Sofia Johan

York University - Schulich School of Business

4700 Keele Street

Toronto, Ontario M3J 1P3

Canada

Tilburg Law and Economics Center (TILEC)

Research Fellow

Warandelaan 2

Tilburg, 5000 LE

Netherlands

SCHOLARLY PAPERS

59

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19,606

CITATIONS
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Top 3,340

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163

Scholarly Papers (59)

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review,Forthcoming
Number of pages: 41 Posted: 09 May 2013 Last Revised: 06 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 1,166 (14,956)

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Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Forthcoming
Number of pages: 41 Posted: 04 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 55 (344,933)

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Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Vol. 22, Issue 2, pp. 162-178, 2014
Number of pages: 17 Posted: 08 Mar 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and Odette School of Business - University of Windsor
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Corporate Governance, Law and Entrepreneurship, Unemployment, Patents, Venture Capital

2.

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Number of pages: 20 Posted: 29 Dec 2017 Last Revised: 03 Feb 2018
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 1,176 (15,030)

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Securities Regulation, Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law And Finance

3.
Downloads 914 ( 21,999)
Citation 7

Institutional Investment in Listed Private Equity

Number of pages: 31 Posted: 24 Jan 2010 Last Revised: 06 Feb 2010
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 803 (26,113)
Citation 7

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Institutional investment, pension funds, listed private equity, Europe

Institutional Investment in Listed Private Equity

European Financial Management, Forthcoming
Number of pages: 30 Posted: 14 Dec 2010
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 110 (227,387)
Citation 7

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Institutional investment, pension funds, listed private equity

Institutional Investment in Listed Private Equity

European Financial Management, Vol. 17, Issue 3, pp. 594-618, 2011
Number of pages: 25 Posted: 31 May 2011
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 1 (616,948)
Citation 7
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institutional investment, pension funds, listed private equity, G23, G24

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance 15, 361-379 (2013)
Number of pages: 36 Posted: 22 Jul 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 401 (64,682)

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Crowdfunding, Securities Law, Race-to-the-Top, Race-to-the-Bottom

Demand Driven Securities Regulation: Evidence from Crowdfunding

Number of pages: 25 Posted: 22 Apr 2013 Last Revised: 02 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 345 (77,250)

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Crowdfunding, Securities Regulation, Race to the Top, Race to the Bottom

5.
Downloads 688 ( 32,722)
Citation 14

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 41 Posted: 02 Feb 2010 Last Revised: 02 Mar 2010
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and Faculty of Business and Economics, University of Hong Kong
Downloads 446 (56,724)
Citation 14

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Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Exchange Trading Rules and Stock Market Liquidity

Number of pages: 43 Posted: 14 Nov 2009
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and Faculty of Business and Economics, University of Hong Kong
Downloads 242 (113,847)
Citation 14

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Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Number of pages: 31 Posted: 12 Sep 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 688 (32,217)
Citation 7

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Socially Responsible Investment, International Institutional Investment, Private Equity

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Posted: 25 Oct 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business

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Socially Responsible Investment; International Institutional Investment, Private Equity

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking & Finance, Vol. 31, pp. 3218-3250, 2007
Number of pages: 37 Posted: 08 Nov 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 671 (33,389)
Citation 21

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Private Equity, Venture Capital, Law and Finance

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking and Finance, Vol. 31, pp. 3218-3250, 2007
Posted: 05 Jan 2007 Last Revised: 11 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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Private Equity, Law and Finance

8.
Downloads 658 ( 34,821)
Citation 17

Global Market Surveillance

TILEC Discussion Paper No. 2008-002, American Law and Economics Review, Forthcoming
Number of pages: 45 Posted: 19 Jul 2006 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 658 (34,301)
Citation 17

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Market Manipulation, Surveillance, Microstructure, Law and Finance

Global Market Surveillance

American Law and Economics Review, Vol. 10, Issue 2, pp. 454-506, 2008
Posted: 31 Dec 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business

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G12, G14, G18, K22

9.

Information Asymmetries, Agency Costs and Venture Capital Exit Outcomes

Venture Capital, An International Journal of Entrepreneurial Finance, Vol. 10, pp. 197-231, 2008
Number of pages: 45 Posted: 11 Sep 2008 Last Revised: 16 Oct 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 576 (26,353)
Citation 3

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Venture Capital, Exits, Financial Contracts, IPOs, Acquisitions, Secondary Sales, Buybacks, Write-offs

10.

Determinants of Sovereign Wealth Fund Investment in Private Equity

TILEC Discussion Paper No. 2010-044
Number of pages: 42 Posted: 18 Dec 2010 Last Revised: 27 Sep 2011
Sofia Johan, April M. Knill and Nathan Mauck
York University - Schulich School of Business, Florida State University College of Business and University of Missouri - Kansas City
Downloads 516 (47,778)
Citation 1

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Sovereign wealth fund, private equity, international financial markets, legality, government policy, regulation

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, pp. 535-574, 2006
Number of pages: 40 Posted: 04 Jan 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 478 (52,023)
Citation 8

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Empirical Contracts, Private Equity, Law and Finance

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, No. 4, pp. 535-574, September 2006
Number of pages: 40 Posted: 11 Aug 2006
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 27 (453,965)
Citation 8
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Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol, 12, pp. 553-574, 2006
Posted: 26 Oct 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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Empirical Contracts, Private Equity, Law and Finance

12.

Pre-Seed Government Venture Capital Funds

Journal of International Entrepreneurship, 2008
Number of pages: 32 Posted: 20 Nov 2007 Last Revised: 29 Sep 2013
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 501 (42,538)
Citation 1

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Venture Capital, Government, Public Policy, Entrepreneurship

13.
Downloads 460 ( 55,230)
Citation 13

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, No. 1, pp. 3-43, 2007 , TILEC Discussion Paper No. 2005-003
Number of pages: 41 Posted: 04 Jan 2005
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 460 (54,635)
Citation 13

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Venture Capital, Monitoring, Advice

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, pp. 3-43, 2007
Posted: 23 Oct 2006 Last Revised: 15 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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Venture Capital, Conflict, Advice

14.

Preplanned Exit Strategies in Venture Capital

European Economic Review 52 (2008) 1209¿1241,
Number of pages: 37 Posted: 26 Jul 2006 Last Revised: 13 Oct 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 444 (47,987)
Citation 17

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Preplanned Exit, Contracts, Governance, Control Rights, Bargaining Power, Law and Finance

15.

Hedge Fund Forum Shopping

University of Pennsylvania Journal of Business and Employment Law, Vol. 10, No. 4, pp. 783-831, 2008
Number of pages: 32 Posted: 21 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 437 (54,792)
Citation 5

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Hedge Funds, Forum Shopping, Regulation, Law and Finance

Same Rules, Different Enforcement: Market Abuse in Europe

TILEC Discussion Paper No. 2014-019
Number of pages: 53 Posted: 22 Feb 2014 Last Revised: 07 Jun 2016
York University - Schulich School of Business, EMLYON Research Centre for Entrepreneurial FinanceEMLYON Business School and York University - Schulich School of Business
Downloads 318 (84,756)

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Securities Regulation, Enforcement, Law and Finance

Same Rules, Different Enforcement: Market Abuse in Europe

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 56 Posted: 04 Oct 2017
York University - Schulich School of Business, EMLYON Research Centre for Entrepreneurial FinanceEMLYON Business School and York University - Schulich School of Business
Downloads 115 (221,457)

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Securities Regulation, Enforcement, Law and Finance

17.

Is Venture Capital in Crisis?

World Financial Review (July-August), 69-72.
Number of pages: 15 Posted: 12 Jun 2012 Last Revised: 22 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 405 (34,284)
Citation 2

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Venture Capital, Financial Crisis

Reporting Bias in Private Equity: Reporting Frequency, Endowments, and Governance

29th Australasian Finance and Banking Conference 2016
Number of pages: 65 Posted: 21 Aug 2016
Sofia Johan and Minjie Zhang
York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 206 (133,661)

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Private Equity, Reporting, Performance

Reporting Bias in Private Equity: Reporting Frequency, Endowments, and Governance

TILEC Discussion Paper No. 2014-016
Number of pages: 52 Posted: 18 Mar 2014 Last Revised: 09 Jun 2014
Sofia Johan and Minjie Zhang
York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 139 (189,711)

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Private Equity, Endowments, Financial Reporting, Law and Governance, Culture, Venture Capital

Is Corporate Governance in China Related to Performance Persistence?

TILEC Discussion Paper No. 2013-015
Number of pages: 19 Posted: 15 May 2013
Lars Helge Hass, Sofia Johan and Denis Schweizer
Lancaster University - Management School, York University - Schulich School of Business and Concordia University
Downloads 211 (130,605)

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Board Structure, China, Corporate Governance, Performance Persistence

Is Corporate Governance in China Related to Performance Persistence?

Number of pages: 35 Posted: 06 Oct 2013
Lars Helge Hass, Sofia Johan and Denis Schweizer
Lancaster University - Management School, York University - Schulich School of Business and Concordia University
Downloads 115 (220,022)

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Board Structure, China, Corporate Governance, Performance Persistence

20.

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Vol. 99, No. 3, 2011
Number of pages: 41 Posted: 16 Jan 2009 Last Revised: 22 Nov 2014
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and Faculty of Business and Economics, University of Hong Kong
Downloads 304 (78,352)
Citation 14

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Market Manipulation, Insider Trading, Broker Agency Conduct, Law and Finance

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 39 Posted: 19 Oct 2005 Last Revised: 13 Oct 2013
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 299 (90,910)

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Internet, Investment, Regional Development, Government Program

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Vol. 34, No. 5, pp. 857-883, September 2010
Number of pages: 28 Posted: 07 Sep 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 2 (604,891)
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The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Vol. 34, Issue 5, pp. 857-883, 2010
Number of pages: 28 Posted: 01 Jun 2016
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
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Venture's Economic Impact in Australia

Number of pages: 42 Posted: 29 Dec 2012 Last Revised: 29 Jul 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 236 (116,849)

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Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

Venture's Economic Impact in Australia

Journal of Technology Transfer, Forthcoming
Number of pages: 41 Posted: 16 Nov 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 60 (330,306)

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Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

23.

Legality and Fund Manager Compensation

Number of pages: 34 Posted: 02 Aug 2005
Sofia Johan
York University - Schulich School of Business
Downloads 292 (71,717)

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Managerial Compensation, Incentive Contracts, Private Equity, Law and Finance

24.

Determinants of Sovereign Wealth Fund Investment in Private Equity versus Public Equity

Number of pages: 32 Posted: 26 Nov 2012
Sofia Johan, April M. Knill and Nathan Mauck
York University - Schulich School of Business, Florida State University College of Business and University of Missouri - Kansas City
Downloads 269 (71,063)

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sovereign wealth fund, private equity, international financial markets, legality, government policy, political relations and regulation

25.
Downloads 265 (104,100)
Citation 5

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, No. 4, pp. 369-398, 2006
Number of pages: 30 Posted: 07 Feb 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 265 (103,582)
Citation 5

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Venture capital, private equity, home bias

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, pp. 369-398, 2006
Posted: 07 Nov 2006
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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home bias, private equity

26.
Downloads 263 (104,902)

Dodd-Franking the Hedge Funds

Number of pages: 37 Posted: 20 Nov 2014 Last Revised: 10 May 2016
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 221 (124,811)

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Hedge Funds, Dodd-Frank, Law and Finance

Dodd-Franking the Hedge Funds

Journal of Banking and Finance, Forthcoming
Number of pages: 45 Posted: 20 Sep 2017 Last Revised: 21 Sep 2017
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 42 (388,554)

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Hedge Funds, Dodd-Frank, Law and Finance

27.

Exchanges and Their Investors: A New Look at Reporting Issues, Fraud, and Other Problems by Exchange

Number of pages: 39 Posted: 15 Jan 2012
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 254 (94,949)

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Corporate fraud; Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

28.
Downloads 242 (114,355)
Citation 20

Venture Capital Investment Duration

Journal of Small Business Management, Forthcoming
Number of pages: 41 Posted: 12 Dec 2008 Last Revised: 20 Jan 2009
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 241 (114,369)
Citation 20

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Venture Capital, Duration, Exits, Initial Public Offerings, Write-offs, Public Policy

Venture Capital Investment Duration

Journal of Small Business Management, Vol. 48, Issue 2, pp. 228-257, January 2010
Number of pages: 30 Posted: 29 Mar 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 1 (616,948)
Citation 20
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Do Financial Analysts Perform a Monitoring Role in China? Evidence from Modified Audit Opinions

Abacus, Forthcoming
Number of pages: 50 Posted: 14 Apr 2012 Last Revised: 09 Jun 2015
Jiandong Chen, Rong Ding, Wenxuan Hou and Sofia Johan
Southwestern University of Finance and Economics, University of Warwick, University of Edinburgh - Business School and York University - Schulich School of Business
Downloads 214 (128,834)
Citation 1

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Modified Audit Opinion (MAO), Analyst Coverage, Analyst Following, State-owned enterprises, China

Do Financial Analysts Perform a Monitoring Role in China? Evidence from Modified Audit Opinions

Abacus, Vol. 52, Issue 3, pp. 473-500, 2016
Number of pages: 28 Posted: 09 Sep 2016
Jiandong Chen, Rong Ding, Wenxuan Hou and Sofia Johan
Southwestern University of Finance and Economics, University of Warwick - Warwick Business School, University of Edinburgh - Business School and York University - Schulich School of Business
Downloads 0
Citation 1
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Analyst coverage, Analyst following, China, Modified audit opinion, State‐owned enterprises

A New Look at Reporting Fraud: By Exchange

TILEC Discussion Paper No. 2011-050
Number of pages: 39 Posted: 25 Nov 2011
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 157 (171,235)

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Corporate fraud, Exchange listing standards, Securities commissions, NYSE

A New Look at Reporting Fraud: By Exchange

Number of pages: 38 Posted: 27 Oct 2011
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 54 (348,115)

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Corporate Fraud, Exchange Listing Standards, Securities Commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

31.

The IPO as an Exit Strategy for Venture Capitalists: Regional Lessons from Canada with International Comparisons

Handbook of Research on IPOs, Mario Levis and Silvio Vismara, eds., Edgar Elgar, 2012.
Number of pages: 45 Posted: 30 Dec 2012
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 204 (105,359)

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Venture Capital, IPO

32.

Legal Protection, Corruption and Private Equity Returns in Asia

Journal of Business Ethics, Forthcoming
Number of pages: 36 Posted: 01 Apr 2011
York University - Schulich School of Business, Continuity Capital Partners, York University - Schulich School of Business and Wilshire Private Markets
Downloads 203 (81,879)
Citation 2

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Corruption, Law and Finance, Buyouts, Returns

33.

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance, 15, 361-379 (2013).
Number of pages: 36 Posted: 20 Sep 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 194 (93,828)

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crowd-funding, securities law, race-to-the-top, race-to-the-bottom

34.

Institutional Investors, Political Connections and Incidence of Corporate Fraud

TILEC Discussion Paper No. 2012-042
Number of pages: 36 Posted: 29 Nov 2012
Wenfeng Wu, Sofia Johan and Oliver M. Rui
Shanghai Jiao Tong University - Antai College of Economics & Management, York University - Schulich School of Business and China Europe International Business School (CEIBS)
Downloads 143 (150,264)
Citation 1

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Fraud, Political connection, Institutional investor, China

Corporate Finance and the Governance Implications of Removing Government Support Programs

TILEC Discussion Paper No. 2014-021
Number of pages: 43 Posted: 12 Jan 2014 Last Revised: 30 Aug 2015
WHU - Otto Beisheim School of Management, York University - Schulich School of Business, Concordia University and John Carroll University - Boler School of Business
Downloads 92 (257,386)

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Investment funds, Labour-Sponsored Venture Capital Corporations (LSVCCs), tax subsidies, value destruction

Corporate Finance and the Governance Implications of Removing Government Support Programs

Journal of Banking and Finance, Forthcoming
Number of pages: 43 Posted: 03 Nov 2015
WHU - Otto Beisheim School of Management, York University - Schulich School of Business, Concordia University and John Carroll University - Boler School of Business
Downloads 36 (412,377)

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Investment funds, Labour-Sponsored Venture Capital Corporations (LSVCCs), tax subsidies, value destruction

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Number of pages: 29 Posted: 25 Jul 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 61 (327,529)

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Video Surveillance, Retail Stores

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Eurasian Business Review, Forthcoming
Number of pages: 32 Posted: 31 May 2015
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 42 (388,554)

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Video Surveillance, Retail Entrepreneurs, Information Asymmetry, Search Costs

37.

Listing Standards and Fraud

Managerial and Decision Economics, Forthcoming
Number of pages: 47 Posted: 31 Mar 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 103 (190,263)
Citation 1

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Corporate fraud, Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, PinkSheets

38.

Are Hedge Funds Registered in Delaware Different?

Number of pages: 46 Posted: 16 May 2013 Last Revised: 02 Dec 2014
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 97 (176,711)

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Hedge Funds, Delaware, Law and Finance

39.

Determinants of Cross-Border Venture Capital Investments in Emerging and Developed Economies: The Effects of Relational and Institutional Trust

Journal of Business Ethics, Forthcoming
Number of pages: 49 Posted: 22 Jan 2014 Last Revised: 10 Mar 2016
Daniel Hain, Sofia Johan and Daojuan Wang
IKE, DRUID, Aalborg University, York University - Schulich School of Business and Aalborg University - Department of Business and Management
Downloads 93 (170,115)

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Venture capital, institutional trust, relational trust, corruption, China, syndication, emerging economies

40.

The Changing Latitude: Labour-Sponsored Venture Capital Corporations in Canada

Corporate Governance: An International Review, Forthcoming
Number of pages: 40 Posted: 02 Apr 2013 Last Revised: 11 Jan 2014
Sofia Johan, Denis Schweizer and Feng Zhan
York University - Schulich School of Business, Concordia University and John Carroll University - Boler School of Business
Downloads 93 (253,691)

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Venture capital, Private equity, LSVCCs, Government policy, Corporate governance, Retail investors, Mutual funds, Tournament behaviour theory

41.

Phasing Out an Inefficient Venture Capital Tax Credit

Journal of Industry, Competition and Trade, Forthcoming
Number of pages: 35 Posted: 14 May 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 90 (223,277)
Citation 2

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Entrepreneurship, Venture Capital, Tax Policy, Canada

42.

Phasing Out an Inefficient Tax Credit

Number of pages: 28 Posted: 01 Nov 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 90 (246,804)
Citation 1

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Canadian Tax Policy, Entrepreneurship, Venture Capital

43.

Financial Market Misconduct and Agency Conflicts: A Synthesis and Future Directions

Journal of Corporate Finance, Forthcoming
Number of pages: 37 Posted: 19 Jul 2015
York University - Schulich School of Business, CFA Institute and York University - Schulich School of Business
Downloads 81 (132,720)

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Financial Market Misconduct, Fraud, Insider trading, Regulation, Enforcement, Law and Finance

44.

Technology Parks and Entrepreneurial Outcomes around the World

International Journal of Managerial Finance, Forthcoming
Number of pages: 25 Posted: 22 Feb 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 79 (220,402)

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technology parks, entrepreneurship, new firm creation, growth, entrepreneurial finance

45.

Do Political Connections Matter in Accessing Capital Markets? Evidence from China

Number of pages: 39 Posted: 05 Apr 2015 Last Revised: 09 Oct 2015
Xiaolu Bao, Sofia Johan and Kenji Kutsuna
Kobe University, York University - Schulich School of Business and Kobe University - Graduate School of Business Administration
Downloads 59 (190,263)

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IPO; Political connection; Start-ups; China; capital market regulation

46.

Private Equity Exits in Emerging Markets

Number of pages: 47 Posted: 05 Apr 2015
Sofia Johan and Minjie Zhang
York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 58 (145,156)

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Private Equity, emerging markets, IPO, BRIC countries, corruption

47.

The Effectiveness of Public Enforcement: Evidence from the Resolution of Tunneling in China

Journal of Business Ethics, Forthcoming
Number of pages: 58 Posted: 11 Sep 2014
Lancaster University - Management School, York University - Schulich School of Business and WHU - Otto Beisheim School of Management
Downloads 35 (345,833)

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Corporate Governance, Tunneling, Enforcement

48.

Institutional Investors, Political Connections, and the Incidence of Regulatory Enforcement Against Corporate Fraud

Number of pages: 43 Posted: 07 Oct 2014
Wenfeng Wu, Sofia Johan and Oliver M. Rui
Shanghai Jiao Tong University - Antai College of Economics & Management, York University - Schulich School of Business and China Europe International Business School (CEIBS)
Downloads 34 (270,398)

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Fraud; Political connections; Institutional investor; China

49.

Public Policy Towards Entrepreneurial Finance: Spillovers and the Scale-Up Gap

Number of pages: 35 Posted: 31 Jan 2018 Last Revised: 21 May 2018
Douglas J. Cumming, Sofia Johan and Yelin Zhang
York University - Schulich School of Business, York University - Schulich School of Business and York University, Schulich School of Business, Students
Downloads 0 (348,822)

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50.

Does Religiosity Influence Venture Capital Investment Decisions?

Number of pages: 51 Posted: 28 Aug 2017 Last Revised: 26 Jan 2018
Lancaster University Management School, York University - Schulich School of Business and University of Exeter Business School
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Religiosity, Venture Capital, Risk-Aversion

51.

The Problems with and Promise of Entrepreneurial Finance

Strategic Entrepreneurship Journal, Forthcoming
Number of pages: 24 Posted: 21 Aug 2017
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 0 (238,459)

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Entrepreneurial Finance, Venture Capital, Private Equity, IPOs, Crowdfunding, Debt, Trade Credit, Angel Investors

52.

Developments in Financial Institutions, Governance, Agency Costs, and Misconduct

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 26 Posted: 23 Jun 2017
Douglas J. Cumming, Sofia Johan and Rejo Peter
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 0 (274,331)

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Misconduct, Fraud, Corporate Governance, Auditors, Directors, CEO Turnover

53.

A Drop in an Empty Pond: Canadian Public Policy towards Venture Capital

Journal of Industrial and Business Economics, Forthcoming
Number of pages: 26 Posted: 07 Nov 2016
York University - Schulich School of Business, York University - Schulich School of Business and University of Toronto - Faculty of Law
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Venture Capital, Government Programs, Public Policy

54.

Common Auditors and Cross-Country M&A Transactions

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 41 Posted: 20 May 2016 Last Revised: 08 Apr 2017
Lancaster University Management School, York University - Schulich School of Business and University of Exeter Business School
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Auditors; Information transfer; M&As

55.

Is the Crowd Sensitive to Distance? — How Investment Decisions Differ by Investor Type

Small Business Economics, Forthcoming
Number of pages: 40 Posted: 02 Feb 2016 Last Revised: 13 Oct 2016
WHU - Otto Beisheim School of Management, York University - Schulich School of Business and Concordia University
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Distance, Equity Crowdfunding, Entrepreneurial Finance, Entrepreneurship, Home Bias, Internet

56.

Crowdfunding and Entrepreneurial Internationalization

N. Dai and D. Siegel, eds. Entrepreneurial Finance: Managerial and Policy Implications, The World Scientific Publishers, Chapter 5, Forthcoming
Number of pages: 27 Posted: 08 Jan 2016 Last Revised: 17 Mar 2016
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
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Crowdfunding, Entrepreneurial Internationalization

57.

A Dissection of Mutual Fund Fees, Flows, and Performance

Number of pages: 128 Posted: 24 Oct 2015 Last Revised: 22 Jun 2017
Douglas J. Cumming, Sofia Johan and Yelin Zhang
York University - Schulich School of Business, York University - Schulich School of Business and York University, Schulich School of Business, Students
Downloads 0 (107,532)

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Mutual Funds, Management Expense Ratio (MER), Trailer Fees, 12b-1s

58.

The Changing Latitude: Labor‐Sponsored Venture Capital Corporations in Canada

Corporate Governance: An International Review, Vol. 22, Issue 2, pp. 145-161, 2014
Number of pages: 17 Posted: 08 Mar 2014
Sofia Johan, Denis Schweizer and Feng Zhan
York University - Schulich School of Business, Concordia University and John Carroll University - Boler School of Business
Downloads 0 (601,954)
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Corporate Governance, Venture Capital, LSVCC, Tax Policy, Investments

59.

Listing Standards as a Signal of IPO Preparedness and Quality

International Review of Law and Economics, Vol. 30, No. 2, 2010
Posted: 26 Oct 2013
Sofia Johan
York University - Schulich School of Business

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Initial public offerings; Listing standards; Junior stock markets