Campus Box 1120
Saint Louis, MO 63130
Washington University in Saint Louis - School of Law
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Investment bank, conflicts of interest, proprietary trading, principal investing, private equity, Chinese walls, managing conflicts, avoiding conflicts, financial regulators
Investment banks, merchant banks, financial advisory services, investment bank advisors, fiduciary duty, identifying fiduciary relationship, conflicts of interest, change of control transactions, mergers, acquisitions, duties of investment banks, regulation of investment banks
gatekeepers, optimal deterrence theory, gatekeeper liability, liability of lawyers, liability of investment banks, liability of auditors, securities fraud, joint tortfeasors, joint and several liability, credit rating agencies, aiding and abetting liability, multidisciplinary partnerships
Financial regulation, Dodd-Frank Act, Investment Banking, Volcker Rule, Conflicts of Interest, Fiduciary Duties, Gatekeeper Liability, Securitization, SEC Enforcement, Securities Fraud, Goldman Sachs
investment banks, conflicts of interest, fiduciary obligations, mergers and acquisitions, financial services regulation, ASIC v Citigroup, Australian Securities and Investments Commission
Investment banks, merchant banks, fiduciary obligations, mergers and acquisitions, takeovers, change-of-control transactions, conflicts of interest, managing conflicts, regulation of investment banks, duties of financial advisers
Chinese walls, Financial conglomerates, Information Barriers, Volcker Rule, Insider trading, Statistical evidence
investment bank, underwriter, conflicts of interest, fiduciary obligation, fiduciary relationship, initial public offering, regulation of financial institutions, financial services conglomerates
Investment banking, investment bankers, FINRA, self-regulation, professional responsibilities, ethics, enforcement, conflicts of interest, fraud
Takeovers, mergers and acquisitions, change of control transactions, conflicts of interest, effectiveness of Chinese walls, confldential information, professional responsibility, investment banks
conduct of business regulation, business conduct, broker-dealer, investment adviser, comparative analysis, MiFID, fiduciary duties, agency law, conflicts of interest
Investment banking, conflicts of interest, mergers and acquisitions, disloyalty, financial advisors, fiduciary duties, informed consent, fiduciary waivers, engagement letters, Delaware law, Del Monte, El Paso, Rural Metro, conflicts of interest, M&A
Mergers and acquisitions, investment banking, financial advisors, fiduciary duties, engagement letters, optimal deterrence, aiding and abetting liability, Del Monte, El Paso, RBC Capital
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