William Christopher Gerken

University of Kentucky - Finance

College of Business & Economics

Lexington, KY 40506-0034

United States

http://www.willgerken.com

SCHOLARLY PAPERS

13

DOWNLOADS
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5,261

CITATIONS
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Top 22,820

in Total Papers Citations

12

Scholarly Papers (13)

1.

Finding Bernie Madoff: Detecting Fraud by Investment Managers

Number of pages: 62 Posted: 11 Sep 2009 Last Revised: 18 Jan 2011
Stephen G. Dimmock and William Christopher Gerken
Nanyang Technological University - Division of Finance and University of Kentucky - Finance
Downloads 2,323 (5,188)
Citation 4

Abstract:

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Fraud, Investment Fraud, Operational Risk, Ponzi Scheme, SEC, Disclosure, Form ADV, Hedge Funds, Hedge Fund Fraud

2.

Is Fraud Contagious? Co-Worker Influence on Misconduct by Financial Advisors

Journal of Finance, Forthcoming
Number of pages: 66 Posted: 13 Mar 2015 Last Revised: 25 Jan 2018
Stephen G. Dimmock, William Christopher Gerken and Nathaniel Graham
Nanyang Technological University - Division of Finance, University of Kentucky - Finance and Texas A&M International
Downloads 560 (44,958)

Abstract:

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Financial advisors, Financial misconduct, Fraud, Social networks, Peer effects, Career networks

3.

Predicting Fraud by Investment Managers

Networks Financial Institute Working Paper No. 2011-WP-09
Number of pages: 47 Posted: 09 May 2011 Last Revised: 08 Aug 2011
William Christopher Gerken and Stephen G. Dimmock
University of Kentucky - Finance and Nanyang Technological University - Division of Finance
Downloads 451 (59,060)
Citation 2

Abstract:

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Fraud, Investment Fraud, Operational Risk, SEC, Disclosure, Form ADV

4.

Hedge Fund Boards and the Market for Independent Directors

Number of pages: 58 Posted: 12 Dec 2014 Last Revised: 08 Nov 2017
Christopher P. Clifford, Jesse A. Ellis and William Christopher Gerken
University of Kentucky, North Carolina State University and University of Kentucky - Finance
Downloads 308 (92,185)

Abstract:

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hedge fund, hedge fund governance, directors, reputation

5.

The Importance of Family: The Role of Mutual Fund Family Reputation in Investment Decisions

Number of pages: 54 Posted: 15 Mar 2012 Last Revised: 05 Oct 2018
William Christopher Gerken, Laura T. Starks and Michael Yates
University of Kentucky - Finance, University of Texas at Austin - Department of Finance and University of Texas at Austin - McCombs School of Busiiness
Downloads 301 (94,552)

Abstract:

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individual investor portfolio choice, mutual fund families, reputation

Capital Gains Lock-In and Governance Choices

Number of pages: 57 Posted: 10 Jul 2013 Last Revised: 17 Nov 2016
Stephen G. Dimmock, William Christopher Gerken, Zoran Ivkovich and Scott J. Weisbenner
Nanyang Technological University - Division of Finance, University of Kentucky - Finance, Michigan State University, Department of Finance and University of Illinois at Urbana-Champaign - Department of Finance
Downloads 254 (112,714)

Abstract:

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Mutual fund, Proxy voting, Corporate governance, Capital-gains tax, Lock-in effect

Capital Gains Lock-In and Governance Choices

NBER Working Paper No. w20176
Number of pages: 51 Posted: 02 Jun 2014
Stephen G. Dimmock, William Christopher Gerken, Zoran Ivkovich and Scott J. Weisbenner
Nanyang Technological University - Division of Finance, University of Kentucky - Finance, Michigan State University, Department of Finance and University of Illinois at Urbana-Champaign - Department of Finance
Downloads 12 (559,787)

Abstract:

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7.

Regulatory Oversight and Return Misreporting by Hedge Funds

Number of pages: 34 Posted: 04 May 2013 Last Revised: 08 Apr 2016
Stephen G. Dimmock and William Christopher Gerken
Nanyang Technological University - Division of Finance and University of Kentucky - Finance
Downloads 218 (131,938)

Abstract:

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Return misreporting, Hedge funds, Hedge fund regulation, Hedge fund registration

8.

What Determines the Allocation of Managerial Ownership within Firms? Evidence from Investment Management Firms

Number of pages: 62 Posted: 03 Sep 2010 Last Revised: 08 Nov 2017
Stephen G. Dimmock, William Christopher Gerken and Jennifer Marietta-Westberg
Nanyang Technological University - Division of Finance, University of Kentucky - Finance and U.S. Securities and Exchange Commission
Downloads 216 (133,061)

Abstract:

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Manager Ownership, Managerial Ownership, Employee Ownership, Agency, Incentives, Institutional Investment Managers

9.

Blockholder Ownership and Corporate Control: The Role of Liquidity

Number of pages: 47 Posted: 09 Jul 2014
William Christopher Gerken
University of Kentucky - Finance
Downloads 173 (163,305)
Citation 4

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Blockholder, Liquidity , Corporate Governance, Activism

10.

Investment in Human Capital and Labor Mobility: Evidence from a Shock to Property Rights

Number of pages: 46 Posted: 03 Nov 2017 Last Revised: 21 Nov 2017
Christopher P. Clifford and William Christopher Gerken
University of Kentucky and University of Kentucky - Finance
Downloads 168 (167,525)

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Financial Advisors, Non-Solicitation Agreements, Protocol for Broker Recruiting, Property Rights

11.

Misconduct and Fraud by Investment Managers

Finance & Quantitative Methods Research Data, 2018, DOI/10.13023/nsjd-rk62.
Number of pages: 52 Posted: 21 Aug 2018
Stephen G. Dimmock, Joseph Farizo and William Christopher Gerken
Nanyang Technological University - Division of Finance, University of Kentucky - Department of Finance & Quantitative Methods and University of Kentucky - Finance
Downloads 95 (259,135)
Citation 2

Abstract:

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Fraud, Investment Fraud, Investment Advisors, Investment Advisers, Operational Risk, Regulation, Disclosure, Form ADV

12.

Real Estate Shocks and Financial Advisor Misconduct

Number of pages: 56 Posted: 14 Jun 2018 Last Revised: 29 Nov 2018
Stephen G. Dimmock, William Christopher Gerken and Tyson D. Van Alfen
Nanyang Technological University - Division of Finance, University of Kentucky - Finance and University of Kentucky, Gatton College of Business and Economics, Department of Finance & Quantitative Methods
Downloads 94 (260,892)

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Financial advisors, Brokers, Financial misconduct, Fraud, Household finance, Real estate, Bankruptcy

13.

A Test for Long Memory in the Conditional Correlation of Bivariate Returns to Stock and Bond Market Index Futures

Number of pages: 22 Posted: 04 Aug 2011
Kirt C. Butler, William Christopher Gerken and Katsushi Okada
Michigan State University, University of Kentucky - Finance and Michigan State University
Downloads 88 (272,080)

Abstract:

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Long memory, FIGARCH, DCC, conditional volatility, conditional correlation