Sofia Johan

Florida Atlantic University - Finance

Associate Professor of Finance

777 Glades Rd

Boca Raton, FL 33431

United States

http://sites.google.com/view/sofiajohan

University of Aberdeen

Chair in Entrepreneurial Finance

Dunbar Street

Aberdeen, Scotland AB24 3QY

United Kingdom

Tilburg Law and Economics Center (TILEC)

Research Fellow

Warandelaan 2

Tilburg, 5000 LE

Netherlands

SCHOLARLY PAPERS

82

DOWNLOADS
Rank 1,569

SSRN RANKINGS

Top 1,569

in Total Papers Downloads

27,309

SSRN CITATIONS
Rank 2,002

SSRN RANKINGS

Top 2,002

in Total Papers Citations

230

CROSSREF CITATIONS

411

Scholarly Papers (82)

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Number of pages: 20 Posted: 29 Dec 2017 Last Revised: 03 Feb 2018
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 1,520 (17,323)
Citation 5

Abstract:

Loading...

Securities Regulation, Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law And Finance

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Finance Research Letters, Forthcoming
Number of pages: 21 Posted: 29 Jan 2019
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 446 (92,396)

Abstract:

Loading...

Securities Regulation, Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review,Forthcoming
Number of pages: 41 Posted: 09 May 2013 Last Revised: 06 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 1,347 (20,824)

Abstract:

Loading...

Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Forthcoming
Number of pages: 41 Posted: 04 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 70 (459,352)
Citation 1

Abstract:

Loading...

Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Vol. 22, Issue 2, pp. 162-178, 2014
Number of pages: 17 Posted: 08 Mar 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 3 (919,222)
Citation 3

Abstract:

Loading...

Corporate Governance, Law and Entrepreneurship, Unemployment, Patents, Venture Capital

3.

Risks and Returns in Crowdlending

Number of pages: 31 Posted: 26 Mar 2019
Vienna Graduate School of Finance (VGSF), EDHEC Business School and Florida Atlantic University - Finance
Downloads 1,179 (25,779)
Citation 3

Abstract:

Loading...

Crowdfunding, Crowdlending, FinTech, Peer-to-Peer Lending, Credit Risks, Innovation Financing, Financial Anomalies

4.

Determinants of Sovereign Wealth Fund Investment in Private Equity versus Public Equity

Journal of International Business Studies, forthcoming
Number of pages: 32 Posted: 26 Nov 2012 Last Revised: 19 Oct 2021
Sofia Johan, April M. Knill and Nathan Mauck
Florida Atlantic University - Finance, Florida State University College of Business and University of Missouri - Kansas City
Downloads 1,005 (32,403)
Citation 8

Abstract:

Loading...

sovereign wealth fund, private equity, international financial markets, legality, government policy, political relations and regulation

5.
Downloads 979 ( 33,679)
Citation 14

Institutional Investment in Listed Private Equity

Number of pages: 31 Posted: 24 Jan 2010 Last Revised: 06 Feb 2010
Florida Atlantic University, Continuity Capital Partners and Florida Atlantic University - Finance
Downloads 842 (40,975)
Citation 2

Abstract:

Loading...

Institutional investment, pension funds, listed private equity, Europe

Institutional Investment in Listed Private Equity

European Financial Management, Forthcoming
Number of pages: 30 Posted: 14 Dec 2010
Florida Atlantic University, Continuity Capital Partners and Florida Atlantic University - Finance
Downloads 135 (298,661)
Citation 1

Abstract:

Loading...

Institutional investment, pension funds, listed private equity

Institutional Investment in Listed Private Equity

European Financial Management, Vol. 17, Issue 3, pp. 594-618, 2011
Number of pages: 25 Posted: 31 May 2011
Florida Atlantic University, Continuity Capital Partners and Florida Atlantic University - Finance
Downloads 2 (934,660)
Citation 6

Abstract:

Loading...

institutional investment, pension funds, listed private equity, G23, G24

6.

Information Asymmetries, Agency Costs and Venture Capital Exit Outcomes

Venture Capital, An International Journal of Entrepreneurial Finance, Vol. 10, pp. 197-231, 2008
Number of pages: 45 Posted: 11 Sep 2008 Last Revised: 16 Oct 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 918 (36,889)
Citation 6

Abstract:

Loading...

Venture Capital, Exits, Financial Contracts, IPOs, Acquisitions, Secondary Sales, Buybacks, Write-offs

7.

Is Venture Capital in Crisis?

World Financial Review (July-August), 69-72.
Number of pages: 15 Posted: 12 Jun 2012 Last Revised: 22 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 865 (40,041)

Abstract:

Loading...

Venture Capital, Financial Crisis

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance 15, 361-379 (2013)
Number of pages: 36 Posted: 22 Jul 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 485 (83,606)
Citation 1

Abstract:

Loading...

Crowdfunding, Securities Law, Race-to-the-Top, Race-to-the-Bottom

Demand Driven Securities Regulation: Evidence from Crowdfunding

Number of pages: 25 Posted: 22 Apr 2013 Last Revised: 02 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 361 (117,873)

Abstract:

Loading...

Crowdfunding, Securities Regulation, Race to the Top, Race to the Bottom

9.
Downloads 828 ( 42,506)
Citation 9

The Role of Due Diligence in Crowdfunding Platforms

Number of pages: 50 Posted: 09 Dec 2016 Last Revised: 12 Sep 2019
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 603 (63,614)
Citation 12

Abstract:

Loading...

crowdfunding, entrepreneurship, intermediaries

The Role of Due Diligence in Crowdfunding Platforms

Journal of Banking and Finance, Forthcoming
Number of pages: 50 Posted: 07 Oct 2019
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 225 (191,857)
Citation 2

Abstract:

Loading...

Crowdfunding, Entrepreneurial Finance, Intermediaries

10.
Downloads 811 ( 43,710)
Citation 63

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 41 Posted: 02 Feb 2010 Last Revised: 02 Mar 2010
Douglas J. Cumming, Sofia Johan and Dan Li
Florida Atlantic University, Florida Atlantic University - Finance and Chinese University of Hong Kong, Shenzhen
Downloads 536 (73,910)
Citation 17

Abstract:

Loading...

Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Exchange Trading Rules and Stock Market Liquidity

Number of pages: 43 Posted: 14 Nov 2009
Douglas J. Cumming, Sofia Johan and Dan Li
Florida Atlantic University, Florida Atlantic University - Finance and Chinese University of Hong Kong, Shenzhen
Downloads 275 (157,373)
Citation 2

Abstract:

Loading...

Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

11.
Downloads 762 ( 47,471)

Global Market Surveillance

TILEC Discussion Paper No. 2008-002, American Law and Economics Review, Forthcoming
Number of pages: 45 Posted: 19 Jul 2006 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 762 (46,828)
Citation 8

Abstract:

Loading...

Market Manipulation, Surveillance, Microstructure, Law and Finance

Global Market Surveillance

American Law and Economics Review, Vol. 10, Issue 2, pp. 454-506, 2008
Posted: 31 Dec 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance

Abstract:

Loading...

G12, G14, G18, K22

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Number of pages: 31 Posted: 12 Sep 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 711 (51,357)
Citation 1

Abstract:

Loading...

Socially Responsible Investment, International Institutional Investment, Private Equity

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Posted: 25 Oct 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance

Abstract:

Loading...

Socially Responsible Investment; International Institutional Investment, Private Equity

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking & Finance, Vol. 31, pp. 3218-3250, 2007
Number of pages: 37 Posted: 08 Nov 2005
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 704 (52,061)
Citation 1

Abstract:

Loading...

Private Equity, Venture Capital, Law and Finance

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking and Finance, Vol. 31, pp. 3218-3250, 2007
Posted: 05 Jan 2007 Last Revised: 11 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University

Abstract:

Loading...

Private Equity, Law and Finance

14.

Pre-Seed Government Venture Capital Funds

Journal of International Entrepreneurship, 2008
Number of pages: 32 Posted: 20 Nov 2007 Last Revised: 29 Sep 2013
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 622 (61,894)
Citation 6

Abstract:

Loading...

Venture Capital, Government, Public Policy, Entrepreneurship

15.

Preplanned Exit Strategies in Venture Capital

European Economic Review 52 (2008) 1209¿1241
Number of pages: 37 Posted: 26 Jul 2006 Last Revised: 13 Oct 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 601 (64,654)
Citation 4

Abstract:

Loading...

Preplanned Exit, Contracts, Governance, Control Rights, Bargaining Power, Law and Finance

Same Rules, Different Enforcement: Market Abuse in Europe

TILEC Discussion Paper No. 2014-019
Number of pages: 53 Posted: 22 Feb 2014 Last Revised: 07 Jun 2016
Florida Atlantic University, EMLYON Business School and Florida Atlantic University - Finance
Downloads 372 (113,893)
Citation 3

Abstract:

Loading...

Securities Regulation, Enforcement, Law and Finance

Same Rules, Different Enforcement: Market Abuse in Europe

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 56 Posted: 04 Oct 2017
Florida Atlantic University, EMLYON Business School and Florida Atlantic University - Finance
Downloads 201 (213,432)
Citation 6

Abstract:

Loading...

Securities Regulation, Enforcement, Law and Finance

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, pp. 535-574, 2006
Number of pages: 40 Posted: 04 Jan 2005
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 501 (80,353)

Abstract:

Loading...

Empirical Contracts, Private Equity, Law and Finance

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, No. 4, pp. 535-574, September 2006
Number of pages: 40 Posted: 11 Aug 2006
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 28 (670,934)
Citation 2

Abstract:

Loading...

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol, 12, pp. 553-574, 2006
Posted: 26 Oct 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University

Abstract:

Loading...

Empirical Contracts, Private Equity, Law and Finance

Reporting Bias in Private Equity: Reporting Frequency, Endowments, and Governance

29th Australasian Finance and Banking Conference 2016
Number of pages: 65 Posted: 21 Aug 2016
Sofia Johan and Minjie Zhang
Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 318 (135,221)
Citation 9

Abstract:

Loading...

Private Equity, Reporting, Performance

Information Asymmetries in Private Equity: Reporting Frequency, Endowments, and Governance

TILEC Discussion Paper No. 2014-016
Number of pages: 55 Posted: 18 Mar 2014 Last Revised: 11 Jun 2020
Sofia Johan and Minjie Zhang
Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 183 (231,961)
Citation 5

Abstract:

Loading...

Private Equity, Endowments, Financial Reporting, Law and Governance, Culture, Venture Capital

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, No. 1, pp. 3-43, 2007 , TILEC Discussion Paper No. 2005-003
Number of pages: 41 Posted: 04 Jan 2005
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 496 (81,395)
Citation 5

Abstract:

Loading...

Venture Capital, Monitoring, Advice

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, pp. 3-43, 2007
Posted: 23 Oct 2006 Last Revised: 15 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University

Abstract:

Loading...

Venture Capital, Conflict, Advice

20.

Hedge Fund Forum Shopping

University of Pennsylvania Journal of Business and Employment Law, Vol. 10, No. 4, pp. 783-831, 2008
Number of pages: 32 Posted: 21 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 473 (86,956)
Citation 2

Abstract:

Loading...

Hedge Funds, Forum Shopping, Regulation, Law and Finance

21.

Crowdfunding and Entrepreneurial Internationalization

N. Dai and D. Siegel, eds. Entrepreneurial Finance: Managerial and Policy Implications, The World Scientific Publishers, Chapter 5, Forthcoming
Number of pages: 27 Posted: 08 Jan 2016 Last Revised: 17 Mar 2016
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 447 (92,942)
Citation 2

Abstract:

Loading...

Crowdfunding, Entrepreneurial Internationalization

22.
Downloads 381 (111,760)
Citation 1

Dodd-Franking the Hedge Funds

Number of pages: 37 Posted: 20 Nov 2014 Last Revised: 10 May 2016
Douglas J. Cumming, Na Dai and Sofia Johan
Florida Atlantic University, SUNY at Albany - School of Business and Florida Atlantic University - Finance
Downloads 255 (169,916)
Citation 1

Abstract:

Loading...

Hedge Funds, Dodd-Frank, Law and Finance

Dodd-Franking the Hedge Funds

Journal of Banking and Finance, Forthcoming
Number of pages: 45 Posted: 20 Sep 2017 Last Revised: 21 Sep 2017
Douglas J. Cumming, Na Dai and Sofia Johan
Florida Atlantic University, SUNY at Albany - School of Business and Florida Atlantic University - Finance
Downloads 126 (314,643)
Citation 1

Abstract:

Loading...

Hedge Funds, Dodd-Frank, Law and Finance

23.

Legality and Fund Manager Compensation

Number of pages: 34 Posted: 02 Aug 2005
Sofia Johan
Florida Atlantic University - Finance
Downloads 381 (111,760)

Abstract:

Loading...

Managerial Compensation, Incentive Contracts, Private Equity, Law and Finance

24.

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Vol. 99, No. 3, 2011
Number of pages: 41 Posted: 16 Jan 2009 Last Revised: 22 Nov 2014
Douglas J. Cumming, Sofia Johan and Dan Li
Florida Atlantic University, Florida Atlantic University - Finance and Chinese University of Hong Kong, Shenzhen
Downloads 379 (112,364)

Abstract:

Loading...

Market Manipulation, Insider Trading, Broker Agency Conduct, Law and Finance

25.
Downloads 375 (113,719)
Citation 6

Venture's Economic Impact in Australia

Number of pages: 42 Posted: 29 Dec 2012 Last Revised: 29 Jul 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 286 (151,170)
Citation 4

Abstract:

Loading...

Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

Venture's Economic Impact in Australia

Journal of Technology Transfer, Forthcoming
Number of pages: 41 Posted: 16 Nov 2013
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 89 (399,125)

Abstract:

Loading...

Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

Is Corporate Governance in China Related to Performance Persistence?

TILEC Discussion Paper No. 2013-015
Number of pages: 19 Posted: 15 May 2013
University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School, Florida Atlantic University - Finance and Concordia University
Downloads 234 (184,718)

Abstract:

Loading...

Board Structure, China, Corporate Governance, Performance Persistence

Is Corporate Governance in China Related to Performance Persistence?

Number of pages: 35 Posted: 06 Oct 2013
University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School, Florida Atlantic University - Finance and Concordia University
Downloads 138 (293,511)

Abstract:

Loading...

Board Structure, China, Corporate Governance, Performance Persistence

27.

Legal Protection, Corruption and Private Equity Returns in Asia

Journal of Business Ethics, Forthcoming
Number of pages: 36 Posted: 01 Apr 2011
Florida Atlantic University, Continuity Capital Partners, Florida Atlantic University - Finance and Wilshire Private Markets
Downloads 358 (119,812)

Abstract:

Loading...

Corruption, Law and Finance, Buyouts, Returns

28.

A Dissection of Mutual Fund Fees, Flows, and Performance

Number of pages: 128 Posted: 24 Oct 2015 Last Revised: 22 Jun 2017
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 335 (128,819)
Citation 1

Abstract:

Loading...

Mutual Funds, Management Expense Ratio (MER), Trailer Fees, 12b-1s

29.

Exchanges and Their Investors: A New Look at Reporting Issues, Fraud, and Other Problems by Exchange

Number of pages: 39 Posted: 15 Jan 2012
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 334 (129,194)

Abstract:

Loading...

Corporate fraud; Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

30.

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 39 Posted: 19 Oct 2005 Last Revised: 13 Oct 2013
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 324 (133,418)

Abstract:

Loading...

Internet, Investment, Regional Development, Government Program

31.

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance, 15, 361-379 (2013).
Number of pages: 36 Posted: 20 Sep 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 320 (135,128)
Citation 5

Abstract:

Loading...

crowd-funding, securities law, race-to-the-top, race-to-the-bottom

32.

The IPO as an Exit Strategy for Venture Capitalists: Regional Lessons from Canada with International Comparisons

Handbook of Research on IPOs, Mario Levis and Silvio Vismara, eds., Edgar Elgar, 2012.
Number of pages: 45 Posted: 30 Dec 2012
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 318 (135,971)

Abstract:

Loading...

Venture Capital, IPO

33.

Is the Crowd Sensitive to Distance? — How Investment Decisions Differ by Investor Type

Small Business Economics, Forthcoming
Number of pages: 40 Posted: 02 Feb 2016 Last Revised: 13 Oct 2016
WHU - Otto Beisheim School of Management, Florida Atlantic University - Finance and Concordia University
Downloads 315 (137,350)
Citation 3

Abstract:

Loading...

Distance, Equity Crowdfunding, Entrepreneurial Finance, Entrepreneurship, Home Bias, Internet

34.

Financial Market Misconduct and Agency Conflicts: A Synthesis and Future Directions

Journal of Corporate Finance, Forthcoming
Number of pages: 37 Posted: 19 Jul 2015
Florida Atlantic University, CFA Institute and Florida Atlantic University - Finance
Downloads 310 (139,777)
Citation 12

Abstract:

Loading...

Financial Market Misconduct, Fraud, Insider trading, Regulation, Enforcement, Law and Finance

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, No. 4, pp. 369-398, 2006
Number of pages: 30 Posted: 07 Feb 2005
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 282 (153,356)
Citation 2

Abstract:

Loading...

Venture capital, private equity, home bias

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, pp. 369-398, 2006
Posted: 07 Nov 2006
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University

Abstract:

Loading...

home bias, private equity

36.

The Digital Credit Divide: Marketplace Lending and Entrepreneurship

Journal of Financial and Quantitative Analysis, forthcoming.
Number of pages: 50 Posted: 27 Jan 2019 Last Revised: 12 Feb 2021
Florida Atlantic University, University of Birmingham - Birmingham Business School, Florida Atlantic University - Finance and affiliation not provided to SSRNUniversity of Birmingham
Downloads 278 (156,317)
Citation 1

Abstract:

Loading...

Fintech, Entrepreneurship, Credit Supply

37.

The Problems with and Promise of Entrepreneurial Finance

Strategic Entrepreneurship Journal, Forthcoming
Number of pages: 24 Posted: 21 Aug 2017
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 276 (157,484)
Citation 4

Abstract:

Loading...

Entrepreneurial Finance, Venture Capital, Private Equity, IPOs, Crowdfunding, Debt, Trade Credit, Angel Investors

38.

Venture Capital Investment Duration

Journal of Small Business Management, Forthcoming
Number of pages: 41 Posted: 12 Dec 2008 Last Revised: 20 Jan 2009
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 274 (158,711)
Citation 1

Abstract:

Loading...

Venture Capital, Duration, Exits, Initial Public Offerings, Write-offs, Public Policy

Do Financial Analysts Perform a Monitoring Role in China? Evidence from Modified Audit Opinions

Abacus, Forthcoming
Number of pages: 50 Posted: 14 Apr 2012 Last Revised: 09 Jun 2015
Southwestern University of Finance and Economics, NEOMA Business School, University of Edinburgh - Business SchoolUniversity of Edinburgh - Business School and Florida Atlantic University - Finance
Downloads 262 (165,384)
Citation 2

Abstract:

Loading...

Modified Audit Opinion (MAO), Analyst Coverage, Analyst Following, State-owned enterprises, China

Do Financial Analysts Perform a Monitoring Role in China? Evidence from Modified Audit Opinions

Abacus, Vol. 52, Issue 3, pp. 473-500, 2016
Number of pages: 28 Posted: 09 Sep 2016
Southwestern University of Finance and Economics, University of Warwick - Warwick Business School, University of Edinburgh - Business SchoolUniversity of Edinburgh - Business School and Florida Atlantic University - Finance
Downloads 0
Citation 2

Abstract:

Loading...

Analyst coverage, Analyst following, China, Modified audit opinion, State‐owned enterprises

40.

Private Equity Exits in Emerging Markets

Number of pages: 47 Posted: 05 Apr 2015
Sofia Johan and Minjie Zhang
Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 241 (180,071)
Citation 3

Abstract:

Loading...

Private Equity, emerging markets, IPO, BRIC countries, corruption

41.

Institutional Investors, Political Connections and Incidence of Corporate Fraud

TILEC Discussion Paper No. 2012-042
Number of pages: 36 Posted: 29 Nov 2012
Shanghai Jiao Tong University - Antai College of Economics & Management, Florida Atlantic University - Finance and China Europe International Business School (CEIBS)affiliation not provided to SSRN
Downloads 235 (184,436)
Citation 4

Abstract:

Loading...

Fraud, Political connection, Institutional investor, China

A New Look at Reporting Fraud: By Exchange

TILEC Discussion Paper No. 2011-050
Number of pages: 39 Posted: 25 Nov 2011
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 169 (248,529)

Abstract:

Loading...

Corporate fraud, Exchange listing standards, Securities commissions, NYSE

A New Look at Reporting Fraud: By Exchange

Number of pages: 38 Posted: 27 Oct 2011
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 59 (501,678)

Abstract:

Loading...

Corporate Fraud, Exchange Listing Standards, Securities Commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

43.

Determinants of Cross-Border Venture Capital Investments in Emerging and Developed Economies: The Effects of Relational and Institutional Trust

Journal of Business Ethics, Forthcoming
Number of pages: 49 Posted: 22 Jan 2014 Last Revised: 10 Mar 2016
Daniel Hain, Sofia Johan and Daojuan Wang
IKE, DRUID, Aalborg University, Florida Atlantic University - Finance and Aalborg University - Department of Business and Management
Downloads 190 (224,484)
Citation 9

Abstract:

Loading...

Venture capital, institutional trust, relational trust, corruption, China, syndication, emerging economies

44.

Are Hedge Funds Registered in Delaware Different?

Number of pages: 46 Posted: 16 May 2013 Last Revised: 02 Dec 2014
Douglas J. Cumming, Na Dai and Sofia Johan
Florida Atlantic University, SUNY at Albany - School of Business and Florida Atlantic University - Finance
Downloads 181 (234,144)
Citation 1

Abstract:

Loading...

Hedge Funds, Delaware, Law and Finance

45.

Do Political Connections Matter in Accessing Capital Markets? Evidence from China

Number of pages: 39 Posted: 05 Apr 2015 Last Revised: 09 Oct 2015
Xiaolu Bao, Sofia Johan and Kenji Kutsuna
Kobe University, Florida Atlantic University - Finance and Kobe University - Graduate School of Business Administration
Downloads 175 (240,950)
Citation 5

Abstract:

Loading...

IPO; Political connection; Start-ups; China; capital market regulation

46.

Public Policy Towards Entrepreneurial Finance: Spillovers and the Scale-Up Gap

Number of pages: 35 Posted: 31 Jan 2018 Last Revised: 21 May 2018
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 166 (251,898)
Citation 5

Abstract:

Loading...

47.

Listing Standards and Fraud

Managerial and Decision Economics, Forthcoming
Number of pages: 47 Posted: 31 Mar 2013
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 160 (259,867)

Abstract:

Loading...

Corporate fraud, Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, PinkSheets

Corporate Finance and the Governance Implications of Removing Government Support Programs

TILEC Discussion Paper No. 2014-021
Number of pages: 43 Posted: 12 Jan 2014 Last Revised: 30 Aug 2015
WHU - Otto Beisheim School of Management, Florida Atlantic University - Finance, Concordia University and University of Western Ontario
Downloads 103 (363,184)
Citation 1

Abstract:

Loading...

Investment funds, Labour-Sponsored Venture Capital Corporations (LSVCCs), tax subsidies, value destruction

Corporate Finance and the Governance Implications of Removing Government Support Programs

Journal of Banking and Finance, Forthcoming
Number of pages: 43 Posted: 03 Nov 2015
WHU - Otto Beisheim School of Management, Florida Atlantic University - Finance, Concordia University and University of Western Ontario
Downloads 48 (551,422)

Abstract:

Loading...

Investment funds, Labour-Sponsored Venture Capital Corporations (LSVCCs), tax subsidies, value destruction

49.

Does Religiosity Influence Venture Capital Investment Decisions?

Journal of Corporate Finance, Forthcoming
Number of pages: 46 Posted: 28 Aug 2017 Last Revised: 25 Mar 2020
Lancaster University Management School, Florida Atlantic University - Finance and University of Exeter Business School
Downloads 147 (278,252)
Citation 3

Abstract:

Loading...

Religiosity, Venture Capital, Risk-Aversion

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Number of pages: 29 Posted: 25 Jul 2013
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 78 (432,259)

Abstract:

Loading...

Video Surveillance, Retail Stores

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Eurasian Business Review, Forthcoming
Number of pages: 32 Posted: 31 May 2015
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 52 (532,414)

Abstract:

Loading...

Video Surveillance, Retail Entrepreneurs, Information Asymmetry, Search Costs

51.

Technology Parks and Entrepreneurial Outcomes around the World

International Journal of Managerial Finance, Forthcoming
Number of pages: 25 Posted: 22 Feb 2013
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 127 (311,572)

Abstract:

Loading...

technology parks, entrepreneurship, new firm creation, growth, entrepreneurial finance

52.

Developments in Financial Institutions, Governance, Agency Costs, and Misconduct

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 26 Posted: 23 Jun 2017
Douglas J. Cumming, Sofia Johan and Rejo Peter
Florida Atlantic University, Florida Atlantic University - Finance and York University - Schulich School of Business
Downloads 126 (313,331)
Citation 1

Abstract:

Loading...

Misconduct, Fraud, Corporate Governance, Auditors, Directors, CEO Turnover

53.

Governance and Success in U.S. Securities-Based Crowdfunding

Number of pages: 64 Posted: 12 Nov 2021 Last Revised: 15 Dec 2021
Florida Atlantic University, Florida Atlantic University - Finance and Florida Atlantic University
Downloads 122 (320,740)

Abstract:

Loading...

Equity Crowdfunding, Governance, Delaware Incorporation, Fintech, COVID-19

54.

Phasing Out an Inefficient Venture Capital Tax Credit

Journal of Industry, Competition and Trade, Forthcoming
Number of pages: 35 Posted: 14 May 2010
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 122 (320,740)

Abstract:

Loading...

Entrepreneurship, Venture Capital, Tax Policy, Canada

55.

Institutional Investors, Political Connections, and the Incidence of Regulatory Enforcement Against Corporate Fraud

Number of pages: 43 Posted: 07 Oct 2014
Shanghai Jiao Tong University - Antai College of Economics & Management, Florida Atlantic University - Finance and China Europe International Business School (CEIBS)affiliation not provided to SSRN
Downloads 112 (340,792)
Citation 4

Abstract:

Loading...

Fraud; Political connections; Institutional investor; China

56.

End-of-Day Price Manipulation and M&As

British Journal of Management, Forthcoming
Number of pages: 49 Posted: 16 Oct 2018 Last Revised: 22 Nov 2019
Florida Atlantic University, Capital Markets CRC, Florida Atlantic University - Finance and University of Exeter Business School
Downloads 110 (344,940)
Citation 3

Abstract:

Loading...

Market Manipulation, M&As, Premiums, Regulation

57.

The Changing Latitude: Labour-Sponsored Venture Capital Corporations in Canada

Corporate Governance: An International Review, Forthcoming
Number of pages: 40 Posted: 02 Apr 2013 Last Revised: 11 Jan 2014
Sofia Johan, Denis Schweizer and Feng Zhan
Florida Atlantic University - Finance, Concordia University and University of Western Ontario
Downloads 110 (344,940)
Citation 2

Abstract:

Loading...

Venture capital, Private equity, LSVCCs, Government policy, Corporate governance, Retail investors, Mutual funds, Tournament behaviour theory

58.

Phasing Out an Inefficient Tax Credit

Number of pages: 28 Posted: 01 Nov 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 103 (360,621)

Abstract:

Loading...

Canadian Tax Policy, Entrepreneurship, Venture Capital

59.

Quality Revealing Versus Overstating in Equity Crowdfunding

Journal of Corporate Finance, Forthcoming
Number of pages: 58 Posted: 08 May 2020 Last Revised: 17 Sep 2020
Sofia Johan and Yelin Zhang
Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 102 (362,937)
Citation 3

Abstract:

Loading...

Equity Crowdfunding, Information Asymmetry, Qualitative Information

60.

Banks Joining Venture Capital Investments: Portfolio Selection, Strategic Objectives, Performance and Exit

TILEC Discussion Paper No. 2018-039
Number of pages: 59 Posted: 19 Nov 2018
Sofia Johan and Samuele Murtinu
Florida Atlantic University - Finance and Utrecht University - School of Economics
Downloads 102 (362,937)
Citation 2

Abstract:

Loading...

bank, venture capital, syndication, Europe, matching, performance

61.

A Drop in an Empty Pond: Canadian Public Policy towards Venture Capital

Journal of Industrial and Business Economics, Forthcoming
Number of pages: 26 Posted: 07 Nov 2016
Florida Atlantic University, Florida Atlantic University - Finance and University of Toronto - Faculty of Law
Downloads 101 (365,325)
Citation 2

Abstract:

Loading...

Venture Capital, Government Programs, Public Policy

62.

Mixed Methods in Venture Capital Research: An Illustrative Study and Directions for Future Work

Accepted for publication in the British Journal of Management. To cite that paper: Levasseur, L., Johan, S., & Eckhardt, J. (2021). Mixed methods in venture capital research: An illustrative study and directions for future work. British Journal of Management. DOI: 10.1111/1467-8551.12514.
Number of pages: 55 Posted: 07 Apr 2021 Last Revised: 13 Apr 2021
Indian Institute of Management Bangalore, Florida Atlantic University - Finance and University of Wisconsin - MadisonUniversity of Wisconsin - Madison - Wisconsin Institute for Discovery
Downloads 91 (390,115)

Abstract:

Loading...

Entrepreneurship, Entrepreneurial Finance, Venture Capital, Learning, Mixed Methods

63.

Common Auditors and Cross-Country M&A Transactions

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 41 Posted: 20 May 2016 Last Revised: 08 Apr 2017
Lancaster University Management School, Florida Atlantic University - Finance and University of Exeter Business School
Downloads 91 (390,115)
Citation 1

Abstract:

Loading...

Auditors; Information transfer; M&As

64.

Governance and Success in U.S. Equity Crowdfunding

Center for Financial Studies Working Paper No. 668, 2021
Number of pages: 64 Posted: 02 Feb 2022
Florida Atlantic University, Florida Atlantic University - Finance and Florida Atlantic University
Downloads 84 (409,503)

Abstract:

Loading...

Equity Crowdfunding, Governance, Delaware Incorporation, Fintech, COVID-19

65.

Comparative Capitalisms and Energy Transitions: Renewable Energy in the European Union

Number of pages: 35 Posted: 17 Feb 2019
Manchester Metropolitan University, University of Manchester - Alliance Manchester Business School, Florida Atlantic University and Florida Atlantic University - Finance
Downloads 72 (446,755)
Citation 2

Abstract:

Loading...

Institutional Theory; International Business; Varieties of Capitalism; Renewable Energy; European Union

66.

What is Mutual Fund Flow?

Journal of International Financial Markets, Institutions and Money, Vol. 62, No. 222-251, 2019
Number of pages: 71 Posted: 07 Oct 2019
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 70 (453,649)
Citation 2

Abstract:

Loading...

Mutual Fund Flows, Mutual Fund Returns, Trailer Fees, Information Asymmetry

67.

The Effectiveness of Public Enforcement: Evidence from the Resolution of Tunneling in China

Journal of Business Ethics, Forthcoming
Number of pages: 58 Posted: 11 Sep 2014
University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School, Florida Atlantic University - Finance and University of Cologne
Downloads 66 (467,588)

Abstract:

Loading...

Corporate Governance, Tunneling, Enforcement

68.

The Unintended Consequences of Biotechnology Innovation Adoption

Number of pages: 44 Posted: 20 Dec 2018
Florida Atlantic University, Florida Atlantic University - Finance, Silver Oak Services Partners and Howard University - School of Business
Downloads 61 (486,441)

Abstract:

Loading...

biotechnology, technological innovation, social innovation, certified organic operations

69.

Who is Entrepreneurial? Evidence from Late Bloomer Firms with M&A strategies

Number of pages: 51 Posted: 30 Sep 2021 Last Revised: 03 Nov 2021
EDHEC Business School, University of Vaasa, Florida Atlantic University - Finance and EDHEC Business School
Downloads 59 (494,207)

Abstract:

Loading...

Entrepreneurial orientation, Entrepreneurial posturing, Sustainable Competitive Advantage, Competitive aggressiveness, IPO, Mergers and Acquisitions, Industry Lifecycle, Resource Advantage.

70.

An Anatomy of Entrepreneurial Pursuits in Relation to Poverty

Entrepreneurship and Regional Development, Forthcoming
Number of pages: 41 Posted: 28 May 2019 Last Revised: 29 May 2019
Florida Atlantic University, Florida Atlantic University - Finance and Howard University - School of Business
Downloads 53 (518,993)

Abstract:

Loading...

Entrepreneurial activity, income inequality, opportunity, poverty, public policy, development

71.

Investors’ Industry Preference in Equity Crowdfunding

Number of pages: 43 Posted: 02 Aug 2021
Sofia Johan and Yelin Zhang
Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 49 (536,779)
Citation 5

Abstract:

Loading...

Equity Crowdfunding, Industry Effect, Business Valuation

72.

How Alternative Finance Informs Central Themes in Corporate Finance

Farag, H. and Johan, S., 2021. How alternative finance informs central themes in corporate finance. Journal of Corporate Finance, 67, p.101879.
Number of pages: 23 Posted: 04 May 2021 Last Revised: 02 May 2021
Hisham Farag and Sofia Johan
University of Birmingham - Birmingham Business School and Florida Atlantic University - Finance
Downloads 48 (541,336)

Abstract:

Loading...

Peer-to-Peer lending, Fintech, Cryptocurrencies, ICOs, Digital Finance, Alternative Finance

73.

Does Crowdfunding Democratize Success? Revisiting the Effects of Agglomeration and Localized Knowledge Spillover on Creative Projects

Number of pages: 41 Posted: 20 Nov 2019
Sofia Johan and Jon Taylor
Florida Atlantic University - Finance and Federal Reserve Banks - Federal Reserve Bank of St. Louis
Downloads 46 (550,842)

Abstract:

Loading...

Art, Crowdfunding, Entrepreneurial Finance, Entrepreneurship, FinTech, Geography

74.

Government Venture Capital Research: Fake Science and Bad Public Policy

Venture Capital: An International Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 16 Posted: 27 Dec 2018
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 46 (550,842)

Abstract:

Loading...

Government Venture Capital; Crowding Out; Science and Public Policy

75.

Quality Revealing or Overstating? — Analysis on Qualitative Startup Information in Equity Crowdfunding

Number of pages: 70 Posted: 03 Dec 2018
Sofia Johan and Yelin Zhang
Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 44 (560,593)
Citation 4

Abstract:

Loading...

Equity Crowdfunding, Information Asymmetry, Textual Information, Title III of JOBS Act

76.

Business Advisory Services and Female Employment in an Extreme Institutional Context

British Journal of Management
Number of pages: 36 Posted: 20 Nov 2019 Last Revised: 25 Sep 2020
Sofia Johan and Patricio Valenzuela
Florida Atlantic University - Finance and Universidad de los Andes, Chile
Downloads 40 (581,177)
Citation 1

Abstract:

Loading...

business training; employment; entrepreneurship; institutional context

77.

Business Advisory Services and Innovation during Pandemic Times: Evidence from Small Businesses*

Number of pages: 31 Posted: 15 Jun 2022
Universidad de los Andes, Chile - School of Business and Economics, ESE Business School, Florida Atlantic University - Finance and Universidad de los Andes, Chile
Downloads 37 (597,430)

Abstract:

Loading...

entrepreneurship, innovation, pandemic, small businesses

78.

The Effects of Institutional Ownership on Corporate Venture Capital Investment Decisions

Number of pages: 52
Sofia Johan and Yuan Li
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 1

Abstract:

Loading...

Corporate venture capital, institutional ownership, ownership heterogeneity, exploration and exploitation investments

79.

Religious and Social Narratives and Crowdfunding Success

Journal of International Financial Markets, Institutions and Money, Vol. XX, No. XX, 2022
Posted: 17 Jun 2022
Syarif Hidayatullah State Islamic University Jakarta, University of Aberdeen, Florida Atlantic University - Finance, Loughborough University - School of Business and Economics and Independent

Abstract:

Loading...

Crowdfunding; religiosity; linguistic narrative; moral foundation

80.

Investment Ties Gone Awry

Academy of Management Journal (Forthcoming)
Posted: 13 Jun 2016 Last Revised: 11 Apr 2019
Kourosh Shafi, Ali Mohammadi and Sofia Johan
California State University, East Bay, Copenhagen Business School - Department of Strategy and Innovation and Florida Atlantic University - Finance

Abstract:

Loading...

Inter-organizational relationships, reputation, signaling theory, tie discontinuation, venture capital

81.

The Changing Latitude: Labor‐Sponsored Venture Capital Corporations in Canada

Corporate Governance: An International Review, Vol. 22, Issue 2, pp. 145-161, 2014
Number of pages: 17 Posted: 08 Mar 2014
Sofia Johan, Denis Schweizer and Feng Zhan
Florida Atlantic University - Finance, Concordia University and University of Western Ontario
Downloads 0 (926,501)

Abstract:

Loading...

Corporate Governance, Venture Capital, LSVCC, Tax Policy, Investments

82.

Listing Standards as a Signal of IPO Preparedness and Quality

International Review of Law and Economics, Vol. 30, No. 2, 2010
Posted: 26 Oct 2013
Sofia Johan
Florida Atlantic University - Finance

Abstract:

Loading...

Initial public offerings; Listing standards; Junior stock markets

Other Papers (1)

Total Downloads: 58
1.

Employee welfare, social capital, and IPO survival

Number of pages: 42 Posted: 11 Oct 2021
University of Leeds, Florida Atlantic University - Finance, University of Birmingham - Birmingham Business School and University of Leeds - Faculty of Business
Downloads 58

Abstract:

Loading...

IPO survival, employee welfare, social capital, longevity