Douglas W. Arner

The University of Hong Kong

Kerry Holdings Professor in Law

Pokfulam Road

Hong Kong, Pokfulam HK

China

The University of Hong Kong - Faculty of Law

Pokfulam Road

Hong Kong, Hong Kong

China

http://hub.hku.hk/rp/rp01237

SCHOLARLY PAPERS

103

DOWNLOADS
Rank 33

SSRN RANKINGS

Top 33

in Total Papers Downloads

254,175

TOTAL CITATIONS
Rank 2,873

SSRN RANKINGS

Top 2,873

in Total Papers Citations

1,759

Scholarly Papers (103)

1.

The Evolution of Fintech: A New Post-Crisis Paradigm?

University of Hong Kong Faculty of Law Research Paper No. 2015/047, UNSW Law Research Paper No. 2016-62
Number of pages: 45 Posted: 20 Oct 2015 Last Revised: 19 Dec 2019
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 46,378 (65)
Citation 1,038

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financial technology, FinTech, financial innovation, RegTech, financial globalization, financial regulation, bigtech

2.

FinTech, RegTech and the Reconceptualization of Financial Regulation

Northwestern Journal of International Law & Business, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2016/035
Number of pages: 51 Posted: 05 Oct 2016 Last Revised: 26 Oct 2016
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 18,204 (421)
Citation 48

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FinTech, RegTech, Global Financial Crisis, Financial Regulation, Technology, Financial Technology, Compliance

3.

From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance

New York University Journal of Law and Business, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 6, University of Hong Kong Faculty of Law Research Paper No. 2017/007, University of Luxembourg Law Working Paper No. 2017-001
Number of pages: 41 Posted: 29 Apr 2017 Last Revised: 19 Dec 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 11,919 (889)
Citation 16

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Big Data, FinTech,bigtech, TechFin, Financial Regulation, Supervision, Enforcement, Algorithms, RegTech, Protected Factors, SMEs, Lending, Payment Systems, Robot Advice, Crowdlending

4.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 17-83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018, Harvard International Law Journal, Vol. 63, No. 2, 2019
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 11,464 (961)
Citation 174

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FinTech, RegTech, Initial Coin Offerings, ICO, ETHER, BITCOIN, Blockchain, Securities Regulation, Investment Law, Financial Law, Securities and Exchange Commission, Financial Conduct Authority, ESMA, BaFin, CSSF, ASIC

5.

Decentralized Finance (DeFi)

Journal of Financial Regulation, 2020, 6, 172–203
Number of pages: 32 Posted: 03 Mar 2020 Last Revised: 11 Nov 2021
Dirk A. Zetzsche, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 9,710 (1,253)
Citation 42

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DeFi, Decentralized Finance, FinTech, Blockchain, Distributed Ledger, Financial Regulation, Supervision, RegTech

6.

The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain

University of Illinois Law Review, 2017-2018, Forthcoming, University of Luxembourg Law Working Paper No. 007/2017, Center for Business & Corporate Law (CBC) Working Paper 002/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/020, UNSW Law Research Paper No. 17-52, European Banking Institute Working Paper Series 14
Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 13 Jul 2018
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 8,183 (1,684)
Citation 59

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Bitcoin, Blockchain, Distributed Ledger Technology, Financial Infrastructure, FinTech, RegTech

7.

Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation

23 Fordham Journal of Corporate and Financial Law 31-103 (2017), European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019, UNSW Law Research Paper No. 17-71, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017
Number of pages: 67 Posted: 19 Aug 2017 Last Revised: 13 Jul 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 7,802 (1,814)
Citation 38

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech

8.

Digital Finance & The COVID-19 Crisis

University of Hong Kong Faculty of Law Research Paper No. 2020/017, UNSW Law Research
Number of pages: 24 Posted: 26 Mar 2020 Last Revised: 22 Aug 2021
The University of Hong Kong, The University of Hong Kong - Faculty of Law, Thomson Reuters - Refinitiv (formally Thomson Reuters), University of New South Wales (UNSW) - UNSW Law & Justice, Qatar University - College of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 7,760 (1,821)
Citation 1

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FinTech, Digital Finance, Crisis, Coronavirus, COVID-19, BigTech, RegTech, Pandemic

The Global Credit Crisis of 2008: Causes and Consequences

AIIFL Working Paper No. 3
Number of pages: 51 Posted: 21 Jan 2009 Last Revised: 21 Feb 2011
Douglas W. Arner
The University of Hong Kong
Downloads 4,067 (5,421)
Citation 7

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financial crisis, financial regulation, Financial Stability Forum, capital adequacy, Group of 20, systemic risk

The Global Credit Crisis of 2008: Causes and Consequences

The International Lawyer, Vol. 43, pp. 91-136, 2009
Number of pages: 90 Posted: 10 May 2009 Last Revised: 21 Feb 2011
Douglas W. Arner
The University of Hong Kong
Downloads 3,269 (7,768)

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financial crisis, financial stability, Financial Stability Forum, securitisation, capital

10.

Fintech for Financial Inclusion: A Framework for Digital Financial Transformation

UNSW Law Research Paper No. 18-87, University of Hong Kong Faculty of Law Research Paper No. 2019/001, University of Luxembourg Law Working Paper No. 004-2019
Number of pages: 28 Posted: 29 Oct 2018 Last Revised: 11 Apr 2019
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 6,396 (2,542)
Citation 8

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FinTech, RegTech, Financial Inclusion, Blockchain, Digital Identity, Smart Contracts, Distributed Ledgers, Payment Services, Robo Adviser, Mobile Money, TechFin, Aadhaar, eIDAS, KYC, Cyberrisk, BigData, Data Protection

11.

The Markets in Crypto-Assets Regulation (MICA) and the EU Digital Finance Strategy

European Banking Institute Working Paper Series No. 2020/77, University of Luxembourg Law Working Paper Series No. 2020-018, University of Hong Kong Faculty of Law Research Paper No. 2020/059
Number of pages: 33 Posted: 11 Nov 2020 Last Revised: 11 Dec 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, Bocconi University - Department of Law, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 6,091 (2,755)
Citation 21

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Digital Finance, Eu Digital Finance Action Plan, MiCA, Cryptoassets, Stablecoins, Payment Tokens, Currency Tokens, Utility Tokens, Securities Token, Investment Tokens, MiFID, prospectus regulation, Initial Coin Offerings, FinTech, financial law, securities law

12.

The Dark Side of Digital Financial Transformation: The New Risks of FinTech and the Rise of TechRisk

UNSW Law Research Paper No. 19-89, European Banking Institute Working Paper 2019/54, University of Luxembourg Law Working Paper 2019-009, University of Hong Kong Faculty of Law Research Paper No. 2019/112, Singapore Journal of Legal Studies (Forthcoming)
Number of pages: 37 Posted: 18 Nov 2019 Last Revised: 15 Jan 2020
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
Downloads 6,079 (2,762)
Citation 6

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FinTech, RegTech, Systemic Risk, TechFin, BigTech, Too Big to Fail, Too Connected to Fail

13.

After Libra, Digital Yuan and COVID-19: Central Bank Digital Currencies and the New World of Money and Payment Systems

European Banking Institute Working Paper Series 65/2020, University of Hong Kong Faculty of Law Research Paper No. 2020/036, UNSW Law Research Paper No. 20-59
Number of pages: 56 Posted: 16 Jul 2020 Last Revised: 22 Aug 2021
University of New South Wales (UNSW) - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 5,656 (3,138)
Citation 21

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Libra, blockchain, bitcoin, COVID-19, RTGS, fast payment systems, central bank digital currency

14.

Regulation of Digital Financial Services in China: Last Mover Advantage

(2015) 8(1) Tsinghua China Law Review 25-62, University of Hong Kong Faculty of Law Research Paper No. 2015/044, UNSW Law Research Paper No. 2015-62
Number of pages: 38 Posted: 14 Sep 2015 Last Revised: 15 Feb 2016
Weihuan Zhou, Douglas W. Arner and Ross P. Buckley
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 5,230 (3,627)
Citation 7

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digital financial services, fintech, China, financial regulation, financial inclusion

15.

Regulating LIBRA: The Transformative Potential of Facebook’s Cryptocurrency and Possible Regulatory Responses

European Banking Institute Working Paper Series 2019/44, University of New South Wales Law Research Series UNSWLRS 19-47 , University of Hong Kong Faculty of Law Research Paper No. 2019/042, University of Luxembourg Faculty of Law Research Paper, Oxford Journal of Legal Studies (Forthcoming)
Number of pages: 30 Posted: 11 Jul 2019 Last Revised: 15 Jan 2020
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 5,109 (3,769)
Citation 10

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Cryptocurrencies, Data Protection, Digital Identity, FinTech, Financial Regulation, Data Protection, Payment Services, Systemic Risk, Financial Inclusion

16.

Sustainability, FinTech and Financial Inclusion

European Banking Institute Working Paper Series 2019/41, University of Luxembourg Law Working Paper No. 006-2019, UNSW Law Research Paper No. 19-63, University of Hong Kong Faculty of Law Research Paper No. 2019/038, European Business and Organization Law Review (Forthcoming)
Number of pages: 26 Posted: 16 May 2019 Last Revised: 15 Jan 2020
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg - Faculty of Law, Economics and Finance
Downloads 4,768 (4,284)
Citation 4

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Sustainable Investment, Sustainable Development Goals, Financial Inclusion, FinTech, Sustainability, RegTech, KYC

17.

The Future of Data-Driven Finance and RegTech: Lessons from EU Big Bang II

European Banking Institute Working Paper Series 2019/35, UNSW Law Research Paper No. 19-22, University of Luxembourg Law Working Paper No. 005-2019, University of Hong Kong Faculty of Law Research Paper No. 2019/004
Number of pages: 57 Posted: 27 Mar 2019 Last Revised: 18 Apr 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and University of Zurich - Faculty of Law
Downloads 4,511 (4,665)
Citation 25

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Data Protection, Digital Identity, FinTech, Financial Regulation, General Data Protection Regulation (GDPR), Open Banking, Payment Services Directive 2 (PSD 2), RegTech

18.

The Emergence of Regtech 2.0: From Know Your Customer to Know Your Data

(2016) 44 Journal of Financial Transformation 79, UNSW Law Research Paper No. 17-63
Number of pages: 20 Posted: 02 Oct 2017
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 4,255 (5,137)
Citation 25

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2008 Global Financial Crisis, GFC, financial markets, RegTech, FinTech, reporting and compliance processes, regulators, risk

19.

Artificial Intelligence in Finance: Putting the Human in the Loop

CFTE Academic Paper Series: Centre for Finance, Technology and Entrepreneurship, no. 1., University of Hong Kong Faculty of Law Research Paper No. 2020/006
Number of pages: 50 Posted: 03 Mar 2020 Last Revised: 25 Mar 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong - Faculty of Law
Downloads 3,952 (5,780)
Citation 4

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fintech, regtech, artificial intelligence, human in the loop, financial regulation

20.

Stablecoins: Risks, Potential and Regulation

BIS Working Paper no. 905 (2020), University of Hong Kong Faculty of Law Research Paper No. 2021/57
Number of pages: 31 Posted: 15 Dec 2021
Douglas W. Arner, Raphael Auer and Jon Frost
The University of Hong Kong, Bank for International Settlements (BIS) and Bank for International Settlements
Downloads 3,690 (6,506)
Citation 30

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stablecoins, cryptocurrencies, crypto-assets, blockchain, distributed ledger technology, central bank digital currencies, fintech, central banks, regulation, supervision, money

21.

The Global Financial Crisis and the Future of Financial Regulation in Hong Kong

AIIFL Working Paper No. 4
Number of pages: 98 Posted: 26 Feb 2009
The University of Hong Kong, Asian Institute of International Financial Law, The University of Hong Kong - Faculty of Law, affiliation not provided to SSRN, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 2,593 (11,392)
Citation 3

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Global financial crisis, Hong Kong, financial regulation, regulatory structure, Lehman Brothers

22.

Building FinTech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond

University of Luxembourg Law Working Paper No. 2019-010, European Banking Institute Working Paper Series 2019 – no. 53, UNSW Law Research Paper No. 19-72, University of Hong Kong Faculty of Law Research Paper No. 2019/100, Washington University Journal of Law and Policy, Vol. 61, 2020
Number of pages: 44 Posted: 26 Sep 2019 Last Revised: 08 May 2020
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, University of Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,359 (13,243)
Citation 10

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech.

23.

The Financialization of Crypto: Lessons from FTX and the Crypto Winter of 2022-2023

University of Hong Kong Faculty of Law Research Paper No. 2023/19, UNSW Law Research Paper No. 23-31
Number of pages: 33 Posted: 03 Mar 2023
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and University of Dubai
Downloads 2,335 (13,481)
Citation 5

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financialization, Crypto Winter, financial regulation, FTX, crypto assets, cryptocurrencies, financial stability, decentralised finance, DeFi

24.

Adaptation and Resilience in Global Financial Regulation

North Carolina Law Review, Vol. 89, p. 101, 2011, University of Hong Kong Faculty of Law Research Paper No. 2011/007
Number of pages: 49 Posted: 22 Apr 2011 Last Revised: 18 Oct 2011
Douglas W. Arner
The University of Hong Kong
Downloads 2,247 (14,322)

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financial crisis, financial regulation, Financial Stability Board, G20

25.

Digital Finance Platforms: Toward a New Regulatory Paradigm

European Banking Institute (EBI) Working Paper Series No. 58/2020, University of Luxembourg Faculty of Law, Economics & Finance WPS , University of Hong Kong Faculty of Law Research Paper No. 2020/008, 23: 1 University of Pennsylvania Journal of Business Law (2020), University of Pennsylvania Journal of Business Law, Forthcoming
Number of pages: 68 Posted: 03 Mar 2020 Last Revised: 16 Dec 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, Chicago-Kent College of Law - Illinois Institute of Technology, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 2,241 (14,380)

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FinTech, RegTech, Operating Systems, Financial Regulation, Big Data, BigTech, TechFin, Enforcement, Asset Management, Robo-Advice, Collective Investment Schemes, Mutual Funds

26.

From Crisis to Crisis: The Global Financial System and Regulatory Failure

Kluwer Law International, 2011, University of Hong Kong Faculty of Law Research Paper No. 2012/002
Number of pages: 15 Posted: 05 Jan 2012 Last Revised: 03 Feb 2012
Ross P. Buckley and Douglas W. Arner
University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 2,230 (14,481)
Citation 1

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financial crisis, international monetary fund, group of 20, financial stability board, financial transaction tax, sovereign debt, financial regulation

27.

Financial Data Governance: The Datafication of Finance, the Rise of Open Banking and the End of the Data Centralization Paradigm

University of Hong Kong Faculty of Law Research Paper No. 2022/08, European Banking Institute Working Paper Series 2022 - no. 117
Number of pages: 63 Posted: 25 Feb 2022 Last Revised: 23 Mar 2022
Douglas W. Arner, Giuliano G. Castellano and Eriks Selga
The University of Hong Kong, The University of Hong Kong, Faculty of Law and The University of Hong Kong, Faculty of Law, Students
Downloads 2,172 (15,135)

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Data governance; financial data governance; Open Banking; financial regulation; Fourth Industrial Revolution; digitalization; datafication; data analytics; digital assets; digital banking; financial stability; money laundering; federated data; distributed ledger technology; blockchain

28.

Redesigning the Architecture of the Global Financial System

Melbourne Journal of International Law, Vol. 11, No. 2, 2010
Number of pages: 56 Posted: 09 Feb 2011 Last Revised: 05 Aug 2011
Douglas W. Arner and Ross P. Buckley
The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 2,109 (15,864)
Citation 1

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Financial crisis, International Monetary Fund, Bretton Woods, financial transactions tax

The Global Financial Crisis and the Financial Stability Board: Hardening the Soft Law of International Financial Regulation?

AIIFL Working Paper No. 6
Number of pages: 31 Posted: 02 Jul 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Michael Taylor
The University of Hong Kong and International Monetary Fund (IMF) - Monetary and Exchange Affairs Department
Downloads 1,384 (29,818)
Citation 11

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Global financial crisis, Financial Stability Board, G20, global administrative law, policy networds, financial globalization

The Global Financial Crisis and the Financial Stability Board: Hardening the Soft Law of International Financial Regulation?

University of New South Wales Law Journal, Vol. 32, pp. 488-513, 2009
Number of pages: 22 Posted: 11 Dec 2009
Douglas W. Arner and Michael Taylor
The University of Hong Kong and International Monetary Fund (IMF) - Monetary and Exchange Affairs Department
Downloads 684 (79,558)

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Global financial crisis, Financial Stability Board, G20, global administrative law, policy networks, financial globalization

30.

Open Banking, Open Data and Open Finance: Lessons from the European Union

Forthcoming in Linda Jeng (ed), Open Banking (Oxford University Press, 2021), Chapter 8, UNSW Law Research Paper No. 21-69, University of Hong Kong Faculty of Law Research Paper No. 2021/49
Number of pages: 47 Posted: 11 Nov 2021 Last Revised: 06 Dec 2021
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,025 (16,925)
Citation 2

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open banking, open finance, open data, data-sharing, APIs, PSD2, eIDAS, and GDPR

31.

FinTech and RegTech in a Nutshell, and the Future in a Sandbox

CFA Institute Research Foundation Vol. 3, Issue 4, pp. 1-20, July 2017, ISBN: 978-1-944960-25-4, University of Hong Kong Faculty of Law Research Paper No. 2017/040
Number of pages: 30 Posted: 18 Dec 2017 Last Revised: 29 Feb 2020
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 1,904 (18,706)
Citation 54

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32.

Governing FinTech 4.0: BigTech, Platform Finance and Sustainable Development

Forthcoming Vol XXVII of the Fordham Journal of Corporate & Financial Law, UNSW Law Research Paper No. 21-57, University of Hong Kong Faculty of Law Research Paper No. 2021/043
Number of pages: 84 Posted: 14 Sep 2021 Last Revised: 22 Jan 2022
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of Hong Kong, The University of Hong Kong - Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,900 (18,750)
Citation 12

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BigTech, FinTech, platform economy, digitalization, sustainable development

33.

Regulating Artificial Intelligence in Finance: Putting the Human in the Loop

43 Sydney Law Journal 43 (2021) , University of Hong Kong Faculty of Law Research Paper 2021/016, UNSW Law Research Paper No. 23-29
Number of pages: 41 Posted: 22 Apr 2021 Last Revised: 26 Oct 2023
University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 1,664 (23,001)

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artificial intelligence; machine learning; financial regulation; black box

34.

The Identity Challenge in Finance: From Analogue Identity to Digitized Identification to Digital KYC Utilities

European Business Organization Law Review, Forthcoming, UNSW Law Research Paper No. 18-45, European Banking Institute Working Paper Series 2018 No. 28, University of Luxembourg Law Working Paper No. 2018-008, University of Hong Kong Faculty of Law Research Paper No. 2019/029
Number of pages: 44 Posted: 01 Aug 2018 Last Revised: 07 May 2020
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong - Faculty of Law
Downloads 1,611 (24,146)
Citation 11

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Finance, Identity, Digital Identification, eKYC Infrastructure, KYC Utilities, Market Integrity, Anti−money laundering

35.

Fintech Toolkit: Smart Regulatory and Market Approaches to Financial Technology Innovation

University of Hong Kong Faculty of Law Research Paper No. 2020/027
Number of pages: 61 Posted: 08 Jun 2020 Last Revised: 16 Jun 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) GmbH
Downloads 1,537 (25,961)
Citation 6

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fintech, regtech financial inclusion, SDGs, sandbox, innovation hub, financial regulation

36.

FinTech: Finance, Technology and Regulation - Introduction

R. Buckley, D. Arner & D. Zetzsche, FinTech: Finance, Technoiogy and Regulation (Cambridge University Press 2023), Chapter 1, UNSW Law Research Paper No. 23-28
Number of pages: 9 Posted: 29 Jun 2023
Ross P. Buckley, Douglas W. Arner and Dirk A. Zetzsche
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,484 (27,336)

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FinTech, Finance, Technology, Regulation, Artificial Intelligence, Blockchain, Cloud Computing, Big Data, TechFin, BigTech, Financial Stability, Financial Inclusion, Sustainable Development, Innovation

37.

Assessing Hong Kong as an International Financial Centre

University of Hong Kong Faculty of Law Research Paper No. 2014/012
Number of pages: 209 Posted: 23 Apr 2014 Last Revised: 13 Jan 2018
The University of Hong Kong, Chinese University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, The University of Hong Kong - Department of Politics and Public Administration, The University of Hong Kong - Faculty of Business and Economics, University of Hong Kong Faculty of Law, The University of Hong Kong - School of Economics and Finance, Hong Kong Polytechnic University - School of Accounting and Finance, University of Hong Kong, University of Oxford, St. Peter's College and The University of Hong Kong - Department of Geography
Downloads 1,463 (27,938)
Citation 2

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Hong Kong, international financial center

38.

The Transnational Data Governance Problem

Berkeley Technology Law Journal, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2021/039
Number of pages: 67 Posted: 02 Sep 2021 Last Revised: 08 Oct 2021
Douglas W. Arner, Giuliano G. Castellano and Eriks Selga
The University of Hong Kong, The University of Hong Kong, Faculty of Law and The University of Hong Kong, Faculty of Law, Students
Downloads 1,455 (28,173)
Citation 4

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data governance; Digital Stability Board; Digital Bretton Woods; cybersecurity; data economy; globalization

39.

Three Major Financial Crises: What Have We Learned

Forthcoming in S. Schwarcz, E. Avgouleas, D. Busch & D. Arner (eds), Systemic Risk in the Financial Sector: Ten Years After the Great Crash (Centre for International Governance Innovation 2019 forthcoming). , AIIFL Working Paper No. 31, UNSW Law Research Paper No. 18-61, University of Hong Kong Faculty of Law Research Paper No. 2019/041
Number of pages: 37 Posted: 11 Sep 2018 Last Revised: 17 Sep 2019
Ross P. Buckley, Emilios Avgouleas and Douglas W. Arner
University of New South Wales (UNSW) - UNSW Law & Justice, University of Edinburgh - School of Law and The University of Hong Kong
Downloads 1,374 (30,675)
Citation 1

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Asian Financial Crisis, Global Financial Crisis, GFC, Eurozone Debt Crisis, Bretton Woods, financial internationalization, globalization, risk management tools, regulatory systems

40.

Digital Finance, COVID-19 and Existential Sustainability Crises: Setting the Agenda for the 2020s

University of Hong Kong Faculty of Law Research Paper No. 2021/001, UNSW Law Research Paper No. 21-16, University of Luxembourg Law WPS 2021-003
Number of pages: 31 Posted: 12 Feb 2021 Last Revised: 23 Sep 2021
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Qatar University - College of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,219 (36,495)
Citation 1

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COVID-19; digital finance; fintech; regtech; suptech; electronic payments; central bank digital currencies; data; digitization; TechRisk; cybersecurity; data dominance; data protection

41.

Ukraine, Sanctions and Central Bank Digital Currencies: The Weaponization of Digital Finance and the End of Global Monetary Hegemony?

UNSW Law Research Paper No. 22-19, University of Hong Kong Faculty of Law Research Paper No. 2022/36, Asia Global Institute, Asia Global Papers No. 7 (Jan. 2023)
Number of pages: 55 Posted: 23 Jun 2022 Last Revised: 27 Jan 2023
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of New South Wales (UNSW) - Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,144 (40,034)
Citation 1

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Sovereign digital currencies, central bank digital currencies, Libra, Diem, Digital Yuan, e-CNY, COVID-19, payments, blockchain, distributed ledger technology, SWIFT, CHIPS, IMF, SDR

42.

Financial Regulation in Hong Kong: Time for a Change

University of Hong Kong Faculty of Law Research Paper No. 10722/123850, Asian Journal of Comparative Law, Vol. 5, No. 1 article no. 8, pp. 1-47, 2010
Number of pages: 50 Posted: 20 Apr 2011
Douglas W. Arner, B.F.C. Hsu and Antonio M. Da Roza
The University of Hong Kong, affiliation not provided to SSRN and The University of Hong Kong - Faculty of Law
Downloads 1,134 (40,553)

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Global financial crisis, Financial regulation, Financial regulatory structure, Hong Kong

43.

Sovereign Digital Currencies: Reshaping the Design of Money and Payments Systems

15(1) Journal of Payments Strategy and Systems 7 (2021), UNSW Law Research 21-61
Number of pages: 17 Posted: 03 May 2021 Last Revised: 23 Sep 2021
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and University of New South Wales (UNSW) - UNSW Law & Justice
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Citation 2

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sovereign digital currencies, central bank digital currencies, Libra, digital yuan, COVID-19, payments, stablecoins, blockchain

44.

Remaining Regulatory Challenges in Digital Finance and Crypto-Assets after MiCA

Committee on Economic and Monetary Affairs (ECON), Policy Department for Economic, Scientific and Quality of Life Policies, European Parliament, Luxembourg. May 2023, UNSW Law Research Paper No. 23-27
Number of pages: 137 Posted: 10 Jul 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Autoriteit Financiële Markten (AFM)
Downloads 1,071 (44,094)
Citation 5

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FinTech, Crypto-assets, MiCA, Transfer of Funds Regulation, Decentralized Finance, DeFi, crypto lending, crypto staking, crypto custody, non-formal information, NFTs, sustainability

45.

Fintech and Regtech: Enabling Innovation While Preserving Financial Stability

(2017) 18(3) Georgetown Journal of International Affairs 47, UNSW Law Research Paper No. 18-41, University of Hong Kong Faculty of Law Research Paper No. 2018/036
Number of pages: 16 Posted: 11 Jul 2018 Last Revised: 07 May 2020
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong - Faculty of Law
Downloads 1,010 (47,846)
Citation 1

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FinTech, financial regulators, RegTech, smart regulation, sandbox, datafied, digitized regulation

46.

The Eurozone Debt Crisis and the European Banking Union: A Cautionary Tale of Failure and Reform

University of Hong Kong Faculty of Law Research Paper No. 2013/037
Number of pages: 49 Posted: 31 Oct 2013 Last Revised: 19 Dec 2013
Emilios Avgouleas and Douglas W. Arner
University of Edinburgh - School of Law and The University of Hong Kong
Downloads 971 (50,547)
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financial crisis; EU; Eurozone; banking union; regional integration

47.

Addressing Systemic Risk: Financial Regulatory Design

Texas International Law Journal, Vol. 49, No. 149, 2014
Number of pages: 52 Posted: 08 Dec 2014
Rolf H. Weber, Douglas W. Arner, Evan Gibson and Simone Baumann
University of Zurich - Faculty of Law, The University of Hong Kong, The Chinese University of Hong Kong, Law School and University of Zurich - Rechtswissenschaftliches Institut (School of Law)
Downloads 970 (50,621)
Citation 2

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SIFI, shadow banking, regulatory structure, G20, Financial Stability Board

48.

Distributed Ledger Technology and Digital Assets - Policy and Regulatory Challenges in Asia

Asian Development Bank Economics Research Report, UNSW Law Research Paper No. 19-60, University of Hong Kong Faculty of Law Research Paper No. 2019/040
Number of pages: 65 Posted: 08 Jul 2019 Last Revised: 17 Jun 2020
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of New South Wales (UNSW) - Faculty of Law, Asian Development Bank, Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance and International Monetary Fund
Downloads 935 (53,252)

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Finance sector development, Financial sector, Financial technology, Information and communications technology

49.

Sovereign Digital Currencies: The Future of Money and Payments?

University of Hong Kong Faculty of Law Research Paper No. 2020/053, UNSW Law Research Paper No. 23-30
Number of pages: 23 Posted: 25 Oct 2020 Last Revised: 26 Oct 2023
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, University of New South Wales (UNSW) - Faculty of Law and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 924 (54,104)

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Sovereign digital currencies, central bank digital currencies, Libra, Digital Yuan, COVID-19, payments, blockchain, distributed ledger technology, mobile money, e-money, fast payment systems, real time gross settlement systems

50.

MSME Access to Finance: The Role of Digital Payments

United Nations, Economic and Social Commission for Asia and the Pacific, MSME Financing Series No.7 (June 2022), University of Hong Kong Faculty of Law Research Paper No. 2022/38
Number of pages: 51 Posted: 24 Jun 2022 Last Revised: 27 Jul 2022
The University of Hong Kong, The University of Hong Kong, University of Hong Kong and University of Münster
Downloads 918 (54,589)

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FinTech, BigTech, RegTech, CBDCs, Financial Inclusion, MSMEs, SDGs, Digital Currencies, Open banking, Gender-equality, Blockchain, Digital Identity, Smart Contracts, Distributed Ledgers, Payment Services, Robo Adviser, Mobile Money, TechFin, Aadhaar, eIDAS, KYC, Cyberrisk, BigData, Data Protection

51.

FinTech and the Four Horsemen of the Apocalypse

This is a copy-edited version of the contribution accepted for publication in the Banking and Finance Law Review: (2022) 39.1 B.F.L.R. Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2022/49, UNSW Law Research Paper No. 22-30
Number of pages: 27 Posted: 16 Sep 2022
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 887 (57,236)

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financial stability, resilience, financial inclusion, sustainable development, UN Sustainable Development Goals, RegTech, SupTech, central bank digital currencies, digital identity, financial regulation, central banks

52.

Blockchain and Public Companies: A Revolution in Share Ownership Transparency, Proxy-Voting and Corporate Governance?

2 Stanford Journal of Blockchain Law & Policy 2019, University of Hong Kong Faculty of Law Research Paper No. 2019/039, UNSW Law Research Paper No. 19-100
Number of pages: 34 Posted: 12 Jun 2019 Last Revised: 17 Dec 2019
Federico Panisi, Ross P. Buckley and Douglas W. Arner
Stanford Law School, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 881 (57,781)
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blockchain, custody, central securities depositories (CSDs), indirect holding system (IHS), intermediated securities, proxy voting, corporate governance

53.

The Competition of International Financial Centres and the Role of Law

ECONOMIC LAW AS AN ECONOMIC GOOD, ITS RULE FUNCTION AND ITS TOOL FUNCTION IN THE COMPETITION OF SYSTEMS, K. Meessen, ed., ch. 16, Munich: Sellier, 2009
Number of pages: 18 Posted: 25 May 2009
Douglas W. Arner
The University of Hong Kong
Downloads 879 (57,960)
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financial center competition, financial center development

54.

Financial Stability, Economic Growth, and the Role of Law

FINANCIAL STABILITY, ECONOMIC GROWTH AND THE ROLE OF LAW, New York: Cambridge University Press, 2007
Number of pages: 17 Posted: 25 May 2009
Douglas W. Arner
The University of Hong Kong
Downloads 845 (61,219)

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financial crisis, financial stability, financial developmentment, financial regulation, law and institutions

55.

Toward a New Design for International Financial Regulation

University of Pennsylvania Journal of International Economic Law, Vol. 29, pp. 391-453, 2007
Number of pages: 63 Posted: 25 Mar 2009 Last Revised: 21 Feb 2011
Rolf H. Weber and Douglas W. Arner
University of Zurich - Faculty of Law and The University of Hong Kong
Downloads 774 (68,792)

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Financial Stability Forum, financial regulation, Group of 7, International Monetary Fund, financial stability

56.

Three Decades of International Financial Crises: What Have We Learned and What Still Needs to be Done?

Asian Development Bank Economics Working Paper Series No. 615, University of Hong Kong Faculty of Law Research Paper No. 2020/037
Number of pages: 47 Posted: 16 Jul 2020 Last Revised: 20 Jul 2020
Ross P. Buckley, Emilios Avgouleas and Douglas W. Arner
University of New South Wales (UNSW) - UNSW Law & Justice, University of Edinburgh - School of Law and The University of Hong Kong
Downloads 740 (73,024)

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Asian financial crisis, COVID-19 crisis, eurozone debt crisis, financial stability, global financial crisis, systemic risk

57.

Monetary Hegemony, Technological Evolution and the International Monetary System

Boston University International Law Journal, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2023/60, UNSW Law Research Paper No. 23-61
Number of pages: 40 Posted: 01 Nov 2023
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of New South Wales (UNSW) - Faculty of Law
Downloads 717 (76,081)

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Central bank digital currencies, Libra, Diem, Digital Euro, Digital Yuan, eCNY, COVID-19, payments, blockchain, distributed ledger technology, SWIFT, CHIPS, IMF, SDR, Bank for International Settlements, CLS, Digital Dollar

58.

Governing Global Digital Finance

University of Hong Kong Faculty of Law Research Paper No. 2020/045
Number of pages: 13 Posted: 25 Aug 2020 Last Revised: 06 Nov 2020
Aiaze Mitha, Simon Zadek and Douglas W. Arner
UN Secretary General's Task Force on Digital Financing of the SDGs, affiliation not provided to SSRN and The University of Hong Kong
Downloads 682 (80,974)
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digitalization, digital finance, global platforms, BigTech, governance, sustainable development

59.

The Case for a Best Execution Principle in Cross-border Payments

University of Luxembourg Law Research Paper No. 2021-002, UNSW Law Research Paper No. 21-45, Bocconi Legal Studies Research Paper No. 3834335, Forthcoming Journal of Business Law
Number of pages: 38 Posted: 04 May 2021 Last Revised: 17 May 2022
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Bocconi University - Department of Law
Downloads 658 (84,830)

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Cross-border payments, best execution, payments, correspondent bank, closed-loop systems, competition, multilateral systems, artificial intelligence, distributed ledger, blockchain.

Assessing East Asian Financial Cooperation and Integration

AIIFL Working Paper No. 5
Number of pages: 52 Posted: 27 Mar 2009 Last Revised: 21 Feb 2011
Douglas W. Arner, Paul Lejot and Wei Wang
The University of Hong Kong, The University of Hong Kong - Faculty of Law and School of Law, Fudan University
Downloads 412 (149,077)

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financial integration, financial regulation, financial liberalisation, Chiang Mai Initiative, Asian Monetary Fund, Asian Bond Market Initiative, ASEAN 3

Assessing East Asian Financial Cooperation and Integration

Singapore Yearbook of International Law, Vol. 12, pp. 1-42, 2009
Number of pages: 44 Posted: 11 Dec 2009
Douglas W. Arner, Paul Lejot and Wei Wang
The University of Hong Kong, The University of Hong Kong - Faculty of Law and School of Law, Fudan University
Downloads 198 (320,023)
Citation 1

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financial integration, financial regulation, financial liberalisation, Chiang Mai Initiative, Asian Monetary Fund, Asian Bond Market Initiative, ASEAN 3

61.

Building Regulatory and Supervisory Technology Ecosystems: For Asia’s Financial Stability and Sustainable Development

University of Hong Kong Faculty of Law Research Paper No. 2022/51
Number of pages: 62 Posted: 27 Sep 2022
Douglas W. Arner, Syed Musheer Ahmed and Sangita Gazi
The University of Hong Kong, Independent and University of Pennsylvania
Downloads 609 (93,669)

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RegTech, SupTech, FinTech, Financial regulation, Sustainable development, Compliance, Innovation

62.

Developing and Implementing AML/CFT Measures Using a Risk-Based Approach for New Payments Products and Services

CIFR Paper No. 028/2014, University of Hong Kong Faculty of Law Research Paper No. 2014/021
Number of pages: 31 Posted: 21 Jun 2014 Last Revised: 10 Sep 2014
Louise Malady, Ross P. Buckley and Douglas W. Arner
University of New South Wales (UNSW) - UNSW Law & Justice, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 586 (98,366)
Citation 4

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63.

Digital Finance, Financial Inclusion and Gender Equality: Digital Public Goods, Rearchitecting Financial Systems and Economic Empowerment of Women

CFTE Policy Research Working Paper, University of Pennsylvania Journal of International Law, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2024/17
Number of pages: 41 Posted: 24 May 2024
Evan Gibson, Sangita Gazi and Douglas W. Arner
The Chinese University of Hong Kong, Law School, University of Pennsylvania and The University of Hong Kong
Downloads 565 (103,012)

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gender equality, financial technology, financial inclusion, sustainable development, COVID-19, digital identification, mobile money, gender bonds, UN SDGs, Alliance for Financial Inclusion, digital financial infrastructure, digital public infrastructure

64.

The Financialization of Crypto

UNSW Law Research Paper No. 23-32
Number of pages: 62 Posted: 17 May 2023
The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and University of Dubai
Downloads 549 (106,749)
Citation 1

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financialization, Crypto Winter, financial regulation, FTX, crypto assets, cryptocurrencies, financial stability, decentralised finance, DeFi

65.

Competing Claims to Cryptoassets

University of Hong Kong Faculty of Law Research Paper No. 2023/27, UNSW Law Research Paper No. 23-26
Number of pages: 30 Posted: 30 Mar 2023 Last Revised: 26 Oct 2023
University of Luxembourg, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 518 (114,697)

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Digital Assets, Cryptoassets, Crypto-assets, Cryptocurrency, Negotiability, Private Law, Property

66.

AFI Innovative Regulatory Approaches Toolkit

University of Hong Kong Faculty of Law Research Paper No. 2021/012
Number of pages: 46 Posted: 19 Apr 2021
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong, Faculty of Law, Students, Alliance for Financial Inclusion, Independent and University of Luxembourg, ADA Chair in Financial Law (inclusive finance)
Downloads 514 (115,803)

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FinTech, RegTech, financial inclusion, UN Sustainable Development Goals, regulatory sandbox, innovation hub

Building a Framework to Address Failure of Complex Global Financial Institutions

Hong Kong Law Journal, Vol. 39. pp. 95-128, 2009, SMU Dedman School of Law Legal Studies Research Paper No. 47
Number of pages: 37 Posted: 07 Apr 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Joseph J. Norton
The University of Hong Kong and Southern Methodist University - Dedman School of Law
Downloads 499 (118,525)

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LCFI, large complex financial institution, G20, Financial Stability Forum, insolvency, deposit insurance

Building a Framework to Address Failure of Complex Global Financial Institutions

Hong Kong Law Journal, Vol. 39, p. 95, 2009
Posted: 13 Jul 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Joseph J. Norton
The University of Hong Kong and Southern Methodist University - Dedman School of Law

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68.

Securitization in East Asia

Regional Economic Integration Working Paper No. 12
Number of pages: 73 Posted: 14 Feb 2008
Douglas W. Arner, Paul Lejot and L Schou-Zibell
The University of Hong Kong, The University of Hong Kong - Faculty of Law and Asian Development Bank
Downloads 492 (122,005)
Citation 1

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Securitization, East Asia, Debt Markets, Risk Transfer

69.

Roadmap for Inclusive Green Finance Implementation - Building Blocks to Implement IGF Initiatives and Policies

University of Hong Kong Faculty of Law Research Paper No. 2022/58, University of Luxembourg Law Research Paper No. Forthcoming, UNSW Law Research Paper No. 23-33
Number of pages: 55 Posted: 14 Dec 2022
Dirk A. Zetzsche, Ross P. Buckley, Douglas W. Arner and AFI IGFWG
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and Alliance for Financial Inclusion
Downloads 488 (123,260)

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Sustainable Finance, Inclusive Green Finance, Financial Regulation, Green FinTech, Digital Financial Services, FinTech

70.

Building Digital Payments Ecosystems: Digital Financial Infrastructure, Access to Finance, and the UN Sustainable Development Goals

University of Hong Kong Faculty of Law Research Paper No. 23/56
Number of pages: 54 Posted: 03 Oct 2023
The University of Hong Kong, The University of Hong Kong, University of Hong Kong and University of Münster
Downloads 482 (125,122)

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financial inclusion; sustainable finance; UN SDGs; Sustainable Development Goals; digital finance; electronic payments; digital ID; central bank digital currencies; CBDCs, CBDC, FPS, Central bank digital currencies, Fast Payment Systems, Access to finance, SME, MSME, SDGs, Sustainable development, Payments, Digital payments, Digital public goods, Digital financial infrastructure

71.

Moving Forward on Listing Reform

University of Hong Kong Faculty of Law Research Paper No. 2017/033, AIIFL Working Paper No. 22, October 2017
Number of pages: 17 Posted: 25 Oct 2017 Last Revised: 16 Dec 2017
Syren Johnstone, Nigel Davis and Douglas W. Arner
The University of Hong Kong - Faculty of Law, University of Hong Kong and The University of Hong Kong
Downloads 479 (126,084)
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listing reform, stock exchange, hong kong, sfc, securities and futures commission,weighted voting rights,dual class shares, WVR,securities regulation, HKEX, hongkong exchanges and clearing limited

72.

Property Rights, Collateral, Creditor Rights, and Insolvency in East Asia

Texas International Law Journal, Vol. 42, 2007
Number of pages: 45 Posted: 25 Mar 2009 Last Revised: 21 Feb 2011
The University of Hong Kong, Institute of Asian-Pacific Business Law, William S. Richardson School of Law, University of Hawaii at Manoa, The University of Hong Kong - Faculty of Law and Asian Institute of International Financial Law
Downloads 475 (127,274)
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East Asia, property rights, collateral, secured transactions, creditor rights, insolvency

73.

Overstating Moral Hazard: Lessons from Two Decades of Banking Crises

University of Hong Kong Faculty of Law Research Paper No. 2017/003
Number of pages: 76 Posted: 09 Mar 2017 Last Revised: 17 Mar 2017
Douglas W. Arner, Emilios Avgouleas and Evan Gibson
The University of Hong Kong, University of Edinburgh - School of Law and The Chinese University of Hong Kong, Law School
Downloads 465 (130,608)
Citation 1

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Financial Crisis; Bank Rescues; Bailouts; Asset Management Companies; Moral Hazard

74.

Datafication of Sustainable Finance

UNSW Law Research Paper No. 24-19, University of Hong Kong Faculty of Law Research Paper No. 2024/18
Number of pages: 38 Posted: 03 Jul 2024
Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - UNSW Law & Justice and The University of Hong Kong
Downloads 458 (133,011)

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Sustainable Finance, Datafication, Financial Regulation, Taxonomy, CSRD, SFDR, Sustainability, ESG, FinTech, RegTech, SupTech, Digitalization

75.

Global Financial Regulatory Reforms: Implications for Developing Asia

ADB Working Paper No. 57
Number of pages: 48 Posted: 07 Nov 2010
Douglas W. Arner and Cyn-Young Park
The University of Hong Kong and Asian Development Bank
Downloads 455 (134,059)

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financial regulatory reform, global financial architecture, G-20, Asia, national

76.

Financial Stability, Resolution of Systemic Banking Crises and COVID-19: Toward an Appropriate Role for Public Support and Bailouts

University of Hong Kong Faculty of Law Research Paper No. 2020/044
Number of pages: 54 Posted: 28 Aug 2020
Douglas W. Arner, Emilios Avgouleas and Evan Gibson
The University of Hong Kong, University of Edinburgh - School of Law and The Chinese University of Hong Kong, Law School
Downloads 445 (137,769)
Citation 1

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Banking Crisis; Bailouts; Bank Regulation; Non-performing Loans; Asset Management Companies; Covid-19

77.

Responding to the Global Financial and Economic Crisis: Meeting the Challenges in Asia

ADB Working Paper Series on Regional Economic Integration No. 60
Number of pages: 95 Posted: 31 Oct 2010
L Schou-Zibell and Douglas W. Arner
Asian Development Bank and The University of Hong Kong
Downloads 433 (142,201)
Citation 1

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Global Financial Crisis, Group of 20, Systemic Risk, Financial Sector Development

78.

What Determines M&A Legal and Financial Advisors’ Competitiveness in an International Financial Centre: Using China's Going Out Policy as a Natural Experiment

Journal of Chinese Economic and Business Studies Volume 18, 2020 - Issue 2
Number of pages: 81 Posted: 18 May 2015 Last Revised: 22 Oct 2020
University of Hong Kong Faculty of Law, University of Oxford, St. Peter's College, The University of Hong Kong, The University of Hong Kong - Faculty of Business and Economics, Hong Kong Polytechnic University - School of Accounting and Finance and The University of Hong Kong - Department of Geography
Downloads 400 (155,684)

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Going Out, international law firms, global investment banks, blue ocean strategy

79.

Building Regional Payment Areas: The Single Rule Book Approach

BIS Working Paper No 1016, May 2022, UNSW Law Research Paper No. 22-16, University of Hong Kong Faculty of Law Research Paper No. 2022/25
Number of pages: 53 Posted: 25 May 2022
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Bank for International Settlements (BIS), Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Pennsylvania
Downloads 364 (172,876)

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Payments, Cross-border Payments, Central Banks, Harmonization of Law

80.

A Principles-based Approach to the Governance of BigFintechs

UN Dialogue on Global Digital Finance Governance Technical Paper 3.3, University of Hong Kong Faculty of Law Research Paper No. 2021/55, UNSW Law Research Paper No. 21-79
Number of pages: 22 Posted: 07 Dec 2021
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong - Faculty of Law
Downloads 359 (175,475)

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81.
Downloads 332 (191,143)

A Road to Financial Stability

Global Journal of Business Research, Vol. 5, No. 5, pp. 71-79, 2011
Number of pages: 9 Posted: 05 Jul 2011
Uzma Ashraf Barton, Irfan Munawar Gill and Douglas W. Arner
AIIFL, Faculty of Law, The University of Hong Kong, Securities and Exchange Commission of Pakistan and The University of Hong Kong
Downloads 205 (309,697)

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Financial Crises, International Financial Markets, Government Policy and Regulation

A Road to Financial Stability

Global Journal of Business Research, Vol. 5, No. 5, 2011
Number of pages: 10 Posted: 24 Jun 2011
Uzma Ashraf Barton and Douglas W. Arner
AIIFL, Faculty of Law, The University of Hong Kong and The University of Hong Kong
Downloads 127 (469,506)

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Financial Crises, International Financial Markets, Government Policy and Regulation

82.

Building Open Finance: From Policy to Infrastructure

CFTE Academic and Industry Paper Series, Centre for Finance, Technology and Entrepreneurship (CFTE), University of Hong Kong Faculty of Law Research Paper No. 2025/02, UNSW Law Research Paper No. 25-10
Number of pages: 62 Posted: 30 Jan 2025
The University of Hong Kong, The Chinese University of Hong Kong (CUHK) - Faculty of Law, University of New South Wales (UNSW) - UNSW Law & Justice and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 313 (205,660)

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Open Banking, Open Finance, Open Data, Innovation, Competition, Financial Regulation, Competitiveness, Data Governance, Artificial Intelligence, Digital Public Infrastructure

83.

A Principles-Based Response to the Proposed Reform of the Governance Structure for Listing Regulation in Hong Kong

University of Hong Kong Faculty of Law Research Paper No. 2016/036
Number of pages: 29 Posted: 11 Nov 2016 Last Revised: 13 Dec 2016
Syren Johnstone, Nigel Davis and Douglas W. Arner
The University of Hong Kong - Faculty of Law, University of Hong Kong and The University of Hong Kong
Downloads 313 (203,482)
Citation 1

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Hong Kong, listing regulation, securities offerings, IOSCO Principles, listing reform, listing rules, securities and futures commission, SFC, Stock Exchange of Hong Kong, Hong Kong Exchange, HKEX

84.

Policymakers, BigFintechs and the United Nations Sustainable Development Goals

The Dialogue on Global Digital Finance Governance Paper Series, Technical Paper 3.1, 2021, University of Hong Kong Faculty of Law Research Paper No. 2021/30
Number of pages: 27 Posted: 02 Jul 2021
Artem Sergeev, Douglas W. Arner and Kuzi Charamba
The University of Hong Kong - Faculty of Law, The University of Hong Kong and University of Hong Kong
Downloads 296 (215,983)
Citation 3

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BigFintechs, UN Sustainable Development Goals, ESG, Data Regulation, Antitrust Regulation, Financial Regulation

85.

Sustainability, Financial Inclusion and Efficiency: A Trilemma or a Trifecta for the Regulation of Digital Finance?

(2023) 39(3) Banking & Financing Law Review 445, UNSW Law Research Paper No. 23-25
Number of pages: 21 Posted: 19 Sep 2023
Dirk A. Zetzsche, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong and University of New South Wales (UNSW) - UNSW Law & Justice
Downloads 286 (223,920)
Citation 2

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financial inclusion; sustainable finance; financial regulation; FinTech; RegTech

86.

Interdependencies in Crypto Ecosystems: Drivers, Implications and Policy Responses

University of Hong Kong Faculty of Law Research Paper No. 2023/17
Number of pages: 24 Posted: 01 Mar 2023 Last Revised: 12 Apr 2023
Douglas W. Arner, Tanvi Ratna, Sijuade Animashaun and Jatin Bedi
The University of Hong Kong, Policy 4.0., The University of Hong Kong and Policy 4.0.
Downloads 271 (236,643)

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FTX, cryptocurrency, crypto regulation, stablecoin, financial crisis, crypto crisis, interdependency, SIFIs, risks management, systemic risks, DeFi, crypto conglomerates, macroprudential regulation

87.

Corporate Digital Identity: No Silver Bullet, but a Silver Lining

BIS Papers No. 126
Number of pages: 58 Posted: 17 Jul 2023
David Leung, Benedicte Nolens, Douglas W. Arner and Jon Frost
Hong Kong Monetary Authority, BIS Innovation Hub, The University of Hong Kong and Bank for International Settlements (BIS)
Downloads 255 (251,637)
Citation 1

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identification, identity verification, corporate structure, beneficial ownership, taxes, legal entity identifier, prudential regulation, anti-money laundering / combating the financing of terrorism, small and medium-sized enterprises, financial inclusion

88.

BigFintechs and International Governance, Policymaking and the United Nations Sustainable Development Goals: the SDGs in the International Governance of Finance

The Dialogue on Global Digital Finance Governance Paper Series, Technical Paper 3.2, 2021, University of Hong Kong Faculty of Law Research Paper No. 2021/31
Number of pages: 25 Posted: 02 Jul 2021 Last Revised: 02 Dec 2021
Kuzi Charamba, Douglas W. Arner and Artem Sergeev
University of Hong Kong, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 245 (261,874)
Citation 1

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BigFintechs, UN Sustainable Development Goals, ESG Regulations, Sustainability and Human Rights

89.

The Global Credit Crisis and Securitization in East Asia

University of Hong Kong Faculty of Law Research Paper No. 10722/65436, Capital markets law journal, 2008, v. 3 n. 3, p. 291-319
Number of pages: 3 Posted: 23 May 2011
Douglas W. Arner, Paul Lejot and L Schou-Zibell
The University of Hong Kong, The University of Hong Kong - Faculty of Law and Asian Development Bank
Downloads 244 (262,944)

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Business and economics, Investments law

90.

Financial Innovation in East Asia

Seattle University Law Review, Forthcoming, UNSW Law Research Paper No. 2013-69, University of Hong Kong Faculty of Law Research Paper No. 2013/036
Number of pages: 40 Posted: 27 Sep 2013 Last Revised: 12 Nov 2014
Ross P. Buckley, Douglas W. Arner and Michael Panton
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and The University of Hong Kong
Downloads 233 (275,003)
Citation 1

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91.

The Need for Consolidating International Financial Regulatory Architecture

Case for a Global Supervisor, Paper presented at the Lessons Learned from the Financial Crisis: Proceedings of 13th International Conference on Finance and Banking. Karviná: Silesi (October, 2011), University of Hong Kong Faculty of Law Research Paper No. 2013/006
Number of pages: 14 Posted: 22 Jan 2013 Last Revised: 14 Mar 2013
Uzma Ashraf Barton and Douglas W. Arner
AIIFL, Faculty of Law, The University of Hong Kong and The University of Hong Kong
Downloads 208 (306,476)

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: Financial Regulation, Financial Crises, Banking Regulations, International Financial Institutions

92.

Bigtechs and the Emergence of New Systemically Important Financial Institutions: Lessons from the Chinese Experience

University of Hong Kong Faculty of Law Research Paper No. 2024/19
Number of pages: 59 Posted: 12 Jul 2024
Christine Meng Lu Wang and Douglas W. Arner
The Chinese University of Hong Kong (CUHK) - Faculty of Law and The University of Hong Kong
Downloads 189 (334,952)
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93.

From Credit Information to Credit Data Regulation: Building an Inclusive Sustainable Financial System in China

Washington International Law Journal (2024, Forthcoming), University of Hong Kong Faculty of Law Research Paper No. 23/54
Number of pages: 63 Posted: 20 Sep 2023
Menglu Wang, (Robin) Hui Huang and Douglas W. Arner
The University of Hong Kong - Faculty of Law, Chinese University of Hong Kong - Faculty of Law and The University of Hong Kong
Downloads 186 (339,867)

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Credit reporting, Creditworthiness assessment, Credit information regulation, Credit data regulation, Information sharing, Data sharing, Open banking, Open finance

94.

The Emergence of Financial Data Governance and the Challenge of Financial Data Sovereignty

University of Hong Kong Faculty of Law Research Paper No. 2024/20, Data Sovereignty: From the Digital Silk Road to the Return of the State (OUP 2023) 178-210 (forthcoming)
Number of pages: 27 Posted: 26 Sep 2024
Giuliano G. Castellano, Eriks Selga and Douglas W. Arner
The University of Hong Kong, Faculty of Law, The University of Hong Kong, Faculty of Law, Students and The University of Hong Kong
Downloads 180 (350,103)

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financial data governance, data sovereignty, data regulation, personal data, financial regulation

95.

Research Foundation Review 2017

CFA Institute Research Foundation Review 2017, University of Hong Kong Faculty of Law Research Paper No. 2019/109
Number of pages: 83 Posted: 08 Nov 2019 Last Revised: 16 Aug 2020
CFA Institute, CFA Institute, Johns Hopkins University - Carey Business School, Ecole Superieure d'Ingenierie Leonard de Vinci (ESILV), CFA Institute Research Foundation, CFA Institute Research Foundation, Independent, University of Washington - Foster School of Business, Columbia University - Columbia Business School, Accounting, Business Law & Taxation, Texas Tech University - College of Human Sciences, The University of Hong Kong, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - UNSW Law & Justice, University of Oxford - Said Business School, Independent and Independent
Downloads 147 (416,222)

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96.

Fiscal and Financial Systems

LAW OF THE HONG KONG CONSTITUTION, Sweet & Maxwell, 2011
Number of pages: 66 Posted: 22 Oct 2012
The University of Hong Kong - Faculty of Law, The University of Hong Kong, Asian Institute of International Financial Law, University of Hong Kong and Independent
Downloads 140 (432,594)

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97.

The Qatari Financial Sector: Building Bridges Between Domestic and International

32 (3) Banking and Finance Law Review 529-549, University of Hong Kong Faculty of Law Research Paper No. 2020/013
Number of pages: 22 Posted: 07 Apr 2020 Last Revised: 20 Apr 2020
Andrew M. Dahdal, Gordon Walker and Douglas W. Arner
Qatar University - College of Law, La Trobe Law School and The University of Hong Kong
Downloads 127 (467,372)

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Qatar, Financial Regulation, Global Finance

98.

Trade Finance in East Asia: Potential Responses to the Shortfall

Melbourne Journal of International Law, Vol. 15, 2014, UNSW Law Research Paper No. 2015-25, University of Hong Kong Faculty of Law Research Paper No. 2015/019
Number of pages: 20 Posted: 31 May 2015 Last Revised: 22 Jun 2015
Ross P. Buckley, Douglas W. Arner and Rebecca Stanley
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong and King & Wood Mallesons
Downloads 111 (517,890)

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2008, GFC, Group of Twenty, trade finance, Basel III, China, East Asia

99.

Special Study: Legal Transition Programme Review

University of Hong Kong Faculty of Law Research Paper No. 2012/040
Number of pages: 101 Posted: 27 Nov 2012 Last Revised: 10 May 2016
European Bank for Reconstruction and Development (EBRD), The University of Hong Kong, Institute of Asian-Pacific Business Law, William S. Richardson School of Law, University of Hawaii at Manoa, La Trobe Law School and The University of Hong Kong
Downloads 106 (535,665)

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transition, law reform, European Bank for Reconstruction and Development, evaluation

100.

Special Feature: Techrisk

Singapore Journal of Legal Studies, Mar. 2020, pp 35-62
Number of pages: 28 Posted: 10 Jul 2020
University of New South Wales (UNSW) - UNSW Law & Justice, The University of Hong Kong, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
Downloads 4 (1,283,340)
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101.

Policy Framework on Developing a National FinTech Strategy: An Ecosystem Approach to Inclusive FinTech, Digital Economy, Financial Inclusion and the Sustainable Development Goals

Posted: 02 May 2024
The University of Hong Kong, University of New South Wales (UNSW) - UNSW Law & Justice, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Hong Kong

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FinTech, Digital finance, Sustainable Development Goals, Financial inclusion, digital public goods, digital financial infrastructure

102.

International Financial Law

International Financial Law, T. Carty (Ed.), In Oxford Bibliographies in International Law. NY: Oxford University Press, 2012
Posted: 28 Jan 2018
Douglas W. Arner and Uzma Ashraf Barton
The University of Hong Kong and AIIFL, Faculty of Law, The University of Hong Kong

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International Financial Law, Bibliographies

103.

Finance in Asia: Institutions, Regulation and Policy

Finance in Asia: Institutions, Regulation and Policy (Routledge, 2013), University of Hong Kong Faculty of Law Research Paper No. 2013/012
Posted: 16 Mar 2013 Last Revised: 07 May 2013
Qiao Liu, Paul Lejot and Douglas W. Arner
Peking University - Guanghua School of Management, The University of Hong Kong - Faculty of Law and The University of Hong Kong

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Asia, finance, financial crisis, regulation, development