Joseph H. Golec

University of Connecticut - Department of Finance

School of Business

2100 Hillside Road

Storrs, CT 06269

United States

SCHOLARLY PAPERS

29

DOWNLOADS
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CITATIONS
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Top 15,864

in Total Papers Citations

22

Scholarly Papers (29)

European Pharmaceutical Price Regulation, Firm Profitability, and R&D Spending

Number of pages: 38 Posted: 27 Sep 2006
Joseph H. Golec and John A. Vernon
University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 698 (28,601)
Citation 4

Abstract:

Pharmaceutical, Price Regulation; Profitability; Research and Development

European Pharmaceutical Price Regulation, Firm Profitability, and R&D Spending

NBER Working Paper No. w12676
Number of pages: 37 Posted: 20 Nov 2006
Joseph H. Golec and John A. Vernon
University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 47 (343,085)
Citation 4

Abstract:

2.

Do Investors See Through Mistakes in Reported Earnings?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 50 Posted: 13 Feb 2008 Last Revised: 06 Oct 2010
Fairfield University - Department of Finance, University of Connecticut - Department of Finance and University of Connecticut - School of Business - Center for Real Estate and Urban Economic Studies
Downloads 678 (30,223)
Citation 3

Abstract:

restatements, earnings, valuation, long-run event study, corporate misreporting, valuation

3.

Litigation Risk and Market Reaction to Restatements

Journal of Financial Research, Vol. 36, No. 1, 2013
Number of pages: 45 Posted: 14 Nov 2009 Last Revised: 28 Mar 2013
Fairfield University - Department of Finance, University of Connecticut - Department of Finance and University of Connecticut - School of Business - Center for Real Estate and Urban Economic Studies
Downloads 326 (66,263)
Citation 3

Abstract:

4.

Incentive Fees and Mutual Fund Volatility Timing

Number of pages: 46 Posted: 13 Oct 2005 Last Revised: 05 Aug 2008
Erasmo Giambona and Joseph H. Golec
Syracuse University - Whitman School of Management - Finance Department; James D. Kuhn Center for Real Estate and University of Connecticut - Department of Finance
Downloads 292 (82,843)

Abstract:

mutual fund, volatility timing, incentive fee

Pharmaceutical Stock Price Reactions to Price Constraint Threats and Firm-Level R&D Spending

Number of pages: 52 Posted: 18 Mar 2005
Joseph H. Golec, Shantaram P. Hegde and John A. Vernon
University of Connecticut - Department of Finance, University of Connecticut - School of Business and University of North Carolina (UNC) at Chapel Hill
Downloads 190 (132,228)
Citation 3

Abstract:

Research and Development, Real Options, Price Regulation, Pharmaceutical, Biotechnology

Pharmaceutical Stock Price Reactions to Price Constraint Threats and Firm-Level R&D Spending

NBER Working Paper No. w11229
Number of pages: 54 Posted: 20 Nov 2006
Joseph H. Golec, Shantaram P. Hegde and John A. Vernon
University of Connecticut - Department of Finance, University of Connecticut - School of Business and University of North Carolina (UNC) at Chapel Hill
Downloads 55 (318,620)
Citation 3

Abstract:

6.

Pharmaceutical R&D Spending and Threats of Price Regulation

Number of pages: 46 Posted: 18 Mar 2008
Joseph H. Golec, Shantaram P. Hegde and John A. Vernon
University of Connecticut - Department of Finance, University of Connecticut - School of Business and University of North Carolina (UNC) at Chapel Hill
Downloads 220 (108,277)
Citation 3

Abstract:

Research and Development, Pharmaceuticals, Price Controls

7.

Exploration of Potential Economics of Follow-On Biologics and Implications for Data Exclusivity Periods for Biologics

Number of pages: 19 Posted: 08 May 2009 Last Revised: 06 Nov 2012
John A. Vernon, A. Bennett and Joseph H. Golec
University of North Carolina (UNC) at Chapel Hill, affiliation not provided to SSRN and University of Connecticut - Department of Finance
Downloads 207 (116,651)

Abstract:

Are the Insider Trades of a Large Institutional Investor Informed?

Number of pages: 44 Posted: 19 Oct 2005
Joseph H. Golec
University of Connecticut - Department of Finance
Downloads 165 (150,501)
Citation 1

Abstract:

Institutional Investor, Insider, Trades

Are the Insider Trades of a Large Institutional Investor Informed?

Financial Review, Vol. 42, No. 2, pp. 161-190, May 2007
Number of pages: 30 Posted: 04 Jun 2007
Joseph H. Golec
University of Connecticut - Department of Finance
Downloads 40 (366,809)
Citation 1
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Abstract:

Are the Insider Trades of a Large Institutional Investor Informed?

Financial Review, Vol. 42, No. 2, May 2007
Posted: 26 Apr 2007
Joseph H. Golec
University of Connecticut - Department of Finance

Abstract:

institutional insider, informed trades, Fidelity, mutual fund, incentive fees

9.

FDA New Drug Approval Times, Prescription Drug User Fees, and R&D Spending

AEI-Brookings Joint Center Working Paper No. 06-21
Number of pages: 22 Posted: 20 Sep 2006
University of Connecticut - Department of Finance, University of North Carolina (UNC) at Chapel Hill, American Enterprise Institute (AEI) and U.S. Department of Health & Human Services
Downloads 192 (122,206)
Citation 2

Abstract:

FDA, R&D, pharmaceutical

10.

Debt Structure and Growth Prospects: Evidence from the Introduction of Biosimilar Drugs

Number of pages: 52 Posted: 16 Oct 2012 Last Revised: 22 Mar 2016
Syracuse University - Whitman School of Management - Finance Department; James D. Kuhn Center for Real Estate, University of Connecticut - Department of Finance and SKEMA Business School
Downloads 171 (114,079)

Abstract:

Growth prospects, growth opportunities, unsecured debt, short-term debt, debt maturity, convertible debt, leverage, debt composition, debt structure.

11.

Financial Risk in the Biotechnology Industry

NBER Working Paper No. w13604
Number of pages: 26 Posted: 14 Nov 2007
Joseph H. Golec and John A. Vernon
University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 156 (150,411)
Citation 1

Abstract:

12.

Economic Evaluation and Comparative-Effectiveness Thresholds: Signals to Firms and Implications for R&D Investment and Innovation

Number of pages: 22 Posted: 24 Apr 2009
John A. Vernon and Joseph H. Golec
University of North Carolina (UNC) at Chapel Hill and University of Connecticut - Department of Finance
Downloads 129 (174,866)
Citation 1

Abstract:

13.

Comparative Effectiveness Research (CER) Policies and the Potential Threat to Pharmaceutical Innovation

Number of pages: 23 Posted: 28 Mar 2010
John A. Vernon, Joseph H. Golec and Stedman Stevens
University of North Carolina (UNC) at Chapel Hill, University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 123 (183,368)
Citation 1

Abstract:

Comparative Effectiveness Research, Pharmaceutical Research and Development, Pharmaceutical Regulation, Food and Drug Administration

14.

Strategic Trading in the Wrong Direction By a Large Institutional Insider

Number of pages: 60 Posted: 14 Jun 2006 Last Revised: 01 Sep 2009
Joseph H. Golec and Erasmo Giambona
University of Connecticut - Department of Finance and Syracuse University - Whitman School of Management - Finance Department; James D. Kuhn Center for Real Estate
Downloads 123 (182,299)

Abstract:

Strategic Trading, Manipulation, Institutional Investor, Insider

15.

Data Exclusivity Period Length and Federal Government Savings from Enactment of the Biologics Price Competition and Innovation Act of 2007

Posted: 26 Jan 2009
Ted Buckley, Joseph H. Golec and John A. Vernon
affiliation not provided to SSRN, University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 86 (232,086)

Abstract:

R&D, Follow-on Biologics, Data Exclusivity, R&D

16.

Using Options to Measure the Full Value-Effect of an Event: Application to Obamacare

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 69 Posted: 05 Sep 2013 Last Revised: 08 Jul 2015
Paul Borochin and Joseph H. Golec
University of Connecticut - School of Business and University of Connecticut - Department of Finance
Downloads 84 (142,063)

Abstract:

Event study, options, valuation, healthcare reform

17.

Does Earnings Management Relieve the Negative Effects of Mandatory Pension Contributions?

Financial Management, Forthcoming
Number of pages: 67 Posted: 16 Apr 2014 Last Revised: 24 Mar 2016
Hieu V. Phan, Hinh Khieu and Joseph H. Golec
University of Massachusetts Lowell, Prairie View A&M University and University of Connecticut - Department of Finance
Downloads 77 (204,057)

Abstract:

earnings management; financial constraint; mandatory pension contribution; financing; investment

What's the 'Interest' in FDA Drug Advisory Committee Conflicts of Interest?

Number of pages: 25 Posted: 25 Apr 2009
Joseph H. Golec and John A. Vernon
University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 46 (346,235)

Abstract:

FDA Advisory Committee Meetings, Conflicts of Interest, Stock Returns, Event Studies

What's the "Interest" in Fda Drug Advisory Committee Conflicts of Interest?

NBER Working Paper No. w14932
Number of pages: 22 Posted: 03 May 2009
Joseph H. Golec and John A. Vernon
University of Connecticut - Department of Finance and University of North Carolina (UNC) at Chapel Hill
Downloads 12 (507,593)

Abstract:

19.

A Response to the Brill Analysis for Proper Data Exclusivity Periods for Innovator Biologics

Posted: 01 Apr 2009
John A. Vernon and Joseph H. Golec
University of North Carolina (UNC) at Chapel Hill and University of Connecticut - Department of Finance
Downloads 49 (319,619)

Abstract:

Follow on Biologics, Data Exclusivity, Biotech Financial Risk

20.

Do Investors Use Customer Metrics to Value High Growth Service Firms?

The International Journal of Business and Finance Research, Vol. 6, No. 2, pp. 1-19, 2012
Number of pages: 19 Posted: 05 Jan 2012
Neeraj Gupta and Joseph H. Golec
affiliation not provided to SSRN and University of Connecticut - Department of Finance
Downloads 47 (306,099)

Abstract:

customers, valuation, intangibles

21.

How Excluding Some Benefits from Value Assessment of New Drugs Impacts Innovation

Number of pages: 35 Posted: 22 May 2015 Last Revised: 15 Jul 2016
Joseph P Cook and Joseph H. Golec
Pfizer, Inc. and University of Connecticut - Department of Finance
Downloads 13 (393,047)

Abstract:

Biopharmaceuticals, cost effectiveness, options

22.

Conflicts of Interest on Expert Committees: The Case of FDA Drug Advisory Committees

Number of pages: 65 Posted: 04 Apr 2017
James C. Cooper and Joseph H. Golec
George Mason University - Antonin Scalia Law School, Faculty and University of Connecticut - Department of Finance
Downloads 0 (430,312)

Abstract:

Conflicts of Interest, Expert Committees, FDA

23.

Measuring the Performance of the Secondary Market for Life Insurance Policies

Journal of Risk and Insurance, Vol. 84, Issue 1, pp. 127-151, 2017
Number of pages: 25 Posted: 06 Feb 2017
Carmelo Giaccotto, Joseph H. Golec and Bryan Paul Schmutz
University of Connecticut - Department of Finance, University of Connecticut - Department of Finance and Western New England University - School of Business
Downloads 0 (536,982)
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Abstract:

Debt Capacity of Real Estate Collateral

Real Estate Economics, Vol. 42, Issue 3, pp. 578-605, 2014
Number of pages: 28 Posted: 28 Aug 2014
Erasmo Giambona, Joseph H. Golec and Armin Schwienbacher
Syracuse University - Whitman School of Management - Finance Department; James D. Kuhn Center for Real Estate, University of Connecticut - Department of Finance and SKEMA Business School
Downloads 0
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Abstract:

Debt Capacity of Real Estate Collateral

Real Estate Economics, Forthcoming
Posted: 07 Feb 2013
Erasmo Giambona, Joseph H. Golec and Armin Schwienbacher
Syracuse University - Whitman School of Management - Finance Department; James D. Kuhn Center for Real Estate, University of Connecticut - Department of Finance and SKEMA Business School

Abstract:

land & building, machinery & equipment, leverage, credit constraints

25.

The Conditional Performance of REIT Stock Repurchases

Journal of Real Estate Finance and Economics, Vol. 32, No. 2, 2006
Posted: 09 Sep 2005
Joseph H. Golec, Erasmo Giambona and Carmelo Giaccotto
University of Connecticut - Department of Finance, Syracuse University - Whitman School of Management - Finance Department; James D. Kuhn Center for Real Estate and University of Connecticut - Department of Finance

Abstract:

REITs, Conditional Performance, Noisy Rational Expectations, Stock Repurchases

26.

Regulation and the Rise in Asset-Based Mutual Fund Management Fees

Journal of Financial Research, Forthcoming
Posted: 28 Mar 2002
Joseph H. Golec
University of Connecticut - Department of Finance

Abstract:

27.

Bettors Love Skewness, Not Risk, at the Horse Track

Journal of Political Economy Vol 106, No 1, February 1998
Posted: 11 Feb 1998
Joseph H. Golec and Maurry Tamarkin
University of Connecticut - Department of Finance and Clark University

Abstract:

28.

Herding on Noise: The Case of Johnson Redbook's Weekly Retail Sales Data

J. OF FINANCIAL AND QUANTITATIVE ANALYSIS, Sept. 1997
Posted: 05 Nov 1997
Joseph H. Golec
University of Connecticut - Department of Finance

Abstract:

29.

The Effects of Mutual Fund Managers' Characteristics on Their Portfolio Performance, Risk and Fees

FINANCIAL SERVICES REVIEW
Posted: 19 Mar 1997
Joseph H. Golec
University of Connecticut - Department of Finance

Abstract: