John A. Haslem

University of Maryland - Robert H. Smith School of Business

Professor Emeritus of Finance

College Park, MD 20742

United States

SCHOLARLY PAPERS

154

DOWNLOADS
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Top 1,251

in Total Papers Downloads

19,245

CITATIONS
Rank 1,917

SSRN RANKINGS

Top 1,917

in Total Papers Citations

294

Ideas:
“  Mutual Fund articles & books & chapters Banking & Investing (pre-1999)  ”

Scholarly Papers (154)

Performance and Characteristics of Actively Managed Institutional Equity Mutual Funds

Journal of Investing, Vol. 18, No. 1, pp. 27-44, Spring 2009
Number of pages: 18 Posted: 13 Apr 2009 Last Revised: 13 Mar 2017
H. Kent Baker, John A. Haslem and David M. Smith
American University - Kogod School of Business, University of Maryland - Robert H. Smith School of Business and State University of New York at Albany - School of Business
Downloads 484 (48,184)
Citation 3

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performance characteristics, actively managed institutional mutual funds, expense ratio class, Miller active alpha, 12b-1 fees, deferred loads, management fees, portfolio turnover, institutional investors, beta, dividend yield

Performance and Characteristics of Actively Managed Institutional Equity Mutual Funds

Number of pages: 36 Posted: 23 Apr 2008 Last Revised: 29 Feb 2016
H. Kent Baker, John A. Haslem and David M. Smith
American University - Kogod School of Business, University of Maryland - Robert H. Smith School of Business and State University of New York at Albany - School of Business
Downloads 342 (73,598)
Citation 3

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mutual funds, institutional actively managed, economies of scale, fund performance and characteristics, expense ratios, active alpha

Identification and Performance of Equity Mutual Funds with High Management Fees and Expense Ratios

Journal of Investing, Vol. 16, No. 2, pp. 32-51, Summer 2007
Number of pages: 20 Posted: 24 May 2008 Last Revised: 28 Feb 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 637 (33,677)
Citation 7

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actively managed, equity mutual funds, management fees, expense ratios, associations with performance

Identification and Performance of Equity Mutual Funds with High Management Fees and Expense Ratios

Number of pages: 41 Posted: 20 May 2012 Last Revised: 29 Feb 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 143 (175,903)
Citation 7

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mutual funds, expense ratios, price competition, management fees, performance measures, active vs. passive portfolios, fiduciary duty

3.
Downloads 657 ( 32,758)
Citation 2

The New Reality of Financial Advisors and Investors

Number of pages: 34 Posted: 14 Jan 2010 Last Revised: 15 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 412 (58,945)
Citation 2

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financial advisors, investors, financial crisis, legal issues, fiduciary duties, buy-and-hold, Black Swan Event, alternative investments, hedge risk, investor characteristics, broker accounts, advisor accounts, behavioral finance

The New Reality of Financial Advisors and Investors

Journal of Investing, Vol. 19, No. 4, pp. 23-30, Winter 2010
Number of pages: 8 Posted: 30 Nov 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 245 (106,506)
Citation 2

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financial advisors, brokers, legal issues, financial duties, financial crisis, buy-and-hold, black swan event, alternative investments, hedge funds, financial advisor accounts, direct-sold funds, broker-sold funds, behavioral finance

4.

Exchange-Traded Funds: Nature, Developments, and Implications

Brian R. Bruce, ed., Exchange-Traded Funds II: New Approaches and Global Outreach. New York, NY, Institutional Investor, Fall 2003, pp.116-126.
Number of pages: 11 Posted: 12 Jun 2008 Last Revised: 16 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 572 (29,154)

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exchange-traded funds, mutual funds, nature of ETFs, warehouse receipts, organization, regulation, exchange trading, direct exchange mechanism, tax-free exchanges, arbitrage, benchmarking market indexes, tax efficiency, distributions, advantages, disavantages, risk types, major ETFs, VIPERS, future

Why Do Mutual Fund Investors Employ Financial Advisors?

Number of pages: 15 Posted: 05 Apr 2008 Last Revised: 03 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 429 (56,132)
Citation 2

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mutual funds, advisor channel, rational behavior. behavioral biases, fund costs, fee only

Why Do Mutual Fund Investors Employ Financial Advisors?

Journal of Investing, Vol. 17, No. 4, pp. 91-94, Winter 2008
Number of pages: 4 Posted: 29 Dec 2008 Last Revised: 03 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 143 (175,903)
Citation 2

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mutual funds, advisor channel distribution, behavioral biases, sizable costs, fee only

Book: Mutual Funds: Risk and Performance Analysis for Decision Making

Mutual Funds: Risk and Performance for Decision Making, 578 pp. Oxford, UK: Blackwell Publishing Ltd., 2003
Number of pages: 595 Posted: 05 Aug 2015 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 519 (44,094)
Citation 29

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Mutual Funds: Risk and Performance Analysis for Decision Making

Number of pages: 14 Posted: 21 Mar 2012 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 42 (370,721)
Citation 29

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Morningstar Mutual Fund Measures and Selection Model

Journal of Wealth Management, Vol. 17, No. 2, pp. 19-30, Fall 2014 , Robert H. Smith School Research Paper No. RHS 2474225
Number of pages: 12 Posted: 01 Aug 2014 Last Revised: 11 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 400 (61,110)

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mutual funds, wealth management, Morningstar, grading measures, star ratings, analyst ratings, total pillar ratings, capture ratios. Vanguard funds, selection model

Morningstar Mutual Fund Measures and Selection Model

Number of pages: 48 Posted: 22 May 2013 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 111 (214,598)

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mutual funds, Morningstar, star ratings, analyst ratings, total pillar ratings, upside and downside capture ratios, stewardship ratings, analysis, Vanguard selection model

8.
Downloads 448 ( 53,891)
Citation 4

Issues in Mutual Fund Distribution

Number of pages: 91 Posted: 29 May 2012 Last Revised: 28 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 405 (60,201)
Citation 4

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mutual fund distribution, multiple share classes, channels of distribution, fund flow, fund services, transparency, agency conflicts, expense shifting

Issues in Mutual Fund Distribution

Journal of Wealth Management, Vol. 18, No. 4, pp. 36-58, Spring 2016
Number of pages: 23 Posted: 08 Feb 2016 Last Revised: 07 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 43 (370,721)
Citation 4

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Mutual Funds: Advertising, Behavioral Models, and Investor Choice

Number of pages: 27 Posted: 04 Nov 2009 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 262 (99,150)
Citation 2

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mutual funds, advertising, behavioral model of persuasion, investor behavior, neurofinance, emotion, revealed preferences, coarse thinking, brain

Mutual Funds: Advertising, Behavioral Models, and Investor Choice

Journal of Index Investing, Vol. 1, No. 4, pp. 7-12, Spring 2011
Number of pages: 6 Posted: 27 Feb 2011 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 163 (157,168)
Citation 2

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mutual funds, advertising, investor behavior, advertising as persuasion, investor choice, revealed preferences, affect as persuasion, human behavior

10.
Downloads 419 ( 58,681)

Selected Topics in Financial Literacy

Number of pages: 38 Posted: 11 Nov 2013 Last Revised: 05 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 311 (82,400)

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financial literacy, human capital, decision making, financial knowledge, financial education, financial outcomes, cognition, intuition, dual process theory

Selected Topics in Financial Literacy

Journal of Wealth Management, Vol.17, No. 3, pp. 47-57, Winter 2014, Robert H. Smith School Research Paper No. RHS 2515891
Number of pages: 11 Posted: 30 Oct 2014 Last Revised: 04 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 108 (220,450)

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financial literacy, financial education, retirement, retail investors, financial knowledge, financial outcomes, human capital, psychology research, investment decisions, intuition, cognition, informed financial decisions, income, education

11.

Performance and Characteristics of Actively Managed Retail Mutual Funds with Diverse Expense Ratios

Financial Services Review, Vol. 17, No. 1, pp. 49-68, Spring 2008
Number of pages: 20 Posted: 08 Jul 2008 Last Revised: 11 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 412 (48,738)
Citation 7

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mutual funds, retail actively managed funds, expense ratios, performance, expense ratio class, characteristics, larger vs. smaller funds

12.
Downloads 405 ( 60,788)
Citation 8

Mutual Funds and the New Total Expense Ratio

Journal of Investing, Vol. 19, No. 2, pp. 22-26, Summer 2010
Number of pages: 5 Posted: 09 Jun 2010 Last Revised: 27 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 299 (85,885)
Citation 8

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Mutual Funds, New Expense Ratio, Expense Ratio, Normative Transperancy Of Disclosure, Management Fee

Mutual Funds and the New Total Expense Ratio

Number of pages: 20 Posted: 02 Jul 2009 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 106 (221,989)
Citation 7

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new totoal expense ratio, management fees, distribution fees, other expenses, transactopm costs, 12b-1 fees, regulation, adviser, distributor, brokers

The 'Many Faces' of Mutual Fund Revenue Sharing

Number of pages: 55 Posted: 28 Aug 2012 Last Revised: 01 Nov 2014
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 334 (75,682)

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mutual funds, directed brokerage, revenue sharing, 12b-1 fees, direct distribution, indirect distribution, defensive 12b-1 plans, courts and excessive fees, regulation

The 'Many Faces' of Mutual Fund Revenue Sharing

Journal of Index Investing, Vol. 5, No. 3, pp. 59-72, Winter 2014, Robert H. Smith School Research Paper No. RHS 2533527
Number of pages: 14 Posted: 07 Dec 2014 Last Revised: 27 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 55 (328,645)

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mutual funds, revenue sharing payments, regulation, opacity, direct distribution, directed brokerage, 12b-1 fees, defensive 12b-1 fees, 401(k) plans, Schwab, Edw, Jones, SEc, Morgan Stanley

Data Envelopment Analysis of Morningstar's Large-Cap Mutual Funds

Journal of Investing, Vol. 12, No. 4, pp. 41-48, Winter 2003
Number of pages: 8 Posted: 26 Jun 2008 Last Revised: 23 Jan 2015
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 263 (98,750)
Citation 3

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mutual funds, Morningstar large-cap funds, DEA performance efficient/inefficient, value style, growth style

Data Envelopment Analysis of Morningstar's Large-Cap Mutual Funds

Number of pages: 19 Posted: 13 Jun 2012 Last Revised: 14 Oct 2012
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 56 (325,707)
Citation 3

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DEA, mutual funds, Morningstar, performance efficient & inefficient, value v. growth

15.
Downloads 312 ( 82,329)
Citation 7

Assessing Mutual Fund Expenses and Transaction Costs

Journal of Investing, Vol. 15, No. 3, pp. 52-56, Fall 2006
Number of pages: 5 Posted: 13 Jun 2008 Last Revised: 01 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 206 (126,683)
Citation 7

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mutual funds, disclosure, total expense ratio, brokerage commissions, implicit trading costs, expense effectiveness, breakeven rate of return

Assessing Mutual Fund Expenses and Transaction Costs

Number of pages: 20 Posted: 05 Sep 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 106 (221,989)
Citation 6

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mutual fund, total expense ratio, expense effectiveness, breakeven rate of return, brokerage commissions, implicit trading costs, S&P 500 index fund

16.

Why Have Mutual Fund Independent Directors Failed as 'Shareholder Watchdogs'?

Number of pages: 26 Posted: 04 Jun 2008 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 312 (75,449)
Citation 6

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mutual funds, independent directors, shareholder watchdogs, 40Act, fund advisers, oversight, Gartenberg, SEC regulation, excessive advisory fees

Institutional S&P 500 Index Mutual Funds as Financial Commodities: Fact or Fiction?

Number of pages: 26 Posted: 23 Apr 2008 Last Revised: 03 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 206 (126,683)

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mutual funds, institutional index, financial commodity, price competition, minimum initial purchase

Institutional S&P 500 Index Mutual Funds as Financial Commodities: Fact or Fiction?

Journal of Investing, Vol. 17, No. 2, pp. 24-34, Summer 2008
Number of pages: 11 Posted: 15 Jun 2008 Last Revised: 27 Jul 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 100 (231,389)

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mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors

Valuation of Stocks with Prospects of Dividend Growth

Journal of Investing, Vol. 11, No. 1, pp., 64-68, Spring 2002
Number of pages: 5 Posted: 13 Jun 2008 Last Revised: 30 Sep 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 246 (106,031)

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Williams, Brigham & Pappas, dividend growth models, dividend growth pattern, dividend growth rate, stock valuation

Valuation of Stocks with Prospects of Dividend Growth

Number of pages: 12 Posted: 16 Jun 2012 Last Revised: 30 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 52 (337,875)

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stock dividend growth models, Williams model, Brigham-Pappas models, life-cycle concept

Sentiment Issues in Stock Prices and Mutual Funds

Number of pages: 26 Posted: 14 Dec 2013 Last Revised: 09 Jan 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 166 (154,677)

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investor sentiment, stock prices, mutual funds, sentiment-level index, sentiment-changes index, sentiment risk, sentiment contrarian behavior, market-risk premium, sentiment-beta portfolios, business cycle variables

Sentiment Issues in Stock Prices and Mutual Funds

Journal of Wealth Management, Vol. 17, No. 4, pp. 43-49, Spring 2015 , Robert H. Smith School Research Paper No. RHS 2558458
Number of pages: 7 Posted: 01 Feb 2015 Last Revised: 03 Apr 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 124 (197,367)

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behavioral finance, investor sentiment, stocks, mutual funds, sentiment risk, sentiment index, sentiment-beta portfolios, market risk

Why Does Mutual Fund Advertising Work? Some Complementary Evidence

Number of pages: 23 Posted: 28 Aug 2009 Last Revised: 08 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 188 (138,174)
Citation 1

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mutual funds, advertising, below average financial literacy, broker-sold funds, investment behavior, overwhelming investment decisions, revealed preferences, front-end load, distribution fees, conflict of interest, financial advisor, legal standards, performance

Why Does Mutual Fund Advertising Work? Some Complementary Evidence

Journal of Index Investing, Vol. 1, No. 1, pp. 55-60, Summer 2010
Number of pages: 6 Posted: 03 Jul 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 91 (246,704)
Citation 1

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mutual funds, advertising, financial literacy, information overload, revealed preferences, broker-sold funds, performance, distribution fees, agency, financial advisors, fee-only advisors

21.

Information Needs of Individual Investors

Journal of Accountancy, pp. 64-69, November 1973
Number of pages: 7 Posted: 04 Feb 2013 Last Revised: 04 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 257 (21,081)
Citation 4

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Downloads 247 (106,107)
Citation 12

Normative Transparency of Mutual Fund Disclosure

Number of pages: 51 Posted: 14 Mar 2008 Last Revised: 31 Jan 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 220 (118,741)
Citation 12

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mutual funds, disclosure, transparency,12b-1 fees, soft dollars, expense ratio, regulation

Chapter 17: Normative Transparency of Mutual Fund Disclosure

John A. Haslem,ed., Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, pp. 319-335. Hoboken, NJ: John Wiley & Sons, 2010., Robert H. Smith School Research Paper No. RHS 2545093
Number of pages: 26 Posted: 06 Jan 2015 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 27 (434,236)
Citation 12

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mutual funds, 40Act, normative transparency of disclosure, total expense ratio. Congress, SEC, regulatory disclosure

23.

The Total Expense Ratio: The Reality of Distribution Fees 'Behind the Mutual Fund Curtain'

Number of pages: 22 Posted: 10 Jan 2009 Last Revised: 03 Oct 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 243 (98,840)
Citation 2

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Total Expense Ratio, distribution fees, dealer(broker concessions, account servicing (12b-1) fees, revenue sharing payments, soft-dollar trades, normative transparency of disclosure

24.

Performance and Characteristics of Retail S&P 500 Index Mutual Funds

Number of pages: 12 Posted: 13 Jun 2008 Last Revised: 02 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 231 (113,513)

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mutual funds, retail index funds, performance, characteristics, expense ratio, 12b-1 fees, Sharpe index, Jensen alpha

25.
Downloads 231 (113,513)
Citation 6

Mutual Fund Arbitrage and Transaction Costs

Number of pages: 24 Posted: 15 May 2008 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 168 (153,078)
Citation 6

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mutual funds, frequent trading, time zone arbitage, transaction costs, independent director watchdog failure, regulation

Mutual Fund Arbitrage and Transaction Costs

Journal of Investing, Vol. 18, No. 2, pp. 57-61, Summer 2009
Number of pages: 5 Posted: 15 Jun 2009 Last Revised: 26 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 63 (306,608)
Citation 6

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mutual funds, advisers, frequent trading, frequent trading arbitrage, late trading arbitrage, transaction costs, fiduciary duty, opportunity costs of dilution

Investor Learning and Mutual Fund Advertising and Distribution Fees

Number of pages: 19 Posted: 18 Sep 2009 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 195 (133,460)
Citation 4

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mutual funds, advertising, 12b-1 fees, distribution fees, regulation, normative transparency of disclosure, new total expense ratio

Investor Learning and Mutual Fund Advertising and Distribution Fees

Journal of Investing, Vol. 18, No. 4, pp. 53-56. Winter 2009
Number of pages: 4 Posted: 14 Dec 2009 Last Revised: 28 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 35 (397,613)
Citation 4

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mutual funds, front-end loads, sales commissions, operating expenses, advertising, 12b-1 fees, ordinary investirs, fund flow, management fees, economies of scale, distribution fees, brokers, New Total Expense ratio, agency conflicts, revenue sharing, soft dollars, fund adviser

27.
Downloads 212 (123,596)

Mutual Funds Win and Investors Lose

Number of pages: 36 Posted: 08 Jul 2012 Last Revised: 31 Jan 2013
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 148 (170,926)

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mutual funds, actively managed funds, investor overconfidence, strategic repricing decisions, sentiment contrarian behanvior, agency conflicted broker incentives

Mutual Funds Win and Investors Lose

Journal of Index Investing, Vol.3, No. 4, pp. 31-40, Spring 2013
Number of pages: 10 Posted: 26 Feb 2013 Last Revised: 03 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 64 (304,095)

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mutual funds, underperforming funds, actively managed, negative alphas, investor overconfidence

Data Envelopment Analysis of Morningstar's Small-Cap Mutual Funds

Journal of Investing, Vol. 15, No. 1, pp. 87-92, Spring 2006
Number of pages: 6 Posted: 09 Jun 2008 Last Revised: 31 Dec 2014
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 180 (143,846)
Citation 2

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Data Envelopment Analysis of Morningstar's Small-Cap Mutual Funds

Number of pages: 18 Posted: 27 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 31 (414,765)
Citation 2

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small-cap mutual funds, DEA, conservative portfolio investment style, value style, input-output variables, descriptive variables, efficiency

Mutual Funds and Investor Choice: Paths to the 'Wizards of Advertising and Overconfidence'

Number of pages: 21 Posted: 09 Jun 2010 Last Revised: 14 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 106 (221,989)
Citation 2

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Mutual Funds, Advertising, Investment Skill, Sophisticated Investors, Unsophisticated Investors

Mutual Funds and Investor Choice: Paths to the 'Wizards of Advertising and Overconfidence'

Journal of Indexes, Vol. 13, No. 6, pp. 42-44, 58, November/December 2010
Number of pages: 4 Posted: 21 Oct 2010 Last Revised: 16 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 99 (232,986)

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Mutual Funds, Sophisticated Investors, Overconfidence, Unsophisticated Investors, Fund Advertising, Financial Literacy, Revealed Preferences, Investor Choice, Advertising as Persuasion

30.
Downloads 205 (127,595)
Citation 7

Are Mutual Fund Expenses Too High? A Commentary

Journal of Investing, Vol. 13, No. 2, pp. 8-12, Summer 2004
Number of pages: 5 Posted: 12 Jun 2008 Last Revised: 03 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 170 (151,456)
Citation 7

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mutual funds, price competition, economies of scale, management fees, share class funds, 'mutual' mutual fund management, supermarket distribution, fund expenses, fund characteristics

Are Mutual Fund Expenses Too High? A Commentary

Number of pages: 8 Posted: 19 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 35 (397,613)
Citation 7

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mutual fund expeneses, non-price competition, economies of scale, multiple share classes, management fees, mutual mutual funds, distribution, supermarkets, investment style

31.
Downloads 203 (128,784)
Citation 3

Issues in Mutual Fund Soft-Dollar Trades

Number of pages: 47 Posted: 14 Feb 2011 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 149 (170,012)
Citation 3

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mutual funds, brokerage commissions, soft-dollar trades, safe harbor, bundled soft dollar commissions, agency conflicted soft-dollar trades, trade costs, transparency, opaque, expensed research and distribution payments, investor inflows

Issues in Mutual Fund Soft-Dollar Trades

Journal of Index Investing, Vol. 2, No. 2, pp. 76-85, Fall 2011
Number of pages: 10 Posted: 26 Aug 2011 Last Revised: 04 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 54 (331,736)
Citation 3

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soft dollars, safe harbor, soft-dollar commissions, soft-dollar rebates, agency conflicts, trading costs, trade disclosure

Book: Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

John A. Haslem, ed. Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, 358 pp. Hoboken,NJ: John Wiley & Sons, 2010
Number of pages: 362 Posted: 14 Dec 2009 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 120 (202,400)
Citation 9

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mutual funds, future design,normative transparency, stewardship, funds/ETFs, classic/enhanced index funds, actively managed/index funds, M-Star analysis, asset allocation, index funds, active/passive, financial markets, fees/expenses, fund economics, regulation, nature of funds

Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

Number of pages: 12 Posted: 21 Jul 2015 Last Revised: 15 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 76 (275,922)
Citation 9

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33.
Downloads 183 (141,805)
Citation 5

Issues in Mutual Fund Revenue Sharing Payments

Number of pages: 21 Posted: 19 Jul 2011 Last Revised: 15 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 136 (183,261)
Citation 5

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Mutual Funds, Revenue Sharing Payments, Direct Distribution Fees, Indirect Distribution Fees, Types of Payments, SEC, Adviser Fall-Out Benefits, Shareholder Conflict

Issues in Mutual Fund Revenue Sharing Payments

Journal of Index Investing, Vol. 3, No. 1, pp. 52-57, Summer 2012
Number of pages: 6 Posted: 27 May 2012 Last Revised: 27 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 47 (353,644)
Citation 5

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mutual funds, revenue sharing payments, distribution costs, agency conflicts, opaque disclosure, fall-out benefits, management fees, reward broker sales, expense ratios, shareholder returns

34.

Performance and Characteristics of Actively Managed Retail Equity Mutual Funds with Diverse Expense Ratios

Number of pages: 30 Posted: 12 May 2008 Last Revised: 02 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 180 (137,615)
Citation 8

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mutual funds, actively managed retail, performance, characteristics, expense ratios

Mutual Fund Portfolio Manager Structures: Attributes, Implications, and Performance

Number of pages: 45 Posted: 04 Feb 2013 Last Revised: 24 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 141 (177,997)

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Mutual Fund Portfolio Manager Structures: Attributes, Implications, and Performance

Journal of Wealth Management, Vol. 19, No. 4, pp. 115-127, Spring 2017, Robert H. Smith School Research Paper No. RHS 2918185
Number of pages: 13 Posted: 16 Feb 2017 Last Revised: 08 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 34 (401,723)

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36.
Downloads 173 (149,116)

Mutual Fund Agency Conflicts

Number of pages: 36 Posted: 21 Mar 2012 Last Revised: 14 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 129 (191,339)

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mutual funds, agency conflicts, ICA, shareholder interests, in-depth findings

Mutual Fund Agency Conflicts

Journal of Index Investing, Vol. 3, No. 2, pp.12-22, Fall 2012
Number of pages: 10 Posted: 08 Sep 2012 Last Revised: 27 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
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mutual funds, agency conflicts, shareholder interests, ICA, court decisions, fund scandal

37.
Downloads 170 (151,415)
Citation 3

Identifying Mutual Fund Stewardship

Number of pages: 28 Posted: 23 Apr 2008 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 146 (172,886)
Citation 3

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mutual funds, stewardship funds, normative transparency, disclosure, regulation

Chapter 16: Identifying Mutual Fund Stewardship

John A.Haslem, ed., Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, pp. 305-317. Hoboken, NJ: John Wiley & Sons, 2010
Number of pages: 17 Posted: 06 Jan 2015 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 24 (450,660)
Citation 3

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mutual fund scandals, transparency of normative disclosure, identification of stewardship funds, stewardship quotient, M* stewardship grades

Mutual Funds: Conflicted Distribution and the New Total Expense Ratio Construct

Number of pages: 41 Posted: 12 Jul 2010 Last Revised: 08 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 101 (229,733)
Citation 3

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New Total Expense Ratio, mutual funds, normative transparency, distribution fees, 12b-1 fees, soft-dollar trades, revenue sharing payments, agency conflicts, costs

Mutual Funds: Conflicted Distribution and the New Total Expense Ratio Construct

Journal of Index Investing, Vol. 1, No. 3, pp. 67-73, Winter 2010
Number of pages: 9 Posted: 05 Dec 2010 Last Revised: 27 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 55 (328,645)
Citation 3

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Total Expense Ratio, Normative Transparency of Disclosure, Ratio Construct, Mutual Fund Distribution, 12b-1 Fees, Revenue Sharing Payments, Soft-Dollar Trades, Directed Brokerage, Distribution Research and Costs

39.

Morningstar's Classification of Large-Cap Mutual Funds

Journal of Investing, Vol. 10, No. 1, pp. 79-84, 87-89, Spring 2001
Number of pages: 11 Posted: 12 Jun 2008 Last Revised: 28 Feb 2016
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 152 (148,327)
Citation 3

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mutual funds, Morningstar large-cap funds, cluster analysis, value clusters, growth cluster, diversification, risk, risk/return performance

Are Retail S&P 500 Index Funds a Financial Commodity? Insights for Investors

Financial Services Review, Vol. 15, No. 2, pp., 99-116, Summer 2006
Number of pages: 18 Posted: 14 Jul 2008 Last Revised: 28 Feb 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 104 (224,996)
Citation 6

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mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors

Are Retail S&P 500 Index Funds a Financial Commodity? Insights for Investors

Number of pages: 30 Posted: 08 Sep 2009 Last Revised: 04 Aug 2016
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 41 (374,255)
Citation 6

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mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors

Normative Transparency of Mutual Fund Disclosure and the Case of the Expense Ratio

Journal of Investing, Vol. 16, No. 4, pp. 167-173, Winter 2007
Number of pages: 8 Posted: 26 May 2008 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 117 (206,342)
Citation 10

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normative transparency, disclosure, regulation, independent directors, expense ratio, new total expense ratio

Normative Transparency of Mutual Fund Disclosure and the Case of the Expense Ratio

Number of pages: 25 Posted: 04 Jun 2012 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 25 (445,043)
Citation 10

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mutual fund distribution, normative transparency of disclosure, new total expense ratio, flow

42.

S&P 500 Index Mutual Funds

Journal of Indexes, Vol. 9, No. 2, pp. 34-38, March/April 2007
Number of pages: 7 Posted: 26 Jun 2009 Last Revised: 03 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 134 (174,504)

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S&P 500 index mutual funds, expense ratio, management fees, risk/return performance measures, portfolio turnover, 12b-1 fees, statistical relationships

Mutual Fund Economies of Scale: Nature and Sources

Number of pages: 106 Posted: 15 Feb 2013 Last Revised: 08 Jun 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 131 (188,993)

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mutual funds, economies of scale, returns to scale, administration economies, actively managed funds, endogenous factors, scaling strategies, trading scale effects, organizational diseconomies, scale and scope economies, scaling investment strategies, instrumental variables

Mutual Fund Economies of Scale: Nature and Sources

Journal of Wealth Management, Vol. 20, No. 1, pp. 97-124 (Summer 2017)
Posted: 27 Apr 2017 Last Revised: 28 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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Identifying Stewardship Mutual Funds for Individual Investors

Number of pages: 34 Posted: 26 Feb 2012 Last Revised: 22 Jan 2013
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 70 (289,488)
Citation 2

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mutual funds, stewardship funds, boutique fund companies, Morningstar Total Stewaredship Grades and Analyst Pillar Rating, quantile regression results, Stewardship Quotient

Identifying Stewardship Mutual Funds for Individual Investors

Journal of Investing, Vol. 22, No. 1, Spring 2013
Number of pages: 8 Posted: 02 Mar 2013
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 56 (325,707)
Citation 2

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mutual funds, individual investors, boutique funds, fund ratings, total stewardship grades, analyst ratings, Morningstar, manager incentives, board quality, stewardship grades, stewardship quotient, stewardship attributes

45.

An Empirical Analysis of the Risk-Return Preferences of Individual Investors

Journal of Financial and Quantitative Analysis, Vol. 12, No. 3, pp. 377-389, September 1977
Number of pages: 14 Posted: 21 Oct 2012 Last Revised: 24 Oct 2012
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 118 (149,116)
Citation 3

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46.

Active Management is Not Necessarily Heresy

Journal of Indexes, Vol. 7, No. 6 pp. 30-31, 44, 47, November/December 2005
Number of pages: 4 Posted: 25 Jun 2009 Last Revised: 22 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 116 (194,220)

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mutual funds, actively managed funds, index funds, investor overconfidence, broker advice, performance

Mutual Fund 'Soft-Dollar' Arrangements: Analysis and Findings

Robert H. Smith School Research Paper No. 2404016
Number of pages: 48 Posted: 04 Mar 2014 Last Revised: 04 Nov 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 80 (267,588)

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mutual funds, soft dollars, soft-dollar arrangements, agency conflicts, disclosure, transparency, opague commission bundling, excess bundling of research and services, excess trading, fund boards, advisory fees

Mutual Fund 'Soft-Dollar' Arrangements: Analysis and Findings

Journal of Wealth Management, Vol. 19, No. 1 (Fall 2016), pp. 101-107.
Number of pages: 7 Posted: 09 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 35 (397,613)

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48.

A Statistical Analysis of the Relative Profitability of Commercial Banks

Journal of Finance, Vol. 23, No. 1, pp. 167-176, March 1968
Number of pages: 11 Posted: 07 Oct 2012 Last Revised: 10 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 112 (161,272)
Citation 4

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49.

Should the SEC Rid Mutual Fund Investors of 12b-1 Fees?

Number of pages: 16 Posted: 01 Apr 2008 Last Revised: 29 Feb 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 112 (206,787)
Citation 6

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mutual funds, 12b-1 fees, conflict of interest, regulation

50.

A Tool for Improved Mutual Fund Transparency

Journal of Investing, Vol. 13, No. 3, pp. 54-64, Fall 2004
Number of pages: 11 Posted: 12 Jun 2008 Last Revised: 25 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 111 (194,220)
Citation 11

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mutual funds, transparency, online disclosure template, normative disclosure, fund advisers, regulation

A Review of Domestic-Hybrid Mutual Funds

Journal of Indexes, Vol. 6, No. 4, pp. 30-32, October/November 2004
Number of pages: 3 Posted: 25 Jun 2009 Last Revised: 25 Mar 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 82 (263,544)

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domestic-hybrid mutual funds, balanced funds, funds of funds, asset allocation funds, life-stage funds, target maturity funds, strategic-income bond funds, couch potato portfolio, all-weather funds

A Review of Domestic-Hybrid Mutual Funds

Number of pages: 13 Posted: 21 Jun 2012 Last Revised: 03 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 26 (439,572)

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domestic hybrid mutual funds, balanced funds, asset allocation funds, funds of funds, life-stage funds, target maturity funds, all-weather portfolios

What Independent Directors Should 'Request' of Mutual Fund Advisers

Number of pages: 23 Posted: 18 Nov 2008 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 95 (239,624)
Citation 4

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mutual funds, adviser practices, normative transparency of information, independent directors, proactively requested normative information, agency, legal opinion, list of normative information, independent director performance, directors go along,' regulatory change

What Independent Directors Should 'Request' of Mutual Fund Advisers

Journal of Index Investing, Vol. 1, No. 2, pp. 50-55, Fall 2010
Number of pages: 6 Posted: 09 Oct 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 13 (514,743)
Citation 4

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independent directors, normative transparency of information, fund advisers, opinion, performance, stewardship

53.

Why Have Mutual Fund Independent Directors Failed as ‘Shareholder Watchdogs’?

Journal of Investing, Vol. 19, No. 1, pp. 7-12, Spring 2010
Number of pages: 6 Posted: 28 Mar 2010 Last Revised: 06 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 106 (189,527)
Citation 6

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mutual funds, shareholder watchdogs, 40Act's flawed regulatory structure, flawed structure of fund boards, failure of 40Act to provide normative transparency of disclosure, court failures to find excessive advisory fees, Gartenberg decision

54.

A Credit Scoring Model for Commercial Loans: Comment

Journal of Money, Credit, and Banking, Vol. 4, No. 3, pp. 733-734, August 1972
Number of pages: 3 Posted: 21 Oct 2012 Last Revised: 15 Jul 2015
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent
Downloads 104 (146,839)

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55.

Another Look at S&P 500 Retail Index Funds: Are S&P 500 Funds a Financial Commodity?

Journal of Indexes, Vol. 11, No. 2, pp. 38-42, March/April 2008
Number of pages: 5 Posted: 17 Jun 2009 Last Revised: 15 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 102 (220,812)

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500 index mutual funds, retail funds, performance, expense ratios, deferred charges, 12b-1 fees, fund size, fund age, financial commodity, less-than-perfect competition, uninformed investors, minimum initial purchase

56.

An Analysis of Morningstar's Classification of Small-Cap Mutual Funds

Brian R. Bruce, ed., A Guide to Small-Cap Investing, New York, NY: Institutional Investor, pp. 69-74, Spring 2003
Number of pages: 6 Posted: 02 Jul 2008 Last Revised: 26 May 2015
John A. Haslem and Carl A. Scheraga
University of Maryland - Robert H. Smith School of Business and Fairfield University - Charles F. Dolan School of Business
Downloads 97 (226,779)

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mutual funds, Morningstar small-cap funds, star rating, category rating, risk/return performance, investment style, performance clusters

57.

Normative Transparency of Disclosure for Mutual Fund Investors

Number of pages: 31 Posted: 22 Oct 2008 Last Revised: 28 Jun 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 96 (225,263)
Citation 5

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58.

Excessive Mutual Fund Expenses Also Mean Higher Risk and Worse Performance

Journal of Indexes, Vol. 7, No. 4. pp. 40-41, July/August 2005
Number of pages: 3 Posted: 02 Jul 2009 Last Revised: 14 Mar 2015
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 90 (236,305)

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mutual funds, expense ratios, portfolio characteristics, trading costs, earnings, total returns, risk, risk/return performance, performance attributes

59.
Downloads 89 (248,226)
Citation 6

Mutual Fund Total Cost Construct

Number of pages: 26 Posted: 15 Mar 2012 Last Revised: 27 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 53 (334,792)
Citation 6

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total cost construct, normative transparency of disclosure, partial cost construct, cost categories

Mutual Fund Total Cost Construct

Journal of Index Investing, Vol. 3, No. 3, pp. 27-33, Winter 2012
Number of pages: 7 Posted: 29 Nov 2012 Last Revised: 13 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 36 (393,529)
Citation 6

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mutual funds, Total Cost Construct, Partial Cost Construct, normative transparency of disclosure, normative transparency of information

Negative General Effects on Mutual Fund Shareholder Performance

Journal of Index Indexing, Vol. 4, No. 2, pp. 35-43, Fall 2013, Robert H. Smith School Research Paper No. RHS 2317314
Number of pages: 9 Posted: 28 Aug 2013 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 45 (360,178)
Citation 3

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mutual funds, performance, ICA, court decisions, fees, information efficient, scandal, independent directors, outsourcing, agency conflicts, shareholder watchdogs, normative transparency of disclosure, normative transparency of information, fund choices

Negative General Effects on Mutual Fund Shareholder Performance

Number of pages: 31 Posted: 01 Apr 2012 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 39 (381,802)
Citation 3

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mutual funds, shareholder performance, ICA, court decisions, outsourcing regulatory oversisght, shareholder watchdogs, normative transparency of disclosure, normative transparency of information, independent directors.fund advisers. excessive fund fees

61.

Investing in 'Fiduciary' Mutual Funds: How to Improve the Odds

Journal of Investing, Vol. 14, No. 4, pp. 63-68, Winter 2005
Number of pages: 6 Posted: 12 Jun 2008 Last Revised: 22 Jan 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 78 (246,504)
Citation 7

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mutual funds, scandal, disclosure, fund advisers, fiduciary funds, shareholder stewards

62.
Downloads 68 (290,941)
Citation 2

Mutual Fund Markets are Imperfectly Competitive

Number of pages: 50 Posted: 31 May 2012 Last Revised: 05 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 68 (294,274)
Citation 2

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mutual funds, imperfect competition, industry & legal performance, distribution, share classes, attributes, actively managed funds, index funds, advertising, financial literacy, past performance, expense ratios, prices

Mutual Fund Markets are Imperfectly Competitive

Journal of Index Investing, Vol. 4, No. 1, pp. 32-44, 2013
Posted: 31 May 2013 Last Revised: 02 Oct 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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mutual funds, markets, products, share classes, ICA, independent directors, disclosure, 12b-1 fees, soft-dollar trades, revenue sharing, organization, price accounting, scale economies, index funds, actively managed funds, differentiation, performance, advertising, financial literacy, expenses etc.

63.

Mutual Funds and 401(K) Pension Plan Fees, Services, and Performance

Journal of Index Investing, Vol. 2, No. 3, pp. 44-48, Winter 2011
Number of pages: 5 Posted: 29 Nov 2011 Last Revised: 27 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 68 (275,467)
Citation 2

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mutual funds, 401(k) pension plans, investment management services, third-party revenue sharing, sub

64.

An Idea Whose Time Has Come: Should the SEC Rid Mutual Fund Investors of 12b-1 Fees?

Journal of Indexes, Vol. 11, No. 3, pp. 42-45, March/April 2008
Number of pages: 5 Posted: 22 Jun 2009 Last Revised: 02 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 65 (271,193)
Citation 6

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mutual funds, 12b-1 fees, expenses, conflicts, regulation, Cox, fund industry

65.

Indecent Disclosure: The Need for Normative Transparency of Mutual Fund Disclosure

Journal of Indexes, Vol. 8, No. 4, pp. 35-40, July/August 2006, Robert H. Smith School Research Paper No. RHS 1425673
Number of pages: 6 Posted: 26 May 2010 Last Revised: 24 Jun 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 64 (300,355)
Citation 8

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mutual funds, normative transparency of disclosure & definition, shareholder information, information efficient, proactive change, fiduciary, shareholder watchdogs, regulation

66.

Mutual Fund Heterogenity and Fee Dispersion

Number of pages: 30 Posted: 02 Mar 2013 Last Revised: 11 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 61 (271,193)

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mutual funds, fees, strategic fee setting, performance sensitivity, excessive fees, multiple share

67.

Morningstar Analytical Mutual Fund Measures and Selection Model

Robert H. Smith School Research Paper No. RHS 2486163
Number of pages: 49 Posted: 25 Aug 2014 Last Revised: 06 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 53 (269,070)

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68.

Mutual Funds and 401(K) Pension Plan Fees, Services, and Performance

Number of pages: 20 Posted: 27 Aug 2011 Last Revised: 07 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 48 (323,842)
Citation 2

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401(k) pension plans, regulation, revenue sharing, sub-transfer agency fees, plan fees, plan service

Mutual Fund Revenue Sharing and Defensive 12b-1 Plans: 'Oz Revisited'

Number of pages: 41 Posted: 17 Dec 2015 Last Revised: 10 Apr 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 43 (367,121)

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Mutual Fund Revenue Sharing and Defensive 12b-1 Plans: 'Oz Revisited'

Journal of Wealth Management, Vol. 19, No. 3, pp. 65-74, Winter 2017
Posted: 31 Oct 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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70.

The Impact of Investor Socioeconomic Characteristics on Risk and Return Preferences

Journal of Business Research, Vol. 2. No. 4, pp. 469-476, October 1974
Number of pages: 8 Posted: 21 Apr 2015 Last Revised: 25 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 43 (360,288)
Citation 2

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71.

Productive Efficiency in Commercial Banking: The Effects of Size and Legal Form of Organization on the Cost of Demand Deposit Services

Journal of Money, Credit, and Banking, Vol. 7, No. 3, pp. 317-330, August 1975
Number of pages: 15 Posted: 22 Oct 2012 Last Revised: 04 Jul 2015
William Longbrake and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 41 (332,581)

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72.

The Need for Actively Managed Mutual Funds

Number of pages: 6 Posted: 25 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 41 (341,478)

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superior actively managed funds, fund attributes, investment style, diversification risk, portfolio managers, concentrated portfolios

73.

An Analysis of International Banking Measures and Relative Profitability

Management International Review, Vol. 23, No. 3, pp. 48-60, 1983
Number of pages: 14 Posted: 08 Nov 2012 Last Revised: 03 Jul 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 38 (353,749)

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74.

The Actively-Managed vs. Index Fund Debate Is Still One of the Hottest Topics in Index Fund Research

Journal of Indexes, Vol. 6, No. 2, pp. 18-22, June/July 2004, Robert H. Smith School Research Paper No. RHS 2588093
Number of pages: 5 Posted: 02 Apr 2015 Last Revised: 22 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 37 (313,000)

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mutual funds, index funds, actively managed funds, market efficiency, research, trading, Sharpe

Mutual Funds and Individual Investors: Advertising and Behavioral Issues

Number of pages: 35 Posted: 15 Sep 2012 Last Revised: 24 Jan 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 27 (434,236)

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mutual funds, investor choice, advertising, performance, expenses, flows, emotion, choice, persuasion, financial literacy, performance sensitivity, active management, sentiment contrarian behavior

Chapter 29: Mutual Funds and Individual Investors: Advertising and Behavioral Issues

H. Kent Baker, and Victor Ricciardi, eds., Investor Behavior: The Psychology of Financial Planning and Investing, pp. 533-553. Hoboken, NJ: John Wiley & Sons, 2014, Robert H. Smith School Research Paper No. RHS 2373707
Number of pages: 22 Posted: 02 Jan 2014 Last Revised: 16 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 7 (548,549)

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76.

A Tool for Improved Mutual Funds Transparency

Number of pages: 32 Posted: 20 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 34 (367,002)
Citation 12

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mutual funds, transparency, normative disclosure, disclosure template

77.

Mutual Fund Heterogeneity and Fee Dispersion

Journal of Wealth Management, Vol. 18, No. 1, pp. 41-48, Summer 2015
Number of pages: 8 Posted: 03 May 2015 Last Revised: 27 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 33 (305,262)

Abstract:

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78.

DEA Efficiency Profiles of U.S. Banks Operating Internationally

International Review of Economics & Finance, Vol. 8, No. 2, pp. 165-182, 1999
Number of pages: 18 Posted: 20 Nov 2012 Last Revised: 31 May 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 33 (360,288)
Citation 12

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79.

A Statistical Estimation of Commercial Bank Profitability

Journal of Business, Vol. 42, No. 1, pp. 22-35, January 1969
Number of pages: 15 Posted: 08 Oct 2012 Last Revised: 11 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 32 (338,544)
Citation 1

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80.

Toward the Development of Client-Specified Valuation Models

Journal of Finance, Vol. 29, No. 4, pp. 1255-1263, September 1974
Number of pages: 10 Posted: 06 Oct 2012 Last Revised: 21 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 32 (353,749)
Citation 4

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81.

The President's Letter to Stockholders: A New Look

Financial Analysts Journal, Vol. 42, No. 5, pp. 66-70, September/October 1986
Number of pages: 6 Posted: 23 Oct 2012 Last Revised: 19 May 2015
Dennis McConnell, John A. Haslem and Virginia R. Gibson
Independent, University of Maryland - Robert H. Smith School of Business and Independent
Downloads 29 (353,749)
Citation 1

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82.

S&P 500 Index Mutual Funds: Diverse Expenses and Performance Characteristics

Number of pages: 13 Posted: 04 Sep 2012 Last Revised: 03 Mar 2017
John A. Haslem, H. Kent Baker and David M. Smith
University of Maryland - Robert H. Smith School of Business, American University - Kogod School of Business and State University of New York at Albany - School of Business
Downloads 27 (384,981)

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mutual funds, S&P 500 index funds, expense ratios, Sharpe ratio, Jensen alpha, star ratings, portfolio turnover, 12b-1 fees

83.

Commercial Bank Capital Debt, Business Risk, and Stock Price

Quarterly Review of Economics and Business, Vol. 19, No. 4, pp. 53-64, Winter 1979
Number of pages: 13 Posted: 20 Apr 2015 Last Revised: 22 Jul 2015
James Minor Sachlis and John A. Haslem
Independent (Deceased) and University of Maryland - Robert H. Smith School of Business
Downloads 25 (353,749)

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84.

A Comparison of the Balance Sheet Strategies of Foreign-Owned and Domestic-Owned U.S. Banks

International Review of Economics and Finance, Vol. 2, No. 3, pp. 293-316, 1993
Number of pages: 24 Posted: 19 Nov 2012 Last Revised: 29 Jul 2016
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 24 (400,571)

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85.

A Statistical Analysis of International Banking Measures and Relative Profitability

Management International Review, Vol. 26, No. 2, pp. 5-15, 1986
Number of pages: 10 Posted: 17 Nov 2012 Last Revised: 03 Jul 2015
University of Maryland - Robert H. Smith School of Business, Monmouth University - Department of Economics, Finance, and Real Estate, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 24 (374,062)

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86.

Excessive Mutual Fund Expenses: Not the Complete Story

Number of pages: 10 Posted: 23 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem, David M. Smith and H. Kent Baker
University of Maryland - Robert H. Smith School of Business, State University of New York at Albany - School of Business and American University - Kogod School of Business
Downloads 24 (404,657)

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mutual funds, excessive expense ratios, portfolio attributes, standard deviations, diversification, trading costs, performance attributes

87.

Mutual Funds: To Index or Not to Index

Number of pages: 17 Posted: 18 Jun 2012 Last Revised: 12 Oct 2012
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 22 (396,522)

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actively managed mutual funds, index funds, rational investor, market efficiency, star portfolio managers

88.

Leverage Effects on Corporate Earnings

Arizona Review, Vol. 19, No. 3, pp. 7-11, March 1970
Number of pages: 5 Posted: 24 May 2015 Last Revised: 09 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 19 (277,511)

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89.

Investing in 'Fiduciary' Mutual Funds: How to Improve the Odds

Number of pages: 20 Posted: 25 Jun 2012 Last Revised: 01 Mar 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 17 (447,672)
Citation 7

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mutual funds, scandal, identifying fiduciary funds, analysis dimensions

90.

The Use of DEA to Assess the Financial Efficiency of Large Banks

Global Business and Finance Review, Vol. 1, No. 1, pp. 1-12, Spring 1996, Robert H. Smith School Research Paper No. RHS 2597280
Number of pages: 15 Posted: 22 Apr 2015 Last Revised: 18 Aug 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 16 (344,566)

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91.

An Analysis of the Impact of International Activity on the Domestic Balance Sheets of U.S. Banks

Management International Review, Vol 35, No. 1, pp. 45-68, 1995
Number of pages: 25 Posted: 19 Nov 2012 Last Revised: 04 Jul 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 15 (463,502)

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92.

Disclosure of Material Information: A Cross-National Comparison

International Journal of Accounting Education and Research, Vol. 13, No. 1, pp. 1-16, Fall 1977
Number of pages: 20 Posted: 06 Jun 2015 Last Revised: 25 Jul 2015
American University - Kogod School of Business, Monash University - Department of Accounting, University of Maryland - Robert H. Smith School of Business and Nepean College of Advanced Education - School of Business
Downloads 14 (307,868)

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93.

Selected Topics in Mutual Fund Distribution

Robert H. Smith School Research Paper No. RHS 2470116
Number of pages: 24 Posted: 26 Jul 2014 Last Revised: 04 Nov 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 13 (341,478)
Citation 1

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mutual funds, 12b-1 fees, direct, advice, retirement, institutional, supermarket distribution, multiple share classes, agency conflicts

94.

An Empirical Analysis of the Impact of Branching on Demand Deposit Variability

Journal of Financial & Quantitative Analysis, Vol. 11, No. 3, pp. 455-464, September, 1976
Number of pages: 11 Posted: 29 Dec 2012 Last Revised: 15 May 2015
R. N. Anderson, John A. Haslem and John B. Leonard
University of Maryland (Deceased), University of Maryland - Robert H. Smith School of Business and Hay Group
Downloads 12 (468,712)

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95.

An Analysis of the Foreign and Domestic Balance Sheet Strategies of U. S. Banks and Their Association to Profitability Performance

Management International Review, Vol. 32, No. 1, pp. 55-75, 1992
Number of pages: 22 Posted: 18 Nov 2012 Last Revised: 04 Jul 2015
John A. Haslem, Carl A. Scheraga and James Bedingfield
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 12 (468,712)
Citation 1

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96.

A Note on Average Interest Charges on Bank Loans, The Loan Mix, and Measures of Competition

Journal of Finance, Vol. 26, No. 1, pp. 159-164, March 1971
Number of pages: 7 Posted: 12 Oct 2012 Last Revised: 28 Sep 2017
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent
Downloads 12 (479,042)

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97.

Depreciation: A Source of Cash?

Arizona Review, Vol. 16, Nos. 8-9, pp. 12-14, August-September 1967
Number of pages: 3 Posted: 19 May 2015 Last Revised: 09 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 9 (271,193)

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98.

Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct

Number of pages: 60 Posted: 18 Jul 2015 Last Revised: 12 Aug 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 8 (468,712)

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99.

Criteria for Employee Promotion in Banks

Bank Personnel Report (Special Report), Vol. 5, No. 3, pp. 7-8, Management Reports, Boston, MA, May 1972
Number of pages: 3 Posted: 29 May 2015 Last Revised: 08 Aug 2015
Martin John Gannon and John A. Haslem
University of Maryland - Robert H. Smith School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 8 (269,070)

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100.

Bank Performance Measures and Relative Profitability

Bankers Magazine, Voi. 166, No. 4, pp. 73-76, July-August 1983, Robert H. Smith School Research Paper No. RHS 2615327
Number of pages: 5 Posted: 07 Jun 2015 Last Revised: 29 Dec 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 7 (201,606)

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101.

A Discriminant Analysis of Commercial Bank Profitability

Quarterly Review of Economics and Business, Vol. 11, No. 3, pp. 39-49, June 1972
Number of pages: 9 Posted: 27 May 2015 Last Revised: 14 Jul 2015
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent
Downloads 7 (209,475)
Citation 1

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102.

Assessing NOWs for the Consumer: A Cost Model for the Analysis of NOW Accounts

Journal of Retail Banking, Vol. 3, No. 2, pp. 28-37, June 1981
Number of pages: 11 Posted: 22 Apr 2015 Last Revised: 24 Jul 2015
Severin C Carlson and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 7 (510,206)

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103.

Common Stock Valuation: A Gulf Between Theory and Practice

Wall Street Review of Books, Vol. 2, No. 2, pp. 99-106, June 1974
Number of pages: 9 Posted: 30 May 2015 Last Revised: 25 Jul 2015
R. N. Anderson and John A. Haslem
University of Maryland (Deceased) and University of Maryland - Robert H. Smith School of Business
Downloads 6 (413,363)

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104.

Bank Funds Management: Interest-Margin Measures and Relative Profitability

Southern Business Review, Vol. 13, No. 2, pp. 26-41, Fall 1987, Robert H. Smith School Research Paper No. RHS 2615368
Number of pages: 17 Posted: 08 Jun 2015 Last Revised: 12 Jan 2016
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 5 (442,484)

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105.

Investor Risk/Return Preferences (Part II): Personal Characteristics

Atlanta Economic Review, Vol. 27, No. 4, pp. 19-23, July-August 1977
Number of pages: 6 Posted: 06 Jun 2015 Last Revised: 18 Aug 2015
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 5 (463,502)

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106.

The Influence of Consultation on Investor Risk/Return Behavior

Akron Business and Economic Review, Vol. 7, No. 1, pp. 38-43, Spring 1976
Number of pages: 7 Posted: 06 Jun 2015 Last Revised: 25 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 5 (484,252)

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107.

Productive Efficiency in Commercial Banking: The Effects of Size and Legal Form of Organization on the Cost of Producing Demand Deposit Services

Bancaria, Vol. 31, No. 9, pp. 910-920, Rassegna dell'Associazione Bancaria Italiana, 1975
Number of pages: 15 Posted: 10 Jul 2015 Last Revised: 18 Aug 2015
William Longbrake and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 4 (396,522)

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108.

An Analysis of Liquidity Measures and Relative Bank Profitability

Akron Business and Economic Review, Vol. 16, No. 4, pp. 37-43, Winter 1985
Number of pages: 8 Posted: 07 Jun 2015 Last Revised: 28 Jul 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 4 (310,444)

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109.

Concepts of Bank Funds Management

Bankers Magazine, Vol. 165, No. 3. pp. 92-97, May-June 1982
Number of pages: 8 Posted: 07 Jun 2015 Last Revised: 28 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 4 (413,363)

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110.

Simulation Programs in Financial Institutions

Southern Business Review, Vol. 11, No. 2, pp. 28-32, Fall 1985
Number of pages: 5 Posted: 07 Jun 2015 Last Revised: 17 Aug 2015
Christine Stewart and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 4 (515,189)

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111.

An Analysis of Overhead-Expense Measures and Relative Bank Profitability

Southern Business Review, Vol. 10, No. 2, pp. 31-38, Fall 1984
Number of pages: 9 Posted: 07 Jun 2015 Last Revised: 15 Aug 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 4 (413,363)

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112.

A Note on the Profitability of Commercial Bank Trust Departments

Journal of Bank Research, Vol. 5, No. 4, pp. 260-263, Winter 1975
Number of pages: 6 Posted: 01 Jun 2015 Last Revised: 24 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 4 (396,522)

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113.

The Financial Mobility of Motor Carriers: Pre- and Post-Deregulation

Transportation Research, Part A, Policy and Practice, Vol. 28A, No. 5, pp. 401-414, September 1994
Number of pages: 14 Posted: 01 Jan 2013 Last Revised: 01 Jun 2015
Carl A. Scheraga, John A. Haslem and Thomas M. Corsi
Fairfield University - Charles F. Dolan School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland - Department of Logistics, Business & Public Policy
Downloads 3 (544,170)

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114.

An Analysis of Capital Measures and Relative Bank Profitability

Southern Business Review, Vol. 12, No. 1, pp. 18-31, Spring 1986, Robert H. Smith School Research Paper No. RHS 2615367
Number of pages: 15 Posted: 08 Jun 2015 Last Revised: 29 Dec 2015
John A. Haslem, James Bedingfield and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 2 (437,303)

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115.

The Relative Profitability of International Banking Activities

The World of Banking, Vol. 3, No, 3, pp. 25-27, May-June 1984, Robert H. Smith School Research Paper No. RHS 2615361
Number of pages: 4 Posted: 07 Jun 2015 Last Revised: 29 Dec 2015
University of Maryland - Robert H. Smith School of Business, Monmouth University - Department of Economics, Finance, and Real Estate, University of Maryland - Robert H. Smith School of Business and University of Maryland
Downloads 2 (473,931)

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116.

Use of Computer-Based Simulation Cases for Education Programs in Financial Institutions

Journal of Financial Education, Vol. 10, pp. 91-108, Fall 1981 (With John G. Rice)
Number of pages: 18 Posted: 07 Jun 2015 Last Revised: 08 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 2 (510,206)

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117.

Strategic Planning for the New Bank

Magazine of Bank Administration, Vol. 50, No. 4, pp. 28-32, April 1974
Number of pages: 7 Posted: 29 May 2015 Last Revised: 11 Aug 2015
John A. Haslem and H. Kent Baker
University of Maryland - Robert H. Smith School of Business and American University - Kogod School of Business
Downloads 2 (524,900)

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118.

Testing Banking's Rules of Thumb

Magazine of Bank Administration, Vol. 47, No. 2, pp. 38-40, 68-69, February 1971
Number of pages: 7 Posted: 26 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 2 (520,127)

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119.

Keys to Investing in Mutual Funds et al.

Office of Thrift Supervision Journal, Vol. 19, No. 9, p. 23, September 1989
Number of pages: 1 Posted: 08 Jun 2015 Last Revised: 09 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 1 (510,206)

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120.

Investor Risk/Return Preferences (Part I): Professional and Financial Characteristics

Atlanta Economic Review, Vol. 27, No. 3, pp. 48-54, May-June 1977
Number of pages: 8 Posted: 06 Jun 2015 Last Revised: 29 Aug 2015
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 1 (473,931)

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121.

Topics in Mutual Fund Transfer Agency and Revenue Sharing

Number of pages: 24 Posted: 21 Aug 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (396,522)

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mutual funds, transfer agency, sub-transfer agency, revenue sharing

122.

Topics in Mutual Fund Revenue Sharing

Number of pages: 20 Posted: 23 May 2016 Last Revised: 12 Jun 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (447,672)
Citation 3

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123.

Normative Listing and Description of Mutual Fund Transparent and Opaque Fees and Expenses

Number of pages: 27 Posted: 22 Feb 2016 Last Revised: 09 Dec 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (427,346)

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124.

Mutual Fund Negative General Effects on Shareholder Performance

Number of pages: 28 Posted: 24 Jan 2016 Last Revised: 04 Dec 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (468,712)

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125.

Chapter 23: Selected Topics in Mutual Fund Distribution

H. Kent Baker, Greg Filbeck, and Halil Kiymaz, eds., Mutual Funds and Exchange-Traded Funds, pp. 417-431. New York, NY: Oxford University Press, 2015
Number of pages: 16 Posted: 17 Nov 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (338,544)

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126.

Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct

Journal of Wealth Management, Vol. 18, No. 3, pp. 73-88, Winter 2015
Number of pages: 16 Posted: 03 Nov 2015 Last Revised: 02 Feb 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business
Downloads 0 (442,484)

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mutual funds, normative transparency, cost construct, expense ratio, stewardship, disclosure

127.

Chapter 4: Information Needs of Individual Investors

Selected Studies in Modern Accounting, pp. 30-35, American Institute of Certified Public Accountants, September 1974
Posted: 08 Jul 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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128.

Thesis Acceptance: A Statistical Analysis of Member Bank Profitability Differences

Journal of Business, Vol. 31, No. 1, p. 146, January 1968
Posted: 04 Jul 2015 Last Revised: 06 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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129.

The Corporation and Social Responsibility: On the Frontier of the 'Well-Tempered Corporation'

John A. Haslem, Corporation Finance, pp. 25-29. University of Wisconsin, University Extension, Commerce 331, 314 pp.,1996
Posted: 29 Jun 2015 Last Revised: 06 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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130.

Chapter 13: Information Needs of Individual Investors

R. A. Stevenson and S. M. Phillips eds., Investment Environment, Analysis, and Alternatives: A Book of Readings, pp. 117-122. St.Paul, MN: West Publishing Company, 1977
Posted: 09 Jun 2015 Last Revised: 27 Jun 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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131.

Chapter 10: Information Needs of Individual Investors

J. K. Courtis, ed. Corporate Annual Report Analysis, AFM Exploratory Series No. 5, pp. 105-112. Armidale, AUS: University of New England, Department of Accounting and Financial Management, 1978
Posted: 09 Jun 2015 Last Revised: 27 Jun 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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132.

Case: Zapata Automotive Parts, Inc.

J. Burlson, ed. Intercollegiate Bibliography: New Cases in Administration, p. 58. Intercollegiate Case Clearing House, Boston, MA: 1977 (With W. Bruce McPherson)
Posted: 09 Jun 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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133.

A Discriminant Analysis of Return Preferences of Individual Investors in a Dual-Purpose Mutual Fund

Financial Review, Vol. 19, No. 3, p. 91, Proceedings of Twentieth Annual Meeting, Lake Buena Vista, FL, April 11-14, 1984
Posted: 07 Jun 2015 Last Revised: 19 Aug 2015
Dennis McConnell and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business

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134.

A Test of a Revised Theory of the Investment Life Cycle

Baylor Business Studies, Vol. 10, No. 2, pp. 17-33, May-June-July 1979
Number of pages: 16 Posted: 07 Jun 2015 Last Revised: 07 Nov 2015
H. Kent Baker, Michael Hargrove and John A. Haslem
American University - Kogod School of Business, Independent and University of Maryland - Robert H. Smith School of Business
Downloads 0 (473,931)

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135.

Credit Cards and the Two-Tier Pricing Controversy: A Commentary

Eastern Finance Association, Proceedings of the Thirteenth Annual Meeting, p. 5, Boston, MA: April 21-23, 1977.
Posted: 06 Jun 2015 Last Revised: 19 Aug 2015
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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136.

Common Stock Valuation Models: Estimation of the Discount Rate Using the Geometric-Mean Criterion

Baylor Business Studies, Vol. 7, No. 2, pp. 41-45, May-June-July-August 1976
Number of pages: 5 Posted: 05 Jun 2015 Last Revised: 07 Nov 2015
R. N. Anderson and John A. Haslem
University of Maryland (Deceased) and University of Maryland - Robert H. Smith School of Business
Downloads 0 (479,042)

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137.

An Analysis of Investor Behavior: Males vs. Females

Pittsburgh Business Review, Vol. 46, No. 4, pp. 1-5, December 1977
Number of pages: 6 Posted: 05 Jun 2015 Last Revised: 13 Mar 2017
H. Kent Baker and John A. Haslem
American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business
Downloads 0 (544,170)

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138.

Commercial Banking Structure in the United States: Its Development and Future

Baylor Business Studies, Vol. 6, No. 2. pp. 7-35, May-June-July 1975
Number of pages: 27 Posted: 01 Jun 2015 Last Revised: 07 Nov 2015
William Longbrake and John A. Haslem
Independent and University of Maryland - Robert H. Smith School of Business
Downloads 0 (499,998)

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139.

Case: Euphoria Maritime Company

G. R. Lindfors, ed., Euphoria Maritime Company, Intercollegiate Bibliography: Selected Cases in Business Administration, Vols. XI-XIII, p. 80. Intercollegiate Case Clearing House, Boston, MA, 1970
Posted: 27 May 2015 Last Revised: 11 Aug 2015
John A. Haslem and Gregory J. Sullivan
University of Maryland - Robert H. Smith School of Business and Independent

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140.

Case: Carton Industries Company

G. V. Lindfors, ed, Intercollegiate Bibliography: Selected Cases in Business Administration, Vols. XI-XIII, p. 59. Boston MA: Intercollegiate Case Clearing House,1970 (With Robert J. Huffman)
Posted: 26 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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141.

Book: Commercial Bank Management: Text and Readings

John A. Haslem, Commercial Bank Management: Text and Readings. Reston, VA: Reston Publishing (Prentice-Hall), 1985
Posted: 19 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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142.

Chapter 4: Commercial Banking as a Business

Murray E. Polakoff, Thomas A. Durkin, and Others, eds., Financial Institutions and Markets, 2nd ed., pp. 57-80. Boston. MA: Houghton Mifflin Company, 1981 (With George H. Hempel)
Posted: 19 May 2015 Last Revised: 07 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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143.

Book: Corporation Finance

Corporation Finance, Commerce 331, pp. 314, University of Wisconsin, University Extension, 1969
Posted: 19 May 2015 Last Revised: 28 Mar 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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144.

Book: Financial Markets: Instruments and Concepts, 2nd Ed.

Brick, John R., H. Kent Baker, and John A. Haslem, eds. Financial Markets: Instruments and Concepts, Reston, VA: Reston Publishing Company (Prentice-Hall), 1986
Posted: 18 May 2015 Last Revised: 11 Aug 2015
John Brick, H. Kent Baker and John A. Haslem
Independent, American University - Kogod School of Business and University of Maryland - Robert H. Smith School of Business

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145.

Monograph: The Effects of Size and Legal Organization on the Productive Efficiency of Commercial Banks in North Carolina

University of North Carolina at Chapel Hill, Graduate School of Business Administration, Monograph prepared for The Institute of Applied Business and Economic Research, Clifton H. Kreps, Jr, Director, March 1973, 182 pp.
Posted: 14 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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146.

Chapter 3: Bank Portfolio Management

Donald R. Fraser and Peter S. Rose, eds., Financial Institutions and Markets in a Changing World, 2nd ed., pp. 37-46, Plano, TX: Business Publications, 1984
Posted: 11 May 2015 Last Revised: 25 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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147.

Chapter 6: The Foreign and Domestic Balance Sheet Strategies of U.S. Banks in a Changing Environment

Stanley R. Stansell, ed., International Financial Market Integration, pp. 99-124. Oxford, UK: Blackwell Publishers, 1993
Posted: 11 May 2015 Last Revised: 25 Jul 2015
John A. Haslem, Carl A. Scheraga and Anthony Stagliano
University of Maryland - Robert H. Smith School of Business, Fairfield University - Charles F. Dolan School of Business and University of Maryland

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148.

Monograph: The Productive Efficiency of North Carolina Commercial Banks

University of North Carolina at Chapel Hill, Graduate School of Business Administration, Research Paper 21, February 1975, 114 pp.
Posted: 11 May 2015 Last Revised: 11 Aug 2015
John A. Haslem and William Longbrake
University of Maryland - Robert H. Smith School of Business and Independent

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149.

Book: Bank Funds Management: Text and Readings

John A. Haslem, Bank Funds Management: Text and Readings, Reston, VA: Reston Publishing Company (Prentice-Hall), 1984
Posted: 11 May 2015 Last Revised: 11 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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150.

The Investor's Guide to Mutual Funds

John A. Haslem, The Investor's Guide to Mutual Funds. Englewood Cliffs, NJ: Prentice-Hall, 1988
Posted: 29 Apr 2015 Last Revised: 25 Jul 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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151.

Chapter 11: Carton Industries Company

Gitman, Lawrence J., and Edward A. Moses, eds., Financial Management: Cases, pp. 104-107. St. Paul, MN: West Publishing Company, 1978
Posted: 28 Apr 2015 Last Revised: 07 Nov 2016
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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152.

Thesis Abstract: A Statistical Analysis of Member Bank Profitability Differences

Doctoral Dissertation Abstract, University of North Carolina, 1967 , Journal of Finance, Vol. 22, No. 4, p. 695, December 1967
Posted: 28 Apr 2015 Last Revised: 18 May 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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153.

Monograph: An Analysis of Relative Bank Profitability: The Seventh Reserve District

Wisconsin Commerce Reports, Vol. 8, No. 3, 39 pp. University of Wisconsin, Graduate School of Business, Bureau of Business Research and Service, July 1967.
Posted: 26 Apr 2015 Last Revised: 16 Aug 2015
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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154.

Exchange-Traded Funds: Nature, Developments, and Implications

Posted: 08 Jun 2012 Last Revised: 04 Apr 2017
John A. Haslem
University of Maryland - Robert H. Smith School of Business

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exchange-traded funds, mutual funds, ETF advantages, ETF disadvantages

Other Papers (1)

Total Downloads: 5    Citations: 0
1.

President's Letter Can Influence Stock Price

Investor Relations Update, p. 8, National Investor Relations Institute, Washington, DC: November 1986
Number of pages: 1 Posted: 08 Jun 2015 Last Revised: 20 Sep 2015
Dennis McConnell, John A. Haslem and Virginia R. Gibson
Independent, University of Maryland - Robert H. Smith School of Business and Independent
Downloads 4 (462,453)

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