Samuel Lee

Santa Clara University - Leavey School of Business

Assistant Professor of Finance

500 El Camino Real

Santa Clara, CA California 95053

United States

European Corporate Governance Institute (ECGI)

c/o ECARES ULB CP 114

B-1050 Brussels

Belgium

Swedish House of Finance

Drottninggatan 98

111 60 Stockholm

Sweden

SCHOLARLY PAPERS

13

DOWNLOADS
Rank 3,100

SSRN RANKINGS

Top 3,100

in Total Papers Downloads

11,152

CITATIONS
Rank 7,946

SSRN RANKINGS

Top 7,946

in Total Papers Citations

58

Scholarly Papers (13)

1.

The One Share - One Vote Debate: A Theoretical Perspective

ECGI - Finance Working Paper No. 176/2007
Number of pages: 65 Posted: 01 Jun 2007
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4,169 (1,886)
Citation 29

Abstract:

Loading...

Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders, Shareholder Activism

2.

Human Trafficking and Regulating Prostitution

IFN Working Paper No. 996, NYU Stern School of Business EC-12-07, NYU Law and Economics Research Paper No. 12-08
Number of pages: 36 Posted: 14 May 2012 Last Revised: 30 Nov 2015
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 3,235 (2,966)

Abstract:

Loading...

Prostitution, trafficking, contemporary slavery, illegal goods, organ market

3.
Downloads 1,097 ( 17,567)
Citation 4

Financing from Family and Friends

NYU Stern Working Paper FIN-12-007, IFN Working Paper No. 933, ECGI - Finance Working Paper No. 358
Number of pages: 52 Posted: 19 Jun 2012 Last Revised: 11 Sep 2015
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 961 (21,040)
Citation 4

Abstract:

Loading...

Informal finance, family loans, peer-to-peer lending, small business lending, entrepreneurial finance, microfinance, missing middle, financing gap, risk capital, social ties, altruism, social collateral

Financing from Family and Friends

NYU Working Paper No. 2451/31577
Number of pages: 53 Posted: 30 Jun 2012 Last Revised: 27 Oct 2014
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 136 (200,544)
Citation 4

Abstract:

Loading...

Authority Versus Loyalty: Social Incentives and Governance

NYU Working Paper No. FIN-10-001
Number of pages: 39 Posted: 22 Mar 2009 Last Revised: 20 Jul 2012
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 570 (43,411)
Citation 2

Abstract:

Loading...

Governance, Social Ties, Cronyism, Social Capital, Social Incentives, Delegated Monitoring, Family Firms, Organizational Culture

Authority Versus Loyalty: Social Incentives and Modes of Governance

NYU Working Paper No. 2451/29609
Number of pages: 51 Posted: 07 Jun 2010
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 91 (268,803)
Citation 2

Abstract:

Loading...

5.

Active Investment, Liquidity Externalities, and Markets for Information

Number of pages: 76 Posted: 16 Nov 2008 Last Revised: 10 Oct 2013
Samuel Lee
Santa Clara University - Leavey School of Business
Downloads 621 (39,302)
Citation 6

Abstract:

Loading...

Information diversity, quasi-noise trading, liquidity spirals, complementarities in information acquisition, information sales

6.
Downloads 540 ( 47,142)

Activism and Takeovers

Swedish House of Finance Research Paper No. 15-04, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 543/2018
Number of pages: 62 Posted: 28 Mar 2015 Last Revised: 09 Jan 2018
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 535 (47,125)

Abstract:

Loading...

Free-rider problem, hedge fund activism, takeover activism, tender offers, market for corporate control, blockholders, M&A

Activism and Takeovers

CEPR Discussion Paper No. DP12616
Number of pages: 59 Posted: 22 Jan 2018
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 5 (603,398)
  • Add to Cart

Abstract:

Loading...

blockholders, Free-rider problem, hedge fund activism, M&A, market for corporate control, takeover activism, tender offers

7.

Risk Management Failures

Paris December 2015 Finance Meeting EUROFIDAI - AFFI, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 454/2015
Number of pages: 84 Posted: 06 Jun 2015 Last Revised: 17 Feb 2016
Matthieu Bouvard and Samuel Lee
McGill University - Desautels Faculty of Management and Santa Clara University - Leavey School of Business
Downloads 344 (81,513)

Abstract:

Loading...

Banks, Risk Management, Time Pressure, Delegated Trading, Coordination Failure, Global Games

8.

Signaling to Dispersed Shareholders and Corporate Control

European Corporate Governance Institute (ECGI) - Finance Working Paper No. 431/2014
Number of pages: 52 Posted: 10 Jul 2014 Last Revised: 18 Apr 2015
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 249 (115,764)
Citation 1

Abstract:

Loading...

Tender Offers, Investor Activism, Signaling, Free-Rider Problem, Means of Payment, Unbundling Ownership and Control, Empty Voting

9.
Downloads 231 (124,816)
Citation 3

Smart Buyers

LSE FMG Discussion Paper No. 696, ECGI - Finance Working Paper No. 326/2012
Number of pages: 43 Posted: 12 Jan 2012 Last Revised: 14 Jun 2016
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 197 (145,159)
Citation 3

Abstract:

Loading...

Bilateral trade, asymmetric information, royalties, cash-equity offers, security design, contingent value rights, commissions, lemons problem

Smart Buyers

NYU Working Paper No. 2451/31454
Number of pages: 41 Posted: 31 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 30 (453,859)
Citation 3

Abstract:

Loading...

Smart Buyers

CEPR Discussion Paper No. DP8774
Number of pages: 45 Posted: 20 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (609,975)
Citation 3
  • Add to Cart

Abstract:

Loading...

Asymmetric Information, Bilateral trade, Cash-Equity Offers, Commissions, Contingent Value Rights, Debt-Equity Swaps, Lemons Problem, Royalties

10.
Downloads 4 (133,825)

Signaling in Tender Offer Games

CEPR Discussion Paper No. DP7938
Number of pages: 47 Posted: 28 Jul 2010
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (609,975)
Citation 6
  • Add to Cart

Abstract:

Loading...

Free-Rider Problem, Means of Payment, Restricted Bids, Signaling, Two-dimensional Types

Signaling in Tender Offer Games

EFA 2009 Bergen Meetings Paper, FMG Discussion Paper No. 655
Posted: 13 Feb 2009 Last Revised: 09 Oct 2013
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

Loading...

Signaling, Free-Rider Problem, Means of Payment, Restricted Bids, Two-dimensional Types

Security-Voting Structure and Bidder Screening

CEPR Discussion Paper No. DP6241
Number of pages: 27 Posted: 22 May 2008
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 1 (641,127)
Citation 7
  • Add to Cart

Abstract:

Loading...

Dual-class share structure, free-rider behaviour, tender offer

Security-Voting Structure and Bidder Screening

Journal of Financial Intermediation, Forthcoming
Posted: 20 Feb 2007 Last Revised: 13 Oct 2010
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

Loading...

Tender offers, free-rider problem, one share - one vote

12.

Circles of Trust

Posted: 09 Jan 2011 Last Revised: 30 Apr 2013
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University

Abstract:

Loading...

Information transmission, communication, social networks, directed altruism, trust, secrecy, network formation

13.
Downloads 0 (626,708)

One Share - One Vote: The Theory

Review of Finance, Forthcoming
Posted: 11 Mar 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

Loading...

Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders

One Share - One Vote: The Theory

Review of Finance, Vol. 12, Issue 1, pp. 1-49, 2008
Posted: 14 Jul 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

Loading...

G32