Andrew N. Vollmer

University of Virginia - School of Law

  • University of Virginia - School of Law

SCHOLARLY PAPERS

5

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Scholarly Papers (5)

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1.

Four Ways To Improve SEC Enforcement

43 Sec. Reg. L.J. 333 (2015), Virginia Public Law and Legal Theory Research Paper No. 40
Number of pages: 18 Posted: 01 Aug 2015 Last Revised: 19 Feb 2016
Andrew N. Vollmer
University of Virginia - School of Law
Downloads 287 (103,421)

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SEC enforcement, SEC subpoena, length of SEC investigation, cost of SEC investigation, Section 20(b), fair notice of unlawful conduct

2.

SEC Revanchism and the Expansion of Primary Liability Under Section 17(a) and Rule 10b-5

10 Virginia Law & Business Review 273 (2016)., Virginia Public Law and Legal Theory Research Paper No. 37
Number of pages: 69 Posted: 05 Jul 2015 Last Revised: 07 Apr 2016
Andrew N. Vollmer
University of Virginia - School of Law
Downloads 231 (129,443)

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Primary liability, secondary liability, aiding and abetting, Section 17(a), Rule 10b-5, Janus, Stoneridge, Central Bank, Flannery, fraud, deceit, deception, manipulation, Chevron, judicial review of agency action, APA Section 706

3.

Computer Hacking and Securities Fraud

47 Sec. Reg. & L. Rep. 1985 (October 19, 2015), Virginia Law and Economics Research Paper No. 26
Number of pages: 7 Posted: 20 Feb 2016 Last Revised: 13 Jun 2016
Andrew N. Vollmer
University of Virginia - School of Law
Downloads 151 (190,283)

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computer hacking, Rule 10b-5, deception requirement, in connection with requirement

4.

A Rule of Construction for the Personal Benefit Requirement in Tipping Cases

NYU Journal of Law & Liberty, Vol. 11, No. 1, 2017, Virginia Public Law and Legal Theory Research Paper No. 28
Number of pages: 15 Posted: 20 Mar 2016 Last Revised: 03 May 2018
Andrew N. Vollmer
University of Virginia - School of Law
Downloads 89 (279,710)

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Dirks, Chiarella, Stoneridge, Janus, Blue Chip Stamps, Salman, Newman, insider trading, tipping, tipper, tippee, personal benefit, implied right of action, breach of duty

5.

Accusers as Adjudicators in Agency Enforcement Proceedings

52 U. Mich. J.L. Reform 103 (2018), Virginia Public Law and Legal Theory Research Paper No. 2018-29
Number of pages: 54 Posted: 08 May 2018 Last Revised: 20 Jan 2019
Andrew N. Vollmer
University of Virginia - School of Law
Downloads 69 (324,690)

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Impartiality, bias, due process, Withrow v. Larkin, Williams v. Pennsylvania, agency adjudications, disqualification, combination of functions, accuser, adjudicator