Konstantinos Sergakis

University of Glasgow

Professor of Capital Markets Law and Corporate Governance

Stair Building

5 - 8 The Square

Glasgow, Scotland G12 8QQ

United Kingdom

  • University of Glasgow

SCHOLARLY PAPERS

16

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1,616

SSRN CITATIONS

5

CROSSREF CITATIONS

4

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“  I am currently working on stewardship, employee participation on corporate boards, hybrid governance, proxy advisors and enforcement theories.  ”

  • University of Glasgow

Scholarly Papers (16)

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1.

Shareholder Stewardship Enforcement

An edited version of the paper will be published as a chapter in Global Shareholder Stewardship: Complexities, Challenges and Possibilities (Dionysia Katelouzou & Dan W. Puchniak eds, Cambridge University Press, Forthcoming), TLI Think! Paper 07/2020, European Corporate Governance Institute - Law Working Paper No. 514/2020
Number of pages: 44 Posted: 13 Apr 2020 Last Revised: 26 May 2020
Dionysia Katelouzou and Konstantinos Sergakis
King's College London - The Dickson Poon School of Law and University of Glasgow
Downloads 350 (108,392)
Citation 5

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shareholder stewardship, corporate governance, institutional investors, enforcement, formal enforcement, informal enforcement, Shareholder Rights Directive

2.

Deconstruction and Reconstruction of the 'Comply or Explain' Principle in EU Capital Markets

Accounting, Economics and Law: A Convivium, 2015(3), 233-288
Number of pages: 56 Posted: 31 Oct 2014 Last Revised: 29 Nov 2015
Konstantinos Sergakis
University of Glasgow
Downloads 297 (129,593)
Citation 2

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comply or explain principle, capital markets, listed companies, compliance, institutional investors, proxy advisors, disclosure

3.

The Current Challenges for EU Company and Financial Law and Regulation

Business and Financial Law SIG of the European Law Institute (ELI), Green Paper. Vienna: 17 November 2017
Number of pages: 21 Posted: 18 Dec 2017 Last Revised: 02 Jan 2018
Alexia Autenne, Yuri Biondi, Georges A. J. Cavalier, Andra Cotiga, Peter Doralt, Colin Haslam, Hana Horak, Corrado Malberti, Denis Philippe, Konstantinos Sergakis and Jessica Schmidt
Catholic University of Louvain (UCL), French National Center for Scientific Research (CNRS), University of Lyon 3, Catholic University of Lille, Vienna University of Economics and Business, Queen Mary University of London, University of Zagreb, University of Trento - Faculty of Law, Catholic University of Louvain (UCL), University of Glasgow and University of Bayreuth
Downloads 230 (167,426)

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Company Law, Financial Law, European Law, Corporate Governance, Corporate Social Responsibility, Financial Reporting, Transparency, Corporate Groups, Enterprise Groups, Financial Investment, Institutional Investors, Social Control of Business, Limited Liability, Accountability, Shareholder Value

4.

The UK Stewardship Code: Bridging the Gap between Companies and Institutional Investors

Revue juridique Thémis de l’Université de Montreal, Vol. 47, No 1, 2013
Number of pages: 48 Posted: 11 Dec 2013 Last Revised: 29 Nov 2015
Konstantinos Sergakis
University of Glasgow
Downloads 213 (180,132)

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corporate governance, institutional investors, stewardship, shareholders, asset managers, asset owners, financial intermediation

5.

A Flexible Model for Efficient Employee Participation in UK Companies

Journal of Corporate Law Studies (2020) 20(2), 453-493
Number of pages: 52 Posted: 16 Apr 2020 Last Revised: 21 Nov 2020
Konstantinos Sergakis and Andreas Kokkinis
University of Glasgow and University of Birmingham
Downloads 147 (248,665)
Citation 1

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corporate governance, employee participation, employee share ownership schemes, hybrid governance, codetermination, employee advisory panels

6.

EU Corporate Governance: A New Supervisory Mechanism for the ‘Comply or Explain’ Principle?

European Company and Financial Law Review Vol. 10, No 3, 2013
Number of pages: 39 Posted: 11 Dec 2013 Last Revised: 22 Feb 2018
Konstantinos Sergakis
University of Glasgow
Downloads 106 (316,742)

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corporate governance, European framework, monitoring bodies, comply or explain approach, auditors, regulators, institutional investors, Stewardship code

7.

Enforcing Shareholders' Duties: Introduction

Hanne Birkmose and Konstantinos Sergakis, Enforcing Shareholder Duties (Edward Elgar 2019)
Number of pages: 15 Posted: 19 Mar 2019
Hanne S. Birkmose and Konstantinos Sergakis
Aarhus University - Department of Law, Business and Social Sciences and University of Glasgow
Downloads 89 (354,478)

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shareholder duties, enforcement, corporate governance

8.

The Duties of a Short Seller

Shareholder's Duties (Hanne Birkmose, ed) (Kluwer, 2017) 153-173
Number of pages: 21 Posted: 10 Mar 2016 Last Revised: 22 Feb 2018
Konstantinos Sergakis
University of Glasgow
Downloads 84 (367,329)

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short selling, disclosure duties, short selling regulation, hedging

9.

Enforcement of Shareholders’ Duties – Introduction

Enforcing Shareholders’ Duties, Published by Edward Elgar Publishing Limited, February 2019, Nordic & European Company Law Working Paper No. 19-02
Number of pages: 16 Posted: 11 Mar 2019 Last Revised: 18 Mar 2019
Hanne S. Birkmose and Konstantinos Sergakis
Aarhus University - Department of Law, Business and Social Sciences and University of Glasgow
Downloads 56 (455,752)

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shareholders' duties

10.

The Relevance of Time in Framing the Sanctions Framework for Defective Disclosure

European Business Law Review (2017) 3, 331-366
Number of pages: 44 Posted: 14 Apr 2016 Last Revised: 22 Feb 2018
Konstantinos Sergakis
University of Glasgow
Downloads 44 (505,107)

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Disclosure, listed companies, enforcement, sanctions, aggravating circumstances, EU law, Transparency, Prospectus, Market Abuse

11.

When Harmonization is not Enough: Shareholder Stewardship in the European Union

European Business Organization Law Review (EBOR), Forthcoming, King's College London Law School Research Paper Forthcoming
Posted: 23 Oct 2020
Dionysia Katelouzou and Konstantinos Sergakis
King's College London - The Dickson Poon School of Law and University of Glasgow

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Revised Shareholder Rights Directive, Institutional Investors, Shareholder Engagement, Shareholder Stewardship, Minimum Harmonization, Soft Law

12.

Robo-Voting Phenomena: An Empirical Analysis of Institutional Investors’ Voting and Proxy Advisors’ Recommendations

Posted: 10 Jan 2020
Nicola Cucari, Sergio Carbonara, Salvatore Esposito De Falco and Konstantinos Sergakis
Sapienza University of Rome, affiliation not provided to SSRN, University of Rome I and University of Glasgow

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corporate governance, shareholder right directive, proxy advisor, shareholder voting

13.

The Regulation of Short Selling: A Transatlantic Discussion on Policy Issues and Instruments

Corporate Finance and Capital Markets Law Review, RTDF No. 4-2018, December 2018, 37-45.
Posted: 05 Feb 2019
Konstantinos Sergakis, Stephane Rousseau and Corrado Malberti
University of Glasgow, Université de Montréal - Faculty of Law and University of Trento - Faculty of Law

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securities regulation, short-selling, corporate governance, disclosure

14.

Legal versus Social Enforcement of Shareholder Duties

Hanne Birkmose and Konstantinos Sergakis, Enforcing Shareholder Duties (Edward Elgar 2019) 128-148
Posted: 15 Jun 2018 Last Revised: 28 Feb 2019
Konstantinos Sergakis
University of Glasgow

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15.

EU Corporate Governance: The Ongoing Challenges of the ‘Institutional Investor Activism’ Conundrum

European Journal of Law Reform, 4, 2014, pp. 728-746
Posted: 08 Feb 2014 Last Revised: 06 Jan 2015
Konstantinos Sergakis
University of Glasgow

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EU corporate governance, institutional investors, stewardship, shareholders, asset managers, asset owners, financial intermediation, proxy advisors

16.

Proxy Advisory Firms Under ESMA's Microscope: A Perfectible Regulatory Approach?

International Company and Commercial Law Review Vol. 25, No. 4, 2014
Posted: 07 Feb 2014 Last Revised: 15 Mar 2014
Konstantinos Sergakis
University of Glasgow

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Corporate Governance, European Framework, ESMA, Proxy Advisory Firms, Institutional Investors, Stewardship Code