Andrew F. Tuch

Washington University in St Louis - School of Law

Professor

Campus Box 1120

Saint Louis, MO 63130

United States

SCHOLARLY PAPERS

19

DOWNLOADS
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Top 3,655

in Total Papers Downloads

10,238

CITATIONS
Rank 33,060

SSRN RANKINGS

Top 33,060

in Total Papers Citations

6

Ideas:
“  I'm currently working on projects in comparative corporate law, exploring differences in self-dealing law and the role of proxy advisors across jurisdictions, especially the US and UK.  ”

Scholarly Papers (19)

1.

Investment Banking: Immediate Challenges and Future Directions

Commercial Law Quarterly, Vol. 20, No. 4, pp. 37-46, 2006, Sydney Law School Research Paper No. 06/63
Number of pages: 11 Posted: 23 Jan 2007
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 1,673 (9,437)
Citation 2

Abstract:

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Investment bank, conflicts of interest, proprietary trading, principal investing, private equity, Chinese walls, managing conflicts, avoiding conflicts, financial regulators

2.

Investment Banks as Fiduciaries: Implications for Conflicts of Interest

Melbourne University Law Review, Vol. 29, No. 2, pp. 478-517, 2005, Sydney Law School Research Paper No. 06/04
Number of pages: 41 Posted: 04 Jan 2006 Last Revised: 11 Feb 2011
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 1,162 (16,793)

Abstract:

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Investment banks, merchant banks, financial advisory services, investment bank advisors, fiduciary duty, identifying fiduciary relationship, conflicts of interest, change of control transactions, mergers, acquisitions, duties of investment banks, regulation of investment banks

3.

Multiple Gatekeepers

Virginia Law Review, Vol. 96, Issue 7, pp. 1583-1672, 2010, Sydney Law School Research Paper No. 10/33
Number of pages: 91 Posted: 31 Mar 2010 Last Revised: 11 Sep 2013
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 1,141 (17,270)

Abstract:

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gatekeepers, optimal deterrence theory, gatekeeper liability, liability of lawyers, liability of investment banks, liability of auditors, securities fraud, joint tortfeasors, joint and several liability, credit rating agencies, aiding and abetting liability, multidisciplinary partnerships

4.

Conflicted Gatekeepers: The Volcker Rule and Goldman Sachs

Virginia Law & Business Review, Vol. 7, No. 2, pp. 365-420, 2012 , Washington University in St. Louis Legal Studies Research Paper No. 12-12-1 , Harvard John M. Olin Center for Law, Economics, and Business Fellows' Discussion Paper No. 37
Number of pages: 58 Posted: 17 Apr 2011 Last Revised: 17 Jun 2015
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 1,075 (18,904)
Citation 1

Abstract:

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Financial regulation, Dodd-Frank Act, Investment Banking, Volcker Rule, Conflicts of Interest, Fiduciary Duties, Gatekeeper Liability, Securitization, SEC Enforcement, Securities Fraud, Goldman Sachs

5.

Financial Conglomerates and Information Barriers

Journal of Corporation Law (Forthcoming), Washington University in St. Louis Legal Studies Research Paper No. 13-11-01
Number of pages: 55 Posted: 06 Dec 2013 Last Revised: 07 Mar 2018
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 654 (38,165)
Citation 1

Abstract:

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Chinese walls, Financial conglomerates, Information Barriers, Volcker Rule, Insider trading, Statistical evidence

6.

Banker Loyalty in Mergers and Acquisitions

94 Texas Law Review 1079 (2016), Washington University in St. Louis Legal Studies Research Paper No. 15-09-10
Number of pages: 76 Posted: 23 Sep 2015 Last Revised: 01 Oct 2016
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 586 (44,171)

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Mergers and acquisitions, investment banking, financial advisors, fiduciary duties, engagement letters, optimal deterrence, aiding and abetting liability, Del Monte, El Paso, RBC Capital

7.

Conduct of Business Regulation

"Conduct of Business Regulation," in Oxford Handbook of Financial Regulation 537 (Niamh Moloney, Eilis Ferran, & Jennifer Payne eds., 2015), Washington University in St. Louis Legal Studies Research Paper No. 14-06-04
Number of pages: 33 Posted: 02 Jul 2014 Last Revised: 08 Oct 2016
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 523 (51,077)

Abstract:

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conduct of business regulation, business conduct, broker-dealer, investment adviser, comparative analysis, MiFID, fiduciary duties, agency law, conflicts of interest

8.

The Remaking of Wall Street

7 Harvard Business Law Review 315 (2017), Washington University in St. Louis Legal Studies Research Paper No. 17-07-01
Number of pages: 60 Posted: 19 Jul 2017 Last Revised: 03 Oct 2018
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 518 (51,683)

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Private Equity, Investment Banking, Systemic Risk, Financial Crisis, Financial Stability, Asset Management

9.

The Paradox of Financial Services Regulation: Preserving Client Expectations of Loyalty in an Industry Rife with Conflicts of Interest

in THE REGULATION OF WEALTH MANAGEMENT 53-85 (Hans Tjio ed., 2008), Sydney Law School Research Paper No. 08/21
Number of pages: 41 Posted: 25 Jan 2008 Last Revised: 11 Sep 2013
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 472 (58,125)
Citation 2

Abstract:

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investment banks, conflicts of interest, fiduciary obligations, mergers and acquisitions, financial services regulation, ASIC v Citigroup, Australian Securities and Investments Commission

10.

Obligations of Financial Advisers in Change-of-Control Transactions: Fiduciary and Other Questions

Company & Securities Law Journal, Vol. 24, pp. 488-521, 2006
Number of pages: 35 Posted: 08 Dec 2006 Last Revised: 18 Sep 2013
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 431 (64,926)

Abstract:

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Investment banks, merchant banks, fiduciary obligations, mergers and acquisitions, takeovers, change-of-control transactions, conflicts of interest, managing conflicts, regulation of investment banks, duties of financial advisers

11.

The Self-Regulation of Investment Bankers

83 George Washington Law Review 101 (2014), Washington University in St. Louis Legal Studies Research Paper No. 14-04-04
Number of pages: 76 Posted: 05 May 2014 Last Revised: 07 Mar 2018
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 412 (68,549)

Abstract:

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Investment banking, investment bankers, FINRA, self-regulation, professional responsibilities, ethics, enforcement, conflicts of interest, fraud

12.

Contemporary Challenges in Takeovers: Avoiding Conflicts, Preserving Confidences and Taming the Commercial Imperative

Sydney Law School Research Paper No. 06/11, Company & Securities Law Journal, Vol. 24, pp. 107-136, 2006
Number of pages: 31 Posted: 16 Aug 2006
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 406 (69,805)

Abstract:

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Takeovers, mergers and acquisitions, change of control transactions, conflicts of interest, effectiveness of Chinese walls, confldential information, professional responsibility, investment banks

13.

Securities Underwriters in Public Capital Markets: The Existence, Parameters and Consequences of the Fiduciary Obligation to Avoid Conflicts

Journal of Corporate Law Studies, Vol. 7, No. 1, pp. 51-84, April 2007
Number of pages: 35 Posted: 31 May 2007
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 394 (72,294)

Abstract:

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investment bank, underwriter, conflicts of interest, fiduciary obligation, fiduciary relationship, initial public offering, regulation of financial institutions, financial services conglomerates

14.

The Limits of Gatekeeper Liability

73 Wash. & Lee L. Rev. Online 619 (2017), Washington University in St. Louis Legal Studies Research Paper No. 17-04-01
Number of pages: 23 Posted: 20 Apr 2017
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 211 (141,131)

Abstract:

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Gatekeepers, Gatekeeper Liability, Optimal Deterrence Theory, Liability of Underwriters, Securities Fraud, Conflicts of Interest, Corporate Liability, Collaborative Gatekeepers, Multiple Gatekeepers

15.

The Weakening of Fiduciary Law

Research Handbook on Fiduciary Law 354 (D. Gordon Smith & Andrew S. Gold eds., 2018), Washington University in St. Louis Legal Studies Research Paper No. 17-04-03
Number of pages: 24 Posted: 12 Apr 2017 Last Revised: 16 Sep 2018
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 205 (144,999)

Abstract:

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fiduciary duties, organizational structure, conflicts of interest, conflicts of duties, proprietary trading, financial conglomerates, information barriers, Chinese walls, disclaimers, mandatory arbitration

16.

Fiduciary Principles in Banking Law

Evan J. Criddle, Paul B. Miller, and Robert H. Sitkoff, eds., The Oxford Handbook of Fiduciary Law (New York: Oxford University Press 2018), Washington University in St. Louis Legal Studies Research Paper No. 18-07-01
Number of pages: 31 Posted: 21 Jul 2018
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 169 (172,805)

Abstract:

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fiduciary duties, fiduciary law, banking, investment banking, making loans, accepting deposits, mergers and acquisitions, underwriting, disclaimers, information barriers, Chinese walls, informed consent, conflicts of interest, contracting out

17.

Disclaiming Loyalty: M&A Advisors and Their Engagement Letters

93 Texas Law Review See Also 211 (2015), Washington University in St. Louis Legal Studies Research Paper No. 15-06-02
Number of pages: 19 Posted: 19 Jun 2015
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 163 (178,249)

Abstract:

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Investment banking, conflicts of interest, mergers and acquisitions, disloyalty, financial advisors, fiduciary duties, informed consent, fiduciary waivers, engagement letters, Delaware law, Del Monte, El Paso, Rural Metro, conflicts of interest, M&A

18.

Why Do Proxy Advisors Wield So Much Influence? Insights From U.S.-U.K. Comparative Analysis

Boston University Law Review, Forthcoming, Washington University in St. Louis Legal Studies Research Paper No. 19-05-01
Number of pages: 57 Posted: 14 May 2019
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 43 (403,883)

Abstract:

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Proxy advisory firms, institutional investors, proxy voting, comparative analysis, shareholder activism, corporate governance, shareholder rights, ISS, Glass Lewis, United Kingdom

19.

Book Review of David Kershaw, The Foundations of Anglo-American Corporate Fiduciary Law (Cambridge University Press, 2018)

78(1) Cambridge Law Journal 210 (2019)
Number of pages: 7
Andrew F. Tuch
Washington University in St Louis - School of Law
Downloads 0

Abstract:

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Corporate law, fiduciary duties, US-UK comparison, business judgment rule, duty of care, duty of loyalty, corporate opportunities, legal realism in corporate law