Sow Wei Wong

GE Capital ASEAN

Compliance Leader

United States

SCHOLARLY PAPERS

4

DOWNLOADS

289

CITATIONS

0

Scholarly Papers (4)

1.

US Economic Sanctions Seep into Singapore Capital Markets

Number of pages: 6 Posted: 05 May 2009
Sow Wei Wong
GE Capital ASEAN
Downloads 105 (203,241)

Abstract:

OFAC, watchlist, Dept of Treasury, Singapore, Capital Markets, compliance, regulatory, Securities and Exchange Commission, CFTC, Bank Secrecy Act, USA PATRIOT Act, CIP, omnibus accounts, extra territorial, regulation by proxy

2.

Some Practical Steps to Creating an Effective Compliance Culture

Number of pages: 5 Posted: 06 Jan 2010
Sow Wei Wong
GE Capital ASEAN
Downloads 71 (247,999)

Abstract:

compliance, compliance culture, compliance programmes, corporate governance, U.S. Sentencing Guidelines for Organizations

3.

US: Tell Us Who Your Clients are

International Financial Law Review, February 2009
Number of pages: 4 Posted: 19 Mar 2009 Last Revised: 05 May 2009
Sow Wei Wong
GE Capital ASEAN
Downloads 63 (268,153)

Abstract:

Office of Foreign Asset Control, OFAC, SDN, Singapore, Securities, Futures, Omnibus, Compliance

4.

A Culture, Not a Programme

International Financial Law Review, December 2009
Number of pages: 3 Posted: 05 Jan 2010
Sow Wei Wong
GE Capital ASEAN
Downloads 30 (352,101)

Abstract:

compliance, compliance culture, compliance programmes, US Sentencing Guidelines