Samuel Lee

Santa Clara University - Leavey School of Business

Assistant Professor of Finance

500 El Camino Real

Santa Clara, CA California 95053

United States

European Corporate Governance Institute (ECGI)

c/o ECARES ULB CP 114

B-1050 Brussels

Belgium

SCHOLARLY PAPERS

13

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10,380

CITATIONS
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Top 7,986

in Total Papers Citations

58

Scholarly Papers (13)

1.

The One Share - One Vote Debate: A Theoretical Perspective

ECGI - Finance Working Paper No. 176/2007
Number of pages: 65 Posted: 01 Jun 2007
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 3,632 (1,694)
Citation 30

Abstract:

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Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders, Shareholder Activism

2.

Human Trafficking and Regulating Prostitution

IFN Working Paper No. 996, NYU Stern School of Business EC-12-07, NYU Law and Economics Research Paper No. 12-08
Number of pages: 36 Posted: 14 May 2012 Last Revised: 30 Nov 2015
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 2,240 (3,031)

Abstract:

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Prostitution, trafficking, contemporary slavery, illegal goods, organ market

3.
Downloads 1,059 ( 16,337)
Citation 3

Financing from Family and Friends

NYU Stern Working Paper FIN-12-007, IFN Working Paper No. 933, ECGI - Finance Working Paper No. 358
Number of pages: 52 Posted: 19 Jun 2012 Last Revised: 11 Sep 2015
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 927 (19,566)
Citation 3

Abstract:

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Informal finance, family loans, peer-to-peer lending, small business lending, entrepreneurial finance, microfinance, missing middle, financing gap, risk capital, social ties, altruism, social collateral

Financing from Family and Friends

NYU Working Paper No. 2451/31577
Number of pages: 53 Posted: 30 Jun 2012 Last Revised: 27 Oct 2014
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 132 (186,570)
Citation 3

Abstract:

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Authority Versus Loyalty: Social Incentives and Governance

NYU Working Paper No. FIN-10-001
Number of pages: 39 Posted: 22 Mar 2009 Last Revised: 20 Jul 2012
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 557 (39,951)
Citation 2

Abstract:

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Governance, Social Ties, Cronyism, Social Capital, Social Incentives, Delegated Monitoring, Family Firms, Organizational Culture

Authority Versus Loyalty: Social Incentives and Modes of Governance

NYU Working Paper No. 2451/29609
Number of pages: 51 Posted: 07 Jun 2010
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University
Downloads 89 (248,654)
Citation 2

Abstract:

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5.

Active Investment, Liquidity Externalities, and Markets for Information

Number of pages: 76 Posted: 16 Nov 2008 Last Revised: 10 Oct 2013
Samuel Lee
Santa Clara University - Leavey School of Business
Downloads 557 (36,066)
Citation 6

Abstract:

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Information diversity, quasi-noise trading, liquidity spirals, complementarities in information acquisition, information sales

6.
Downloads 224 (116,233)
Citation 3

Smart Buyers

LSE FMG Discussion Paper No. 696, ECGI - Finance Working Paper No. 326/2012
Number of pages: 43 Posted: 12 Jan 2012 Last Revised: 14 Jun 2016
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 190 (135,888)
Citation 3

Abstract:

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Bilateral trade, asymmetric information, royalties, cash-equity offers, security design, contingent value rights, commissions, lemons problem

Smart Buyers

NYU Working Paper No. 2451/31454
Number of pages: 41 Posted: 31 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 30 (417,140)
Citation 3

Abstract:

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Smart Buyers

CEPR Discussion Paper No. DP8774
Number of pages: 45 Posted: 20 Jan 2012
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (561,830)
Citation 3
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Asymmetric Information, Bilateral trade, Cash-Equity Offers, Commissions, Contingent Value Rights, Debt-Equity Swaps, Lemons Problem, Royalties

7.

Signaling to Dispersed Shareholders and Corporate Control

European Corporate Governance Institute (ECGI) - Finance Working Paper No. 431/2014
Number of pages: 52 Posted: 10 Jul 2014 Last Revised: 18 Apr 2015
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 183 (109,490)
Citation 1

Abstract:

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Tender Offers, Investor Activism, Signaling, Free-Rider Problem, Means of Payment, Unbundling Ownership and Control, Empty Voting

8.

Hedge Fund Activism vs. Hostile Takeover Bids

Swedish House of Finance Research Paper No. 15-04
Number of pages: 41 Posted: 28 Mar 2015 Last Revised: 08 Jul 2015
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 144 (62,605)

Abstract:

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Hedge fund activism, hostile tender offers, free-rider problem, blockholders, market for corporate control, empty voting, one-share-one-vote

9.

Risk Management Failures

Paris December 2015 Finance Meeting EUROFIDAI - AFFI, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 454/2015
Number of pages: 84 Posted: 06 Jun 2015 Last Revised: 17 Feb 2016
Matthieu Bouvard and Samuel Lee
McGill University - Desautels Faculty of Management and Santa Clara University - Leavey School of Business
Downloads 70 (89,804)

Abstract:

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Banks, Risk Management, Time Pressure, Delegated Trading, Coordination Failure, Global Games

10.
Downloads 4 (121,099)

Signaling in Tender Offer Games

CEPR Discussion Paper No. DP7938
Number of pages: 47 Posted: 28 Jul 2010
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 4 (561,830)
Citation 6
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Free-Rider Problem, Means of Payment, Restricted Bids, Signaling, Two-dimensional Types

Signaling in Tender Offer Games

EFA 2009 Bergen Meetings Paper, FMG Discussion Paper No. 655
Posted: 13 Feb 2009 Last Revised: 09 Oct 2013
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

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Signaling, Free-Rider Problem, Means of Payment, Restricted Bids, Two-dimensional Types

Security-Voting Structure and Bidder Screening

CEPR Discussion Paper No. DP6241
Number of pages: 27 Posted: 22 May 2008
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business
Downloads 1 (588,280)
Citation 7
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Dual-class share structure, free-rider behaviour, tender offer

Security-Voting Structure and Bidder Screening

Journal of Financial Intermediation, Forthcoming
Posted: 20 Feb 2007 Last Revised: 13 Oct 2010
Christian At, Mike Burkart and Samuel Lee
Université de Franche-Comté - CRESE, Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

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Tender offers, free-rider problem, one share - one vote

12.

Circles of Trust

Posted: 09 Jan 2011 Last Revised: 30 Apr 2013
Samuel Lee and Petra Persson
Santa Clara University - Leavey School of Business and Stanford University

Abstract:

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Information transmission, communication, social networks, directed altruism, trust, secrecy, network formation

13.
Downloads 0 (573,755)

One Share - One Vote: The Theory

Review of Finance, Forthcoming
Posted: 11 Mar 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

Abstract:

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Security-Voting Structure, Market for Corporate Control, Controlling Minority Shareholders

One Share - One Vote: The Theory

Review of Finance, Vol. 12, Issue 1, pp. 1-49, 2008
Posted: 14 Jul 2008
Mike Burkart and Samuel Lee
Swedish House of Finance and Santa Clara University - Leavey School of Business

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