William Christopher Gerken

University of Kentucky - Finance

College of Business & Economics

Lexington, KY 40506-0034

United States

SCHOLARLY PAPERS

10

DOWNLOADS
Rank 9,248

SSRN RANKINGS

Top 9,248

in Total Papers Downloads

4,049

CITATIONS
Rank 25,492

SSRN RANKINGS

Top 25,492

in Total Papers Citations

10

Scholarly Papers (10)

1.

Finding Bernie Madoff: Detecting Fraud by Investment Managers

Number of pages: 62 Posted: 11 Sep 2009 Last Revised: 18 Jan 2011
Stephen G. Dimmock and William Christopher Gerken
Nanyang Technological University - Division of Finance and University of Kentucky - Finance
Downloads 1,752 (5,077)
Citation 4

Abstract:

Fraud, Investment Fraud, Operational Risk, Ponzi Scheme, SEC, Disclosure, Form ADV, Hedge Funds, Hedge Fund Fraud

2.

Predicting Fraud by Investment Managers

Networks Financial Institute Working Paper No. 2011-WP-09
Number of pages: 47 Posted: 09 May 2011 Last Revised: 08 Aug 2011
William Christopher Gerken and Stephen G. Dimmock
University of Kentucky - Finance and Nanyang Technological University - Division of Finance
Downloads 337 (60,329)
Citation 2

Abstract:

Fraud, Investment Fraud, Operational Risk, SEC, Disclosure, Form ADV

Capital Gains Lock-In and Governance Choices

Number of pages: 57 Posted: 10 Jul 2013 Last Revised: 17 Nov 2016
Stephen G. Dimmock, William Christopher Gerken, Zoran Ivkovich and Scott J. Weisbenner
Nanyang Technological University - Division of Finance, University of Kentucky - Finance, Michigan State University, Department of Finance and University of Illinois at Urbana-Champaign - Department of Finance
Downloads 194 (128,026)

Abstract:

Mutual fund, Proxy voting, Corporate governance, Capital-gains tax, Lock-in effect

Capital Gains Lock-In and Governance Choices

NBER Working Paper No. w20176
Number of pages: 51 Posted: 02 Jun 2014
Stephen G. Dimmock, William Christopher Gerken, Zoran Ivkovich and Scott J. Weisbenner
Nanyang Technological University - Division of Finance, University of Kentucky - Finance, Michigan State University, Department of Finance and University of Illinois at Urbana-Champaign - Department of Finance
Downloads 10 (513,634)

Abstract:

4.

What Determines the Allocation of Managerial Ownership within Firms? Evidence from Investment Management Firms

Number of pages: 62 Posted: 03 Sep 2010 Last Revised: 17 Oct 2014
Stephen G. Dimmock, William Christopher Gerken and Jennifer Marietta-Westberg
Nanyang Technological University - Division of Finance, University of Kentucky - Finance and U.S. Securities and Exchange Commission
Downloads 180 (120,712)

Abstract:

Manager Ownership, Managerial Ownership, Employee Ownership, Agency, Incentives, Institutional Investment Managers

5.

The Importance of Family: The Role of Mutual Fund Family Reputation in Investment Decisions

Number of pages: 51 Posted: 15 Mar 2012 Last Revised: 15 Jan 2015
William Christopher Gerken, Laura T. Starks and Michael Yates
University of Kentucky - Finance, University of Texas at Austin - Department of Finance and University of Texas at Austin - McCombs School of Busiiness
Downloads 175 (100,291)

Abstract:

individual investor portfolio choice, mutual fund families, reputation

6.

Regulatory Oversight and Return Misreporting by Hedge Funds

Number of pages: 34 Posted: 04 May 2013 Last Revised: 08 Apr 2016
Stephen G. Dimmock and William Christopher Gerken
Nanyang Technological University - Division of Finance and University of Kentucky - Finance
Downloads 157 (132,066)

Abstract:

Return misreporting, Hedge funds, Hedge fund regulation, Hedge fund registration

7.

Blockholder Ownership and Corporate Control: The Role of Liquidity

Number of pages: 47 Posted: 09 Jul 2014
William Christopher Gerken
University of Kentucky - Finance
Downloads 83 (163,218)
Citation 4

Abstract:

Blockholder, Liquidity , Corporate Governance, Activism

8.

A Test for Long Memory in the Conditional Correlation of Bivariate Returns to Stock and Bond Market Index Futures

Number of pages: 22 Posted: 04 Aug 2011
Kirt C. Butler, William Christopher Gerken and Katsushi Okada
Michigan State University, University of Kentucky - Finance and Michigan State University
Downloads 77 (244,656)

Abstract:

Long memory, FIGARCH, DCC, conditional volatility, conditional correlation

9.

Hedge Fund Boards and the Market for Independent Directors

Number of pages: 53 Posted: 12 Dec 2014 Last Revised: 11 Mar 2017
Christopher P. Clifford, Jesse A. Ellis and William Christopher Gerken
University of Kentucky, North Carolina State University and University of Kentucky - Finance
Downloads 60 (116,889)

Abstract:

hedge fund, hedge fund governance, directors, reputation

10.

Is Fraud Contagious? Co-Worker Influence on Misconduct by Financial Advisors

Number of pages: 61 Posted: 13 Mar 2015 Last Revised: 03 May 2017
Stephen G. Dimmock, William Christopher Gerken and Nathaniel P. Graham
Nanyang Technological University - Division of Finance, University of Kentucky - Finance and Trinity University
Downloads 0 (90,924)

Abstract:

Financial advisors, Financial misconduct, Fraud, Social networks, Peer effects, Career networks