Douglas W. Arner

The University of Hong Kong - Faculty of Law

Pokfulam Road

Hong Kong, Hong Kong

China

http://hub.hku.hk/rp/rp01237

SCHOLARLY PAPERS

68

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113,027

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Top 4,121

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126

CROSSREF CITATIONS

180

Scholarly Papers (68)

1.

The Evolution of Fintech: A New Post-Crisis Paradigm?

University of Hong Kong Faculty of Law Research Paper No. 2015/047, UNSW Law Research Paper No. 2016-62
Number of pages: 45 Posted: 20 Oct 2015 Last Revised: 19 Dec 2019
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 24,446 (100)
Citation 82

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financial technology, FinTech, financial innovation, RegTech, financial globalization, financial regulation, bigtech

2.

FinTech, RegTech and the Reconceptualization of Financial Regulation

Northwestern Journal of International Law & Business, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2016/035
Number of pages: 51 Posted: 05 Oct 2016 Last Revised: 26 Oct 2016
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 12,212 (354)
Citation 21

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FinTech, RegTech, Global Financial Crisis, Financial Regulation, Technology, Financial Technology, Compliance

3.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 17-83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018, Harvard International Law Journal, Vol. 63, No. 2, 2019
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 7,415 (870)
Citation 71

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FinTech, RegTech, Initial Coin Offerings, ICO, ETHER, BITCOIN, Blockchain, Securities Regulation, Investment Law, Financial Law, Securities and Exchange Commission, Financial Conduct Authority, ESMA, BaFin, CSSF, ASIC

4.

From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance

New York University Journal of Law and Business, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 6, University of Hong Kong Faculty of Law Research Paper No. 2017/007, University of Luxembourg Law Working Paper No. 2017-001
Number of pages: 41 Posted: 29 Apr 2017 Last Revised: 19 Dec 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 7,026 (968)
Citation 43

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Big Data, FinTech,bigtech, TechFin, Financial Regulation, Supervision, Enforcement, Algorithms, RegTech, Protected Factors, SMEs, Lending, Payment Systems, Robot Advice, Crowdlending

The Global Credit Crisis of 2008: Causes and Consequences

AIIFL Working Paper No. 3
Number of pages: 51 Posted: 21 Jan 2009 Last Revised: 21 Feb 2011
Douglas W. Arner
The University of Hong Kong - Faculty of Law
Downloads 3,519 (3,181)
Citation 5

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financial crisis, financial regulation, Financial Stability Forum, capital adequacy, Group of 20, systemic risk

The Global Credit Crisis of 2008: Causes and Consequences

The International Lawyer, Vol. 43, pp. 91-136, 2009
Number of pages: 90 Posted: 10 May 2009 Last Revised: 21 Feb 2011
Douglas W. Arner
The University of Hong Kong - Faculty of Law
Downloads 2,857 (4,548)

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financial crisis, financial stability, Financial Stability Forum, securitisation, capital

6.

The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain

University of Illinois Law Review, 2017-2018, Forthcoming, University of Luxembourg Law Working Paper No. 007/2017, Center for Business & Corporate Law (CBC) Working Paper 002/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/020, UNSW Law Research Paper No. 17-52, European Banking Institute Working Paper Series 14
Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 13 Jul 2018
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 5,403 (1,525)
Citation 30

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Bitcoin, Blockchain, Distributed Ledger Technology, Financial Infrastructure, FinTech, RegTech

7.

Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation

23 Fordham Journal of Corporate and Financial Law 31-103 (2017), European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019, UNSW Law Research Paper No. 17-71, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017
Number of pages: 67 Posted: 19 Aug 2017 Last Revised: 13 Jul 2018
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 4,436 (2,182)
Citation 31

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech

8.

Regulation of Digital Financial Services in China: Last Mover Advantage

(2015) 8(1) Tsinghua China Law Review 25-62, University of Hong Kong Faculty of Law Research Paper No. 2015/044, UNSW Law Research Paper No. 2015-62
Number of pages: 38 Posted: 14 Sep 2015 Last Revised: 15 Feb 2016
Weihuan Zhou, Douglas W. Arner and Ross P. Buckley
University of New South Wales, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 3,493 (3,285)
Citation 4

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digital financial services, fintech, China, financial regulation, financial inclusion

9.

Regulating LIBRA: The Transformative Potential of Facebook’s Cryptocurrency and Possible Regulatory Responses

European Banking Institute Working Paper Series 2019/44, University of New South Wales Law Research Series UNSWLRS 19-47 , University of Hong Kong Faculty of Law Research Paper No. 2019/042, University of Luxembourg Faculty of Law Research Paper, Oxford Journal of Legal Studies (Forthcoming)
Number of pages: 30 Posted: 11 Jul 2019 Last Revised: 15 Jan 2020
Dirk A. Zetzsche, Ross P. Buckley and Douglas W. Arner
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 3,340 (3,540)

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Cryptocurrencies, Data Protection, Digital Identity, FinTech, Financial Regulation, Data Protection, Payment Services, Systemic Risk, Financial Inclusion

10.

Digital Finance & The COVID-19 Crisis

University of Hong Kong Faculty of Law Research Paper No. 2020/017, UNSW Law Research
Number of pages: 24 Posted: 26 Mar 2020 Last Revised: 08 Jun 2020
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, Thomson Reuters - Refinitiv (formally Thomson Reuters), University of New South Wales (UNSW) - Faculty of Law, Qatar University - College of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,681 (5,147)
Citation 1

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FinTech, Digital Finance, Crisis, Coronavirus, COVID-19, BigTech, RegTech, Pandemic

11.

Fintech for Financial Inclusion: A Framework for Digital Financial Transformation

UNSW Law Research Paper No. 18-87, University of Hong Kong Faculty of Law Research Paper No. 2019/001, University of Luxembourg Law Working Paper No. 004-2019
Number of pages: 28 Posted: 29 Oct 2018 Last Revised: 11 Apr 2019
Douglas W. Arner, Ross P. Buckley and Dirk A. Zetzsche
The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 2,020 (8,293)
Citation 6

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FinTech, RegTech, Financial Inclusion, Blockchain, Digital Identity, Smart Contracts, Distributed Ledgers, Payment Services, Robo Adviser, Mobile Money, TechFin, Aadhaar, eIDAS, KYC, Cyberrisk, BigData, Data Protection

12.

The Global Financial Crisis and the Future of Financial Regulation in Hong Kong

AIIFL Working Paper No. 4
Number of pages: 98 Posted: 26 Feb 2009
The University of Hong Kong - Faculty of Law, Asian Institute of International Financial Law, The University of Hong Kong - Faculty of Law, affiliation not provided to SSRN, Faculty of Law, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 1,984 (8,545)
Citation 3

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Global financial crisis, Hong Kong, financial regulation, regulatory structure, Lehman Brothers

13.

The Emergence of Regtech 2.0: From Know Your Customer to Know Your Data

(2016) 44 Journal of Financial Transformation 79, UNSW Law Research Paper No. 17-63
Number of pages: 20 Posted: 02 Oct 2017
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 1,953 (8,762)
Citation 9

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2008 Global Financial Crisis, GFC, financial markets, RegTech, FinTech, reporting and compliance processes, regulators, risk

14.

From Crisis to Crisis: The Global Financial System and Regulatory Failure

Kluwer Law International, 2011, University of Hong Kong Faculty of Law Research Paper No. 2012/002
Number of pages: 15 Posted: 05 Jan 2012 Last Revised: 03 Feb 2012
Ross P. Buckley and Douglas W. Arner
University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 1,850 (9,576)
Citation 1

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financial crisis, international monetary fund, group of 20, financial stability board, financial transaction tax, sovereign debt, financial regulation

The Global Financial Crisis and the Financial Stability Board: Hardening the Soft Law of International Financial Regulation?

AIIFL Working Paper No. 6
Number of pages: 31 Posted: 02 Jul 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Michael Taylor
The University of Hong Kong - Faculty of Law and International Monetary Fund (IMF) - Monetary and Exchange Affairs Department
Downloads 1,278 (16,794)
Citation 11

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Global financial crisis, Financial Stability Board, G20, global administrative law, policy networds, financial globalization

The Global Financial Crisis and the Financial Stability Board: Hardening the Soft Law of International Financial Regulation?

University of New South Wales Law Journal, Vol. 32, pp. 488-513, 2009
Number of pages: 22 Posted: 11 Dec 2009
Douglas W. Arner and Michael Taylor
The University of Hong Kong - Faculty of Law and International Monetary Fund (IMF) - Monetary and Exchange Affairs Department
Downloads 509 (60,642)

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Global financial crisis, Financial Stability Board, G20, global administrative law, policy networks, financial globalization

16.

The Future of Data-Driven Finance and RegTech: Lessons from EU Big Bang II

European Banking Institute Working Paper Series 2019/35, UNSW Law Research Paper No. 19-22, University of Luxembourg Law Working Paper No. 005-2019, University of Hong Kong Faculty of Law Research Paper No. 2019/004
Number of pages: 57 Posted: 27 Mar 2019 Last Revised: 18 Apr 2019
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and University of Zurich - Faculty of Law
Downloads 1,666 (11,322)
Citation 8

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Data Protection, Digital Identity, FinTech, Financial Regulation, General Data Protection Regulation (GDPR), Open Banking, Payment Services Directive 2 (PSD 2), RegTech

17.

After Libra, Digital Yuan and COVID-19: Central Bank Digital Currencies and the New World of Money and Payment Systems

European Banking Institute Working Paper Series 65/2020, University of Hong Kong Faculty of Law Research Paper No. 2020/036, UNSW Law Research Paper No. 20-59
Number of pages: 56 Posted: 16 Jul 2020 Last Revised: 23 Oct 2020
University of New South Wales (UNSW) - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 1,620 (11,831)

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Libra, blockchain, bitcoin, COVID-19, RTGS, fast payment systems, central bank digital currency

18.

Adaptation and Resilience in Global Financial Regulation

North Carolina Law Review, Vol. 89, p. 101, 2011, University of Hong Kong Faculty of Law Research Paper No. 2011/007
Number of pages: 49 Posted: 22 Apr 2011 Last Revised: 18 Oct 2011
Douglas W. Arner
The University of Hong Kong - Faculty of Law
Downloads 1,468 (13,848)

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financial crisis, financial regulation, Financial Stability Board, G20

19.

Artificial Intelligence in Finance: Putting the Human in the Loop

CFTE Academic Paper Series: Centre for Finance, Technology and Entrepreneurship, no. 1., University of Hong Kong Faculty of Law Research Paper No. 2020/006
Number of pages: 50 Posted: 03 Mar 2020 Last Revised: 25 Mar 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 1,237 (17,999)

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fintech, regtech, artificial intelligence, human in the loop, financial regulation

20.

Redesigning the Architecture of the Global Financial System

Melbourne Journal of International Law, Vol. 11, No. 2, 2010
Number of pages: 56 Posted: 09 Feb 2011 Last Revised: 05 Aug 2011
Douglas W. Arner and Ross P. Buckley
The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 1,205 (18,735)

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Financial crisis, International Monetary Fund, Bretton Woods, financial transactions tax

21.

The Dark Side of Digital Financial Transformation: The New Risks of FinTech and the Rise of TechRisk

UNSW Law Research Paper No. 19-89, European Banking Institute Working Paper 2019/54, University of Luxembourg Law Working Paper 2019-009, University of Hong Kong Faculty of Law Research Paper No. 2019/112, Singapore Journal of Legal Studies (Forthcoming)
Number of pages: 37 Posted: 18 Nov 2019 Last Revised: 15 Jan 2020
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
Downloads 1,169 (19,621)
Citation 3

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FinTech, RegTech, Systemic Risk, TechFin, BigTech, Too Big to Fail, Too Connected to Fail

22.

Assessing Hong Kong as an International Financial Centre

University of Hong Kong Faculty of Law Research Paper No. 2014/012
Number of pages: 209 Posted: 23 Apr 2014 Last Revised: 13 Jan 2018
The University of Hong Kong - Faculty of Law, Chinese University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, The University of Hong Kong - Department of Politics and Public Administration, The University of Hong Kong - Faculty of Business and Economics, University of Hong Kong Faculty of Law, The University of Hong Kong - School of Economics and Finance, Hong Kong Polytechnic University - School of Accounting and Finance, University of Hong Kong, University of Oxford, St. Peter's College and The University of Hong Kong - Department of Geography
Downloads 1,159 (19,816)

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Hong Kong, international financial center

23.

Decentralized Finance (DeFi)

IIEL Issue Brief 02/2020, European Banking Institute Working Paper Series 59/2020, University of Hong Kong Faculty of Law Research Paper No. 2020/010, University of Luxembourg Faculty of Law, Economics & Finance WPS, Journal of Financial Regulation - forthcoming
Number of pages: 56 Posted: 03 Mar 2020 Last Revised: 25 Sep 2020
Dirk A. Zetzsche, Douglas W. Arner and Ross P. Buckley
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 1,105 (21,397)
Citation 1

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DeFi, Decentralized Finance, FinTech, Blockchain, Distributed Ledger, Financial Regulation, Supervision, RegTech

24.

Sustainability, FinTech and Financial Inclusion

European Banking Institute Working Paper Series 2019/41, University of Luxembourg Law Working Paper No. 006-2019, UNSW Law Research Paper No. 19-63, University of Hong Kong Faculty of Law Research Paper No. 2019/038, European Business and Organization Law Review (Forthcoming)
Number of pages: 26 Posted: 16 May 2019 Last Revised: 15 Jan 2020
The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Luxembourg - Faculty of Law, Economics and Finance
Downloads 1,004 (24,540)
Citation 1

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Sustainable Investment, Sustainable Development Goals, Financial Inclusion, FinTech, Sustainability, RegTech, KYC

25.

Building FinTech Ecosystems: Regulatory Sandboxes, Innovation Hubs and Beyond

University of Luxembourg Law Working Paper No. 2019-010, European Banking Institute Working Paper Series 2019 – no. 53, UNSW Law Research Paper No. 19-72, University of Hong Kong Faculty of Law Research Paper No. 2019/100, Washington University Journal of Law and Policy, Vol. 61, 2020
Number of pages: 44 Posted: 26 Sep 2019 Last Revised: 08 May 2020
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law, University of Luxembourg - Faculty of Law, Economics and Finance and Universite du Luxembourg - Faculty of Law, Economics and Finance
Downloads 949 (26,600)
Citation 9

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FinTech, Innovation, Regulatory Sandbox, Restricted License, Special Charters, Piloting, Testing, RegTech, Insurtech.

26.

Three Major Financial Crises: What Have We Learned

Forthcoming in S. Schwarcz, E. Avgouleas, D. Busch & D. Arner (eds), Systemic Risk in the Financial Sector: Ten Years After the Great Crash (Centre for International Governance Innovation 2019 forthcoming). , AIIFL Working Paper No. 31, UNSW Law Research Paper No. 18-61, University of Hong Kong Faculty of Law Research Paper No. 2019/041
Number of pages: 37 Posted: 11 Sep 2018 Last Revised: 17 Sep 2019
Ross P. Buckley, Emilios Avgouleas and Douglas W. Arner
University of New South Wales (UNSW) - Faculty of Law, University of Edinburgh - School of Law and The University of Hong Kong - Faculty of Law
Downloads 906 (28,450)

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Asian Financial Crisis, Global Financial Crisis, GFC, Eurozone Debt Crisis, Bretton Woods, financial internationalization, globalization, risk management tools, regulatory systems

27.

FinTech and RegTech in a Nutshell, and the Future in a Sandbox

CFA Institute Research Foundation Vol. 3, Issue 4, pp. 1-20, July 2017, ISBN: 978-1-944960-25-4, University of Hong Kong Faculty of Law Research Paper No. 2017/040
Number of pages: 30 Posted: 18 Dec 2017 Last Revised: 29 Feb 2020
Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 838 (31,787)
Citation 14

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28.

The Eurozone Debt Crisis and the European Banking Union: A Cautionary Tale of Failure and Reform

University of Hong Kong Faculty of Law Research Paper No. 2013/037
Number of pages: 49 Posted: 31 Oct 2013 Last Revised: 19 Dec 2013
Emilios Avgouleas and Douglas W. Arner
University of Edinburgh - School of Law and The University of Hong Kong - Faculty of Law
Downloads 768 (35,757)
Citation 2

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financial crisis; EU; Eurozone; banking union; regional integration

29.

The Competition of International Financial Centres and the Role of Law

ECONOMIC LAW AS AN ECONOMIC GOOD, ITS RULE FUNCTION AND ITS TOOL FUNCTION IN THE COMPETITION OF SYSTEMS, K. Meessen, ed., ch. 16, Munich: Sellier, 2009
Number of pages: 18 Posted: 25 May 2009
Douglas W. Arner
The University of Hong Kong - Faculty of Law
Downloads 719 (39,095)

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financial center competition, financial center development

30.

Addressing Systemic Risk: Financial Regulatory Design

Texas International Law Journal, Vol. 49, No. 149, 2014
Number of pages: 52 Posted: 08 Dec 2014
Rolf H. Weber, Douglas W. Arner, Evan Gibson and Simone Baumann
University of Zurich - Faculty of Law, The University of Hong Kong - Faculty of Law, University of Hong Kong and University of Zurich - Rechtswissenschaftliches Institut (School of Law)
Downloads 691 (41,284)
Citation 1

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SIFI, shadow banking, regulatory structure, G20, Financial Stability Board

31.

Financial Regulation in Hong Kong: Time for a Change

University of Hong Kong Faculty of Law Research Paper No. 10722/123850, Asian Journal of Comparative Law, Vol. 5, No. 1 article no. 8, pp. 1-47, 2010
Number of pages: 50 Posted: 20 Apr 2011
Douglas W. Arner, B.F.C. Hsu and Antonio M. Da Roza
The University of Hong Kong - Faculty of Law, affiliation not provided to SSRN and The University of Hong Kong - Faculty of Law
Downloads 682 (42,033)

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Global financial crisis, Financial regulation, Financial regulatory structure, Hong Kong

32.

Toward a New Design for International Financial Regulation

University of Pennsylvania Journal of International Economic Law, Vol. 29, pp. 391-453, 2007
Number of pages: 63 Posted: 25 Mar 2009 Last Revised: 21 Feb 2011
Rolf H. Weber and Douglas W. Arner
University of Zurich - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 653 (44,533)

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Financial Stability Forum, financial regulation, Group of 7, International Monetary Fund, financial stability

33.

The Identity Challenge in Finance: From Analogue Identity to Digitized Identification to Digital KYC Utilities

European Business Organization Law Review, Forthcoming, UNSW Law Research Paper No. 18-45, European Banking Institute Working Paper Series 2018 No. 28, University of Luxembourg Law Working Paper No. 2018-008, University of Hong Kong Faculty of Law Research Paper No. 2019/029
Number of pages: 44 Posted: 01 Aug 2018 Last Revised: 07 May 2020
The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 651 (44,709)
Citation 3

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Finance, Identity, Digital Identification, eKYC Infrastructure, KYC Utilities, Market Integrity, Anti−money laundering

34.

Financial Stability, Economic Growth, and the Role of Law

FINANCIAL STABILITY, ECONOMIC GROWTH AND THE ROLE OF LAW, New York: Cambridge University Press, 2007
Number of pages: 17 Posted: 25 May 2009
Douglas W. Arner
The University of Hong Kong - Faculty of Law
Downloads 596 (50,237)

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financial crisis, financial stability, financial developmentment, financial regulation, law and institutions

35.

DIGITAL FINANCE PLATFORMS: TOWARD A NEW REGULATORY PARADIGM

European Banking Institute (EBI) Working Paper Series No. 58/2020, University of Luxembourg Faculty of Law, Economics & Finance WPS , University of Hong Kong Faculty of Law Research Paper No. 2020/008, 23: 1 University of Pennsylvania Journal of Business Law (2020)
Number of pages: 59 Posted: 03 Mar 2020 Last Revised: 09 Sep 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, Chicago-Kent College of Law - Illinois Institute of Technology, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 557 (54,698)

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FinTech, RegTech, Operating Systems, Financial Regulation, Big Data, BigTech, TechFin, Enforcement, Asset Management, Robo-Advice, Collective Investment Schemes, Mutual Funds

Assessing East Asian Financial Cooperation and Integration

AIIFL Working Paper No. 5
Number of pages: 52 Posted: 27 Mar 2009 Last Revised: 21 Feb 2011
Douglas W. Arner, Paul Lejot and Wei Wang
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and School of Law, Fudan University
Downloads 365 (90,522)

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financial integration, financial regulation, financial liberalisation, Chiang Mai Initiative, Asian Monetary Fund, Asian Bond Market Initiative, ASEAN 3

Assessing East Asian Financial Cooperation and Integration

Singapore Yearbook of International Law, Vol. 12, pp. 1-42, 2009
Number of pages: 44 Posted: 11 Dec 2009
Douglas W. Arner, Paul Lejot and Wei Wang
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and School of Law, Fudan University
Downloads 155 (212,724)

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financial integration, financial regulation, financial liberalisation, Chiang Mai Initiative, Asian Monetary Fund, Asian Bond Market Initiative, ASEAN 3

37.

Fintech and Regtech: Enabling Innovation While Preserving Financial Stability

(2017) 18(3) Georgetown Journal of International Affairs 47, UNSW Law Research Paper No. 18-41, University of Hong Kong Faculty of Law Research Paper No. 2018/036
Number of pages: 16 Posted: 11 Jul 2018 Last Revised: 07 May 2020
The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 458 (69,850)

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FinTech, financial regulators, RegTech, smart regulation, sandbox, datafied, digitized regulation

38.

Securitization in East Asia

Regional Economic Integration Working Paper No. 12
Number of pages: 73 Posted: 14 Feb 2008
Douglas W. Arner, Paul Lejot and L Schou-Zibell
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and Asian Development Bank
Downloads 431 (75,156)
Citation 1

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Securitization, East Asia, Debt Markets, Risk Transfer

Building a Framework to Address Failure of Complex Global Financial Institutions

Hong Kong Law Journal, Vol. 39. pp. 95-128, 2009, SMU Dedman School of Law Legal Studies Research Paper No. 47
Number of pages: 37 Posted: 07 Apr 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Joseph J. Norton
The University of Hong Kong - Faculty of Law and Southern Methodist University - Dedman School of Law
Downloads 397 (81,994)

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LCFI, large complex financial institution, G20, Financial Stability Forum, insolvency, deposit insurance

Building a Framework to Address Failure of Complex Global Financial Institutions

Hong Kong Law Journal, Vol. 39, p. 95, 2009
Posted: 13 Jul 2009 Last Revised: 21 Feb 2011
Douglas W. Arner and Joseph J. Norton
The University of Hong Kong - Faculty of Law and Southern Methodist University - Dedman School of Law

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40.

Property Rights, Collateral, Creditor Rights, and Insolvency in East Asia

Texas International Law Journal, Vol. 42, 2007
Number of pages: 45 Posted: 25 Mar 2009 Last Revised: 21 Feb 2011
The University of Hong Kong - Faculty of Law, Institute of Asian-Pacific Business Law, William S. Richardson School of Law, University of Hawaii at Manoa, The University of Hong Kong - Faculty of Law and Asian Institute of International Financial Law
Downloads 388 (84,955)
Citation 4

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East Asia, property rights, collateral, secured transactions, creditor rights, insolvency

41.

Global Financial Regulatory Reforms: Implications for Developing Asia

ADB Working Paper No. 57
Number of pages: 48 Posted: 07 Nov 2010
Douglas W. Arner and Cyn-Young Park
The University of Hong Kong - Faculty of Law and Asian Development Bank
Downloads 379 (87,336)

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financial regulatory reform, global financial architecture, G-20, Asia, national

42.

Responding to the Global Financial and Economic Crisis: Meeting the Challenges in Asia

ADB Working Paper Series on Regional Economic Integration No. 60
Number of pages: 95 Posted: 31 Oct 2010
L Schou-Zibell and Douglas W. Arner
Asian Development Bank and The University of Hong Kong - Faculty of Law
Downloads 353 (94,871)
Citation 1

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Global Financial Crisis, Group of 20, Systemic Risk, Financial Sector Development

43.

Developing and Implementing AML/CFT Measures Using a Risk-Based Approach for New Payments Products and Services

CIFR Paper No. 028/2014, University of Hong Kong Faculty of Law Research Paper No. 2014/021
Number of pages: 31 Posted: 21 Jun 2014 Last Revised: 10 Sep 2014
Louise Malady, Ross P. Buckley and Douglas W. Arner
University of New South Wales (UNSW) - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 346 (96,991)
Citation 3

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44.

Overstating Moral Hazard: Lessons from Two Decades of Banking Crises

University of Hong Kong Faculty of Law Research Paper No. 2017/003
Number of pages: 76 Posted: 09 Mar 2017 Last Revised: 17 Mar 2017
Douglas W. Arner, Emilios Avgouleas and Evan Gibson
The University of Hong Kong - Faculty of Law, University of Edinburgh - School of Law and University of Hong Kong
Downloads 316 (107,315)
Citation 1

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Financial Crisis; Bank Rescues; Bailouts; Asset Management Companies; Moral Hazard

45.

Blockchain and Public Companies: A Revolution in Share Ownership Transparency, Proxy-Voting and Corporate Governance?

2 Stanford Journal of Blockchain Law & Policy 2019, University of Hong Kong Faculty of Law Research Paper No. 2019/039, UNSW Law Research Paper No. 19-100
Number of pages: 34 Posted: 12 Jun 2019 Last Revised: 17 Dec 2019
Federico Panisi, Ross P. Buckley and Douglas W. Arner
University of Brescia, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 310 (109,518)
Citation 1

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blockchain, custody, central securities depositories (CSDs), indirect holding system (IHS), intermediated securities, proxy voting, corporate governance

46.

Distributed Ledger Technology and Digital Assets - Policy and Regulatory Challenges in Asia

Asian Development Bank Economics Research Report, UNSW Law Research Paper No. 19-60, University of Hong Kong Faculty of Law Research Paper No. 2019/040
Number of pages: 65 Posted: 08 Jul 2019 Last Revised: 17 Jun 2020
The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, Asian Development Bank, Universite du Luxembourg - Faculty of Law, Economics and Finance, Universite du Luxembourg - Faculty of Law, Economics and Finance and University of Hong Kong - Faculty of Business and Economics
Downloads 307 (110,715)

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Finance sector development, Financial sector, Financial technology, Information and communications technology

47.

What Determines M&A Legal and Financial Advisors’ Competitiveness in an International Financial Centre: Using China's Going Out Policy as a Natural Experiment

Journal of Chinese Economic and Business Studies Volume 18, 2020 - Issue 2
Number of pages: 81 Posted: 18 May 2015 Last Revised: 22 Oct 2020
University of Hong Kong Faculty of Law, University of Oxford, St. Peter's College, The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Business and Economics, Hong Kong Polytechnic University - School of Accounting and Finance and The University of Hong Kong - Department of Geography
Downloads 304 (111,886)

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Going Out, international law firms, global investment banks, blue ocean strategy

48.

Moving Forward on Listing Reform

University of Hong Kong Faculty of Law Research Paper No. 2017/033, AIIFL Working Paper No. 22, October 2017
Number of pages: 17 Posted: 25 Oct 2017 Last Revised: 16 Dec 2017
Syren Johnstone, Nigel Davis and Douglas W. Arner
Faculty of Law, University of Hong Kong, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 303 (112,255)
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listing reform, stock exchange, hong kong, sfc, securities and futures commission,weighted voting rights,dual class shares, WVR,securities regulation, HKEX, hongkong exchanges and clearing limited

49.

Fintech Toolkit: Smart Regulatory and Market Approaches to Financial Technology Innovation

University of Hong Kong Faculty of Law Research Paper No. 2020/027
Number of pages: 61 Posted: 08 Jun 2020 Last Revised: 16 Jun 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) GmbH
Downloads 257 (134,028)
Citation 1

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fintech, regtech financial inclusion, SDGs, sandbox, innovation hub, financial regulation

50.
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Citation 3

A Road to Financial Stability

Global Journal of Business Research, Vol. 5, No. 5, pp. 71-79, 2011
Number of pages: 9 Posted: 05 Jul 2011
Uzma Ashraf Barton, Irfan Munawar Gill and Douglas W. Arner
AIIFL, Faculty of Law, The University of Hong Kong, Securities and Exchange Commission of Pakistan and The University of Hong Kong - Faculty of Law
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Financial Crises, International Financial Markets, Government Policy and Regulation

A Road to Financial Stability

Global Journal of Business Research, Vol. 5, No. 5, 2011
Number of pages: 10 Posted: 24 Jun 2011
Uzma Ashraf Barton and Douglas W. Arner
AIIFL, Faculty of Law, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 87 (325,204)

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Financial Crises, International Financial Markets, Government Policy and Regulation

51.

A Principles-Based Response to the Proposed Reform of the Governance Structure for Listing Regulation in Hong Kong

University of Hong Kong Faculty of Law Research Paper No. 2016/036
Number of pages: 29 Posted: 11 Nov 2016 Last Revised: 13 Dec 2016
Syren Johnstone, Nigel Davis and Douglas W. Arner
Faculty of Law, University of Hong Kong, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 205 (165,888)
Citation 1

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Hong Kong, listing regulation, securities offerings, IOSCO Principles, listing reform, listing rules, securities and futures commission, SFC, Stock Exchange of Hong Kong, Hong Kong Exchange, HKEX

52.

Making Markets: Reforms to Strengthen Asia's Debt Capital Markets

HKIMR Working Paper No. 13/2004
Number of pages: 55 Posted: 23 Aug 2007
Paul Lejot, Douglas W. Arner and Qiao Liu
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - School of Economics and Finance
Downloads 193 (175,539)
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53.

The Global Credit Crisis and Securitization in East Asia

University of Hong Kong Faculty of Law Research Paper No. 10722/65436, Capital markets law journal, 2008, v. 3 n. 3, p. 291-319
Number of pages: 3 Posted: 23 May 2011
Douglas W. Arner, Paul Lejot and L Schou-Zibell
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and Asian Development Bank
Downloads 187 (180,639)

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Business and economics, Investments law

54.

Financial Innovation in East Asia

Seattle University Law Review, Forthcoming, UNSW Law Research Paper No. 2013-69, University of Hong Kong Faculty of Law Research Paper No. 2013/036
Number of pages: 40 Posted: 27 Sep 2013 Last Revised: 12 Nov 2014
Ross P. Buckley, Douglas W. Arner and Michael Panton
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong
Downloads 168 (198,400)

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55.

The Need for Consolidating International Financial Regulatory Architecture

Case for a Global Supervisor, Paper presented at the Lessons Learned from the Financial Crisis: Proceedings of 13th International Conference on Finance and Banking. Karviná: Silesi (October, 2011), University of Hong Kong Faculty of Law Research Paper No. 2013/006
Number of pages: 14 Posted: 22 Jan 2013 Last Revised: 14 Mar 2013
Uzma Ashraf Barton and Douglas W. Arner
AIIFL, Faculty of Law, The University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 155 (212,411)

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: Financial Regulation, Financial Crises, Banking Regulations, International Financial Institutions

56.

Financial Stability, Resolution of Systemic Banking Crises and COVID-19: Toward an Appropriate Role for Public Support and Bailouts

University of Hong Kong Faculty of Law Research Paper No. 2020/044
Number of pages: 54 Posted: 28 Aug 2020
Douglas W. Arner, Emilios Avgouleas and Evan Gibson
The University of Hong Kong - Faculty of Law, University of Edinburgh - School of Law and University of Hong Kong
Downloads 137 (234,712)

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Banking Crisis; Bailouts; Bank Regulation; Non-performing Loans; Asset Management Companies; Covid-19

57.

Asia's Debt Capital Markets: Appraisal and Agenda for Policy Reform

HKIMR Working Paper No. 19/2003
Number of pages: 37 Posted: 24 Aug 2007
Paul Lejot, Douglas W. Arner, Qiao Liu and Mylene Chan
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, The University of Hong Kong - School of Economics and Finance and affiliation not provided to SSRN
Downloads 127 (248,917)
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58.

Governing Global Digital Finance

Number of pages: 13 Posted: 25 Aug 2020
Aiaze Mitha, Simon Zadek and Douglas W. Arner
UN Secretary General's Task Force on Digital Financing of the SDGs, affiliation not provided to SSRN and The University of Hong Kong - Faculty of Law
Downloads 116 (267,881)

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digitalization, digital finance, global platforms, BigTech, governance, sustainable development

59.

Fiscal and Financial Systems

LAW OF THE HONG KONG CONSTITUTION, Sweet & Maxwell, 2011
Number of pages: 66 Posted: 22 Oct 2012
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, Asian Institute of International Financial Law, University of Hong Kong and Independent
Downloads 87 (322,462)

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60.

Trade Finance in East Asia: Potential Responses to the Shortfall

Melbourne Journal of International Law, Vol. 15, 2014, UNSW Law Research Paper No. 2015-25, University of Hong Kong Faculty of Law Research Paper No. 2015/019
Number of pages: 20 Posted: 31 May 2015 Last Revised: 22 Jun 2015
Ross P. Buckley, Douglas W. Arner and Rebecca Stanley
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and King & Wood Mallesons
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2008, GFC, Group of Twenty, trade finance, Basel III, China, East Asia

61.

Special Study: Legal Transition Programme Review

University of Hong Kong Faculty of Law Research Paper No. 2012/040
Number of pages: 101 Posted: 27 Nov 2012 Last Revised: 10 May 2016
European Bank for Reconstruction and Development (EBRD), The University of Hong Kong - Faculty of Law, Institute of Asian-Pacific Business Law, William S. Richardson School of Law, University of Hawaii at Manoa, La Trobe Law School and The University of Hong Kong
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transition, law reform, European Bank for Reconstruction and Development, evaluation

62.

Sovereign Digital Currencies: The Future of Money and Payments?

Number of pages: 22 Posted: 25 Oct 2020
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law and The University of Hong Kong - Asian Institute of International Financial Law
Downloads 60 (409,680)

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Sovereign digital currencies, central bank digital currencies, Libra, Digital Yuan, COVID-19, payments, blockchain, distributed ledger technology, mobile money, e-money, fast payment systems, real time gross settlement systems.

63.

Three Decades of International Financial Crises: What Have We Learned and What Still Needs to be Done?

Asian Development Bank Economics Working Paper Series No. 615, University of Hong Kong Faculty of Law Research Paper No. 2020/037
Number of pages: 47 Posted: 16 Jul 2020 Last Revised: 20 Jul 2020
Ross P. Buckley, Emilios Avgouleas and Douglas W. Arner
University of New South Wales (UNSW) - Faculty of Law, University of Edinburgh - School of Law and The University of Hong Kong - Faculty of Law
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Asian financial crisis, COVID-19 crisis, eurozone debt crisis, financial stability, global financial crisis, systemic risk

64.

Research Foundation Review 2017

CFA Institute Research Foundation Review 2017, University of Hong Kong Faculty of Law Research Paper No. 2019/109
Number of pages: 83 Posted: 08 Nov 2019 Last Revised: 16 Aug 2020
CFA Institute, CFA Institute, EDHEC Business School, Ecole Superieure d'Ingenierie Leonard de Vinci (ESILV), CFA Institute Research Foundation, CFA Institute Research Foundation, Independent, Duke University - Fuqua School of Business, Columbia Business School, Texas Tech University - College of Human Sciences, The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law, University of New South Wales (UNSW) - Faculty of Law, University of Oxford - Said Business School, Independent and Independent
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65.

The Qatari Financial Sector: Building Bridges Between Domestic and International

32 (3) Banking and Finance Law Review 529-549, University of Hong Kong Faculty of Law Research Paper No. 2020/013
Number of pages: 22 Posted: 07 Apr 2020 Last Revised: 20 Apr 2020
Andrew M. Dahdal, Gordon Walker and Douglas W. Arner
Qatar University - College of Law, La Trobe Law School and The University of Hong Kong - Faculty of Law
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Qatar, Financial Regulation, Global Finance

66.

Special Feature: Techrisk

Singapore Journal of Legal Studies, Mar. 2020, pp 35-62
Number of pages: 28 Posted: 10 Jul 2020
University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law, Universite du Luxembourg - Faculty of Law, Economics and Finance and The University of Hong Kong, Faculty of Law, Students
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67.

International Financial Law

International Financial Law, T. Carty (Ed.), In Oxford Bibliographies in International Law. NY: Oxford University Press, 2012
Posted: 28 Jan 2018
Douglas W. Arner and Uzma Ashraf Barton
The University of Hong Kong - Faculty of Law and AIIFL, Faculty of Law, The University of Hong Kong

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International Financial Law, Bibliographies

68.

Finance in Asia: Institutions, Regulation and Policy

Finance in Asia: Institutions, Regulation and Policy (Routledge, 2013), University of Hong Kong Faculty of Law Research Paper No. 2013/012
Posted: 16 Mar 2013 Last Revised: 07 May 2013
Qiao Liu, Paul Lejot and Douglas W. Arner
The University of Hong Kong - School of Economics and Finance, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law

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Asia, finance, financial crisis, regulation, development