Noreen Clancy

RAND Corporation

1776 Main Street

P.O. Box 2138

Santa Monica, CA 90407-2138

United States

SCHOLARLY PAPERS

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Scholarly Papers (2)

1.

Investment Advisers and Broker-Dealers

RAND Research Briefs - 2008
Posted: 10 Jul 2020
RAND Corporation - Labor and Population, RAND Corporation, Carnegie Mellon University - H. John Heinz III School of Public Policy and Management, Columbia University - School of Law, Hebrew University of Jerusalem - School of Public Policy and RAND Corporation

Abstract:

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financial service, investors, Securities, broker-dealers,investment advisers

2.

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

RAND policy report - 2009
Posted: 10 Jul 2020
RAND Corporation - Labor and Population, RAND Corporation, Carnegie Mellon University - H. John Heinz III School of Public Policy and Management, Columbia University - School of Law, Hebrew University of Jerusalem - School of Public Policy and RAND Corporation

Abstract:

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financial service, investors, Securities, broker-dealers,investment advisers