Andrew N. Vollmer

Mercatus Center at George Mason University

3434 Washington Blvd., 4th Floor

Arlington, VA 22201

United States

SCHOLARLY PAPERS

12

DOWNLOADS
Rank 46,891

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Top 46,891

in Total Papers Downloads

1,178

SSRN CITATIONS

2

CROSSREF CITATIONS

2

Scholarly Papers (12)

1.

Four Ways To Improve SEC Enforcement

43 Sec. Reg. L.J. 333 (2015), Virginia Public Law and Legal Theory Research Paper No. 40
Number of pages: 18 Posted: 01 Aug 2015 Last Revised: 19 Feb 2016
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 317 (118,089)

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SEC enforcement, SEC subpoena, length of SEC investigation, cost of SEC investigation, Section 20(b), fair notice of unlawful conduct

2.

SEC Revanchism and the Expansion of Primary Liability Under Section 17(a) and Rule 10b-5

10 Virginia Law & Business Review 273 (2016)., Virginia Public Law and Legal Theory Research Paper No. 37
Number of pages: 69 Posted: 05 Jul 2015 Last Revised: 07 Apr 2016
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 238 (158,420)
Citation 3

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Primary liability, secondary liability, aiding and abetting, Section 17(a), Rule 10b-5, Janus, Stoneridge, Central Bank, Flannery, fraud, deceit, deception, manipulation, Chevron, judicial review of agency action, APA Section 706

3.

Computer Hacking and Securities Fraud

47 Sec. Reg. & L. Rep. 1985 (October 19, 2015), Virginia Law and Economics Research Paper No. 26
Number of pages: 7 Posted: 20 Feb 2016 Last Revised: 13 Jun 2016
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 179 (206,183)

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computer hacking, Rule 10b-5, deception requirement, in connection with requirement

4.

The Second Circuit’s Blaszczak Decision: Dirks Besieged

Number of pages: 7 Posted: 28 Jan 2020
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 92 (340,018)

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securities fraud, wire fraud, Section 1348, Rule 10b-5, Chiarella, Dirks, O’Hagan, Carpenter, insider trading, personal benefit, breach of fiduciary duty, tipper, tippee, tipping, statutory purpose

5.

A Rule of Construction for the Personal Benefit Requirement in Tipping Cases

NYU Journal of Law & Liberty, Vol. 11, No. 1, 2017, Virginia Public Law and Legal Theory Research Paper No. 28
Number of pages: 15 Posted: 20 Mar 2016 Last Revised: 03 May 2018
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 92 (340,018)

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Dirks, Chiarella, Stoneridge, Janus, Blue Chip Stamps, Salman, Newman, insider trading, tipping, tipper, tippee, personal benefit, implied right of action, breach of duty

6.

Accusers as Adjudicators in Agency Enforcement Proceedings

52 U. Mich. J.L. Reform 103 (2018), Virginia Public Law and Legal Theory Research Paper No. 2018-29
Number of pages: 54 Posted: 08 May 2018 Last Revised: 20 Jan 2019
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 78 (375,669)

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Impartiality, bias, due process, Withrow v. Larkin, Williams v. Pennsylvania, agency adjudications, disqualification, combination of functions, accuser, adjudicator

7.

Abandon the Concept of Accredited Investors in Private Securities Offerings

49 Securities Regulation Law Journal 5 (2021), Mercatus Working Paper Series
Number of pages: 30 Posted: 27 Oct 2020 Last Revised: 01 Jun 2021
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 40 (512,801)

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private offerings, accredited investors, disclosure, Rule 506, mandatory disclosure, exemption

8.

Explaining Dirks

Mercatus Working Paper, 58 American Criminal Law Review 523 (2021)
Number of pages: 40 Posted: 26 Mar 2020 Last Revised: 01 Jun 2021
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 36 (532,148)

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Dirks, Chiarella, Salman, Martoma, Newman, Lewis Powell, tipper, tipping, insider trading, personal benefit, inference, drafting history

9.

Submission of Comments on Improving and Reforming Regulatory Enforcement and Adjudication at the Securities and Exchange Commission

Number of pages: 7 Posted: 27 Mar 2020 Last Revised: 30 Mar 2020
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 34 (542,537)

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SEC Enforcement, SEC Adjudication, Due Process, Impartiality of Adjudicator, Fairness, Statute of Limitations, No Deny Settlements, Settlements, Burden to Prove Exemption, Prior Judicial Precedent

10.

What Remains of Kokesh After Liu?

Number of pages: 5 Posted: 17 Jul 2020
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 31 (558,596)

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Liu, Kokesh, disgorgement, SEC enforcement, 2462, statute of limitations, equitable relief

11.

Harmonizing Private Securities Offering Exemptions

Number of pages: 18 Posted: 28 Jan 2020
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 27 (582,186)

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12.

Evidence on the Use of Disclosure Documents in Private Securities Offerings to Accredited Investors

Mercatus Working Paper Series
Number of pages: 25 Posted: 27 Oct 2020
Andrew N. Vollmer
Mercatus Center at George Mason University
Downloads 14 (671,937)

Abstract:

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accredited investors, disclosure, prospectus, evidence, survey, practitioners, Rule 506, private offering exemption