Arthur B. Laby

Rutgers University School of Law - Camden

NJ

United States

SCHOLARLY PAPERS

7

DOWNLOADS
Rank 16,167

SSRN RANKINGS

Top 16,167

in Total Papers Downloads

2,375

CITATIONS
Rank 22,995

SSRN RANKINGS

Top 22,995

in Total Papers Citations

12

Scholarly Papers (7)

1.

Reforming the Regulation of Broker-Dealers and Investment Advisers

The Business Lawyer, Vol. 65, No. 2, February 2010
Number of pages: 46 Posted: 19 Oct 2009 Last Revised: 01 Mar 2010
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 721 (25,286)
Citation 3

Abstract:

broker-dealer, investment adviser, securities regulation, financial regulation, fiduciary duty

2.

Resolving Conflicts of Duty in Fiduciary Relationships

American University Law Review, Vol. 54, p. 75, 2004
Number of pages: 75 Posted: 25 May 2006
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 400 (54,030)
Citation 3

Abstract:

fiduciary duty, conflicts of duty, acts and omissions, Kant

3.

Differentiating Gatekeepers

Brooklyn Journal of Corporate, Financial & Commercial Law, Vol. 1, p. 119, 2006
Number of pages: 45 Posted: 28 Dec 2006
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 330 (67,150)
Citation 1

Abstract:

gatekeepers, lawyers, accountants, research analysts, social psychology, behavioral psychology, Sarbanes-Oxley Act

4.

The Fiduciary Obligation as the Adoption of Ends

Buffalo Law Review, Vol. 56, No. 1, 2008
Number of pages: 69 Posted: 25 Apr 2008
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 244 (93,531)
Citation 3

Abstract:

fiduciary, duty, contract, ethics, Kant

5.

Fiduciary Obligations of Broker-Dealers and Investment Advisers

Villanova Law Review, Vol. 55, No. 3, p. 701, 2010
Number of pages: 42 Posted: 01 Aug 2011
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 168 (97,406)
Citation 1

Abstract:

broker-dealers, investment advisers, fiduciary duties, Dodd-Frank, Securities and Exchange Commission, financial regulatory reform

6.

SEC v. Capital Gains Research Bureau and the Investment Advisers Act of 1940

Boston University Law Review, Vol. 91, No. 3, 2011
Number of pages: 54 Posted: 30 Jul 2011
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 148 (134,169)
Citation 1

Abstract:

investment advisers, fiduciary duty, Investment Advisers Act

7.

Regulation of Global Financial Firms after Morrison v. National Australia Bank

St. John's Law Review, Vol. 87, No. 2, 2013
Number of pages: 24 Posted: 01 Mar 2013 Last Revised: 05 Mar 2013
Arthur B. Laby
Rutgers University School of Law - Camden
Downloads 102 (192,852)

Abstract:

securities regulation, broker-dealers, investment advisers, extraterritoriality, Securities and Exchange Commission