Thomas Lee Hazen

University of North Carolina School of Law

Cary C. Boshamer Professor of Law

Van Hecke-Wettach Hall, 160 Ridge Road

CB #3380

Chapel Hill, NC 27599-3380

United States

  • University of North Carolina School of Law

    • Email
    • Tel: 919--962-8504
SCHOLARLY PAPERS

16

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3

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25

Scholarly Papers (16)

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1.

Crowdfunding or Fraudfunding? Social Networks and the Securities Laws – Why the Specially Tailored Exemption Must be Conditioned on Meaningful Disclosure

North Carolina Law Review, Forthcoming
Number of pages: 36 Posted: 03 Nov 2011 Last Revised: 03 Jan 2013
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 2,893 (4,712)
Citation 3

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securities, crowdfunding, social media, social networks

2.

Disparate Regulatory Schemes for Parallel Activities: Securities Regulation, Derivatives Regulation, Gambling, and Insurance

UNC Legal Studies Research Paper No. 05-4
Number of pages: 75 Posted: 24 Feb 2005
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 593 (52,170)

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commodities, derivatives, gambling, insurance, regulation

3.

Punctilios and Nonprofit Corporate Governance - A Comprehensive Look at Nonprofit Directors’ Fiduciary Duties

14 U. PA. J. BUS. L. 347 (2012) , UNC Legal Studies Research Paper No. 1920467
Number of pages: 68 Posted: 31 Aug 2011 Last Revised: 10 Aug 2020
Thomas Lee Hazen and Lisa Love Hazen
University of North Carolina School of Law and affiliation not provided to SSRN
Downloads 528 (60,333)

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corporate governance, nonprofit organizations, fiduciary duties

4.

Duties of Nonprofit Corporate Directors – Emphasizing Oversight Responsibilities

90 N.C.L. REV. 1845 (2012) , UNC Legal Studies Research Paper No. 1984167
Number of pages: 41 Posted: 13 Jan 2012 Last Revised: 10 Aug 2020
Thomas Lee Hazen and Lisa Love Hazen
University of North Carolina School of Law and affiliation not provided to SSRN
Downloads 462 (71,227)

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nonprofit, directors, fiduciary duties, North Carolina

5.

Filling a Regulatory Gap: It is Time to Regulate Over-the-Counter Derivatives

UNC Legal Studies Research Paper No. 1338339, N.C. Banking Institute, Vol. 13, 2009
Number of pages: 16 Posted: 16 Sep 2009
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 457 (72,218)

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derivatives, credit default swaps, securities regulation, deregulation

6.

Are Existing Stock Broker Standards Sufficient? Principles, Rules and Fiduciary Duties

Columbia Business Law Review, Vol. 2010, No. 3, Fall 2010, UNC Legal Studies Research Paper No. 1677448
Number of pages: 54 Posted: 17 Sep 2010 Last Revised: 16 Nov 2010
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 423 (79,191)

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Administrative Law, Broker-Dealers, Business Law, Fiduciary Duties, Financial Regulation, Securities Regulation

7.

Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act

North Carolina Banking Institute, Vol. 15, 2011, UNC Legal Studies Research Paper No. 1767564
Number of pages: 22 Posted: 23 Feb 2011
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 415 (81,001)

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Securities, Broker-Dealer, Fiduciary Duty, Investment Adviser

8.

Silencing the Shareholders' Voice

Number of pages: 33 Posted: 29 Sep 2002
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 354 (97,285)

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Corporate governance, shareholders, corporate law

9.

Identifying the Duty Prohibiting Outsider Trading on Material Non-Public Information

UNC Legal Studies Research No. 1472090, Hastings Law Journal Vol. 61, p. 881, 2010
Number of pages: 36 Posted: 12 Sep 2009 Last Revised: 06 Apr 2010
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 329 (105,599)

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10.

Board Diversity and Proxy Disclosure

University of Dayton Law Review, Vol. 37, No. 1, p. 39, 2012, UNC Legal Studies Research Paper No. 1920442
Number of pages: 37 Posted: 02 Sep 2011 Last Revised: 30 Jul 2012
Thomas Lee Hazen and Lissa L. Broome
University of North Carolina School of Law and University of North Carolina School of Law
Downloads 244 (144,472)

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board of directors, corporations, corporate governance, diversity, proxy disclsoures, securities regulation

11.

Corporate and Securities Law Impact on Social Responsibility and Corporate Purpose

Boston College Law Review, Vol. 62, No. 3, 2021, UNC Legal Studies Research Paper
Number of pages: 44 Posted: 31 Mar 2020 Last Revised: 22 Sep 2020
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 167 (204,710)

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corporate governance, corporate purpose, CSR, disclosure, ESG, environmental, materiality, social responsibility, sustainability, ultra vires, securities law

12.

Tulips, Oranges, Worms, and Coins – Virtual, Digital, or Crypto Currency and the Securities Laws

North Carolina Journal of Law and Technology, Forthcoming
Number of pages: 31 Posted: 14 Mar 2019 Last Revised: 25 Feb 2020
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 161 (211,138)

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Cryptocurrency, Virtual Currency, Digital Currency, Securities, Finance, Technology

13.

Diversity on Corporate Boards – Limits to the Business Rationale and the Connection between Supporting Rationales and the Appropriate Response of the Law

89 N.C.L.REV. 887 (2011), UNC Legal Studies Research Paper No. 1677513
Number of pages: 15 Posted: 15 Sep 2010 Last Revised: 02 Jun 2020
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 137 (240,974)

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Corporate Governance, Corporations, Diversity

14.

Social Issues in the Spotlight: The Increasing Need to Improve Publicly-Held Companies’ CSR and ESG Disclosures

---- U. Pa. J. Bus. L. ---- (2021)
Number of pages: 43 Posted: 29 Jun 2020 Last Revised: 25 Aug 2020
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 121 (265,017)

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CSR, Disclosure, ESG, Environmental, Social, Governance, Materiality, MD&A, Safe harbor rule, Securities, Social Responsibility,

15.

Virtual or Crypto Currencies and the Securities Laws

38 FUT. & DERIV. L. REP. 1 (Issue 10, Nov. (2018)
Number of pages: 12 Posted: 24 Oct 2018 Last Revised: 10 Aug 2020
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 92 (319,269)

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Virtual, Crypto, Currency, Securities, Regulation

16.

Materiality in the Context of Code of Ethics Disclosures

24 WALL. ST. LAW. 9 (Issue No. 7 July 2020)., UNC Legal Studies Research Paper
Number of pages: 7 Posted: 02 Sep 2020 Last Revised: 19 Oct 2020
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 21 (586,195)

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code of ethics, materiality, securities disclosures