporation'

John A. Haslem, Corporation Finance, pp. 25-29. University of Wisconsin, University Extension, Commerce 331, 314 pp.,1996
Posted: 29 Jun 2015 Last Revised: 06 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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135.

Chapter 10: Information Needs of Individual Investors

J. K. Courtis, ed. Corporate Annual Report Analysis, AFM Exploratory Series No. 5, pp. 105-112. Armidale, AUS: University of New England, Department of Accounting and Financial Management, 1978
Posted: 09 Jun 2015 Last Revised: 27 Jun 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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136.

Chapter 13: Information Needs of Individual Investors

R. A. Stevenson and S. M. Phillips eds., Investment Environment, Analysis, and Alternatives: A Book of Readings, pp. 117-122. St.Paul, MN: West Publishing Company, 1977
Posted: 09 Jun 2015 Last Revised: 27 Jun 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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137.

Case: Zapata Automotive Parts, Inc.

J. Burlson, ed. Intercollegiate Bibliography: New Cases in Administration, p. 58. Intercollegiate Case Clearing House, Boston, MA: 1977 (With W. Bruce McPherson)
Posted: 09 Jun 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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138.

A Discriminant Analysis of Return Preferences of Individual Investors in a Dual-Purpose Mutual Fund

Financial Review, Vol. 19, No. 3, p. 91, Proceedings of Twentieth Annual Meeting, Lake Buena Vista, FL, April 11-14, 1984
Posted: 07 Jun 2015 Last Revised: 19 Aug 2015
Dennis McConnell and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business

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139.

Credit Cards and the Two-Tier Pricing Controversy: A Commentary

Eastern Finance Association, Proceedings of the Thirteenth Annual Meeting, p. 5, Boston, MA: April 21-23, 1977.
Posted: 06 Jun 2015 Last Revised: 19 Aug 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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140.

Case: Euphoria Maritime Company

G. R. Lindfors, ed., Euphoria Maritime Company, Intercollegiate Bibliography: Selected Cases in Business Administration, Vols. XI-XIII, p. 80. Intercollegiate Case Clearing House, Boston, MA, 1970
Posted: 27 May 2015 Last Revised: 11 Aug 2015
John A. Haslem and Gregory Sullivan
University of Maryland - Robert H. Smith School of Business and Independent

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141.

Case: Carton Industries Company

G. V. Lindfors, ed, Intercollegiate Bibliography: Selected Cases in Business Administration, Vols. XI-XIII, p. 59. Boston MA: Intercollegiate Case Clearing House,1970 (With Robert J. Huffman)
Posted: 26 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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142.

Book: Corporation Finance

Corporation Finance, Commerce 331, pp. 314, University of Wisconsin, University Extension, 1969
Posted: 19 May 2015 Last Revised: 28 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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143.

Chapter 4: Commercial Banking as a Business

Murray E. Polakoff, Thomas A. Durkin, and Others, eds., Financial Institutions and Markets, 2nd ed., pp. 57-80. Boston. MA: Houghton Mifflin Company, 1981 (With George H. Hempel)
Posted: 19 May 2015 Last Revised: 07 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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144.

Book: Commercial Bank Management: Text and Readings

John A. Haslem, Commercial Bank Management: Text and Readings. Reston, VA: Reston Publishing (Prentice-Hall), 1985
Posted: 19 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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145.

Book: Financial Markets: Instruments and Concepts, 2nd Ed.

Brick, John R., H. Kent Baker, and John A. Haslem, eds. Financial Markets: Instruments and Concepts, Reston, VA: Reston Publishing Company (Prentice-Hall), 1986
Posted: 18 May 2015 Last Revised: 11 Aug 2015
John Brick, H. Kent Baker and John A. Haslem
Independent, American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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146.

Monograph: The Effects of Size and Legal Organization on the Productive Efficiency of Commercial Banks in North Carolina

University of North Carolina at Chapel Hill, Graduate School of Business Administration, Monograph prepared for The Institute of Applied Business and Economic Research, Clifton H. Kreps, Jr, Director, March 1973, 182 pp.
Posted: 14 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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147.

Book: Bank Funds Management: Text and Readings

John A. Haslem, Bank Funds Management: Text and Readings, Reston, VA: Reston Publishing Company (Prentice-Hall), 1984
Posted: 11 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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148.

Chapter 3: Bank Portfolio Management

Donald R. Fraser and Peter S. Rose, eds., Financial Institutions and Markets in a Changing World, 2nd ed., pp. 37-46, Plano, TX: Business Publications, 1984
Posted: 11 May 2015 Last Revised: 25 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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149.

Monograph: The Productive Efficiency of North Carolina Commercial Banks

University of North Carolina at Chapel Hill, Graduate School of Business Administration, Research Paper 21, February 1975, 114 pp.
Posted: 11 May 2015 Last Revised: 11 Aug 2015
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent

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150.

Chapter 6: The Foreign and Domestic Balance Sheet Strategies of U.S. Banks in a Changing Environment

Stanley R. Stansell, ed., International Financial Market Integration, pp. 99-124. Oxford, UK: Blackwell Publishers, 1993
Posted: 11 May 2015 Last Revised: 25 Jul 2015
John A. Haslem, Carl A. Scheraga and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland

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151.

The Investor's Guide to Mutual Funds

John A. Haslem, The Investor's Guide to Mutual Funds. Englewood Cliffs, NJ: Prentice-Hall, 1988
Posted: 29 Apr 2015 Last Revised: 25 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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152.

Thesis Abstract: A Statistical Analysis of Member Bank Profitability Differences

Doctoral Dissertation Abstract, University of North Carolina, 1967 , Journal of Finance, Vol. 22, No. 4, p. 695, December 1967
Posted: 28 Apr 2015 Last Revised: 02 Oct 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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153.

Chapter 11: Carton Industries Company

Gitman, Lawrence J., and Edward A. Moses, eds., Financial Management: Cases, pp. 104-107. St. Paul, MN: West Publishing Company, 1978
Posted: 28 Apr 2015 Last Revised: 07 Nov 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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154.

Monograph: An Analysis of Relative Bank Profitability: The Seventh Reserve District

Wisconsin Commerce Reports, Vol. 8, No. 3, 39 pp. University of Wisconsin, Graduate School of Business, Bureau of Business Research and Service, July 1967.
Posted: 26 Apr 2015 Last Revised: 02 Oct 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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155.

Exchange-Traded Funds: Nature, Developments, and Implications

Posted: 08 Jun 2012 Last Revised: 25 Aug 2018
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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exchange-traded funds, mutual funds, ETF advantages, ETF disadvantages

Other Papers (1)

Total Downloads: 8
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1.

President's Letter Can Influence Stock Price

Investor Relations Update, p. 8, National Investor Relations Institute, Washington, DC: November 1986
Number of pages: 1 Posted: 08 Jun 2015 Last Revised: 20 Sep 2015
Dennis McConnell, John A. Haslem and Virginia Gibson
Independent, University of Maryland - Robert H. Smith School of Business and Independent
Downloads 8

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