Richard B. Evans

University of Virginia - Darden School of Business

Associate Professor

P.O. Box 6550

Charlottesville, VA 22906-6550

United States

http://faculty.darden.virginia.edu/evansr/

SCHOLARLY PAPERS

27

DOWNLOADS
Rank 2,685

SSRN RANKINGS

Top 2,685

in Total Papers Downloads

11,373

CITATIONS
Rank 3,410

SSRN RANKINGS

Top 3,410

in Total Papers Citations

160

Scholarly Papers (27)

1.

Scale Effects in Mutual Fund Performance: The Role of Trading Costs

Number of pages: 41 Posted: 13 Dec 2006 Last Revised: 08 Jul 2009
Roger M. Edelen, Richard B. Evans and Gregory B. Kadlec
University of California, Davis - Graduate School of Management, University of Virginia - Darden School of Business and Virginia Polytechnic Institute & State University - Pamplin College of Business
Downloads 3,754 (1,489)
Citation 28

Abstract:

Loading...

Mutual Fund, Trading Costs, Size, Flow, Soft Dollars

2.

What do Consumers’ Fund Flows Maximize? Evidence from Their Brokers’ Incentives

Journal of Finance, Forthcoming, Darden Business School Working Paper No. 1393289
Number of pages: 60 Posted: 22 Apr 2009 Last Revised: 16 Mar 2012
University of Toronto - Rotman School of Management, University of Virginia - Darden School of Business and University of Pennsylvania - Finance Department
Downloads 899 (17,370)
Citation 8

Abstract:

Loading...

Brokers, mutual funds, compensation, revenue-sharing

Failure is an Option: Impediments to Short Selling and Options Prices

EFA 2003 Glasgow
Number of pages: 46 Posted: 01 Aug 2003
University of Virginia - Darden School of Business, University of North Carolina Kenan-Flagler Business School, University of Pennsylvania - The Wharton School, Finance Department and University of Pennsylvania - Finance Department
Downloads 760 (26,435)
Citation 36

Abstract:

Loading...

Failure is an Option: Impediments to Short Selling and Options Prices

The Review of Financial Studies, Vol. 22, No. 5, pp. 1955-1980, 2009
Posted: 13 Apr 2009
University of Virginia - Darden School of Business, University of Pennsylvania - The Wharton School, Finance Department, University of Pennsylvania - Finance Department and University of North Carolina Kenan-Flagler Business School

Abstract:

Loading...

G12, G13, G29

4.

Mutual Fund Incubation

Journal of Finance, Forthcoming
Number of pages: 66 Posted: 27 Mar 2008 Last Revised: 18 Aug 2009
Richard B. Evans
University of Virginia - Darden School of Business
Downloads 758 (18,974)
Citation 65

Abstract:

Loading...

Mutual fund incubation, investment management, bias in returns, fund flows, fund family

5.

The Portfolio Choices of Young and Old Active Mutual Fund Managers

AFA 2009 San Francisco Meetings Paper
Number of pages: 58 Posted: 19 Mar 2008 Last Revised: 17 Sep 2010
David A. Chapman, Richard B. Evans and Zhe Xu
McIntire School, University of Virginia, University of Virginia - Darden School of Business and Boston College
Downloads 462 (46,000)
Citation 5

Abstract:

Loading...

Mutual Funds, Career Concerns, Portfolio Choice

6.

The Economics of Mutual-Fund Brokerage: Evidence from the Cross Section of Investment Channels

AFA 2006 Boston Meetings Paper
Number of pages: 37 Posted: 23 Mar 2005 Last Revised: 11 Dec 2011
University of Toronto - Rotman School of Management, University of Virginia - Darden School of Business and University of Pennsylvania - Finance Department
Downloads 435 (48,380)
Citation 9

Abstract:

Loading...

Mutual Fund, Financial Intermediary, Brokers

7.

Institutional Investors and Mutual Fund Governance: Evidence from Retail – Institutional Fund Twins

Review of Financial Studies, Forthcoming, Swiss Finance Institute Research Paper No. 11-31, Darden Business School Working Paper No. 1907149
Number of pages: 55 Posted: 09 Aug 2011 Last Revised: 18 Dec 2012
Richard B. Evans and Rüdiger Fahlenbrach
University of Virginia - Darden School of Business and Ecole Polytechnique Fédérale de Lausanne
Downloads 409 (47,659)
Citation 4

Abstract:

Loading...

Governance, Mutual funds, Institutional investors, Performance sensitivity, Identification

8.

Disclosure and Agency Conflict in Delegated Investment Management: Evidence from Mutual Fund Commission Bundling

AFA 2009 San Francisco Meetings Paper
Number of pages: 48 Posted: 26 Mar 2008 Last Revised: 15 May 2011
Roger M. Edelen, Richard B. Evans and Gregory B. Kadlec
University of California, Davis - Graduate School of Management, University of Virginia - Darden School of Business and Virginia Polytechnic Institute & State University - Pamplin College of Business
Downloads 368 (56,687)
Citation 3

Abstract:

Loading...

Agency Conflict, Mutual Fund; Performance; Brokerage Commissions; Expenses.

9.

Fund Performance and Equity Lending: Why Lend What You Can Sell?

Review of Finance (2017) V21 (3), 1093-1121
Number of pages: 52 Posted: 06 Jul 2012 Last Revised: 07 Jun 2017
University of Virginia - Darden School of Business, Nova School of Business and Economics and Nova School of Business and Economics
Downloads 350 (43,560)

Abstract:

Loading...

Mutual funds, Index funds, Performance, Security lending

Outsourcing vs. Integration in the Mutual Fund Industry: An Incomplete Contracting Perspective

Darden Business School Working Paper No. 2399177
Number of pages: 44 Posted: 22 Feb 2014
Peter Marcel Debaere and Richard B. Evans
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 195 (133,460)

Abstract:

Loading...

Incomplete Contracts, Oursourcing, Investment Advisor, Mutual Fund, Subadvisor

Outsourcing vs. Integration in the Mutual Fund Industry: An Incomplete Contracting Perspective

CEPR Discussion Paper No. DP10599
Number of pages: 46 Posted: 19 May 2015
Peter Marcel Debaere and Richard B. Evans
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 0
  • Add to Cart

Abstract:

Loading...

boundaries of the firm, outsourcing

11.

Liquidity, Mutual Fund Flows, and Reflow Management, Llc

Darden Case No. UVA-F-1600
Number of pages: 10 Posted: 05 Apr 2010
Richard B. Evans and Michael Mills
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 159 (116,469)

Abstract:

Loading...

liquidity planning

12.

Information and Implementation: Assessing the Net Impact of Trading on Mutual Funds

Number of pages: 29 Posted: 27 May 2011
Roger M. Edelen, Richard B. Evans and Gregory B. Kadlec
University of California, Davis - Graduate School of Management, University of Virginia - Darden School of Business and Virginia Polytechnic Institute & State University - Pamplin College of Business
Downloads 139 (170,593)
Citation 2

Abstract:

Loading...

Mutual fund, trading costs, turnover

13.

Pravda Asset Management

Darden Case No. UVA-F-1602
Number of pages: 9 Posted: 05 Apr 2010
Richard B. Evans
University of Virginia - Darden School of Business
Downloads 121 (184,959)
  • Add to Cart

Abstract:

Loading...

Asset allocation, forecasting returns, expected returns, market-timing.

14.

Virginia Investment Partners Optimal Portfolio Allocation

Darden Case No. UVA-F-1598
Number of pages: 10 Posted: 05 Apr 2010
Richard B. Evans
University of Virginia - Darden School of Business
Downloads 108 (188,386)

Abstract:

Loading...

diversification, portfolio management, Risk and Return

15.

Pittinos Financial Advisers, Llc

Darden Case No. UVA-F-1599
Number of pages: 10 Posted: 05 Apr 2010
Marc L. Lipson and Richard B. Evans
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 73 (246,504)
  • Add to Cart

Abstract:

Loading...

financial adviser strategy forecasting

16.

Competition and Cooperation in Mutual Fund Families

Darden Business School Working Paper No. 2986304
Number of pages: 61 Posted: 15 Jun 2017 Last Revised: 19 Jul 2017
Richard B. Evans, Melissa Porras Prado and Rafael Zambrana
University of Virginia - Darden School of Business, Nova School of Business and Economics and Nova School of Business and Economics
Downloads 0 (170,593)

Abstract:

Loading...

Mutual fund, manager, compensation, incentives, competition, cooperation, cross-holding, performance, cross-subsidization, internal capital markets

17.

Volatility in China's Stock Market: Boom, Bust, Boom…And Bust?

Darden Case No. UVA-F-1759
Number of pages: 17 Posted: 30 May 2017
Richard B. Evans, Junhui Qian and Dennis Yang
University of Virginia - Darden School of Business, Shanghai Jiao Tong University and University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

bull market, bear market, circuit breaker, stock exchange trading

18.

Performance Measurement with Factor Models

Darden Case No. UVA-F-1673
Number of pages: 9 Posted: 30 May 2017
Richard B. Evans
University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

fund benchmark, Capital Asset Pricing Model, small cap, mid cap, large cap growth, Russell Midcap Index

19.

Calpers Absolute Return Strategies: Hedge Fund Risk and Return

Darden Case No. UVA-F-1735
Number of pages: 19 Posted: 30 May 2017
Richard B. Evans and Joseph Geissenhainer
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

Finance, investments, portfolio, hedge funds, pension fund, asset allocation, funding ratio, asset allocation

20.

Research Affiliates

Darden Case No. UVA-F-1662
Number of pages: 22 Posted: 30 May 2017
Richard B. Evans and Rick Green
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

market cap investing, investment strategy, institutional investing

21.

Cornerstone Partners

Darden Case No. UVA-F-1677
Number of pages: 11 Posted: 30 May 2017
Richard B. Evans and Prakash Menon
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

endowments, outsourcing to investment advisory firms, investment portfolio statement

22.

The Oxcel Endowment and Socially Responsible Investing

Darden Case No. UVA-F-1659
Number of pages: 6 Posted: 30 May 2017
Richard B. Evans
University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

investing, endowment, equity allocation, investment funds, return data

23.

The Fine Art of Financing: The Jpmorgan Private Bank and Lending Against Art

Darden Case No. UVA-F-1760
Number of pages: 15 Posted: 30 May 2017
University of Virginia - Darden School of Business, University of Virginia - Darden School of Business, HEC Paris - Finance Department and Luxembourg School of Finance
Downloads 0 (561,926)
  • Add to Cart

Abstract:

Loading...

investment asset, art, illiquid assets, investment vehicles

24.

Gold as a Portfolio Diversifier: The World Gold Council and Investing in Gold

Darden Case No. UVA-F-1675
Number of pages: 14 Posted: 30 May 2017
Pedro P. Matos and Richard B. Evans
University of Virginia - Darden School of Business and University of Virginia - Darden School of Business
Downloads 0 (576,309)
  • Add to Cart

Abstract:

Loading...

investment research, investor portfolios, gold allocation, core assets, institutional investors, risk-return tradeoff

25.

ETF Short Interest and Failures-to-Deliver: Naked Short-Selling or Operational Shorting?

Darden Business School Working Paper No. 2961954
Number of pages: 76 Posted: 03 May 2017 Last Revised: 16 Jun 2017
University of Virginia - Darden School of Business, Villanova University - Department of Finance, Villanova University - Villanova School of Business and Villanova University - Department of Finance
Downloads 0 (82,329)

Abstract:

Loading...

Exchange-Traded Funds, Short Interest, Failure to Deliver, Financial Markets, Short Selling, Counterparty Risk, Equities, Investments

26.

On Size Effects in Separate Accounts

Number of pages: 40 Posted: 18 Mar 2017 Last Revised: 04 Aug 2017
University of Virginia - Darden School of Business, University of Augsburg, University of Augsburg - Department of Finance and Banking and University of Augsburg
Downloads 0 (186,104)

Abstract:

Loading...

Institutional investing, separate accounts, performance, diseconomies of scale, flows

27.

Diseconomies of Scope and Mutual Fund Performance

Darden Business School Working Paper No. 2874975
Number of pages: 55 Posted: 27 Nov 2016 Last Revised: 12 Dec 2017
Richard B. Evans, Javier Gil-Bazo and Marc L. Lipson
University of Virginia - Darden School of Business, Universitat Pompeu Fabra and University of Virginia - Darden School of Business
Downloads 0 (84,122)

Abstract:

Loading...

mutual fund managers, performance persistence, diseconomies of scale, diseconomies of scope

Other Papers (1)

Total Downloads: 42    Citations: 2
1.

Equity Lending and Mutual Fund Performance

Number of pages: 46 Posted: 11 Jun 2012
University of Virginia - Darden School of Business, Nova School of Business and Economics and Nova School of Business and Economics
Downloads 34
Citation 2

Abstract:

Loading...

mutual funds, Index funds, performance, security lending