Karthik Balakrishnan

Rice University - Jesse H. Jones Graduate School of Business

6100 South Main Street

P.O. Box 1892

Houston, TX 77005-1892

United States

SCHOLARLY PAPERS

26

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23,910

TOTAL CITATIONS
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SSRN RANKINGS

Top 1,275

in Total Papers Citations

499

Scholarly Papers (26)

1.

Tax Aggressiveness and Corporate Transparency

Number of pages: 67 Posted: 27 Mar 2011 Last Revised: 15 Jul 2017
Karthik Balakrishnan, Jennifer Blouin and Wayne R. Guay
Rice University - Jesse H. Jones Graduate School of Business, University of Pennsylvania - Accounting Department and University of Pennsylvania - Accounting Department
Downloads 5,323 (3,415)
Citation 179

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Tax aggressiveness, tax planning, information content, earnings quality

The Effect of Accounting Conservatism on Corporate Investment during the Global Financial Crisis

Journal of Business Finance and Accounting, Forthcoming
Number of pages: 45 Posted: 01 Nov 2011 Last Revised: 04 Jul 2016
Karthik Balakrishnan, Ross L. Watts and Luo Zuo
Rice University - Jesse H. Jones Graduate School of Business, Massachusetts Institute of Technology (MIT) - Sloan School of Management and National University of Singapore
Downloads 3,622 (6,400)
Citation 14

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Accounting Conservatism; Investment; Information Frictions; Financing Constraints; Crisis

The Effect of Accounting Conservatism on Corporate Investment during the Global Financial Crisis

Journal of Business Finance and Accounting, Vol. 43, No. 5-6, 2016
Number of pages: 45 Posted: 06 Jul 2016 Last Revised: 27 Jul 2016
Karthik Balakrishnan, Ross L. Watts and Luo Zuo
Rice University - Jesse H. Jones Graduate School of Business, Massachusetts Institute of Technology (MIT) - Sloan School of Management and National University of Singapore
Downloads 489 (117,937)
Citation 9

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Accounting Conservatism; Investment; Information Frictions; Financing Constraints; Crisis

Shaping Liquidity: On the Causal Effects of Voluntary Disclosure

Journal of Finance, Forthcoming
Number of pages: 57 Posted: 28 Oct 2011 Last Revised: 25 Aug 2013
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 1,949 (17,149)
Citation 4

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Liquidity, Voluntary disclosure, Earnings guidance, Information production, Management communication, Investor relations, Analyst coverage, Retail investors

Shaping Liquidity: On the Causal Effects of Voluntary Disclosure

Journal of Finance, Forthcoming, NYU Working Paper No. 2451/31352
Number of pages: 57 Posted: 03 Apr 2012 Last Revised: 25 Aug 2013
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 357 (170,180)
Citation 2

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Shaping Liquidity: On the Causal Effects of Voluntary Disclosure

Journal of Finance, Forthcoming
Number of pages: 57 Posted: 14 Mar 2012 Last Revised: 25 Aug 2013
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 261 (237,185)
Citation 6

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Liquidity, Voluntary disclosure, Earnings guidance, Information production, Management communication, Investor relations, Analyst coverage, Retail investors

4.
Downloads 1,909 (18,109)
Citation 83

Post Loss/Profit Announcement Drift

Journal of Accounting & Economics (JAE), Vol. 50, No. 1, 2010
Number of pages: 56 Posted: 21 Nov 2009 Last Revised: 07 May 2013
Karthik Balakrishnan, Eli Bartov and Lucile Faurel
Rice University - Jesse H. Jones Graduate School of Business, NYU Stern School of Business and Arizona State University
Downloads 1,472 (26,391)
Citation 83

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Loss/profit mispricing, loss/profit predictability, accounting losses/profits, post earnings announcement drift, earnings-based anomalies

Post Loss/Profit Announcement Drift

NYU Stern School of Business Working Paper
Number of pages: 64 Posted: 21 Jan 2014
Karthik Balakrishnan, Eli Bartov and Lucile Faurel
Rice University - Jesse H. Jones Graduate School of Business, NYU Stern School of Business and Arizona State University
Downloads 437 (135,498)

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Loss/profit mispricing, loss/profit predictability, accounting losses, accounting profits, earnings-based anomalies

5.
Downloads 1,812 (19,594)
Citation 37

Competition and Financial Accounting Misreporting

Number of pages: 52 Posted: 15 Sep 2011 Last Revised: 02 Oct 2013
Karthik Balakrishnan and Daniel A. Cohen
Rice University - Jesse H. Jones Graduate School of Business and Vanderbilt University - Owen Graduate School of Management
Downloads 1,360 (29,712)
Citation 18

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Product Market Competition, Disclosure, Financial Reporting Quality, Earnings Restatements, Tariffs

Competition and Financial Accounting Misreporting

Number of pages: 51 Posted: 10 Jun 2014 Last Revised: 13 Sep 2014
Karthik Balakrishnan and Daniel A. Cohen
Rice University - Jesse H. Jones Graduate School of Business and Vanderbilt University - Owen Graduate School of Management
Downloads 452 (129,687)
Citation 19

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Product market competition, Fraud, Earnings restatements, Tarriffs

6.
Downloads 975 (48,888)
Citation 9

Analysts’ Estimates of the Cost of Equity Capital

Number of pages: 64 Posted: 28 Feb 2018 Last Revised: 04 Nov 2020
Karthik Balakrishnan, Lakshmanan Shivakumar and Peeyush Taori
Rice University - Jesse H. Jones Graduate School of Business, London Business School and London Business School
Downloads 637 (84,692)

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Analysts, Expected Stock Returns, Discount Rates, Cost of Equity

Analysts’ Estimates of the Cost of Equity Capital

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 67 Posted: 09 Jan 2021
Karthik Balakrishnan, Lakshmanan Shivakumar and Peeyush Taori
Rice University - Jesse H. Jones Graduate School of Business, London Business School and London Business School
Downloads 338 (180,678)
Citation 9

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analysts, cost of equity, expected stock returns, implied cost of equity capital

7.

Corporate Governance and the Information Environment: Evidence from State Antitakeover Laws

Journal of Accounting & Economics (JAE), Forthcoming.
Number of pages: 51 Posted: 10 Mar 2010 Last Revised: 15 Nov 2011
Chris Armstrong, Karthik Balakrishnan and Daniel A. Cohen
Stanford Graduate School of Business, Rice University - Jesse H. Jones Graduate School of Business and Vanderbilt University - Owen Graduate School of Management
Downloads 908 (53,811)
Citation 21

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antitakeover laws, corporate governance, financial reporting quality, information asymmetry

The Relation between Reporting Quality and Financing and Investment: Evidence from Changes in Financing Capacity

Number of pages: 52 Posted: 24 Sep 2011 Last Revised: 08 Jul 2013
Karthik Balakrishnan, John E. Core and Rodrigo S. Verdi
Rice University - Jesse H. Jones Graduate School of Business, Massachusetts Institute of Technology (MIT) - Sloan School of Management and Massachusetts Institute of Technology (MIT)
Downloads 850 (58,137)
Citation 35

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Reporting quality, investment, collateral, financing constraints

The Relation between Reporting Quality and Financing and Investment: Evidence from Changes in Financing Capacity

Journal of Accounting Research, Vol. 52, No. 1, 2014
Posted: 05 Mar 2014
Karthik Balakrishnan, John E. Core and Rodrigo S. Verdi
Rice University - Jesse H. Jones Graduate School of Business, Massachusetts Institute of Technology (MIT) - Sloan School of Management and Massachusetts Institute of Technology (MIT)

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Reporting quality, investment, collateral, financing constraints

9.

Credit Information Sharing and Loan Loss Recognition

Number of pages: 83 Posted: 08 May 2017 Last Revised: 30 Dec 2019
Karthik Balakrishnan and Aytekin Ertan
Rice University - Jesse H. Jones Graduate School of Business and London Business School
Downloads 728 (72,453)
Citation 17

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credit reform, information sharing, banking, lending, regulation, loan loss provisions

10.

Analyst Recommendations and Stock Price Bubbles

Journal of Financial Reporting, Forthcoming
Number of pages: 52 Posted: 24 Jun 2014 Last Revised: 12 Jul 2019
Karthik Balakrishnan, Catherine M. Schrand and Rahul Vashishtha
Rice University - Jesse H. Jones Graduate School of Business, University of Pennsylvania - Accounting Department and Duke University
Downloads 545 (104,622)

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Public information, Analyst recommendations, Mispricing, Technology Bubble, Higher Order Beliefs, Rational Speculation

11.

Information Asymmetry and Trading in Dark Pools: Evidence From Earnings Announcement and Analyst Recommendation Revisions

Number of pages: 43 Posted: 22 May 2017
Karthik Balakrishnan and Peeyush Taori
Rice University - Jesse H. Jones Graduate School of Business and London Business School
Downloads 511 (113,277)
Citation 3

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Dark Pool, Informed Trading, Earnings Announcement, Analyst Recommendation Revision

12.

Foreign Competition for Shares and the Pricing of Information Asymmetry: Evidence from Equity Market Liberalization

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 67 Posted: 23 Feb 2014 Last Revised: 24 Aug 2018
Karthik Balakrishnan, Rahul Vashishtha and Robert E. Verrecchia
Rice University - Jesse H. Jones Graduate School of Business, Duke University and University of Pennsylvania - Accounting Department
Downloads 504 (115,179)
Citation 8

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Pricing of Information Asymmetry; Cost of Capital; Competition; Information Quality; Foreign Investors

13.

(When) Does Transparency Hurt Liquidity?

Singapore Management University School of Accountancy Research Paper No. 2021-126
Number of pages: 45 Posted: 07 Sep 2019 Last Revised: 07 Jan 2021
Karthik Balakrishnan, Aytekin Ertan and Yun Lee
Rice University - Jesse H. Jones Graduate School of Business, London Business School and Singapore Management University
Downloads 457 (129,430)
Citation 2

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liquidity, disclosure, securitization, information sensitivity, regulation, MBS, ABS

Shaping Liquidity: On the Causal Effects of Voluntary Disclosure

Journal of Finance, Forthcoming, NYU Working Paper No. 2451/31352
Number of pages: 57 Posted: 21 Sep 2012 Last Revised: 25 Aug 2013
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 230 (268,982)

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Shaping Liquidity: On the Causal Effects of Voluntary Disclosure

NYU Working Paper No. 2451/31352
Number of pages: 47 Posted: 10 Sep 2013
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 123 (469,344)
Citation 1

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Shaping Liquidity: On the Causal Effects of Voluntary Disclosure

NBER Working Paper No. w18984
Number of pages: 54 Posted: 20 Apr 2013 Last Revised: 17 May 2023
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 80 (628,822)
Citation 55

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15.

Do Firms Respond Differently to Local Competition? Evidence from Textual Analysis of 10-K Filings

Number of pages: 73 Posted: 07 Mar 2017 Last Revised: 15 Dec 2020
Karthik Balakrishnan and Alper Darendeli
Rice University - Jesse H. Jones Graduate School of Business and Nanyang Technological University
Downloads 408 (147,964)

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Geography, Product Market Competition, Text-based Analysis

16.

Racial Diversity Exposure and Firm Responses Following the Murder of George Floyd

Journal of Accounting Research, Forthcoming
Number of pages: 80 Posted: 20 Mar 2023
Karthik Balakrishnan, Rafael Copat, Daniela De la Parra and K. Ramesh
Rice University - Jesse H. Jones Graduate School of Business, University of Texas at Dallas, University of North Carolina at Chapel Hill and Rice University
Downloads 378 (161,085)

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racial diversity, textual analysis, valuation effects, board of directors, corporate actions

17.

Bank Asset Transparency and Credit Supply

Number of pages: 49 Posted: 27 Apr 2017 Last Revised: 23 Sep 2019
Karthik Balakrishnan and Aytekin Ertan
Rice University - Jesse H. Jones Graduate School of Business and London Business School
Downloads 341 (181,069)
Citation 8

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Asset Disclosures; External Financing; Credit Supply; Bank Regulation; Real Effects; Small Businesses

18.

Economic Consequences of Mandatory Auditor Reporting to Bank Supervisors

University of Miami Business School Research Paper No. 3510389, Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 82 Posted: 10 Jan 2020 Last Revised: 10 Aug 2021
Rice University - Jesse H. Jones Graduate School of Business, University of Miami - Department of Accounting, London Business School and European Economics & Financial Centre
Downloads 278 (224,020)
Citation 6

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credit risk, banking; auditing; bank risk; regulation; bank regulation; supervision

19.

Disclosure of Mutual Fund Holdings and Insider Trading Profitability

Number of pages: 61 Posted: 27 Aug 2018
Karthik Balakrishnan, Tathagat Mukhopadhyay and Lakshmanan Shivakumar
Rice University - Jesse H. Jones Graduate School of Business, Cornerstone Research and London Business School
Downloads 270 (230,624)

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20.

Shaping Liquidity: On the Casual Effects of Voluntary Disclosure

NYU Working Paper No. 2451/31614
Number of pages: 48 Posted: 10 Sep 2013
Rice University - Jesse H. Jones Graduate School of Business, New York University, Yale SOM and Centre for Economic Policy Research (CEPR)Swedish House of Finance
Downloads 166 (364,522)

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21.

Identifying Information Increases in Public Credit Registries

Number of pages: 24 Posted: 08 Oct 2020
Karthik Balakrishnan and Aytekin Ertan
Rice University - Jesse H. Jones Graduate School of Business and London Business School
Downloads 149 (399,285)

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credit reform, public credit registries, information sharing, banking, regulation

22.

Joint Impact of Capital Regulation and Loan-Loss Reserving on Crisis Lending

Number of pages: 47 Posted: 29 Aug 2022
Karthik Balakrishnan, Xiao Liu and Shiva Sivaramakrishnan
Rice University - Jesse H. Jones Graduate School of Business, Southern Methodist University (SMU) - Accounting Department and Rice University
Downloads 116 (485,468)

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Bank Lending, Prudential Regulation, loan-loss Provisioning

23.

Analysts' use of qualitative forward-looking earnings information

Number of pages: 49 Posted: 26 Jun 2024
Karthik Balakrishnan, Eli Bartov and Alper Darendeli
Rice University - Jesse H. Jones Graduate School of Business, NYU Stern School of Business and Nanyang Technological University
Downloads 68 (681,176)

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Qualitative Information, Text Analysis, Initial Public Offering, Analyst Earnings Forecast, Conflict of Interest, Cognitive Bias

24.

Time-series Variation in Implied Costs of Capital: Evidence from Test of Intertemporal Capital Asset Pricing Model Predictions*

Number of pages: 78 Posted: 07 Jun 2024
Peeyush Taori, Lakshmanan Shivakumar and Karthik Balakrishnan
HKU Business School, The University of Hong Kong, London Business School and Rice University - Jesse H. Jones Graduate School of Business
Downloads 58 (730,591)

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Implied cost of capital, macroeconomy, Intertemporal Capital Asset Pricing Model (ICAPM), investor sentiment, stock mispricing JEL codes: G14, G24, G29, G32

25.

Public Information, Relative Overconfidence, and Capital Flows

Number of pages: 49 Posted: 08 Jul 2021 Last Revised: 22 May 2024
Rice University - Jesse H. Jones Graduate School of Business, University of Washington - Department of Accounting, SC Johnson Graduate School of Management and Queen's University - Smith School of Business
Downloads 45 (823,594)

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public information, capital flows, overconfidence

26.

Banks’ Financial Reporting Frequency and Asset Quality

The Accounting Review, Forthcoming
Posted: 09 Mar 2017 Last Revised: 30 Sep 2017
Karthik Balakrishnan and Aytekin Ertan
Rice University - Jesse H. Jones Graduate School of Business and London Business School

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Financial Reporting Frequency, Banking, Regulation, Asset Quality, Lending