Samuel Lee

Santa Clara University - Leavey School of Business

Assistant Professor of Finance

500 El Camino Real

Santa Clara, CA California 95053

United States

European Corporate Governance Institute (ECGI)

c/o the Royal Academies of Belgium

Rue Ducale 1 Hertogsstraat

1000 Brussels

Belgium

Swedish House of Finance

Drottninggatan 98

111 60 Stockholm

Sweden

SCHOLARLY PAPERS

14

DOWNLOADS
Rank 3,355

SSRN RANKINGS

Top 3,355

in Total Papers Downloads

12,284

SSRN CITATIONS
Rank 10,794

SSRN RANKINGS

Top 10,794

in Total Papers Citations

27

CROSSREF CITATIONS

79

Scholarly Papers (14)

1.

The One Share - One Vote Debate: A Theoretical Perspective

ECGI - Finance Working Paper No. 176/2007
Number of pages: 65 Posted: 01 Jun 2007
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4,325 (2,284)
Citation 14

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Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders, Shareholder Activism

2.

Human Trafficking and Regulating Prostitution

IFN Working Paper No. 996, NYU Stern School of Business EC-12-07, NYU Law and Economics Research Paper No. 12-08
Number of pages: 44 Posted: 14 May 2012 Last Revised: 05 Mar 2019
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 3,840 (2,782)
Citation 6

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Prostitution, trafficking, contemporary slavery, illegal goods, organ market

3.
Downloads 1,147 ( 20,126)
Citation 22

Financing from Family and Friends

NYU Stern Working Paper FIN-12-007, IFN Working Paper No. 933, ECGI - Finance Working Paper No. 358
Number of pages: 52 Posted: 19 Jun 2012 Last Revised: 11 Sep 2015
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 1,006 (24,063)
Citation 3

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Informal finance, family loans, peer-to-peer lending, small business lending, entrepreneurial finance, microfinance, missing middle, financing gap, risk capital, social ties, altruism, social collateral

Financing from Family and Friends

NYU Working Paper No. 2451/31577
Number of pages: 53 Posted: 30 Jun 2012 Last Revised: 27 Oct 2014
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 141 (229,729)
Citation 8

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Authority Versus Loyalty: Social Incentives and Governance

NYU Working Paper No. FIN-10-001
Number of pages: 39 Posted: 22 Mar 2009 Last Revised: 20 Jul 2012
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 591 (50,098)
Citation 8

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Governance, Social Ties, Cronyism, Social Capital, Social Incentives, Delegated Monitoring, Family Firms, Organizational Culture

Authority Versus Loyalty: Social Incentives and Modes of Governance

NYU Working Paper No. 2451/29609
Number of pages: 51 Posted: 07 Jun 2010
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 96 (304,992)

Abstract:

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5.
Downloads 657 ( 44,141)
Citation 1

Activism and Takeovers

Swedish House of Finance Research Paper No. 15-04, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 543/2018
Number of pages: 66 Posted: 28 Mar 2015 Last Revised: 08 Sep 2020
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 650 (44,129)
Citation 1

Abstract:

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Hedge fund activism, takeover activism, merger activism, hostile takeovers, tender offers, market for corporate influence, market for corporate control, blockholders

Activism and Takeovers

CEPR Discussion Paper No. DP12616
Number of pages: 59 Posted: 22 Jan 2018
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 7 (696,934)
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blockholders, Free-rider problem, hedge fund activism, M&A, market for corporate control, takeover activism, tender offers

6.

Active Investment, Liquidity Externalities, and Markets for Information

Number of pages: 76 Posted: 16 Nov 2008 Last Revised: 10 Oct 2013
Samuel Lee
Santa Clara University - Leavey School of Business
Downloads 641 (45,648)
Citation 8

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Information diversity, quasi-noise trading, liquidity spirals, complementarities in information acquisition, information sales

7.

Competition Theory of Risk Management Failures

Paris December 2015 Finance Meeting EUROFIDAI - AFFI, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 454/2015
Number of pages: 63 Posted: 06 Jun 2015 Last Revised: 10 Jul 2019
Matthieu Bouvard and Samuel Lee
University of Toulouse 1 - Toulouse School of Economics (TSE) and Santa Clara University - Leavey School of Business
Downloads 399 (82,220)
Citation 1

Abstract:

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Banks, Risk Management, Time Pressure, Coordination Failure, Global Games

8.

Signaling to Dispersed Shareholders and Corporate Control

European Corporate Governance Institute (ECGI) - Finance Working Paper No. 431/2014
Number of pages: 52 Posted: 10 Jul 2014 Last Revised: 18 Apr 2015
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 271 (126,224)
Citation 4

Abstract:

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Tender Offers, Investor Activism, Signaling, Free-Rider Problem, Means of Payment, Unbundling Ownership and Control, Empty Voting

9.
Downloads 242 (141,685)
Citation 4

Smart Buyers

LSE FMG Discussion Paper No. 696, ECGI - Finance Working Paper No. 326/2012
Number of pages: 43 Posted: 12 Jan 2012 Last Revised: 22 Jan 2019
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 207 (164,012)
Citation 3

Abstract:

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Bilateral trade, asymmetric information, royalties, cash-equity offers, security design, contingent value rights, commissions, lemons problem

Smart Buyers

NYU Working Paper No. 2451/31454
Number of pages: 41 Posted: 31 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 31 (526,120)

Abstract:

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Smart Buyers

CEPR Discussion Paper No. DP8774
Number of pages: 45 Posted: 20 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (721,510)
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Asymmetric Information, Bilateral trade, Cash-Equity Offers, Commissions, Contingent Value Rights, Debt-Equity Swaps, Lemons Problem, Royalties

The Social Value of Debt in the Market for Corporate Control

Swedish House of Finance Research Paper No. 20-9, European Corporate Governance Institute – Finance Working Paper 698/2020
Number of pages: 38 Posted: 26 Mar 2020 Last Revised: 11 Sep 2020
Mike Burkart, Samuel Lee and Henrik Petri
Swedish House of Finance, Santa Clara University - Leavey School of Business and University of Bath
Downloads 70 (369,817)

Abstract:

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Takeovers, Leveraged Buyouts, Free-Rider Problem, Bidding Competition

The Social Value of Debt in the Market for Corporate Control

CEPR Discussion Paper No. DP15249
Number of pages: 35 Posted: 12 Sep 2020
Mike Burkart, Samuel Lee and Henrik Petri
Swedish House of Finance, Santa Clara University - Leavey School of Business and University of Bath
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Debt Financing, Debt overhang, Equity Dilution, free-riding, tender offers

11.
Downloads 4 (158,533)

Signaling in Tender Offer Games

CEPR Discussion Paper No. DP7938
Number of pages: 47 Posted: 28 Jul 2010
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (721,510)
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Free-Rider Problem, Means of Payment, Restricted Bids, Signaling, Two-dimensional Types

Signaling in Tender Offer Games

EFA 2009 Bergen Meetings Paper, FMG Discussion Paper No. 655
Posted: 13 Feb 2009 Last Revised: 09 Oct 2013
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

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Signaling, Free-Rider Problem, Means of Payment, Restricted Bids, Two-dimensional Types

Security-Voting Structure and Bidder Screening

CEPR Discussion Paper No. DP6241
Number of pages: 27 Posted: 22 May 2008
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 1 (756,276)
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Dual-class share structure, free-rider behaviour, tender offer

Security-Voting Structure and Bidder Screening

Journal of Financial Intermediation, Forthcoming
Posted: 20 Feb 2007 Last Revised: 13 Oct 2010
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business

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Tender offers, free-rider problem, one share - one vote

13.

Circles of Trust

Posted: 09 Jan 2011 Last Revised: 30 Apr 2013
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University

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Information transmission, communication, social networks, directed altruism, trust, secrecy, network formation

14.
Downloads 0 (739,561)

One Share - One Vote: The Theory

Review of Finance, Forthcoming
Posted: 11 Mar 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

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Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders

One Share - One Vote: The Theory

Review of Finance, Vol. 12, Issue 1, pp. 1-49, 2008
Posted: 14 Jul 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

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