Cindy R. Alexander

Securities and Exchange Commission (SEC)

Washington

United States

SCHOLARLY PAPERS

10

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CITATIONS
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69

Scholarly Papers (10)

Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective

Journal of Accounting & Economics (JAE), Forthcoming, USC CLASS Research Paper No. 13-3
Number of pages: 56 Posted: 02 Sep 2013 Last Revised: 01 May 2014
Securities and Exchange Commission (SEC), US Securities & Exchange Commission, University of Miami - School of Business Administration, USC Gould School of Law and U.S. Securities and Exchange Commission
Downloads 329 (71,291)
Citation 2

Abstract:

Corporate governance, Internal controls, Regulation, Sarbanes-Oxley, Section 404

Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective

USC CLASS Research Paper No. 13-3
Number of pages: 54 Posted: 03 Sep 2013 Last Revised: 12 Nov 2013
Securities and Exchange Commission (SEC), US Securities & Exchange Commission, University of Miami - School of Business Administration, USC Gould School of Law and U.S. Securities and Exchange Commission
Downloads 55 (306,385)
Citation 2

Abstract:

2.

Regulatory Monitoring Under the Sarbanes-Oxley Act

Number of pages: 42 Posted: 17 Oct 2007
Cindy R. Alexander and Kathleen Weiss Hanley
Securities and Exchange Commission (SEC) and Lehigh University - College of Business & Economics
Downloads 282 (82,919)

Abstract:

Sarbanes-Oxley, internal controls, volatility, regulation, monitoring

3.

Evaluating Data on Corporate Sentencing: How Reliable are the U.S Sentencing Commission's Data?

Federal Sentencing Reporter, Vol. 13, P. 108
Number of pages: 23 Posted: 17 May 2001
Cindy R. Alexander, Jennifer Arlen and Mark A. Cohen
Securities and Exchange Commission (SEC), New York University School of Law and Vanderbilt University - Owen Graduate School of Management
Downloads 173 (135,880)
Citation 1

Abstract:

4.

Why Do Corporations Become Criminals? Ownership, Hidden Actions, and Crime as an Agency Cost

Journal of Corporate Finance, Vol. 5, 1999
Number of pages: 37 Posted: 16 Jun 1997 Last Revised: 19 Nov 2012
Cindy R. Alexander and Mark A. Cohen
Securities and Exchange Commission (SEC) and Vanderbilt University - Owen Graduate School of Management
Downloads 167 (116,332)
Citation 15

Abstract:

On the Nature of the Reputational Penalty for Corporate Crime: Evidence

Number of pages: 42 Posted: 13 Dec 2009
Cindy R. Alexander
Securities and Exchange Commission (SEC)
Downloads 145 (161,937)
Citation 17

Abstract:

On the Nature of the Reputational Penalty for Corporate Crime: Evidence

Journal of Law & Economics, Vol. 42, pp. 489-526, April 1999
Posted: 18 Feb 2000
Cindy R. Alexander
Securities and Exchange Commission (SEC)

Abstract:

6.

Interim News and the Role of Proxy Voting Advice

Review of Financial Studies, Vol. 23, No. 12, 2010
Number of pages: 36 Posted: 27 Sep 2010 Last Revised: 30 Dec 2010
Cindy R. Alexander, Mark A. Chen, Duane J. Seppi and Chester S. Spatt
Securities and Exchange Commission (SEC), Georgia State University - Department of Finance, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - David A. Tepper School of Business
Downloads 136 (158,920)
Citation 12

Abstract:

Corporate Governance, Shareholder Voting, Proxy Contests, Proxy Advice

7.

Regulating Corporate Criminal Sanctions: Federal Guidelines and the Sentencing of Public Firms

Journal of Law and Economics, Vol. 42, No. S1, 1999, NYU Law and Economics Research Paper
Number of pages: 31 Posted: 29 Apr 2012 Last Revised: 19 Nov 2012
Cindy R. Alexander, Jennifer Arlen and Mark A. Cohen
Securities and Exchange Commission (SEC), New York University School of Law and Vanderbilt University - Owen Graduate School of Management
Downloads 93 (224,751)
Citation 7

Abstract:

8.

The Role of Advisory Services in Proxy Voting

NBER Working Paper No. w15143
Number of pages: 54 Posted: 21 Jul 2009
Cindy R. Alexander, Mark A. Chen, Duane J. Seppi and Chester S. Spatt
Securities and Exchange Commission (SEC), Georgia State University - Department of Finance, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - David A. Tepper School of Business
Downloads 77 (229,585)
Citation 16

Abstract:

9.

Vertical Contracts as Strategic Commitments: How are They Enforced?

Journal of Economics & Management Strategy, Vol. 4, pp. 623-649, 1995
Posted: 31 Aug 2011
Cindy R. Alexander and David Reiffen
Securities and Exchange Commission (SEC) and U.S. Commodity Futures Trading Commission (CFTC)

Abstract:

Contracts, Enforcement

10.

The Economics of Regulatory Reform: Termination of Airline Computer Reservation System Rules

Yale Journal on Regulation, Vol. 21, No. 2, 2004
Posted: 29 Aug 2011
Cindy R. Alexander and Yoon-Ho Alex Lee
Securities and Exchange Commission (SEC) and USC Gould School of Law

Abstract:

Deregulation, Airline Computer Reservation Systems, Cost-Benefit Analysis, Public Choice