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Wulf A. Kaal

University of St. Thomas, Minnesota - School of Law

Associate Professor

MSL 400, 1000 La Salle Avenue

Minneapolis, MN Minnesota 55403-2005

United States

  • University of St. Thomas, Minnesota - School of Law

SCHOLARLY PAPERS

53

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21,568

CITATIONS
Rank 26,847

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Top 26,847

in Total Papers Citations

9

Scholarly Papers (53)

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1.

Regulation Tomorrow: What Happens When Technology is Faster than the Law?

American University Business Law Review, Vol. 6, No. 3, 2017, Lex Research Topics in Corporate Law & Economics Working Paper No. 2016-8, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-23, TILEC Discussion Paper No. 2016-024
Number of pages: 29 Posted: 07 Sep 2016 Last Revised: 27 May 2018
Mark Fenwick, Wulf A. Kaal and Erik P. M. Vermeulen
Kyushu University - Graduate School of Law, University of St. Thomas, Minnesota - School of Law and Tilburg University - Department of Business Law
Downloads 1,828 (7,348)

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Airbnb, Artificial Intelligence, Big Data, Drones, FinTech, Principles, Regulation, Regulatory Sandbox, Robotics, Rules, Uber, Technology Paralysis, Disruptive Technology, Regulatory Design

2.

Regulatory Competition in EU Corporate Law after Inspire Art: Unbundling Delaware's Product for Europe

Downloads 1,191 ( 14,750)
Citation 6

Regulatory Competition in EU Corporate Law after Inspire Art: Unbundling Delaware's Product for Europe

U Illinois Law & Economics Research Paper No. LE04-001, Mississippi College School of Law Research Paper No. 617681
Number of pages: 50 Posted: 16 Nov 2004
Christian Kirchner, Richard W. Painter and Wulf A. Kaal
Humboldt University of Berlin - Faculty of Law, University of Minnesota Law School and University of St. Thomas, Minnesota - School of Law
Downloads 1,191 (14,438)
Citation 6

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Regulatory Competition in EU Corporate Law After Inspire Art: Unbundling Delaware's Product for Europe

European Company and Financial Law Review, Vol. 2, No. 2, 2005, Mississippi College School of Law Research Paper No. 1039441
Posted: 06 Dec 2007
Christian Kirchner, Richard W. Painter and Wulf A. Kaal
Humboldt University of Berlin - Faculty of Law, University of Minnesota Law School and University of St. Thomas, Minnesota - School of Law

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3.

Hedge Fund Manager Registration Under the Dodd-Frank Act

San Diego Law Review, Vol. 50, 2013, U of St. Thomas Legal Studies Research Paper No. 12-30
Number of pages: 80 Posted: 22 Sep 2012 Last Revised: 21 Jun 2013
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 1,020 (18,624)
Citation 1

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Hedge Funds, Dodd-Frank Act, Registration, Disclosure, Form ADV, Form PF

4.

Hedge Fund Regulation Via Basel III

Vanderbilt Journal of Transnational Law, Vol. 44, p. 389, 2011
Number of pages: 75 Posted: 10 Apr 2011
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 541 (34,596)

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Basel III, Hedge Funds, Institutional Economics, Moral Hazard, Systemic Risk, Credit Derivatives, Harmonization, Bank Regulation

5.

The Aftermath of Morrison v. National Australia Bank and Elliott Associates v. Porsche

European Company and Financial Law Review, Vol. 1, 2011
Number of pages: 23 Posted: 22 Feb 2011 Last Revised: 17 Aug 2011
Wulf A. Kaal and Richard W. Painter
University of St. Thomas, Minnesota - School of Law and University of Minnesota Law School
Downloads 359 (66,216)

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Foreign-Cubed, Dodd-Frank Act, Securities Regulation, Securities Litigation, Morrison, Porsche, Section 929P(b), Section 929Y, Jurisdiction, Section 10(b)

6.

The Effect of Deferred and Non-Prosecution Agreements on Corporate Governance: Evidence from 1993-2013

The Business Lawyer , Vol. 70, 2014
Number of pages: 60 Posted: 27 Aug 2014 Last Revised: 20 Nov 2014
Wulf A. Kaal and Timothy Lacine
University of St. Thomas, Minnesota - School of Law and University of St. Thomas
Downloads 343 (35,482)

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Non Prosecution Agreement, Deferred Prosecution Agreement, Panel Data, Corporate Governance

7.

Hedge Fund Valuation: Retailization, Regulation, and Investor Suitability

Review of Banking and Financial Law, Vol. 28, No. 581, 2008-2009
Number of pages: 57 Posted: 02 Jul 2009 Last Revised: 23 Oct 2013
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 336 (71,678)
Citation 1

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Valuation, Valuation Errors, Hedge Fund, Retailization, De Minimis Exception

8.

Contingent Capital in Executive Compensation

Downloads 308 ( 88,383)

Contingent Capital in Executive Compensation

Washington and Lee Law Review, Vol. 64, 2013, U of St. Thomas Legal Studies Research Paper No. 12-22
Number of pages: 43 Posted: 02 Sep 2012
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 222 (124,205)

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Executive Compensation, Contingent Capital, Corporate Governance, Trigger Designs

Contingent Capital in Executive Compensation

Washington & Lee Law Review, Vol. 64
Number of pages: 69 Posted: 01 Jul 2012 Last Revised: 05 Dec 2012
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 86 (268,658)

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Executive Compensation, Contingent Capital, Corporate Governance, Trigger Designs

9.

Forum Competition and Choice of Law Competition in Securities Law after Morrison v. National Australia Bank

Minnesota Law Review, Vol. 97, 2012, U of St. Thomas Legal Studies Research Paper No. 12-12, Minnesota Legal Studies Research Paper No. 12-16
Number of pages: 74 Posted: 27 Mar 2012 Last Revised: 21 Nov 2012
Wulf A. Kaal and Richard W. Painter
University of St. Thomas, Minnesota - School of Law and University of Minnesota Law School
Downloads 276 (88,693)

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securities, securities law, securities regulation, securities and jurisdiction, securities and choice of law

10.

Extraterritorial Application of US Securities Law – Will the US Become the Default Jurisdiction for European Securities Litigation?

Number of pages: 13 Posted: 24 Aug 2010
Richard W. Painter and Wulf A. Kaal
University of Minnesota Law School and University of St. Thomas, Minnesota - School of Law
Downloads 275 (86,193)

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Morrison v. National Australia Bank, Foreign cubed cases, subject matter jurisdiction, securities class actions, Europe, Rule 10b-5, Section 7216 of H.R. 5173, Dodd-Frank Act

11.

Initial Reflections on the Possible Application of Contingent Capital in Corporate Governance

Notre Dame Journal of Law, Ethics and Public Policy, Vol. 26, 2012, U of St. Thomas Legal Studies Research Paper No. 12-01
Number of pages: 50 Posted: 03 Feb 2012
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 208 (132,682)

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corporate law, corporate governance, financial institutions, contingent capital, contingent capital securities

12.

Contingent Capital with Sequential Triggers

49 San Diego Law Review, p. 49, p. 221, 2012, U of St. Thomas Legal Studies Research Paper No. 11-20, Mississippi College School of Law Research Paper No. 2012-01
Number of pages: 59 Posted: 12 Aug 2011 Last Revised: 15 Oct 2012
Wulf A. Kaal and Christoph Henkel
University of St. Thomas, Minnesota - School of Law and Mississippi College - School of Law
Downloads 181 (127,990)

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Dodd-Frank, contingent capital, financial crisis, securities, bankruptcy, bank restructuring

13.

The Impact of Dodd-Frank Act Compliance Cost on the Hedge Fund Industry

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 14-11
Number of pages: 25 Posted: 03 Feb 2014 Last Revised: 28 May 2014
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 179 (115,273)

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Hedge Funds, Regulation, Dodd-Frank Act, Compliance Cost

14.

Did the Dodd-Frank Act Impact Hedge Fund Performance?

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 14-09
Number of pages: 33 Posted: 03 Feb 2014 Last Revised: 28 May 2014
Wulf A. Kaal, Barbara Luppi and Sandra Paterlini
University of St. Thomas, Minnesota - School of Law, University of St. Thomas School of Law and EBS Universität für Wirtschaft und Recht
Downloads 166 (86,493)

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Dodd-Frank Act, Hedge Funds, Performance, Regression Discontinuity Design, Difference-in-Difference Design

15.

Evolution of Law: Dynamic Regulation in a New Institutional Economics Framework

Festschrift in Honor of Christian Kirchner, 2013, Forthcoming, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 13-17
Number of pages: 19 Posted: 20 May 2013
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 160 (114,290)

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new institutional economic, evolution of law, dynamic regulation, rulemaking

16.

Dynamic Regulation of the Financial Services Industry

Wake Forest Law Review, 2014, Forthcoming, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 13-24
Number of pages: 31 Posted: 04 Jun 2013
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 147 (111,457)

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dynamic regulation, new institutional economics, financial regulation, regulation of financial industries, financial crises

17.

Contingent Capital in European Union Bank Restructuring

Northwestern Journal of International Law & Business, Vol. 32, p. 191, 2012, U of St. Thomas Legal Studies Research Paper No. 12-16, Mississippi College School of Law Research Paper No. 2013-02
Number of pages: 73 Posted: 16 May 2012 Last Revised: 18 Mar 2013
Christoph Henkel and Wulf A. Kaal
Mississippi College - School of Law and University of St. Thomas, Minnesota - School of Law
Downloads 144 (165,515)

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contingent capital, financial institutions, banking, bank restructuring, corporate finance, corporate governance

18.

Hedge Funds’ Systemic Risk Disclosures in Bankruptcy

American Bankruptcy Institute Law Review, 2014, Forthcoming , U of St. Thomas (Minnesota) Legal Studies Research Paper No. 13-33
Number of pages: 39 Posted: 01 Nov 2013 Last Revised: 24 Apr 2014
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 118 (158,772)

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hedge funds, bankruptcy, securities law, Dodd-Frank, systemic risk disclosure

19.

Initial Reflections on an Evolving Standard: Constraints on Risk Taking by Directors and Officers in Germany and the United States

Seton Hall Law Review, Vol. 40, 2010
Number of pages: 53 Posted: 24 Aug 2010 Last Revised: 23 Nov 2010
Richard W. Painter and Wulf A. Kaal
University of Minnesota Law School and University of St. Thomas, Minnesota - School of Law
Downloads 94 (206,954)
Citation 1

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Financial Crisis, Risk Taking, Excessive Risk, Germany, United States, Comparative Law, Economic Analysis, Cost Benefit, Social Externalities

20.

The Role of Corporate Integrity Agreements in the Expansion of Fiduciary Duties

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 13-25
Number of pages: 20 Posted: 29 Aug 2013
Wulf A. Kaal and Elizabeth Malay
University of St. Thomas, Minnesota - School of Law and Winthrop & Weinstine
Downloads 82 (238,372)

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fiduciaries, fiduciary duties, corporate integrity agreements, corporate compliance, corporate organization

21.

Investment Adviser Regulation

RESEARCH HANDBOOK ON CORPORATE LAW AND GOVERNANCE, Jerry W. Markham & Rigers Gjyshi eds., Edward Elgar, 2014, Forthcoming, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 13-32
Number of pages: 23 Posted: 08 Oct 2013
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 81 (178,624)

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investment, securities, securities law, regulation of securities, Securities & Exchange Commission, SEC, Dodd-Frank, investment advising, investment advisers, financial regulation

22.

The Systemic Risk of Private Funds after the Dodd-Frank Act

Mich. Bus. & Entrepreneurial L. Rev. (2015), , U of St. Thomas (Minnesota) Legal Studies Research Paper No. 14-24
Number of pages: 29 Posted: 23 Jul 2014 Last Revised: 09 Mar 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 71 (188,003)

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Financial Stability Oversight Council, Dodd-Frank Act, securities law, private funds, systemic risk

23.

Private Fund Disclosures Under the Dodd-Frank Act

9 Brook. J. Corp., Fin. & Com. L. 428 (2015)
Number of pages: 47 Posted: 09 Jun 2014 Last Revised: 09 Mar 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 61 (129,155)

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Private Funds, Dodd-Frank Act, Disclosure, Form PF, Survey Study

24.

What Drives Dodd-Frank Act Compliance Cost for Private Funds?

The Journal of Alternative Investments (2016), U of St. Thomas (Minnesota) Legal Studies Research Paper No. 15-13
Number of pages: 30 Posted: 11 Jul 2015 Last Revised: 15 Apr 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 59 (102,394)

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Private Funds, Dodd-Frank Act, Compliance Cost, Barriers to Entry, Returns to Scale

25.

A Comparative Perspective on the Limitations of the Duty of Oversight – A Comment on Lisa Fairfax

University of St. Thomas Law Journal (Forthcoming 2013), U of St. Thomas Legal Studies Research Paper No. 13-04
Number of pages: 11 Posted: 12 Feb 2013
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 39 (336,770)

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corporate law, corporate governance, board of directors, duty to monitor, comparative corporate law

26.

Did the Dodd-Frank Act Impact Private Fund Performance? – Evidence from 2010-2015

Number of pages: 28 Posted: 11 Jul 2015 Last Revised: 15 Mar 2016
Wulf A. Kaal, Barbara Luppi and Sandra Paterlini
University of St. Thomas, Minnesota - School of Law, University of St. Thomas School of Law and EBS Universität für Wirtschaft und Recht
Downloads 37 (140,912)

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Dodd-Frank Act, Private Funds, Performance, Regression Discontinuity Design

27.

Dynamic Regulation via Governmental Contracts

Liber Amicorum Peter Nobel, 2014, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 14-38
Number of pages: 33 Posted: 02 Nov 2014 Last Revised: 06 Oct 2015
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 36 (289,033)

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Dynamic Regulation, Governmental Contracts, Preemptive Remedial Measures, Feedback Effects, Anticipatory Rulemaking

28.

Stock Price Response to Non- and Deferred Prosecution Agreements

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 15-16
Number of pages: 24 Posted: 11 Jul 2015 Last Revised: 02 Mar 2016
Wulf A. Kaal and Timothy Lacine
University of St. Thomas, Minnesota - School of Law and University of St. Thomas
Downloads 34 (236,720)

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Non-Prosecution Agreement, Deferred Prosecution Agreement, Economic Impact, Governance Improvements, Stock Market, Panel Data, Event Study

29.

Semada Technical Whitepaper - Blockchain Infrastructure for Measuring Domain Specific Reputation in Autonomous Decentralized and Anonymous Systems

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 18-11
Number of pages: 46 Posted: 07 Mar 2018
Craig Calcaterra, Wulf A. Kaal and Vlad Andrei
Department of Mathematics, Metropolitan State University, University of St. Thomas, Minnesota - School of Law and HighTechBlock
Downloads 0 (197,060)

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Crypto, Blockchain, Reputation, Verification, Consensus Algorithm, Platform, Ecosystem, Sybil Attack Resistance, Majority Attack Resistance, 51% Attack Resistance, Positive Feedback Loops, System Autonomy, Autonomous Systems, Decentralized Systems, Anonymous Systems

30.

Decentralized Mechanical Turk Through Verified Reputation

Number of pages: 18 Posted: 05 Mar 2018 Last Revised: 27 Apr 2018
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (384,479)

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Mechanical Turk, Micro Tasks, Decentralization, Blockchain, Distributed Ledger Technology, Regulation, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Innovation, Entrepreneur, Start-up, Big Data, Crytpo Economics, Semada, Platform, Democratization

31.

Semada’s Proof of Stake Protocol

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 18-10
Number of pages: 39 Posted: 27 Feb 2018
Craig Calcaterra and Wulf A. Kaal
Department of Mathematics, Metropolitan State University and University of St. Thomas, Minnesota - School of Law
Downloads 0 (239,952)

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Reputation Verification, Semada, Proof of Stake Protocol, Decentralization, Efficiency, Liveness, Swift Finality, Anonymity, Security, Byzantine Faults, 51% Attacks, Stake Grinding, Tragedy of the Commons, DoS Attacks, Censorship, Liveness Faults, Sybil Attacks

32.

Initial Coin Offerings: The Top 25 Jurisdictions and Their Comparative Regulatory Responses

CodeX Stanford Journal of Blockchain Law & Policy (2018), U of St. Thomas (Minnesota) Legal Studies Research Paper No. 18-07
Number of pages: 29 Posted: 15 Feb 2018 Last Revised: 18 May 2018
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (6,607)

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Initial Coin Offerings, Blockchain, Distributed Ledger Technology, Regulation, Market Abuse, Investor Protection, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Innovation, Entrepreneur, Start-up, Big Data, Crytpo Economics, Diversification, Optimization, Efficiency

33.

Innovation and Legislation: The Changing Relationship - Evidence from 1984 to 2015

Jurimetrics, 2018
Number of pages: 56 Posted: 04 Dec 2017 Last Revised: 20 May 2018
Wulf A. Kaal and Nick Farris
University of St. Thomas, Minnesota - School of Law and University of St. Thomas - School of Law (Minnesota)
Downloads 0 (244,994)

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Innovation, Measures of Innovation, Legislation, Measures of Legislation, CFR, U.S. Code, Patents, Data, Matching

34.

Blockchain Technology and Race in Corporate America

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-16
Number of pages: 26 Posted: 17 Nov 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (198,246)

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Blockchain, Distributed Ledger Technology, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Entrepreneurship, Innovation, Big Data, Efficiency, Race, Community Development, Minorities, Discrimination, Optimization, Equality

35.

Initial Coin Offerings: Emerging Practices, Risk Factors, and Red Flags

Forthcoming, Fintech Handbook, Florian Möslein & Sebastian Omlor eds., Verlag C.H. Beck (2018) , U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-18,
Number of pages: 22 Posted: 14 Nov 2017
Wulf A. Kaal and Marco Dell'Erba
University of St. Thomas, Minnesota - School of Law and New York University (NYU), School of Law, Hauser Global Law School Program, Students
Downloads 0 (17,213)

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Initial Coin Offerings, Blockchain, Distributed Ledger Technology, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Innovation, Entrepreneur, Start-up, Big Data, Crytpo Economics, Diversification, Optimization, Efficiency, Governance, Bad Actors, Risk Factors, Regulation

36.

Shareholder Agreements - National Report of the United States of America

INTERNATIONAL COMPENDIUM ON SHAREHOLDER AGREEMENTS, Kristian Csach, Bohumil Havel & Sebastian Mock eds. (2017)
Number of pages: 25 Posted: 15 Aug 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (336,770)

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Shareholder Agreement, Corporate Law, Shareholder Rights, Pre-Insolvency, Transfer of Shares, Breach, Enforcement

37.

Blockchain Innovation in Private Investment Funds - A Comparative Analysis of the United States and Europe

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-20
Number of pages: 35 Posted: 19 Jul 2017
Wulf A. Kaal and Marco Dell'Erba
University of St. Thomas, Minnesota - School of Law and New York University (NYU), School of Law, Hauser Global Law School Program, Students
Downloads 0 (27,394)

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Blockchain, Distributed Ledger Technology, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Meta Models, Innovation, Entrepreneur, Startup, Big Data, Private Investment Funds, Hedge Funds, Private Equity, Diversification, Compliance, Optimization, Efficiency

38.

Blockchain Innovation for Private Investment Funds

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-21
Number of pages: 36 Posted: 13 Jul 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (51,895)

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Blockchain, Distributed Ledger Technology, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Meta Models, Innovation, Entrepreneur, Startup, Big Data, Private Investment Funds, Hedge Funds, Private Equity, Diversification, Compliance, Optimization, Efficiency

39.

Private Investment Fund Regulation - Theory and Empirical Evidence from 1998 to 2016

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-13
Number of pages: 51 Posted: 11 Jul 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (227,584)

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Private Investment Funds, Hedge Funds, Private Equity, Long Term Capital Management, Regulation, Dodd-Frank Act, PFIARA, Compliance, Blockchain, Distributed Ledger Technology, Artificial Intelligence, Machine Learning, Data Science, Data Scientists, Meta Models, Innovation, Entrepreneur, Startup, Bi

40.

Crypto Transaction Dispute Resolution

Business Lawyer, 2018, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-12
Number of pages: 59 Posted: 27 Jun 2017 Last Revised: 19 Oct 2017
Wulf A. Kaal and Craig Calcaterra
University of St. Thomas, Minnesota - School of Law and Department of Mathematics, Metropolitan State University
Downloads 0 (27,597)

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Blockchain, Distributed Ledger Technology, Artificial Intelligence, Innovation, Entrepreneur, Start-up, Big Data, Smart Contract, Jurisdiction, Governance, Ties Network, Aragon, OpenBazaar, Ethereum, Platform, Ecosystem, Dispute Resolution, Arbitration

41.

Blockchain Applications and Fee Structure Developments in Private Investment Funds

Number of pages: 18 Posted: 28 Apr 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (41,420)

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Blockchain, Artificial Intelligence, Machine Learning, Big Data, Meta Data, Data Scientist, Hedge Fund, Private Equity, Fees, Fee Structure

42.

Dynamic Regulation via Contingent Capital

Review of Banking and Financial Law, Vol. 36, 2017
Number of pages: 16 Posted: 25 Apr 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (320,446)

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Dynamic Regulation, Contingent Capital, CoCos, Feedback Effects, Optimized Information for Regulation, Anticipatory Regulation

43.

Legal Education in the Blockchain Revolution

U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-05
Number of pages: 39 Posted: 23 Mar 2017 Last Revised: 04 May 2017
Mark Fenwick, Wulf A. Kaal and Erik P. M. Vermeulen
Kyushu University - Graduate School of Law, University of St. Thomas, Minnesota - School of Law and Tilburg University - Department of Business Law
Downloads 0 (18,197)

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Legal Education, Legal Profession, LegalTech, FinTech, Disruptive Innovation, Artificial Intelligence, Machine Learning, Big Data, Blockchain Technology, Platform Company, Platform Economy, Decentralization, Decentralized Autonomous Organization, Social Media, Technology, Trust.

44.

The ‘Unmediated’ and ‘Tech-Driven’ Corporate Governance of Today's Winning Companies

TILEC Discussion Paper No. 2017-009, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 17-10, Lex Research Topics in Corporate Law & Economics Working Paper No. 2017-1
Number of pages: 48 Posted: 24 Feb 2017 Last Revised: 09 Jun 2017
Mark Fenwick, Wulf A. Kaal and Erik P. M. Vermeulen
Kyushu University - Graduate School of Law, University of St. Thomas, Minnesota - School of Law and Tilburg University - Department of Business Law
Downloads 0 (40,672)

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Algorithms, Artificial Intelligence, Big Data, Blockchain, Board of Directors, Communication, Corporate Culture, Corporate Governance, Decentralization, Decentralized Autonomous Organization, Dialogue, Platform Company, Social Media, Stewardship Codes, Technology, Trust

45.

Dynamic Regulation for Innovation

Perspectives in Law, Business & Innovation (Mark Fenwick, Wulf A. Kaal, Toshiyuki Kono & Erik P.M. Vermeulen eds.), New York Springer (2016) , U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-22
Number of pages: 30 Posted: 31 Aug 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (70,583)

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Growth of Technology, Innovation, Regulation of Innovation, Pacing Problem, Dynamic Regulation, Feedback Effects, Optimized Information for Regulation, Anticipatory Regulation

46.

Private Fund Investor Due Diligence – Evidence from 1995 to 2015

Review of Banking and Financial Law, 2016, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-15
Number of pages: 60 Posted: 20 Jul 2016 Last Revised: 22 Dec 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (204,396)

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Private Investment Fund, Investor, Investor Due Diligence, SEC Form ADV Part II, Disclosures, Case Law, Legal Standards, Expert Testimony, Time Series

47.

Unconstrained Mutual Funds and Retail Investor Protection

Review of Banking and Financial Law, 2017, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-18
Number of pages: 55 Posted: 20 Jul 2016 Last Revised: 11 Apr 2017
Wulf A. Kaal and Bentley Anderson
University of St. Thomas, Minnesota - School of Law and Anderson PLC
Downloads 0 (191,251)

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Unconstrained Mutual Funds, Private Fund, Mutual Fund, Hedge Funds, Hybrid Funds, Liquid Alternative Assets, Retail Alternative Funds, Asset Classes, Proliferation, Confluence, Investment Styles, Securities Regulation, Retail Investors, Investor Protection, Risk Attributes, Investment Strategy

48.

How to Regulate Disruptive Innovation - From Facts to Data

Jurimetrics, Volume 57, Issue No. 2, 2017 Forthcoming, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-13
Number of pages: 43 Posted: 12 Jul 2016 Last Revised: 17 Sep 2016
Wulf A. Kaal and Erik P. M. Vermeulen
University of St. Thomas, Minnesota - School of Law and Tilburg University - Department of Business Law
Downloads 0 (30,519)

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Disruptive Innovation, Venture Capital, Venture Investments, Dynamic Regulation, Feedback Effects, Optimized Information for Regulation, Anticipatory Regulation, Big Data

49.

Hedge Funds and Systemic Risk

Handbook on Hedge Funds, Oxford University Press (2016)
Number of pages: 26 Posted: 16 Mar 2016 Last Revised: 10 Apr 2016
Wulf A. Kaal and Timothy A. Krause
University of St. Thomas, Minnesota - School of Law and Penn State Behrend
Downloads 0 (98,200)

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Systemic Risk, Hedge Fund, Contagion, Regulation, Financial Stability, Leverage, Liquidity

50.

The Post Dodd-Frank Act Evolution of the Private Fund Industry: Comparative Evidence from 2012 and 2015

The Business Lawyer, Vol. 71, Fall 2016
Number of pages: 56 Posted: 01 Mar 2016 Last Revised: 04 Oct 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (83,535)

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Hege Fund, Private Equity Fund, Regulation, Registration, Disclosure, Private Fund Advisers, Dodd-Frank Act, Compliance, Cost, Assets Under Management

51.

The Private Fund Industry Five Years after the Dodd-Frank Act – A Survey Study

Review of Banking and Financial Law, 2016
Number of pages: 41 Posted: 17 Feb 2016 Last Revised: 03 Apr 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (266,371)

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Private Funds, Hedge Funds, Dodd-Frank Act, Title IV, Regulation, Compliance Cost, Survey Data

52.

Confluence of Mutual and Private Funds

Elgar Handbook on Mutual Funds, 2016, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-06
Number of pages: 26 Posted: 15 Jan 2016 Last Revised: 06 Aug 2016
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Downloads 0 (80,215)

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Private Fund, Mutual Fund, Hedge Funds, Hybrid Funds, Liquid Alternative Assets, Retail Alternative Funds, Asset Classes, Proliferation, Confluence, Investment Styles, Securities Regulation

53.

The History of Hedge Fund Regulation in the United States

Handbook on Hedge Funds, Oxford University Press (2016), Ohio State Public Law Working Paper No. 326, U of St. Thomas (Minnesota) Legal Studies Research Paper No. 16-05
Number of pages: 30 Posted: 15 Jan 2016 Last Revised: 10 Jun 2016
Wulf A. Kaal and Dale A. Oesterle
University of St. Thomas, Minnesota - School of Law and Ohio State University (OSU) - Michael E. Moritz College of Law
Downloads 0 (22,467)

Abstract:

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History of Regulation, Hedge Fund, Regulatory Framework, Registration, Exemptions, Dodd-Frank Act, Securities Regulation