J.B. Heaton

Bartlit Beck Herman Palenchar & Scott LLP

Courthouse Place

54 West Hubbard Street

Chicago, IL 60610

United States

SCHOLARLY PAPERS

27

DOWNLOADS
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Top 791

in Total Papers Downloads

24,792

CITATIONS
Rank 1,814

SSRN RANKINGS

Top 1,814

in Total Papers Citations

310

Scholarly Papers (27)

1.
Downloads 3,707 ( 1,919)
Citation 129

Managerial Optimism and Corporate Finance

Number of pages: 14 Posted: 12 Apr 1998
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 3,707 (1,880)
Citation 129

Abstract:

Managerial Optimism and Corporate Finance

Financial Management, Summer 2002
Posted: 25 Apr 2002
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

Behavioral Finance, Corporate Finance, Agency Costs, Asymmetric Information, Underinvestment, Overinvestment, Free Cash Flow

2.
Downloads 2,918 ( 2,958)
Citation 101

Competing Theories of Financial Anomalies

Eleventh Annual Utah Winter Conference
Number of pages: 32 Posted: 25 Jan 2000
Alon Brav and J.B. Heaton
Duke University - Fuqua School of Business and Bartlit Beck Herman Palenchar & Scott LLP
Downloads 2,918 (2,893)
Citation 101

Abstract:

Competing Theories of Financial Anomalies

Forthcoming in Review of Financial Studies
Posted: 27 Jun 2001
Alon Brav and J.B. Heaton
Duke University - Fuqua School of Business and Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

3.

Overconfidence, Investment Policy, and Executive Stock Options

Rodney L. White Center for Financial Research Working Paper No. 15-02
Number of pages: 52 Posted: 10 Jul 2003
Simon Gervais, J.B. Heaton and Terrance Odean
Duke University - Fuqua School of Business, Bartlit Beck Herman Palenchar & Scott LLP and University of California, Berkeley - Haas School of Business
Downloads 1,443 (7,710)
Citation 19

Abstract:

4.

The Rational-Behavioral Debate in Financial Economics

Journal of Economic Methodology, Forthcoming
Number of pages: 26 Posted: 14 Jul 2004
Alon Brav, J.B. Heaton and Alex Rosenberg
Duke University - Fuqua School of Business, Bartlit Beck Herman Palenchar & Scott LLP and Duke University
Downloads 1,365 (10,400)
Citation 4

Abstract:

Raional Finance, Behavioral Finance, Economic Methodolology

5.
Downloads 1,186 ( 13,408)
Citation 13

The Limits of the Limits of Arbitrage

Review of Finance, Forthcoming
Number of pages: 35 Posted: 12 Jul 2006
Alon Brav, J.B. Heaton and Si Li
Duke University - Fuqua School of Business, Bartlit Beck Herman Palenchar & Scott LLP and Wilfrid Laurier University - School of Business & Economics
Downloads 1,186 (13,146)
Citation 13

Abstract:

Market Efficiency, Behavioral Finance, Limits on Arbitrage, Idiosyncratic Volatility

The Limits of the Limits of Arbitrage

Review of Finance, Vol. 14, Issue 1, pp. 157-187, 2010
Posted: 25 Jan 2010
Alon Brav, J.B. Heaton and Si Li
Duke University - Fuqua School of Business, Bartlit Beck Herman Palenchar & Scott LLP and Wilfrid Laurier University - School of Business & Economics

Abstract:

G11, G12, G14

6.

Solvency Tests

Number of pages: 35 Posted: 19 Sep 2006
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 1,015 (14,228)

Abstract:

Insolvency, Bankruptcy, Fiduciary Duties, Creditors, Valuation

7.

Naked Shorting

Regulation, 2008
Number of pages: 30 Posted: 30 Apr 2007 Last Revised: 21 Dec 2014
Christopher L. Culp and J.B. Heaton
Johns Hopkins University - Institute for Applied Economics, Global Health, and Study of Business Enterprise and Bartlit Beck Herman Palenchar & Scott LLP
Downloads 818 (22,043)
Citation 1

Abstract:

Naked Shorting, Short Selling, Manipulation

8.
Downloads 635 ( 33,399)

Deepening Insolvency

Number of pages: 54 Posted: 23 Nov 2004
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 635 (32,909)

Abstract:

Deepening insolvency, costs of financial distress

Deepening Insolvency

Journal of Corporation Law, Forthcoming
Posted: 27 Apr 2005
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

Deepening insolvency

9.

Did ERISA's Prudent Man Rule Change the Pricing of Dividend Omitting Firms?

Number of pages: 27 Posted: 14 Jun 1998
Alon Brav and J.B. Heaton
Duke University - Fuqua School of Business and Bartlit Beck Herman Palenchar & Scott LLP
Downloads 629 (31,338)
Citation 21

Abstract:

10.

Overconfidence, Compensation Contracts, and Capital Budgeting

Journal of Finance, Forthcoming
Number of pages: 53 Posted: 07 Mar 2011
Simon Gervais, J.B. Heaton and Terrance Odean
Duke University - Fuqua School of Business, Bartlit Beck Herman Palenchar & Scott LLP and University of California, Berkeley - Haas School of Business
Downloads 382 (55,946)
Citation 16

Abstract:

overconfidence, capital budgeting, compensation, labor market

11.
Downloads 376 ( 64,655)

Settlement Pressure

Number of pages: 20 Posted: 23 Feb 2002
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 376 (64,036)

Abstract:

Settlement pressure, Class action, Litigation, Procedure, Risk management.

Settlement Pressure

International Review of Law and Economics, Forthcoming
Posted: 18 Apr 2004
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

Class certification, settlement, civil procedure, economic analysis of litigation

12.

Debt Capacity and Fraudulent Conveyance Law

Number of pages: 30 Posted: 09 May 1998
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 368 (65,280)
Citation 1

Abstract:

13.

Event Studies in Securities Litigation: Low Power, Confounding Effects, and Bias

Washington University Law Review, Vol. 93, No. 2, 2015
Number of pages: 33 Posted: 21 Mar 2015 Last Revised: 10 May 2017
Alon Brav and J.B. Heaton
Duke University - Fuqua School of Business and Bartlit Beck Herman Palenchar & Scott LLP
Downloads 298 (37,836)

Abstract:

event studies, securities litigation

14.

Smart Money, Dumb Money, and Learning Type from Price

Number of pages: 23 Posted: 09 Aug 2011 Last Revised: 15 Jun 2012
J.B. Heaton and Nick Polson
Bartlit Beck Herman Palenchar & Scott LLP and University of Chicago - Booth School of Business
Downloads 219 (101,259)

Abstract:

smart money, dumb money, noise traders, limits of arbitrage, learning, heterogeneous beliefs

15.

No Place for Innocents: Alleged Innocence in Professional Liability Litigation Involving Imputation Defenses

Number of pages: 8 Posted: 14 Feb 2004
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 162 (148,747)

Abstract:

Imputation, Innocence, In Pari Delicto, Professional Liability

16.

Market Indeterminacy

Journal of Corporation Law, Vol. 28, 2003
Number of pages: 36 Posted: 06 Oct 2003
Alon Brav and J.B. Heaton
Duke University - Fuqua School of Business and Bartlit Beck Herman Palenchar & Scott LLP
Downloads 19 (414,069)
Citation 4

Abstract:

17.

Positive Equity Prices with Insolvency under Legal Solvency Tests

Number of pages: 15 Posted: 22 Nov 2016 Last Revised: 21 Jul 2017
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 0 (362,806)

Abstract:

Solvency, Insolvency, Valuation, Option Value of Equity, Fraudulent Transfer, Preference, Shifting Fiduciary Duties

18.

Solvency Tests, Debt Capacity, and Security Design

Number of pages: 15 Posted: 21 Nov 2016 Last Revised: 24 Apr 2017
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 0 (356,092)

Abstract:

Debt Capacity, Solvency, Insolvency, Capital Structure

19.

The 'Long Term' in Corporate Law

The Business Lawyer; Vol. 72, Spring 2017
Number of pages: 14 Posted: 07 Nov 2016 Last Revised: 10 May 2017
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP
Downloads 0 (170,560)

Abstract:

Corporate Law, Corporate Governance, Shareholder Activism, Myopia

20.

Anti-Activist Legislation: The Curious Case of the Brokaw Act

Number of pages: 24 Posted: 29 Oct 2016
Alon Brav, J.B. Heaton and Jonathan Zandberg
Duke University - Fuqua School of Business, Bartlit Beck Herman Palenchar & Scott LLP and Boston College - Carroll School of Management
Downloads 0 (91,947)

Abstract:

hedge fund activism, corporate law, shareholder activism, shareholder activist, hedge fund activist

21.

Deep Learning for Finance: Deep Portfolios

Number of pages: 15 Posted: 14 Sep 2016
J.B. Heaton, Nick Polson and Jan Hendrik Witte
Bartlit Beck Herman Palenchar & Scott LLP, University of Chicago - Booth School of Business and University of Oxford - Mathematical Institute
Downloads 0 (2,689)

Abstract:

Deep Learning, Machine Learning, Big Data, Artificial Intelligence, Finance, Asset Pricing, Volatility, Deep Frontier

22.

Why Indexing Works

Number of pages: 7 Posted: 14 Oct 2015 Last Revised: 12 May 2017
J.B. Heaton, Nick Polson and Jan Hendrik Witte
Bartlit Beck Herman Palenchar & Scott LLP, University of Chicago - Booth School of Business and University of Oxford - Mathematical Institute
Downloads 0 (1,214)

Abstract:

Indexing, Passive Management, Active Management

23.

Returns, Risk, and Financial Due Diligence

FINANCE ETHICS, J. R. Boatright, ed., New York: Wiley, 2010
Posted: 04 Aug 2009 Last Revised: 21 Dec 2014
Christopher L. Culp and J.B. Heaton
Johns Hopkins University - Institute for Applied Economics, Global Health, and Study of Business Enterprise and Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

24.

The Uses and Abuses of Finite Risk Reinsurance

Journal of Applied Corporate Finance, Vol. 17, No. 3, 2005
Posted: 27 Jul 2005 Last Revised: 21 Dec 2014
Christopher L. Culp and J.B. Heaton
Johns Hopkins University - Institute for Applied Economics, Global Health, and Study of Business Enterprise and Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

Structured finance, risk management, insurance, finite, financial reinsurance

25.

Patent Law and Financial Engineering

Derivatives Quarterly, Winter 2000
Posted: 27 Mar 2001
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

26.

Incomplete Financial Contracts and Non-Contractual Legal Rules: The Case of Debt Capacity and Fraudulent Conveyance Law

Journal of Financial Intermediation
Posted: 30 Mar 2000
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP

Abstract:

27.

An Economic Analysis of Fraudulent Conveyance Law

Posted: 15 May 1997
J.B. Heaton
Bartlit Beck Herman Palenchar & Scott LLP

Abstract: