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Thomas Lee Hazen

University of North Carolina School of Law

Cary C. Boshamer Professor of Law

Van Hecke-Wettach Hall, 160 Ridge Road

CB #3380

Chapel Hill, NC 27599-3380

United States

  • University of North Carolina School of Law

    • Email
    • Tel: 919--962-8504
SCHOLARLY PAPERS

11

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Scholarly Papers (11)

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1.

Crowdfunding or Fraudfunding? Social Networks and the Securities Laws – Why the Specially Tailored Exemption Must be Conditioned on Meaningful Disclosure

North Carolina Law Review, Forthcoming
Number of pages: 36 Posted: 03 Nov 2011 Last Revised: 03 Jan 2013
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 1,907 (3,409)

Abstract:

securities, crowdfunding, social media, social networks

2.

Disparate Regulatory Schemes for Parallel Activities: Securities Regulation, Derivatives Regulation, Gambling, and Insurance

UNC Legal Studies Research Paper No. 05-4
Number of pages: 75 Posted: 24 Feb 2005
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 515 (40,320)
Citation 1

Abstract:

commodities, derivatives, gambling, insurance, regulation

3.

Punctilios and Nonprofit Corporate Governance - A Comprehensive Look at Nonprofit Directors’ Fiduciary Duties

University of Pennsylvania Journal of Business Law, Forthcoming, UNC Legal Studies Research Paper No. 1920467
Number of pages: 68 Posted: 31 Aug 2011 Last Revised: 20 Feb 2012
Thomas Lee Hazen and Lisa Love Hazen
University of North Carolina School of Law and affiliation not provided to SSRN
Downloads 420 (46,999)

Abstract:

corporate governance, nonprofit organizations, fiduciary duties

4.

Filling a Regulatory Gap: It is Time to Regulate Over-the-Counter Derivatives

UNC Legal Studies Research Paper No. 1338339, N.C. Banking Institute, Vol. 13, 2009
Number of pages: 16 Posted: 16 Sep 2009
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 419 (54,943)
Citation 2

Abstract:

derivatives, credit default swaps, securities regulation, deregulation

5.

Duties of Nonprofit Corporate Directors – Emphasizing Oversight Responsibilities

North Carolina Law Review, Vol. 90, No. 6, 2012, UNC Legal Studies Research Paper No. 1984167
Number of pages: 41 Posted: 13 Jan 2012 Last Revised: 30 Jan 2014
Thomas Lee Hazen and Lisa Love Hazen
University of North Carolina School of Law and affiliation not provided to SSRN
Downloads 403 (54,068)
Citation 1

Abstract:

nonprofit, directors, fiduciary duties, North Carolina

6.

Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act

North Carolina Banking Institute, Vol. 15, 2011, UNC Legal Studies Research Paper No. 1767564
Number of pages: 22 Posted: 23 Feb 2011
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 365 (61,865)

Abstract:

Securities, Broker-Dealer, Fiduciary Duty, Investment Adviser

7.

Silencing the Shareholders' Voice

North Carolina Law Review, Vol. 80, 2002
Number of pages: 33 Posted: 29 Sep 2002
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 332 (72,555)

Abstract:

Corporate governance, shareholders, corporate law

8.

Are Existing Stock Broker Standards Sufficient? Principles, Rules and Fiduciary Duties

Columbia Business Law Review, Vol. 2010, No. 3, Fall 2010, UNC Legal Studies Research Paper No. 1677448
Number of pages: 54 Posted: 17 Sep 2010 Last Revised: 16 Nov 2010
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 328 (60,745)

Abstract:

Administrative Law, Broker-Dealers, Business Law, Fiduciary Duties, Financial Regulation, Securities Regulation

9.

Identifying the Duty Prohibiting Outsider Trading on Material Non-Public Information

UNC Legal Studies Research No. 1472090, Hastings Law Journal Vol. 61, p. 881, 2010
Number of pages: 36 Posted: 12 Sep 2009 Last Revised: 06 Apr 2010
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 274 (79,861)

Abstract:

10.

Board Diversity and Proxy Disclosure

University of Dayton Law Review, Vol. 37, No. 1, p. 39, 2012, UNC Legal Studies Research Paper No. 1920442
Number of pages: 37 Posted: 02 Sep 2011 Last Revised: 30 Jul 2012
Thomas Lee Hazen and Lissa L. Broome
University of North Carolina School of Law and University of North Carolina School of Law
Downloads 183 (112,977)

Abstract:

board of directors, corporations, corporate governance, diversity, proxy disclsoures, securities regulation

11.

Diversity on Corporate Boards – Limits to the Business Rationale and the Connection between Supporting Rationales and the Appropriate Response of the Law

North Carolina Law Review, Forthcoming, UNC Legal Studies Research Paper No. 1677513
Number of pages: 15 Posted: 15 Sep 2010 Last Revised: 17 Sep 2010
Thomas Lee Hazen
University of North Carolina School of Law
Downloads 104 (194,548)

Abstract:

Corporate Governance, Corporations, Diversity

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