Paul Rose

Ohio State University - Moritz College of Law

Associate Dean for Academic Affairs; Robert J. Watkins/Procter & Gamble Professor of Law; Executive Director, Law, Finance & Governance Program

55 West 12th Avenue

Columbus, OH 43210

United States

Bocconi University - BAFFI Center on International Markets, Money, and Regulation

Fellow, Sovereign Investment Lab

Milano, 20136

Italy

Tufts University - The Fletcher School of Law and Diplomacy

Research Affiliate, SovereigNET

Medford, MA 02155

United States

Fundación Instituto de Empresa, S.L. - IE Business School

Non-Resident Fellow

Calle Maria de Molina 12, Bajo

Madrid, Madrid 28006

Spain

SCHOLARLY PAPERS

44

DOWNLOADS
Rank 1,832

SSRN RANKINGS

Top 1,832

in Total Papers Downloads

18,638

SSRN CITATIONS
Rank 16,836

SSRN RANKINGS

Top 16,836

in Total Papers Citations

11

CROSSREF CITATIONS

47

Scholarly Papers (44)

1.

The Corporate Governance Industry

Journal of Corporation Law, Vol. 32, No. 4, Summer 2007, Ohio State Public Law Working Paper
Number of pages: 41 Posted: 18 May 2006
Paul Rose
Ohio State University - Moritz College of Law
Downloads 5,424 (1,466)
Citation 2

Abstract:

Loading...

Corporate and Securities Law

2.

Shareholder Activism as a Corrective Mechanism in Corporate Governance

Brigham Young University Law Review, Vol. 2014, No. 5, 2014, Ohio State Public Law Working Paper No. 225
Number of pages: 39 Posted: 12 Sep 2013 Last Revised: 29 Aug 2015
Paul Rose and Bernard S. Sharfman
Ohio State University - Moritz College of Law and RealClearFoundation
Downloads 1,744 (10,206)
Citation 3

Abstract:

Loading...

corporate governance, shareholder activism, hedge funds, governance entrepreneurs

3.

The Importance of Cost-Benefit Analysis in Financial Regulation

Report for U.S. Chamber of Commerce, March 2013, Ohio State Public Law Working Paper No. 208
Number of pages: 46 Posted: 11 Mar 2013 Last Revised: 11 Sep 2015
Paul Rose and Christopher J. Walker
Ohio State University - Moritz College of Law and Ohio State University (OSU) - Michael E. Moritz College of Law
Downloads 1,706 (10,578)

Abstract:

Loading...

administrative law, financial regulation, cost-benefit analysis

4.

Sovereigns as Shareholders

North Carolina Law Review, Vol. 87, p. 102, Fall 2008
Number of pages: 66 Posted: 06 Mar 2008 Last Revised: 04 Jun 2010
Paul Rose
Ohio State University - Moritz College of Law
Downloads 1,131 (19,988)

Abstract:

Loading...

sovereign wealth, insitutional investors, foreign investment

5.

Dodd-Frank Regulators, Cost-Benefit Analysis, and Agency Capture

Stanford Law Review Online, Vol. 66, pp. 9-16, 2013, Ohio State Public Law Working Paper No. 201
Number of pages: 8 Posted: 18 Apr 2013 Last Revised: 29 Apr 2013
Paul Rose and Christopher J. Walker
Ohio State University - Moritz College of Law and Ohio State University (OSU) - Michael E. Moritz College of Law
Downloads 923 (26,917)
Citation 4

Abstract:

Loading...

administrative law, financial regulation, cost-benefit analysis, agency capture, democratic accountability

6.

Sovereign Wealth Funds: Active or Passive Investors?

Yale Law Journal Online, Vol. 118, p. 104, 2008
Number of pages: 5 Posted: 26 Nov 2008 Last Revised: 08 Nov 2019
Paul Rose
Ohio State University - Moritz College of Law
Downloads 817 (31,990)

Abstract:

Loading...

sovereign wealth

7.

The Disappearing Small IPO and the Lifecycle of the Small Firm

Harvard Business Law Review, Forthcoming
Number of pages: 38 Posted: 26 Feb 2014 Last Revised: 01 Dec 2015
Steven Davidoff Solomon and Paul Rose
University of California, Berkeley - School of Law and Ohio State University - Moritz College of Law
Downloads 599 (48,562)

Abstract:

Loading...

IPO, initial public offering, emerning growth companies, JOBS Act

8.

Regulating Risk by 'Strengthening Corporate Governance'

Connecticut Insurance Law Journal, Vol. 17, No. Fall, 2010, Ohio State Public Law Working Paper No. 130
Number of pages: 31 Posted: 27 Jun 2010 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 552 (53,838)
Citation 5

Abstract:

Loading...

Dodd Bill, Financial Crisis, Financial Reform, Restoring American Financial Stability Act, risk management, corporate governance

9.

The Small IPO and the Investing Preferences of Mutual Funds

Journal of Corporate Finance 47 (2017) 151–173 , UC Berkeley Public Law Research Paper No. 2718862
Number of pages: 60 Posted: 20 Jan 2016 Last Revised: 08 Nov 2019
University of California, Berkeley - School of Law, Ohio State University - Moritz College of Law and University of California, Berkeley - School of Law
Downloads 518 (58,399)

Abstract:

Loading...

Initial Public Offerings, liquidity, flight-to-liquidity, mutual funds, institutional investors

10.

Sovereign Wealth Fund Investment in the Shadow of Regulation and Politics

Georgetown Journal of International Law, Vol. 40, No. 4, 2009
Number of pages: 33 Posted: 02 Mar 2010
Paul Rose
Ohio State University - Moritz College of Law
Downloads 486 (63,232)

Abstract:

Loading...

Sovereign Wealth Funds

11.

EU Company Law Convergence Possibilities after Centros

Transnational Law & Contemporary Problems, Vol. 11, p. 121, 2001, Northwestern Public Law Research Paper No. 927048
Number of pages: 19 Posted: 29 Aug 2006
Paul Rose
Ohio State University - Moritz College of Law
Downloads 447 (70,065)

Abstract:

Loading...

Convergence, EU Company Law, Comparative Corporate Law, Comparative Corporate Governance

12.

On the Role and Regulation of Proxy Advisors

Michigan Law Review First Impressions, Vol. 109, p. 62, 2010, Ohio State Public Law Working Paper No. 142
Number of pages: 8 Posted: 01 Feb 2011 Last Revised: 03 Feb 2011
Paul Rose
Ohio State University - Moritz College of Law
Downloads 334 (98,269)
Citation 1

Abstract:

Loading...

Proxy voting, proxy advisors, corporate governance ratings, corporate governance industry, RiskMetrics, ISS, proxy plumbing

13.

The Foreign Investment and National Security Act of 2007: An Assessment of Its Impact on Sovereign Wealth Funds and State-Owned Enterprises

Research Handbook on Sovereign Wealth Funds and International Investment Law (Edward Elgar, 2015), Ohio State Public Law Working Paper No. 231
Number of pages: 39 Posted: 30 Jan 2014 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 311 (106,274)
Citation 1

Abstract:

Loading...

CFIUS, FINSA, FDI, sovereign wealth funds, state-owned enterprises

14.

Sovereign Shareholder Activism: How SWFs Can Engage in Corporate Governance

Bocconi SWF Investment Lab Annual Report, 2013, Ohio State Public Law Working Paper No. 264
Number of pages: 4 Posted: 08 Jul 2014
Paul Rose
Ohio State University - Moritz College of Law
Downloads 303 (109,400)
Citation 1

Abstract:

Loading...

sovereign wealth fund, shareholder activism, corporate governance

15.

Sovereign Investing and Corporate Governance: Evidence and Policy

Fordham Journal of Corporate and Financial Law, Vol. 18, 2013, Ohio State Public Law Working Paper No. 192
Number of pages: 52 Posted: 20 Feb 2013 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 299 (110,961)
Citation 4

Abstract:

Loading...

corporate governance, sovereign wealth, CFIUS

16.

Common Agency and the Public Corporation

Vanderbilt Law Review, Vol. 63, October 2010, Ohio State Public Law Working Paper No. 125
Number of pages: 64 Posted: 08 Mar 2010 Last Revised: 02 Nov 2010
Paul Rose
Ohio State University - Moritz College of Law
Downloads 245 (136,595)

Abstract:

Loading...

shareholder activism, proxy access, corporate governance, institutional investors, shareholder influence, agency costs

17.

Balancing Public Market Benefits and Burdens for Smaller Companies Post-Sarbanes-Oxley

Number of pages: 45 Posted: 17 Feb 2005
Paul Rose
Ohio State University - Moritz College of Law
Downloads 241 (138,823)

Abstract:

Loading...

Sarbanes-Oxley, small business

18.

American Sovereign Wealth

Ohio State Public Law Working Paper No. 161
Number of pages: 67 Posted: 17 Nov 2011
Paul Rose
Ohio State University - Moritz College of Law
Downloads 230 (145,317)
Citation 2

Abstract:

Loading...

sovereign wealth funds, permanent funds, fund governance, severance tax

19.

FIRRMA and National Security

Ohio State Public Law Working Paper No. 452
Number of pages: 17 Posted: 20 Aug 2018 Last Revised: 21 Aug 2018
Paul Rose
Ohio State University - Moritz College of Law
Downloads 228 (146,577)
Citation 1

Abstract:

Loading...

foreign investment, CFIUS, FIRRMA, Chinese investment, national security

20.

Sovereign Wealth Funds and Domestic Political Risk

Oxford University Press Handbook on Sovereign Wealth Funds, Forthcoming, Ohio State Public Law Working Paper No. 312
Number of pages: 39 Posted: 13 Oct 2015 Last Revised: 09 Jun 2017
Paul Rose
Ohio State University - Moritz College of Law
Downloads 174 (187,879)
Citation 1

Abstract:

Loading...

sovereign wealth funds, political risk, legitimacy

21.

Public Fund Governance and Private Fund Fees

UCLA Private Fund Conference and Report, 2016, Ohio State Public Law Working Paper No. 358
Number of pages: 7 Posted: 07 Jul 2016 Last Revised: 14 Jul 2016
Paul Rose
Ohio State University - Moritz College of Law
Downloads 148 (215,433)

Abstract:

Loading...

pension funds, hedge funds, private equity funds, external management, management fees

22.

North American Dream: The Rise of U.S. and Canadian Sovereign Wealth

ESADEgeo 2014 Sovereign Wealth Fund Report, Ohio State Public Law Working Paper No. 246
Number of pages: 17 Posted: 12 Apr 2014 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 141 (224,010)

Abstract:

Loading...

sovereign wealth, permanent fund, severance tax, intergenerational wealth

23.

Shareholder Proposals in the Market for Corporate Influence

Florida Law Review, Vol. 66, 2014, Ohio State Public Law Working Paper No. 224
Number of pages: 67 Posted: 12 Sep 2013 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 135 (231,930)
Citation 1

Abstract:

Loading...

corporate governance, shareholder activism, proxy voting, agency costs, common agency

24.

State Capitalism and the Foreign Corrupt Practices Act

73 OHIO ST. L. J. 1069 (2013) , Ohio State Public Law Working Paper No. 167
Number of pages: 27 Posted: 07 May 2012 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 121 (252,186)
Citation 1

Abstract:

Loading...

sovereign wealth funds pension funds, FCPA, state capitalism

25.

Sovereign Funds and External Asset Manager Fees: The Governance Connection

Ohio State Public Law Working Paper No. 355
Number of pages: 4 Posted: 07 Jul 2016
Paul Rose
Ohio State University - Moritz College of Law
Downloads 115 (261,682)

Abstract:

Loading...

Sovereign wealth, hedge funds, private equity, asset management

26.

Robovoting and Proxy Vote Disclosure

Number of pages: 10 Posted: 26 Nov 2019
Paul Rose
Ohio State University - Moritz College of Law
Downloads 111 (268,342)

Abstract:

Loading...

proxy advisors, proxy voting, vobovoting

27.

What Responsibilities Do Sovereign Funds Have to Other Investors?

Wake Forest Law Review, Forthcoming, Ohio State Public Law Working Paper No. 399
Number of pages: 35 Posted: 10 Jun 2017
Paul Rose
Ohio State University - Moritz College of Law
Downloads 110 (270,055)

Abstract:

Loading...

sovereign wealth funds, fiduciary duty, shareholder rights, institutional investors

28.

Public Funds Investment Policies: 2016 Survey

Ohio State Public Law Working Paper No. 376
Number of pages: 14 Posted: 16 Feb 2017 Last Revised: 08 Mar 2017
Paul Rose
Ohio State University - Moritz College of Law
Downloads 108 (273,568)

Abstract:

Loading...

Public pension funds, sovereign wealth funds, investment policies

29.

Alternative Investments? State & Local Pension Portfolio Use and Performance

Number of pages: 31 Posted: 13 Mar 2014
Paul Rose and Jason S. Seligman
Ohio State University - Moritz College of Law and U.S. Department of the Treasury - Office of Economic Policy
Downloads 104 (280,819)

Abstract:

Loading...

public pension funds, defined benefit, asset allocaiton, alternatives, hedge funds, private equity, prudent person

30.

Certifying the 'Climate' in Climate Bonds

Ohio State Public Law Working Paper No. 458
Number of pages: 20 Posted: 04 Sep 2018
Paul Rose
Ohio State University - Moritz College of Law
Downloads 100 (288,329)

Abstract:

Loading...

climate finance, climate bonds, green bonds, sovereign bonds

31.

Public Fund Investment Policies: 2015 Annual Review

Ohio State Public Law Working Paper No. 313
Number of pages: 14 Posted: 19 Oct 2015 Last Revised: 05 Nov 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 92 (304,247)

Abstract:

Loading...

public pension fund, sovereign wealth fund, sovereign pension fund

32.

Public Wealth Maximization: A New Framework for Public Fund Fiduciary Duties

Ohio State Public Law Working Paper No. 356
Number of pages: 33 Posted: 07 Jul 2016 Last Revised: 26 Oct 2018
Paul Rose
Ohio State University - Moritz College of Law
Downloads 91 (306,309)

Abstract:

Loading...

public pensions, sovereign wealth, fiduciary duties

33.

Public Funds Investment Policies: 2017 Survey

Number of pages: 13 Posted: 06 Mar 2018
Kelsey Mullen and Paul Rose
Ohio State University (OSU) - Michael E. Moritz College of Law and Ohio State University - Moritz College of Law
Downloads 83 (324,371)
Citation 1

Abstract:

Loading...

sovereign wealth funds, pension funds, investment policies, ESG

34.

A Disclosure Framework for Public Fund Investment Policies

Procedia Economics and Finance, Volume 29 (2015) , The Fifth Joint BIS/World Bank Public Funds Conference, 2014, Ohio State Public Law Working Paper No. 272
Number of pages: 37 Posted: 30 Aug 2014 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 81 (329,210)

Abstract:

Loading...

sovereign wealth funds, pension funds, investment policies

35.

U.S. Regulation of Investment by State-Controlled Entities

ICSID Review, Forthcoming, Ohio State Public Law Working Paper No. 311
Number of pages: 11 Posted: 13 Oct 2015 Last Revised: 16 Oct 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 77 (339,063)

Abstract:

Loading...

state-owned enterprises, sovereign wealth funds, CFIUS, foreign investment

36.

The Management of Public Natural Resource Wealth

Revista brasileira de políticas públicas, 2013, Ohio State Public Law Working Paper No. 191
Number of pages: 75 Posted: 20 Feb 2013 Last Revised: 01 Dec 2015
Paul Rose
Ohio State University - Moritz College of Law
Downloads 77 (339,063)
Citation 1

Abstract:

Loading...

public finance, sovereign wealth, severance tax, natural resources, public funds

37.

Sovereign Fund Selling, Market Volatility and Systemic Risk: Connections and Regulatory Possibilities

Bocconi SWF Investment Lab Annual Report, 2015, Ohio State Public Law Working Paper No. 357
Number of pages: 9 Posted: 07 Jul 2016 Last Revised: 14 Jul 2016
Paul Rose
Ohio State University - Moritz College of Law
Downloads 72 (352,124)

Abstract:

Loading...

sovereign wealth, stock market volatility, divestment

38.

The Political and Governance Risks of Sovereign Wealth

Number of pages: 82 Posted: 17 Jul 2019 Last Revised: 21 Jul 2019
Paul Rose
Ohio State University - Moritz College of Law
Downloads 42 (452,135)

Abstract:

Loading...

sovereign wealth, sovereign funds, national security,political risk, governance risk

39.

Examining the U.S. Regulatory Framework for Assessing Sovereign Investments: Written Testimony Prepared for the U.S. Senate Committee on Banking, Housing and Urban Affairs (April 24, 2008)

Ohio State Public Law Working Paper No. 200
Number of pages: 7 Posted: 09 Apr 2013
Paul Rose
Ohio State University - Moritz College of Law
Downloads 34 (487,266)

Abstract:

Loading...

sovereign wealth, foreign investment

40.

The Sustainable Development Goals and the Market for Sustainable Sovereign Investments

Number of pages: 17 Posted: 04 May 2020
Paul Rose and Javier Capapé
Ohio State University - Moritz College of Law and IE University
Downloads 29 (512,352)

Abstract:

Loading...

sovereign wealth, SWF, sustainable development, SDGs, Paris Agreement, ESG, sustainable finance, green finance

41.

Green Market-Makers: Sovereigns as Catalysts for Sustainable Development

Ohio State Public Law Working Paper No. 516
Number of pages: 35 Posted: 27 Oct 2019 Last Revised: 19 Nov 2019
Paul Rose
Ohio State University - Moritz College of Law
Downloads 29 (512,352)

Abstract:

Loading...

Sustainable investment, Sustainable Development Goals, green finance, sovereign investment

42.

Technology, Venture Capital, and SWFs: The Role of the Government in Forging Innovation and Change

Number of pages: 17 Posted: 04 May 2020
Javier Capapé and Paul Rose
IE University and Ohio State University - Moritz College of Law
Downloads 23 (547,238)

Abstract:

Loading...

sovereign wealth, SWF, sustainable development, venture capital, economic development, sustainable finance, strategic investment funds, sovereign development funds

43.

Factors Influencing Capital Market Competitiveness: A Survey of Recent Proposals

Entrepreneurial Business Law Journal, vol. 2, no. 1 (2007), 439-478
Number of pages: 39 Posted: 12 Jun 2020
Cyrus Afshar and Paul Rose
Northwestern University - Northwestern Pritzker School of Law and Ohio State University - Moritz College of Law
Downloads 3 (684,241)

Abstract:

Loading...

capital markets, market competition, regulatory burdens

44.

Are Alternative Investments Prudent? Public Sector Use and Fiduciary Duty

Ohio State Public Law Working Paper No. 319, https://doi.org/10.3905/jai.2016.18.3.005
Posted: 13 Nov 2015
Paul Rose and Jason S. Seligman
Ohio State University - Moritz College of Law and U.S. Department of the Treasury - Office of Economic Policy
Downloads 0 (724,911)

Abstract:

Loading...

Pension Funds, Fiduciary Duty, Alternative Investments, Hedge Funds, Private Equity, Investment, Political Economy, Governance