Douglas J. Cumming

York University - Schulich School of Business

Professor and Ontario Research Chair

4700 Keele Street

Toronto, Ontario M3J 1P3

Canada

http://booksite.elsevier.com/9780124095373/

SCHOLARLY PAPERS

189

DOWNLOADS
Rank 61

SSRN RANKINGS

Top 61

in Total Papers Downloads

91,330

CITATIONS
Rank 246

SSRN RANKINGS

Top 246

in Total Papers Citations

1,471

Scholarly Papers (189)

1.
Downloads 3,465 ( 2,041)
Citation 75

Private Equity Returns and Disclosure Around the World

EFA 2004 Maastricht, EEA 2004 Madrid, EFM 2005 Madrid, Journal of International Business Studies, forthcoming 2009
Number of pages: 43 Posted: 05 Mar 2004 Last Revised: 08 Sep 2016
Douglas J. Cumming and Uwe Walz
York University - Schulich School of Business and Goethe University Frankfurt - Institute of Economics
Downloads 2,969 (2,638)
Citation 75

Abstract:

International Financial Reporting, Private Equity and Portfolio Diversification, Venture Capital

Private Equity Returns and Disclosure Around the World

Journal of International Business Studies, 2009, EFA 2004 MAASTRICHT, European Economic Association (EEA), 2004
Number of pages: 43 Posted: 06 Apr 2009 Last Revised: 15 Apr 2009
Douglas J. Cumming and Uwe Walz
York University - Schulich School of Business and Goethe University Frankfurt - Institute of Economics
Downloads 495 (43,851)
Citation 75

Abstract:

International Financial Reporting, Private Equity and Portfolio Diversification, Venture Capital

Private Equity Returns and Disclosure Around the World

Journal of International Business Studies, Vol. 41, Issue 4, pp. 727-754, 2010
Number of pages: 28 Posted: 09 Jun 2010
Douglas J. Cumming and Uwe Walz
York University - Schulich School of Business and Goethe University Frankfurt - Institute of Economics
Downloads 1 (560,475)
Citation 75
  • Add to Cart

Abstract:

2.
Downloads 3,256 ( 2,279)
Citation 2

Signaling in Equity Crowdfunding

Number of pages: 49 Posted: 15 Oct 2012 Last Revised: 05 Oct 2014
A.T. Kearney GmbH, York University - Schulich School of Business, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 2,997 (2,595)
Citation 2

Abstract:

Entrepreneurial Finance, (Equity) Crowdfunding, Micro Lending, Internet, Signaling

Signaling in Equity Crowdfunding

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 45 Posted: 14 Feb 2015
A.T. Kearney GmbH, York University - Schulich School of Business, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 258 (94,589)
Citation 2

Abstract:

Equity Crowdfunding, Entrepreneurial Finance, Entrepreneurship, Signaling

Signaling in Equity Crowdfunding

Entrepreneurship Theory and Practice, Vol. 39, Issue 4, pp. 955-980, 2015
Number of pages: 26 Posted: 06 Jul 2015
A.T. Kearney GmbH, York University - Schulich School of Business, WHU - Otto Beisheim School of Management and Concordia University
Downloads 1 (560,475)
Citation 2
  • Add to Cart

Abstract:

3.
Downloads 3,091 ( 2,514)
Citation 123

Contracts and Exits in Venture Capital Finance

AFA 2003 Washington, DC Meetings, The Review of Financial Studies, Vol. 21, Issue 5, pp. 1947-1982, 2008
Number of pages: 39 Posted: 22 Mar 2002 Last Revised: 13 Oct 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 3,091 (2,451)
Citation 123

Abstract:

Venture Capital, Financial Contracting, Exit, IPO, Acquisition

Contracts and Exits in Venture Capital Finance

The Review of Financial Studies, Vol. 21, Issue 5, pp. 1947-1982, 2008
Posted: 19 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

G24, G32, G33, G34

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Journal of Banking and Finance, Vol. 27, No. 3, pp. 511-548, 2003
Number of pages: 47 Posted: 09 May 2001
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 2,982 (2,611)
Citation 51

Abstract:

Venture capital, Exit strategy, Regulation

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Journal of Banking and Finance, Vol. 27, No. 3, pp. 511-548, 2003
Posted: 17 Nov 2004
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

Abstract:

Adverse Selection and Capital Structure: Evidence from Venture Capital

Entrepreneurship Theory and Practice, Vol. 30, pp. 155-184, 2006
Number of pages: 35 Posted: 14 Mar 2001 Last Revised: 10 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 2,757 (3,005)
Citation 20

Abstract:

Financial contracting, capital structure, adverse selection, entrepreneurship, venture capital

Adverse Selection and Capital Structure: Evidence from Venture Capital

Entrepreneurship Theory and Practice, Vol. 30, pp. 155-184, 2006
Posted: 09 Jun 2005 Last Revised: 10 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Capital structure, adverse selection, venture capital, syndication

6.

Private Equity, Leveraged Buyouts and Governance

Journal of Corporate Finance, Vol. 13, pp. 439-460
Number of pages: 43 Posted: 02 May 2007 Last Revised: 10 Sep 2008
Douglas J. Cumming, Mike Wright and Donald S. Siegel
York University - Schulich School of Business, Nottingham University Business School and University at Albany, SUNY
Downloads 2,470 (3,279)
Citation 52

Abstract:

management buyouts, private equity, total factor productivity, financial and real returns, corporate governance

7.
Downloads 2,365 ( 4,008)
Citation 100

Capital Structure in Venture Finance

Journal of Corporate Finance, Vol. 11, pp. 550-585, 2005
Number of pages: 38 Posted: 31 Mar 2000
Douglas J. Cumming
York University - Schulich School of Business
Downloads 2,365 (3,925)
Citation 100

Abstract:

Venture capital, capital structure, financial contracting

Capital Structure in Venture Finance

Journal of Corporate Finance, Forthcoming
Posted: 13 May 2004
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Venture Capital, Capital Structure, Financial Contracting

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Journal of Business, Vol. 79, pp. 1083-1126, 2006
Number of pages: 47 Posted: 05 Nov 2001
Douglas J. Cumming
York University - Schulich School of Business
Downloads 2,132 (4,688)
Citation 55

Abstract:

Venture Capital Portfolio, Returns to Scale, Entrepreneurship

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Journal of Business, Vol. 79, pp. 1083-1126
Posted: 08 May 2004 Last Revised: 11 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Venture capital portfolio, returns to scale, entrepreneurship

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 09 Nov 2009
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Business conditions, Business assistance programs, Private financing, Corporate ventures, Venture capital, Firm financing, Venture capital portfolios, Firm characteristics

9.

Venture Capital Exits in Canada and the United States

University of Toronto Law Journal, Vol. 53, pp. 101-200, 2003
Number of pages: 109 Posted: 24 Oct 2002
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business
Downloads 1,796 (5,789)
Citation 56

Abstract:

Strategic Asset Allocation and the Role of Alternative Investments

Number of pages: 43 Posted: 20 Mar 2008 Last Revised: 14 May 2011
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 1,651 (7,352)

Abstract:

Alternative Investments, Asset Allocation, Asset Backed Securities, Buy Out, Commodities, Hedge Fund, Higher Moments, Private Equity, REITs, Venture Capital

Strategic Asset Allocation and the Role of Alternative Investments

European Financial Management, Forthcoming
Number of pages: 40 Posted: 29 May 2012
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 136 (172,724)

Abstract:

alternative investments, higher moments, strategic asset allocation

Strategic Asset Allocation and the Role of Alternative Investments

European Financial Management, Vol. 20, Issue 3, pp. 521-547, 2014
Number of pages: 27 Posted: 18 Jun 2014
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 0
  • Add to Cart

Abstract:

alternative investments, higher moments, strategic asset allocation

11.
Downloads 1,596 ( 7,926)
Citation 41

Bankruptcy Law and Entrepreneurship

ECGI - Law Working Paper No. 105/2008, American Law and Economics Review, Forthcoming, University of Cambridge Centre for Business Research Working Paper No. 300
Number of pages: 41 Posted: 27 Jul 2005 Last Revised: 10 Sep 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business
Downloads 1,526 (8,355)
Citation 41

Abstract:

Personal Bankruptcy Law, Entrepreneurship

Bankruptcy Law and Entrepreneurship

American Law and Economics Review, Vol. 10, Issue 2, pp. 303-350, 2008
Number of pages: 46 Posted: 31 Dec 2008 Last Revised: 31 Oct 2012
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business
Downloads 70 (273,326)
Citation 41

Abstract:

K35, M13

12.

A Law and Finance Analysis of Hedge Funds

Financial Management, Forthcoming
Number of pages: 54 Posted: 21 Feb 2007 Last Revised: 10 Nov 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 1,556 (8,023)
Citation 8

Abstract:

Hedge Funds, Regulation, Law and Finance

13.

Crowdfunding Models: Keep-It-All vs. All-Or-Nothing

Number of pages: 41 Posted: 11 Jun 2014 Last Revised: 13 Jan 2017
Douglas J. Cumming, Gaël Leboeuf and Armin Schwienbacher
York University - Schulich School of Business, Univ. Lille, SKEMA Business School, EA4112 - LSMRC and SKEMA Business School
Downloads 1,491 (4,491)

Abstract:

Crowdfunding, Internet, Signaling

14.
Downloads 1,462 ( 9,117)
Citation 134

Legality and Venture Capital Exits

Journal of Corporate Finance, Vol. 12, pp. 214-245, 2006
Number of pages: 38 Posted: 28 Oct 2002 Last Revised: 10 Sep 2008
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and York University - Schulich School of Business
Downloads 1,462 (8,932)
Citation 134

Abstract:

Venture Capital, Exits, IPO, Acquisition, Law and Finance

Legality and Venture Capital Exits

Journal of Corporate Finance, Vol. 12, pp. 214-245, 2006
Posted: 30 Dec 2004 Last Revised: 10 Sep 2008
Armin Schwienbacher, Grant Fleming and Douglas J. Cumming
SKEMA Business School, Continuity Capital Partners and York University - Schulich School of Business

Abstract:

Venture capital, exits, IPO, acquisition, law and finance

Legality and Venture Capital Exits

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 09 Nov 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School

Abstract:

Legal systems, Stock markets, Law, Financing, Venture capital, Exit strategies, Initial public offerings (IPO)

15.

The Size of Venture Capital and Private Equity Fund Portfolios

Journal of Corporate Finance, Vol. 13, pp. 564-590, 2007
Number of pages: 55 Posted: 22 Nov 2006 Last Revised: 12 Nov 2013
Gennaro Bernile, Douglas J. Cumming and Evgeny Lyandres
University of Miami - School of Business Administration, York University - Schulich School of Business and Boston University
Downloads 1,453 (9,228)
Citation 11

Abstract:

16.
Downloads 1,431 ( 9,463)
Citation 4

Creditor Rights and LBOs

5th Annual Conference on Empirical Legal Studies Paper
Number of pages: 39 Posted: 23 Jan 2008 Last Revised: 17 Oct 2014
Jerry Cao, Douglas J. Cumming, Meijun Qian and Xiaoming Wang
Independent, York University - Schulich School of Business, Australian National University (ANU) - College of Business and Economics and affiliation not provided to SSRN
Downloads 765 (24,326)
Citation 4

Abstract:

LBOs, Creditor rights, Private Equity, Cross border, Club deal, Law and Finance

The Impact of Investor Protection Law on Takeovers: The Case of Leveraged Buyouts

Number of pages: 38 Posted: 05 Mar 2008 Last Revised: 22 Oct 2014
Jerry Cao, Douglas J. Cumming, Jeremy Goh, Meijun Qian and Xiaoming Wang
Independent, York University - Schulich School of Business, Singapore Management University - Lee Kong Chian School of Business, Australian National University (ANU) - College of Business and Economics and Shanghai University of Finance and Economics
Downloads 666 (29,571)
Citation 4

Abstract:

Private Equity, Leveraged Buyouts, Premium, M&A

High Frequency Trading and End-of-Day Price Dislocation

Number of pages: 52 Posted: 12 Sep 2012 Last Revised: 22 Nov 2013
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 1,194 (12,392)

Abstract:

High frequency trading, End-of-day price dislocation, Manipulation, Trading rules, Surveillance, Law and finance

High Frequency Trading and End-of-Day Price Dislocation

Journal of Banking and Finance, Forthcoming
Number of pages: 52 Posted: 12 Jun 2015
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 167 (144,937)

Abstract:

High frequency trading, Price dislocation, Manipulation

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Journal of Business Venturing, Vol. 20, pp. 573-622, 2005
Number of pages: 59 Posted: 14 Nov 2000
Douglas J. Cumming
York University - Schulich School of Business
Downloads 1,256 (11,463)
Citation 24

Abstract:

Venture capital, capital structure, financial contracts, regulation

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Journal of Business Venturing, 2005
Posted: 03 Nov 2004
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Venture Capital, Financial Contracts, Regulation

Agency Costs, Institutions, Learning, and Taxation in Venture Capital Contracting

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 10 Nov 2009
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Ownership structures, Debt financing, Equity financing, Financing, Moral hazard problem, Startups, Venture capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review,Forthcoming
Number of pages: 41 Posted: 09 May 2013 Last Revised: 06 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 1,108 (13,972)

Abstract:

Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Forthcoming
Number of pages: 41 Posted: 04 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 49 (328,001)

Abstract:

Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Vol. 22, Issue 2, pp. 162-178, 2014
Number of pages: 17 Posted: 08 Mar 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 0
  • Add to Cart

Abstract:

Corporate Governance, Law and Entrepreneurship, Unemployment, Patents, Venture Capital

20.

The Extent of Venture Capital Exits: Evidence from Canada and the United States

VENTURE CAPITAL CONTRACTING AND THE VALUATION OF HIGH TECHNOLOGY FIRMS, L.D.R. Renneboog and J. McCahery, eds., Chapter 15, Oxford University Press, 2004, U Toronto, Legal Studies Research Paper No. 01-03
Number of pages: 43 Posted: 18 Dec 2000
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 1,130 (13,234)
Citation 22

Abstract:

Venture Capital, Exits, IPO, Acquisition, Secondary Sale, Buyback, Write-off

21.
Downloads 1,046 ( 15,574)
Citation 6

Illegal Buyouts

Number of pages: 43 Posted: 16 Apr 2008 Last Revised: 18 Dec 2008
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 686 (28,337)
Citation 6

Abstract:

Buyouts, Private Equity, Regulation, Governance, Law and Finance

Illegal Buyouts

Journal of Banking and Finance, Vol. 34, No. 2, pp. 441-456, 2010
Number of pages: 46 Posted: 10 Aug 2009 Last Revised: 19 Mar 2012
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 360 (64,808)
Citation 6

Abstract:

Buyouts, Regulation, Governance, Law and finance

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Number of pages: 49 Posted: 11 Mar 2009 Last Revised: 01 Dec 2010
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, York University - Schulich School of Business and Laval University
Downloads 798 (22,903)
Citation 7

Abstract:

Disclosure, Securities Regulation, Initial Public Offerings, Reverse Mergers, Listing Standards

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Journal of Empirical Legal Studies, 9 (1) 2012: 56-91.
Number of pages: 49 Posted: 29 Mar 2011 Last Revised: 13 Apr 2012
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, York University - Schulich School of Business and Laval University
Downloads 232 (105,786)
Citation 7

Abstract:

Disclosure, Securities Regulation, Listing Standards, Initial Public Offerings, Reverse Mergers

23.

Signaling in Equity Crowdfunding

Number of pages: 45 Posted: 04 Dec 2013 Last Revised: 22 Nov 2014
A.T. Kearney GmbH, York University - Schulich School of Business, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 941 (9,696)
Citation 2

Abstract:

Entrepreneurial Finance, (Equity) Crowdfunding, Micro Lending, Internet, Signaling

24.
Downloads 871 ( 20,471)
Citation 57

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, pp. 596-635, 2006
Number of pages: 41 Posted: 28 Nov 2003
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business
Downloads 871 (20,090)
Citation 57

Abstract:

venture capital, law and finance, bankruptcy

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, pp. 596-635, 2006
Posted: 26 Jul 2005 Last Revised: 10 Sep 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business

Abstract:

Venture capital, law and finance, bankruptcy

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, Issue 4, pp. 596-635, 2006
Posted: 29 Feb 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business

Abstract:

25.
Downloads 870 ( 20,518)
Citation 8

Institutional Investment in Listed Private Equity

Number of pages: 31 Posted: 24 Jan 2010 Last Revised: 06 Feb 2010
Douglas J. Cumming, Grant Fleming and Sofia Johan
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 764 (24,376)
Citation 8

Abstract:

Institutional investment, pension funds, listed private equity, Europe

Institutional Investment in Listed Private Equity

European Financial Management, Forthcoming
Number of pages: 30 Posted: 14 Dec 2010
Douglas J. Cumming, Grant Fleming and Sofia Johan
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 105 (210,664)
Citation 8

Abstract:

Institutional investment, pension funds, listed private equity

Institutional Investment in Listed Private Equity

European Financial Management, Vol. 17, Issue 3, pp. 594-618, 2011
Number of pages: 25 Posted: 31 May 2011
Douglas J. Cumming, Grant Fleming and Sofia Johan
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 1 (560,475)
Citation 8
  • Add to Cart

Abstract:

institutional investment, pension funds, listed private equity, G23, G24

Mutual Funds that Invest in Private Equity? an Analysis of Labour Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, pp. 445-487, 2007
Number of pages: 56 Posted: 13 Aug 2003 Last Revised: 10 Sep 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 866 (20,262)
Citation 19

Abstract:

Mutual Funds, Venture Capital, Government Sponsorship, Risk, Return, Fundraising

Mutual Funds that Invest in Private Equity? An Analysis of Labour-Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, pp. 445-487, 2007
Posted: 08 Aug 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

Abstract:

Mutual Funds, Venture Capital, Government Sponsorship, Risk, Return, Fundraising

Mutual Funds that Invest in Private Equity? An Analysis of Labour-Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, Issue 3, pp. 445-487, 2007
Posted: 16 Jun 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

Abstract:

Mutual funds, Venture capital, Government sponsorship, Risk, Return, Fundraising

27.
Downloads 840 ( 21,573)
Citation 27

Crowding Out Private Equity: Canadian Evidence

Journal of Business Venturing, Vol. 21, pp. 569-609, 2006
Number of pages: 48 Posted: 25 Sep 2002
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 840 (21,211)
Citation 27

Abstract:

Crowding Out Private Equity: Canadian Evidence

Journal of Business Venturing, 2005
Posted: 30 Mar 2005
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

Abstract:

Venture capital cycle, Government sponsorship, Tax, Crowding out

28.
Downloads 832 ( 21,867)
Citation 6

Capital Flows and Hedge Fund Regulation

3rd Annual Conference on Empirical Legal Studies Papers
Number of pages: 35 Posted: 16 Apr 2008 Last Revised: 21 Oct 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 597 (34,282)
Citation 6

Abstract:

Flow, Performance, Hedge Funds, Regulation, Law and Finance

Capital Flows and Hedge Fund Regulation

Journal of Empirical Legal Studies, 2009
Number of pages: 39 Posted: 31 Jul 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 235 (104,385)
Citation 6

Abstract:

Flow, Performance, Hedge Funds, Regulation, Law and Finance

29.
Downloads 826 ( 22,119)
Citation 21

Liquidity Risk and Venture Capital Finance

Financial Management, Vol. 34, pp. 77-105, 2005
Number of pages: 41 Posted: 01 Jun 2004 Last Revised: 22 Oct 2014
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and York University - Schulich School of Business
Downloads 809 (22,442)
Citation 21

Abstract:

Liquidity Risk and Venture Capital Finance

Financial Management, Vol. 34, No. 4, Winter 2005
Number of pages: 30 Posted: 10 Nov 2005
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and York University - Schulich School of Business
Downloads 17 (467,061)
Citation 21
  • Add to Cart

Abstract:

Private Equity, Venture Capital, Liquidity Risk

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Journal of Business Venturing, Vol. 22, No. 2, pp. 193-235, 2007
Number of pages: 56 Posted: 20 Sep 2005
Douglas J. Cumming
York University - Schulich School of Business
Downloads 780 (23,641)
Citation 12

Abstract:

Private Equity, Venture Capital, Government Public Policy, Entrepreneurship

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Journal of Business Venturing, Vol. 22, pp. 193-235, 2007
Posted: 10 Nov 2005 Last Revised: 28 Sep 2013
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Private Equity, Venture Capital, Government, Public Policy, Entrepreneurship

31.

Outside Entrepreneurial Capital

Economic Journal, Forthcoming
Number of pages: 39 Posted: 08 Feb 2005 Last Revised: 10 Sep 2008
Andy Cosh, Douglas J. Cumming and Alan Hughes
University of Cambridge - Judge Business School, York University - Schulich School of Business and University of Cambridge - Centre for Business Research (CBR)
Downloads 774 (20,044)
Citation 14

Abstract:

Entrepreneurial Finance, Capital Gaps, Pecking Order, Adverse Selection

32.
Downloads 763 ( 24,830)
Citation 3

Private Equity Benchmarks and Portfolio Optimization

Number of pages: 35 Posted: 05 Oct 2010
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 537 (39,488)
Citation 3

Abstract:

Benchmark, Risk Modeling, Private Equity, Venture Capital

Private Equity Benchmarks and Portfolio Optimization

Journal of Banking and Finance, Forthcoming
Number of pages: 43 Posted: 15 Apr 2013
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 226 (108,606)
Citation 3

Abstract:

Benchmark, Risk Modeling, Private Equity, Venture Capital

33.
Downloads 729 ( 26,469)
Citation 3

Hedge Fund Regulation and Misreported Returns

Number of pages: 33 Posted: 16 Apr 2008 Last Revised: 12 Jul 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 578 (35,785)
Citation 3

Abstract:

Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Forthcoming
Number of pages: 33 Posted: 28 Jul 2010 Last Revised: 04 Sep 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 150 (159,208)
Citation 3

Abstract:

Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Vol. 16, Issue 5, pp. 829-857, November 2010
Number of pages: 29 Posted: 26 Oct 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 1 (560,475)
Citation 3
  • Add to Cart

Abstract:

34.

The Structure, Governance and Performance of UK Venture Capital Trusts

Journal of Corporate Law Studies, Vol. 3, No. 2, pp. 191-217, 2003
Number of pages: 30 Posted: 07 May 2003
Douglas J. Cumming
York University - Schulich School of Business
Downloads 728 (25,483)
Citation 5

Abstract:

35.

United States Venture Capital Contracting: Foreign Securities

Advances in Financial Economics, Vol. 12, pp. 405-444, 2007
Number of pages: 41 Posted: 25 Oct 2001 Last Revised: 11 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 725 (25,817)
Citation 4

Abstract:

Venture Capital, Capital Structure, Financial Contracts, Regulation

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Number of pages: 31 Posted: 12 Sep 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 676 (28,951)
Citation 8

Abstract:

Socially Responsible Investment, International Institutional Investment, Private Equity

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Posted: 25 Oct 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business

Abstract:

Socially Responsible Investment; International Institutional Investment, Private Equity

37.
Downloads 672 ( 29,654)
Citation 12

Style Drift in Private Equity

Journal of Business Finance & Accounting, Forthcoming
Number of pages: 37 Posted: 30 Jun 2004 Last Revised: 05 Jan 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 669 (29,401)
Citation 12

Abstract:

Private Equity, Venture Capital, Style Drift

Style Drift in Private Equity

Journal of Business Finance & Accounting, Vol. 36, Issue 5-6, pp. 645-678, June/July 2009
Number of pages: 34 Posted: 13 Oct 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 3 (543,165)
Citation 12
  • Add to Cart

Abstract:

38.
Downloads 668 ( 29,939)
Citation 14

Boom, Bust and Litigation in Venture Capital Finance

Willamette Law Review, Vol. 40, No. 4, pp. 867-906
Number of pages: 29 Posted: 26 Oct 2004
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 668 (29,463)
Citation 14

Abstract:

Venture Capital Cycle, IPO, Litigation, Internet Bubble

Boom, Bust and Litigation in Venture Capital Finance

Willamette Law Review, Vol. 40, No. 4, pp. 867-906, 2004
Posted: 03 Nov 2004 Last Revised: 30 Jul 2014
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

Abstract:

Venture Capital Cycle, IPO, Litigation, Internet Bubble

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking & Finance, Vol. 31, pp. 3218-3250, 2007
Number of pages: 37 Posted: 08 Nov 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 662 (29,817)
Citation 21

Abstract:

Private Equity, Venture Capital, Law and Finance

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking and Finance, Vol. 31, pp. 3218-3250, 2007
Posted: 05 Jan 2007 Last Revised: 11 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

Abstract:

Private Equity, Law and Finance

40.
Downloads 658 ( 30,550)
Citation 14

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 41 Posted: 02 Feb 2010 Last Revised: 02 Mar 2010
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 430 (52,311)
Citation 14

Abstract:

Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Exchange Trading Rules and Stock Market Liquidity

Number of pages: 43 Posted: 14 Nov 2009
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 228 (107,681)
Citation 14

Abstract:

Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Demand Driven Securities Regulation: Evidence from Crowdfunding

Number of pages: 25 Posted: 22 Apr 2013 Last Revised: 02 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 335 (70,620)

Abstract:

Crowdfunding, Securities Regulation, Race to the Top, Race to the Bottom

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance 15, 361-379 (2013)
Number of pages: 36 Posted: 22 Jul 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 317 (75,252)

Abstract:

Crowdfunding, Securities Law, Race-to-the-Top, Race-to-the-Bottom

42.
Downloads 639 ( 31,774)
Citation 17

Global Market Surveillance

TILEC Discussion Paper No. 2008-002, American Law and Economics Review, Forthcoming
Number of pages: 45 Posted: 19 Jul 2006 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 639 (31,273)
Citation 17

Abstract:

Market Manipulation, Surveillance, Microstructure, Law and Finance

Global Market Surveillance

American Law and Economics Review, Vol. 10, Issue 2, pp. 454-506, 2008
Posted: 31 Dec 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business

Abstract:

G12, G14, G18, K22

43.

Venture Capitalist Value-Added Activities, Fundraising and Drawdowns

Journal of Banking and Finance, Vol. 29, pp. 295-331, 2005
Number of pages: 38 Posted: 04 Jan 2007
Grant Fleming, Douglas J. Cumming and Jo-Ann Suchard
Continuity Capital Partners, York University - Schulich School of Business and UNSW Australia Business School, School of Banking and Finance
Downloads 624 (28,572)
Citation 25

Abstract:

Venture Capital, Fundraising, Drawdowns, Value Added Activities, Returns, Compensation

44.
Downloads 619 ( 33,155)
Citation 1

Gender Diversity and Securities Fraud

Number of pages: 62 Posted: 02 Oct 2012 Last Revised: 21 Nov 2014
Douglas J. Cumming, Tak Yan Leung and Oliver M. Rui
York University - Schulich School of Business, City University of Hong Kong (CityUHK) - Department of Accountancy and China Europe International Business School (CEIBS)
Downloads 249 (98,248)
Citation 1

Abstract:

corporate governance, ethical sensitivity, fraud, gender diversity, risk aversion

Gender Diversity and Securities Fraud

Number of pages: 66 Posted: 24 Jul 2014
Douglas J. Cumming, T.Y. Leung and Oliver M. Rui
York University - Schulich School of Business, Hong Kong Shue Yan College and China Europe International Business School (CEIBS)
Downloads 219 (112,075)
Citation 1

Abstract:

corporate governance; ethical sensitivity; fraud; gender diversity; risk aversion

Gender Diversity and Securities Fraud

Academy of Management Journal, Forthcoming
Number of pages: 46 Posted: 11 Feb 2015 Last Revised: 13 Feb 2015
Douglas J. Cumming, Tak Yan Leung and Oliver M. Rui
York University - Schulich School of Business, City University of Hong Kong (CityUHK) - Department of Accountancy and China Europe International Business School (CEIBS)
Downloads 151 (158,295)
Citation 1

Abstract:

corporate governance, ethical sensitivity, fraud, gender diversity, risk aversion

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 10 Jul 2011 Last Revised: 24 Nov 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 288 (83,882)
Citation 2

Abstract:

Corporate fraud, CEO turnover, State ownership, Split Share Structure Reform, China

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 20 Mar 2012 Last Revised: 15 Jun 2016
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 182 (134,071)
Citation 2

Abstract:

Corporate fraud; CEO turnover; State ownership; Split Share Structure Reform; China

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 04 Feb 2014 Last Revised: 11 Nov 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 136 (172,724)
Citation 2

Abstract:

CEO turnover; corporate fraud; ownership; Split Share Structure Reform; China

Comparative Venture Capital Governance. Private versus Labour Sponsored Venture Capital Funds

CESifo Working Paper Series No. 853
Number of pages: 41 Posted: 03 Mar 2003
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business
Downloads 604 (33,703)
Citation 1

Abstract:

Venture Capital, Canada, Tax, Government, Crowding Out, Portfolio Size, Governance

Comparative Venture Capital Governance: Private Versus Labour Sponsored Venture Capital Funds

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 04 Nov 2009
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

Abstract:

Canadian Labour Sponsored Venture Capital Corporations, Limited liability partnerships (LLP), Canadian Venture Capital Association, Mutual funds, Organizational structures, Program evaluation, Public investments, Public policies, Venture capital, Venture capital, Business assistance programs, High technology industries

Private Equity Performance Under Extreme Regulation

Journal of Banking and Finance, Vol. 37, 2013
Number of pages: 50 Posted: 08 Mar 2011 Last Revised: 20 Nov 2014
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 334 (70,894)

Abstract:

Buyouts, Performance, Regulation, Governance, Law and Finance

Private Equity Performance Under Extreme Regulation

Journal of Banking and Finance, 2012, Forthcoming
Number of pages: 50 Posted: 13 May 2012
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 265 (91,951)

Abstract:

Private equity, Regulation, Performance, Law and finance

48.

Information Asymmetries, Agency Costs and Venture Capital Exit Outcomes

Venture Capital, An International Journal of Entrepreneurial Finance, Vol. 10, pp. 197-231, 2008
Number of pages: 45 Posted: 11 Sep 2008 Last Revised: 16 Oct 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 576 (26,294)
Citation 3

Abstract:

Venture Capital, Exits, Financial Contracts, IPOs, Acquisitions, Secondary Sales, Buybacks, Write-offs

49.
Downloads 568 ( 37,174)
Citation 24

Local Bias in Venture Capital Investments

Number of pages: 40 Posted: 02 Dec 2007 Last Revised: 15 Jul 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 392 (58,597)
Citation 24

Abstract:

Home bias, private equity

Local Bias in Venture Capital Investments

Journal of Empirical Finance, Forthcoming
Number of pages: 43 Posted: 06 Nov 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 176 (138,218)
Citation 24

Abstract:

home bias, venture capital

Fund Size, Limited Attention and Valuation of Venture Capital Backed Firms

EFA 2008 Athens Meetings Paper
Number of pages: 37 Posted: 05 Mar 2008 Last Revised: 30 Sep 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 384 (60,020)
Citation 10

Abstract:

Venture Capital; Fund Size; Limited Attention; Private Equity Valuation

Fund Size, Limited Attention, and Valuation of Venture Capital Backed Firms

Journal of Empirical Finance, Forthcoming
Number of pages: 37 Posted: 01 Oct 2010 Last Revised: 06 Oct 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 178 (136,775)
Citation 10

Abstract:

Venture Capital, Fund Size, Limited Attention, Private Equity Valuation

51.

Legality and Venture Governance Around the World

Journal of Business Venturing, Forthcoming
Number of pages: 38 Posted: 16 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming, Daniel Schmidt and Uwe Walz
York University - Schulich School of Business, University of Frankfurt, CEPRES Center of Private Equity Research and Goethe University Frankfurt - Institute of Economics
Downloads 551 (37,440)
Citation 42

Abstract:

Venture Capital, Corporate Governance, Syndication, Entrepreneurial Finance

52.

Pre-Seed Government Venture Capital Funds

Journal of International Entrepreneurship, 2008
Number of pages: 32 Posted: 20 Nov 2007 Last Revised: 29 Sep 2013
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 501 (39,443)
Citation 2

Abstract:

Venture Capital, Government, Public Policy, Entrepreneurship

53.

International Private Equity Valuation and Disclosure

Northwestern Journal of International Law and Business, 2009
Number of pages: 35 Posted: 16 Apr 2009
Douglas J. Cumming, Andrej Gill and Uwe Walz
York University - Schulich School of Business, Goethe University Frankfurt - Faculty of Economics and Business Administration and Goethe University Frankfurt - Institute of Economics
Downloads 500 (42,625)
Citation 2

Abstract:

Private Equity, Valuation, Disclosure, Returns, Regulation, Law and Finance

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, pp. 535-574, 2006
Number of pages: 40 Posted: 04 Jan 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 453 (49,060)
Citation 8

Abstract:

Empirical Contracts, Private Equity, Law and Finance

Is it the Law or the Lawyers? Investment Covenants around the World

European Financial Management, Vol. 12, No. 4, pp. 535-574, September 2006
Number of pages: 40 Posted: 11 Aug 2006
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 27 (411,304)
Citation 8
  • Add to Cart

Abstract:

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol, 12, pp. 553-574, 2006
Posted: 26 Oct 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

Abstract:

Empirical Contracts, Private Equity, Law and Finance

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Emerging Markets Review, Forthcoming
Number of pages: 42 Posted: 14 May 2011 Last Revised: 24 Jun 2013
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 273 (89,073)

Abstract:

Auditor, earnings management, fraud, integrity, ethics, China

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Emerging Markets Review, Forthcoming
Number of pages: 41 Posted: 01 Jan 2013
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 183 (133,390)

Abstract:

Integrity, auditor, earnings management, fraud, China, MAO

56.
Downloads 455 ( 49,329)
Citation 13

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, No. 1, pp. 3-43, 2007 , TILEC Discussion Paper No. 2005-003
Number of pages: 41 Posted: 04 Jan 2005
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 455 (48,770)
Citation 13

Abstract:

Venture Capital, Monitoring, Advice

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, pp. 3-43, 2007
Posted: 23 Oct 2006 Last Revised: 15 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

Abstract:

Venture Capital, Conflict, Advice

57.

Preplanned Exit Strategies in Venture Capital

European Economic Review 52 (2008) 1209¿1241,
Number of pages: 37 Posted: 26 Jul 2006 Last Revised: 13 Oct 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 444 (44,287)
Citation 17

Abstract:

Preplanned Exit, Contracts, Governance, Control Rights, Bargaining Power, Law and Finance

58.

Hedge Fund Forum Shopping

University of Pennsylvania Journal of Business and Employment Law, Vol. 10, No. 4, pp. 783-831, 2008
Number of pages: 32 Posted: 21 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 437 (49,469)
Citation 5

Abstract:

Hedge Funds, Forum Shopping, Regulation, Law and Finance

59.

Financial Intermediaries, Ownership Structure and the Provision of Venture Capital to Smes: Evidence from Japan

Small Business Economics, Vol. 31, pp. 59-92, 2008
Number of pages: 46 Posted: 19 Jul 2005 Last Revised: 11 Sep 2008
Douglas J. Cumming, Armin Schwienbacher and Grant Fleming
York University - Schulich School of Business, SKEMA Business School and Continuity Capital Partners
Downloads 430 (48,665)
Citation 3

Abstract:

Financial Intermediation, Ownership Structure, Private Equity

60.

Diversification in the Hedge Fund Industry

Journal of Corporate Finance, Vol. 18, 2012
Number of pages: 43 Posted: 09 Jun 2010 Last Revised: 24 Nov 2014
Hany A. Shawky, Na Dai and Douglas J. Cumming
State University of New York at Albany - School of Business and Center for Institutional Investment Management, State University of New York at Albany - School of Business & Center for Institutional Investment Management and York University - Schulich School of Business
Downloads 421 (50,571)
Citation 1

Abstract:

61.

Is Venture Capital in Crisis?

World Financial Review (July-August), 69-72.
Number of pages: 15 Posted: 12 Jun 2012 Last Revised: 22 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 405 (36,573)
Citation 2

Abstract:

Venture Capital, Financial Crisis

Tranching in the Syndicated Loan Market around the World

Number of pages: 48 Posted: 06 Jan 2010 Last Revised: 09 Jun 2015
York University - Schulich School of Business, SKEMA Business School, Tilburg University - School of Law; European Banking Center (EBC) and SKEMA Business School
Downloads 310 (77,140)

Abstract:

Loan, Debt finance, Tranche, Law and finance

Tranching in the Syndicated Loan Market around the World

Number of pages: 48 Posted: 13 Feb 2011 Last Revised: 09 Jun 2015
York University - Schulich School of Business, SKEMA Business School, Tilburg University - School of Law; European Banking Center (EBC) and SKEMA Business School
Downloads 77 (258,359)

Abstract:

Loan, Debt finance, Tranche, Law and finance

Due Diligence and Investee Performance

Number of pages: 72 Posted: 22 Mar 2013 Last Revised: 01 Jan 2016
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 223 (110,056)

Abstract:

Due Diligence, Governance, Performance, Private Equity

Due Diligence and Investee Performance

European Financial Management, Forthcoming
Number of pages: 68 Posted: 01 Jun 2016
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 133 (175,844)

Abstract:

Due Diligence, Governance, Performance, Private Equity

64.

Review Essay: Public Policy and the Creation of Active Venture Capital Markets and Some Comments on 'Boulevard of Broken Dreams: Why Public Efforts to Boost Entrepreneurship and Venture Capital Have Failed – and What to Do About It,' by Josh Lerner

Venture Capital: An International Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 30 Posted: 05 Sep 2010
Douglas J. Cumming
York University - Schulich School of Business
Downloads 346 (60,216)
Citation 2

Abstract:

Public Policy, Venture Capital

65.

Firm Size, Institutional Quality and the Impact of Securities Regulation

Number of pages: 43 Posted: 17 Mar 2010 Last Revised: 21 Nov 2014
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
Downloads 346 (62,187)

Abstract:

Securities regulation, law and finance, access to finance, capital issuance

66.
Downloads 345 ( 68,815)
Citation 30

Corporate Relocation in Venture Capital Finance

Entrepreneurship Theory & Practice, forthcoming EFA 2005 Moscow Meetings
Number of pages: 40 Posted: 10 Mar 2005 Last Revised: 18 Jan 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 344 (68,429)
Citation 30

Abstract:

International Venture Capital, Entrepreneurship, International Corporate Relocation

Corporate Relocation in Venture Capital Finance

Entrepreneurship Theory and Practice, Vol. 33, Issue 5, pp. 1121-1155, September 2009
Number of pages: 35 Posted: 08 Oct 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 1 (560,475)
Citation 30
  • Add to Cart

Abstract:

Do Markets Anticipate Capital Structure Decisions? Feedback Effects in Equity Liquidity

Journal of Corporate Finance, Forthcoming
Number of pages: 54 Posted: 18 Apr 2013
WHU - Otto Beisheim School of Management, York University - Schulich School of Business, WHU - Otto Beisheim School of Management and Concordia University
Downloads 238 (103,009)

Abstract:

Capital Structure, Liquidity, Information Asymmetry, Signalling

Do Markets Anticipate Capital Structure Decisions? Feedback Effects in Equity Liquidity

Journal of Corporate Finance, Forthcoming
Number of pages: 51 Posted: 27 Jun 2011 Last Revised: 24 Nov 2014
WHU - Otto Beisheim School of Management, York University - Schulich School of Business, WHU - Otto Beisheim School of Management and Concordia University
Downloads 105 (210,664)

Abstract:

Capital Structure, Leverage, Liquidity, Information Asymmetry, Signalling

68.
Downloads 325 ( 73,677)
Citation 2

Entrepreneurial Litigation and Venture Capital Finance

International Conference of the French Finance Association (AFFI), May 2011
Number of pages: 33 Posted: 18 Mar 2011 Last Revised: 16 Feb 2012
Douglas J. Cumming, Bruce Haslem and April M. Knill
York University - Schulich School of Business, Southern Utah University - Department of Economics and Finance and Florida State University College of Business
Downloads 257 (95,398)
Citation 2

Abstract:

Litigation, Venture Capital, Underpricing

Entrepreneurial Litigation and Venture Capital Finance

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 50 Posted: 21 Feb 2016
Douglas J. Cumming, Bruce Haslem and April M. Knill
York University - Schulich School of Business, Southern Utah University - Department of Economics and Finance and Florida State University College of Business
Downloads 68 (277,881)
Citation 2

Abstract:

Litigation, venture capital

Selection Effects, Corporate Law and Firm Value

Finance Letters, Vol. 3, No. 3, pp. 7-18, 2005, U Toronto, Legal Studies Research Paper No. 03-03
Number of pages: 19 Posted: 22 Jun 2003
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 320 (74,464)

Abstract:

Reincorporation, Corporate Law, Firm Value, Heckman Selection Model

Selection Effects, Corporate Law and Firm Value

Finance Letters, Vol. 3, No. 3, 2005
Posted: 21 Oct 2005
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

Abstract:

Reincorporation, Corporate law, Firm value, Selection model

70.

Trade Size, High Frequency Trading, and Co-Location Around the World

European Journal of Finance, Forthcoming
Number of pages: 37 Posted: 07 Nov 2012 Last Revised: 20 Nov 2014
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 305 (71,668)

Abstract:

Trade size, High frequency trading, Co-location, International market microstructure

71.

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Vol. 99, No. 3, 2011
Number of pages: 41 Posted: 16 Jan 2009 Last Revised: 22 Nov 2014
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 304 (74,707)
Citation 14

Abstract:

Market Manipulation, Insider Trading, Broker Agency Conduct, Law and Finance

72.

International Entrepreneurship: Managerial and Policy Implications

Strategic Entrepreneurship Journal, 2009
Number of pages: 35 Posted: 24 Oct 2009
York University - Schulich School of Business, University of Minnesota - Twin Cities - Carlson School of Management, University at Albany, SUNY and Nottingham University Business School
Downloads 303 (70,679)
Citation 6

Abstract:

international entrepreneurship, signalling, dissonance theory, resource-based view, social networks, organization learning

Exchange Trading Rules, Surveillance, and Insider Trading

Number of pages: 52 Posted: 07 Jul 2012 Last Revised: 29 Oct 2013
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 293 (82,240)
Citation 1

Abstract:

Insider trading, Surveillance, Exchange Trading Rules, Law and Finance

Exchange Trading Rules, Surveillance and Insider Trading

Number of pages: 36 Posted: 11 Jun 2012
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 7 (522,967)
Citation 1

Abstract:

Insider trading, Surveillance, Exchange Trading Rules, Law and Finance

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 39 Posted: 19 Oct 2005 Last Revised: 13 Oct 2013
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 295 (81,611)

Abstract:

Internet, Investment, Regional Development, Government Program

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Vol. 34, No. 5, pp. 857-883, September 2010
Number of pages: 28 Posted: 07 Sep 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 2 (550,532)
  • Add to Cart

Abstract:

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Vol. 34, Issue 5, pp. 857-883, 2010
Number of pages: 28 Posted: 01 Jun 2016
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 0
  • Add to Cart

Abstract:

75.

The Fast Track IPO – Success Factors for Taking Firms Public with SPACs

Journal of Banking and Finance, Forthcoming
Number of pages: 51 Posted: 11 Sep 2012 Last Revised: 06 Jul 2014
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 282 (68,089)

Abstract:

Alternative Asset, Reverse Merger, Shell Company, Special Purpose Acquisition Company (SPAC)

76.

The Valuation Effect of Listing Standards: An Analysis of Venture Capital-Backed IPOs

CIRANO - Scientific Publications 2010-01
Number of pages: 42 Posted: 07 Aug 2009 Last Revised: 12 Apr 2012
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, York University - Schulich School of Business and Laval University
Downloads 272 (85,392)

Abstract:

Securities regulation, Valuation, Initial Public Offerings, Venture capital, Listing Standards

77.

Corporate Venture Capital Contracts

Journal of Alternative Investments, pp. 40-53, Winter 2006
Number of pages: 24 Posted: 23 Nov 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 272 (79,602)
Citation 2

Abstract:

Corporate Venture Capital, Financial Contracting

Venture's Economic Impact in Australia

Number of pages: 42 Posted: 29 Dec 2012 Last Revised: 29 Jul 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 217 (113,108)

Abstract:

Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

Venture's Economic Impact in Australia

Journal of Technology Transfer, Forthcoming
Number of pages: 41 Posted: 16 Nov 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 53 (316,033)

Abstract:

Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

Disclosure, Venture Capital and Entrepreneurial Spawning

Number of pages: 48 Posted: 17 Mar 2010 Last Revised: 05 Jan 2011
Douglas J. Cumming and April M. Knill
York University - Schulich School of Business and Florida State University College of Business
Downloads 173 (140,401)
Citation 3

Abstract:

Venture capital, Spawning, Disclosure, Securities regulation

Disclosure, Venture Capital and Entrepreneurial Spawning

Journal of International Business Studies, Forthcoming
Number of pages: 40 Posted: 06 Mar 2012
Douglas J. Cumming and April M. Knill
York University - Schulich School of Business and Florida State University College of Business
Downloads 90 (234,267)
Citation 3

Abstract:

Venture capital, Spawning, Disclosure, Securities regulation

Disclosure, Venture Capital and Entrepreneurial Spawning

Journal of International Business Studies, Vol. 43, Issue 6, pp. 563-590, 2012
Number of pages: 28 Posted: 09 Aug 2012
Douglas J. Cumming and April M. Knill
York University - Schulich School of Business and Florida State University College of Business
Downloads 1 (560,475)
Citation 3
  • Add to Cart

Abstract:

80.
Downloads 263 ( 93,157)
Citation 6

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, No. 4, pp. 369-398, 2006
Number of pages: 30 Posted: 07 Feb 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 263 (92,668)
Citation 6

Abstract:

Venture capital, private equity, home bias

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, pp. 369-398, 2006
Posted: 07 Nov 2006
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

Abstract:

home bias, private equity

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Number of pages: 36 Posted: 20 Nov 2010 Last Revised: 03 Jun 2012
Douglas J. Cumming, Na Dai, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, State University of New York at Albany - School of Business & Center for Institutional Investment Management, Lancaster University - Management School and Concordia University
Downloads 178 (136,775)

Abstract:

Performance Persistence, Law and Finance, Hedge Funds

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Journal of Corporate Finance, Forthcoming
Number of pages: 36 Posted: 12 Jun 2012
Douglas J. Cumming, Na Dai, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, State University of New York at Albany - School of Business & Center for Institutional Investment Management, Lancaster University - Management School and Concordia University
Downloads 81 (250,572)

Abstract:

Performance Persistence, Law and Finance, Hedge Funds

Public Economics Gone Wild: Lessons from Venture Capital

Number of pages: 16 Posted: 29 Dec 2012 Last Revised: 08 May 2013
Douglas J. Cumming
York University - Schulich School of Business
Downloads 135 (173,774)

Abstract:

Venture capital, Public Policy, Government sponsorship, Tax, Crowding out

Public Economics Gone Wild: Lessons from Venture Capital

International Review of Financial Analysis, Forthcoming
Number of pages: 36 Posted: 07 Nov 2013
Douglas J. Cumming
York University - Schulich School of Business
Downloads 123 (187,119)

Abstract:

Venture capital; Public Policy; Government sponsorship; Tax; Crowding out

83.

Exchanges and Their Investors: A New Look at Reporting Issues, Fraud, and Other Problems by Exchange

Number of pages: 39 Posted: 15 Jan 2012
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 254 (87,022)

Abstract:

Corporate fraud; Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

84.

Harmonized Regulatory Standards, International Distribution of Investment Funds and the Recent Financial Crisis

European Journal of Finance, 18(3-4), 261-292 (2012).
Number of pages: 47 Posted: 27 Oct 2009 Last Revised: 24 Nov 2014
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 250 (93,519)

Abstract:

Mutual funds industry, International distribution, UCITS, Law and finance

85.

Does the External Monitoring Effect of Financial Analysts Deter Corporate Fraud in China?

Journal of Business Ethics, Forthcoming
Number of pages: 39 Posted: 29 Jun 2011 Last Revised: 16 Mar 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 246 (88,037)
Citation 3

Abstract:

fraud triangle; corporate fraud; agency problem; analyst coverage; China

The Rationales Underlying Reincorporation and Implications for Canadian Corporations

International Review of Law and Economics, Vol. 22, No. 3, pp. 277-330, 2002
Number of pages: 64 Posted: 09 Apr 2000
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business
Downloads 239 (102,589)
Citation 9

Abstract:

Reincorporation, Corporate law, Event study, Canada

The Rationales Underlying Reincorporation and Implications for Canadian Corporations

International Review of Law and Economics, Vol. 22, No. 3, pp. 277-330, 2002
Posted: 16 Oct 2001
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

Abstract:

Reincorporation, Corporate Law, Event Study, Canada

87.
Downloads 235 (104,833)
Citation 20

Venture Capital Investment Duration

Journal of Small Business Management, Forthcoming
Number of pages: 41 Posted: 12 Dec 2008 Last Revised: 20 Jan 2009
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 234 (104,821)
Citation 20

Abstract:

Venture Capital, Duration, Exits, Initial Public Offerings, Write-offs, Public Policy

Venture Capital Investment Duration

Journal of Small Business Management, Vol. 48, Issue 2, pp. 228-257, January 2010
Number of pages: 30 Posted: 29 Mar 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 1 (560,475)
Citation 20
  • Add to Cart

Abstract:

The Role of Interjurisdictional Competition in Shaping Canadian Corporate Law

International Review of Law and Economics, Vol. 20, No. 2, pp. 141-186, 2000
Number of pages: 58 Posted: 11 Sep 1996
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 215 (114,173)
Citation 12

Abstract:

The Role of Interjurisdictional Competition in Shaping Canadian Corporate Law

International Review of Law and Economics, Vol. 20, No. 2, Pp. 141-186, August 2000
Posted: 31 Aug 2000
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

Abstract:

89.

Trade Size, High Frequency Trading, and Co-Location Around the World

European Journal of Finance, Forthcoming
Number of pages: 37 Posted: 31 Mar 2014
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 210 (85,392)

Abstract:

Trade size, High frequency trading, Colocation, International market microstructure

90.

Review Essay: Global Venture Capital Transactions

Venture Capital: An International Journal of Entrepreneurial Finance, Vol. 7, pp. 185-201, 2005
Number of pages: 20 Posted: 12 Apr 2005 Last Revised: 11 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 205 (114,579)
Citation 1

Abstract:

International Venture Capital, Financial Contracting

91.

The IPO as an Exit Strategy for Venture Capitalists: Regional Lessons from Canada with International Comparisons

Handbook of Research on IPOs, Mario Levis and Silvio Vismara, eds., Edgar Elgar, 2012.
Number of pages: 45 Posted: 30 Dec 2012
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 204 (100,824)

Abstract:

Venture Capital, IPO

92.

Legal Protection, Corruption and Private Equity Returns in Asia

Journal of Business Ethics, Forthcoming
Number of pages: 36 Posted: 01 Apr 2011
Douglas J. Cumming, Grant Fleming, Sofia Johan and Mai Takeuchi
York University - Schulich School of Business, Continuity Capital Partners, York University - Schulich School of Business and Wilshire Private Markets
Downloads 203 (83,669)
Citation 2

Abstract:

Corruption, Law and Finance, Buyouts, Returns

A New Look at Reporting Fraud: By Exchange

TILEC Discussion Paper No. 2011-050
Number of pages: 39 Posted: 25 Nov 2011
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 147 (162,018)

Abstract:

Corporate fraud, Exchange listing standards, Securities commissions, NYSE

A New Look at Reporting Fraud: By Exchange

Number of pages: 38 Posted: 27 Oct 2011
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 52 (318,968)

Abstract:

Corporate Fraud, Exchange Listing Standards, Securities Commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

Run-Up of Acquirer's Stock in Public and Private Acquisitions

Number of pages: 47 Posted: 24 Jan 2010 Last Revised: 18 Mar 2010
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 141 (167,803)

Abstract:

Acquisitions, Insider Trading

Run-Up of Acquirer's Stock in Public and Private Acquisitions

Corporate Governance: An International Review, Forthcoming
Number of pages: 63 Posted: 02 Nov 2010
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 53 (316,033)

Abstract:

Acquisitions, Private Equity, Insider Trading

Run-Up of Acquirer's Stock in Public and Private Acquisitions

Corporate Governance: An International Review, Vol. 19, Issue 3, pp. 210-239, 2011
Number of pages: 30 Posted: 10 May 2011
Douglas J. Cumming and Daniel Li
York University - Schulich School of Business and affiliation not provided to SSRN
Downloads 3 (543,165)
  • Add to Cart

Abstract:

Corporate Governance, Acquisitions, Private Equity, Insider Trading

95.

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance, 15, 361-379 (2013).
Number of pages: 36 Posted: 20 Sep 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 194 (89,876)

Abstract:

crowd-funding, securities law, race-to-the-top, race-to-the-bottom

96.

Barbarians, Demons and Hagetaka: A Financial History of Leveraged Buyouts in Asia 1980-2010

Number of pages: 36 Posted: 21 Feb 2012
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
Downloads 188 (115,119)

Abstract:

Leveraged buyouts, Finance, History of markets, Asia

The Role of Agents in Private Entrepreneurial Finance

Number of pages: 61 Posted: 04 Dec 2010 Last Revised: 12 Mar 2013
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
Downloads 120 (190,737)

Abstract:

Private financing, Agent, Information asymmetry, Certification, Networking

The Role of Agents in Private Entrepreneurial Finance

International Conference of the French Finance Association (AFFI), May 11-13, 2011
Number of pages: 61 Posted: 10 May 2011 Last Revised: 03 Nov 2012
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
Downloads 64 (287,262)

Abstract:

Private financing, Agent, Information asymmetry, Certification, Networking

98.

Public Policy, Entrepreneurship, and Venture Capital in the United States

Journal of Corporate Finance, Vol. 23, 2013
Number of pages: 43 Posted: 07 Aug 2009 Last Revised: 21 Nov 2014
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 180 (121,705)
Citation 1

Abstract:

Entrepreneurial Finance, Venture Capital, Public Policy, Tax, Labor Law, Bankruptcy, SBIR

99.

Valuation of Restricted Shares by Conflicting Shareholders in the Split Share Structure Reform

European Journal of Finance, Forthcoming
Number of pages: 42 Posted: 02 Dec 2008 Last Revised: 23 Jan 2012
Douglas J. Cumming and Wenxuan Hou
York University - Schulich School of Business and University of Edinburgh - Business School
Downloads 180 (124,021)
Citation 1

Abstract:

restricted share, state ownership, bargaining power, Split Share Structure Reform, China consideration

100.

Misinforming the Public About Public Policy Towards Venture Capital

Venture Capital: An International Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 4 Posted: 09 Nov 2010
Douglas J. Cumming
York University - Schulich School of Business
Downloads 173 (132,792)

Abstract:

Venture Capital, Public Policy

101.

Why Do Entrepreneurs Switch Venture Capitalists?

22nd Australasian Finance and Banking Conference 2009
Number of pages: 43 Posted: 26 Jun 2009 Last Revised: 18 Mar 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 170 (137,575)
Citation 1

Abstract:

Venture Capital, Switching

102.

Same Rules, Different Enforcement: Market Abuse in Europe

TILEC Discussion Paper No. 2014-019
Number of pages: 53 Posted: 22 Feb 2014 Last Revised: 07 Jun 2016
Douglas J. Cumming, Alexander Peter Groh and Sofia Johan
York University - Schulich School of Business, EMLYON Research Centre for Entrepreneurial FinanceEMLYON Business School and York University - Schulich School of Business
Downloads 169 (90,939)

Abstract:

Securities Regulation, Enforcement, Law and Finance

103.
Downloads 163 (148,050)

Do Banks or VCs Spur Small Firm Growth?

Number of pages: 36 Posted: 01 Nov 2014
Rebel A. Cole, Douglas J. Cumming and Dan Li
College of Business--Florida Atlantic University, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 96 (224,344)

Abstract:

Banks, Venture Capital, Growth, Entrepreneurship

Do Banks or VCs Spur Small Firm Growth?

Journal of International Financial Markets, Institutions and Money 41, 60-72, March 2016
Number of pages: 37 Posted: 31 Oct 2015 Last Revised: 02 Sep 2016
Rebel A. Cole, Douglas J. Cumming and Dan Li
College of Business--Florida Atlantic University, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 67 (280,215)

Abstract:

Banks, Venture Capital, Growth, Entrepreneurship

104.

Legality and Venture Capital Governance Around the World

Journal of Business Venturing, Vol. 25, No. 1, pp. 54-72, 2010
Number of pages: 40 Posted: 18 May 2010
Douglas J. Cumming, Daniel Schmidt and Uwe Walz
York University - Schulich School of Business, University of Frankfurt, CEPRES Center of Private Equity Research and Goethe University Frankfurt - Institute of Economics
Downloads 162 (130,101)
Citation 69

Abstract:

Venture Capital, Corporate Governance, Syndication, Entrepreneurial Finance

Do International Investors Enhance Private Firm Value? Evidence from Venture Capital

Journal of International Business Studies, Forthcoming
Number of pages: 89 Posted: 29 Oct 2015
Douglas J. Cumming, April M. Knill and Kelsey Lynne Syvrud
York University - Schulich School of Business, Florida State University College of Business and Florida State University
Downloads 161 (149,763)

Abstract:

Venture capital, International syndication, IPO, Acquisition, Valuation

Do International Investors Enhance Private Firm Value? Evidence from Venture Capital

Journal of International Business Studies, Vol. 47, Issue 3, 2016
Number of pages: 27 Posted: 11 Mar 2016
Douglas J. Cumming, April M. Knill and Kelsey Lynne Syvrud
York University - Schulich School of Business, Florida State University College of Business and Florida State University
Downloads 0
  • Add to Cart

Abstract:

venture capital, syndicates, initial public offerings (IPOs), international acquisitions, stock market valuation

106.

Public Policy, Entrepreneurship, and Venture Capital in the United States

Journal of Corporate Finance, Forthcoming
Number of pages: 43 Posted: 05 Sep 2013
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 157 (136,201)

Abstract:

Entrepreneurial Finance, Venture Capital, Public Policy, Tax, Labor Law, Bankruptcy, SBIR

Settlement Disputes: Evidence from a Legal Practice Perspective

European Journal of Law and Economics, Vol. 11, No. 3, pp. 249-280, 2001
Number of pages: 44 Posted: 10 Apr 2000
Douglas J. Cumming
York University - Schulich School of Business
Downloads 153 (156,493)

Abstract:

Settlement disputes, Litigation, Multitask principal-agent

Settlement Disputes: Evidence from a Legal Practice Perspective

European Journal of Law and Economics, Vol. 11, No. 3, Pp. 249-280, May 2001
Posted: 17 Mar 2001
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

Settlement disputes, Litigation, Multitask principal-agent

Political Instability, Access to Private Debt, and Innovation Investment in China

Number of pages: 32 Posted: 19 Jul 2015
Douglas J. Cumming, Oliver M. Rui and Yiping Wu
York University - Schulich School of Business, China Europe International Business School (CEIBS) and Shanghai University of Finance and Economics
Downloads 112 (200,880)

Abstract:

Political Instability, Private Debt, Innovation, China

Political Instability, Access to Private Debt, and Innovation Investment in China

Emerging Markets Review, Forthcoming
Number of pages: 32 Posted: 21 Aug 2016
Douglas J. Cumming, Oliver M. Rui and Yiping Wu
York University - Schulich School of Business, China Europe International Business School (CEIBS) and Shanghai University of Finance and Economics
Downloads 40 (357,439)

Abstract:

Political Instability; Private Debt; Innovation; China

Exchange Trading Rules, Governance, and Trading Location of Cross-Listed Stocks

Number of pages: 50 Posted: 07 May 2013 Last Revised: 02 Jul 2014
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 108 (206,354)
Citation 2

Abstract:

trading rules, governance, cross-listing, law and finance

Exchange Trading Rules, Governance, and Trading Location of Cross-Listed Stocks

European Journal of Finance, Forthcoming
Number of pages: 50 Posted: 07 Aug 2015
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 40 (357,439)
Citation 2

Abstract:

Exchange Trading rules, Cross-listing, Law and finance

110.

Tranching in the Syndicated Loan Market Around the World

Number of pages: 48 Posted: 12 May 2011 Last Revised: 09 Jun 2015
York University - Schulich School of Business, SKEMA Business School, Tilburg University - School of Law; European Banking Center (EBC) and SKEMA Business School
Downloads 138 (113,519)

Abstract:

Loan, Debt finance, Tranche, Law and finance

111.

Governmental Venture Capital for Innovative Young Firms

Journal of Technology Transfer, Forthcoming
Number of pages: 19 Posted: 26 Jul 2014 Last Revised: 20 Nov 2014
Massimo G. Colombo, Douglas J. Cumming and Silvio Vismara
Politecnico di Milano, York University - Schulich School of Business and University of Bergamo
Downloads 136 (100,413)

Abstract:

VC, GVC, intervention, entrepreneurial finance, IPOs

112.

Taking China Private: The Carlyle Group, Leveraged Buyouts and Financial Capitalism in Greater China

Number of pages: 44 Posted: 28 Aug 2014
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
Downloads 134 (113,519)

Abstract:

Financial intermediaries, China, Taiwan, leveraged buyouts, private equity, business history, financial history, Carlyle Group, public-to-privates, financial capitalism

113.

Media Coverage and Foreign Share Discount Puzzle in China

European Journal of Finance, Forthcoming
Number of pages: 32 Posted: 25 Jun 2012 Last Revised: 20 Dec 2012
Douglas J. Cumming, Robert Dixon, Wenxuan Hou and Edward Lee
York University - Schulich School of Business, Durham Business School, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 134 (159,949)

Abstract:

media coverage, foreign share discount, China

114.

Corporate Defaults, Workouts and the Rise of the Distressed Asset Investment Industry

Forthcoming Business History Review
Number of pages: 54 Posted: 13 Sep 2012 Last Revised: 22 May 2015
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
Downloads 131 (158,980)

Abstract:

Corporate Defaults, Workouts, Distressed Asset Investment Industry

The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks

SWIFT Institute Working Paper No. 2014-002
Number of pages: 42 Posted: 21 May 2015
Douglas J. Cumming, Armin Schwienbacher and Feng Zhan
York University - Schulich School of Business, SKEMA Business School and John Carroll University - Boler School of Business
Downloads 44 (343,766)

Abstract:

Mutual Funds, Outsourcing, Advisors, Administrators, Transfer Agents, Custodians

The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks

Number of pages: 40 Posted: 02 May 2015
Douglas J. Cumming, Armin Schwienbacher and Feng Zhan
York University - Schulich School of Business, SKEMA Business School and John Carroll University - Boler School of Business
Downloads 42 (350,422)

Abstract:

Mutual Funds, Outsourcing, Advisors, Administrators, Transfer Agents, Custodians

The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 42 Posted: 18 May 2015
Douglas J. Cumming, Armin Schwienbacher and Feng Zhan
York University - Schulich School of Business, SKEMA Business School and John Carroll University - Boler School of Business
Downloads 40 (357,439)

Abstract:

Mutual Funds, Outsourcing, Advisors, Administrators, Transfer Agents, Custodians

116.

The Value of Home-Country Governance for Cross-Listed Stocks

European Journal of Finance, Forthcoming
Number of pages: 42 Posted: 01 Nov 2010 Last Revised: 30 Jul 2014
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 122 (187,553)
Citation 1

Abstract:

cross-listing, governance, law and finance

117.

Cross-Border LBOs

Journal of Banking and Finance, Forthcoming
Number of pages: 41 Posted: 27 Aug 2014
Jerry Cao, Douglas J. Cumming, Meijun Qian and Xiaoming Wang
Independent, York University - Schulich School of Business, Australian National University (ANU) - College of Business and Economics and Shanghai University of Finance and Economics
Downloads 110 (158,980)

Abstract:

LBOs, Creditor rights, Private Equity, Cross border, Club deal, Law and Finance

118.

Publicly Funded Business Advisory Services and Entrepreneurial Outcomes

Research Policy, Vol. 41, 2012
Number of pages: 38 Posted: 08 Oct 2009 Last Revised: 20 Nov 2014
Douglas J. Cumming and Eileen Fischer
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 108 (188,756)
Citation 2

Abstract:

Entrepreneurship, Business Advisory Services, Alliances, Angel Equity Finance, Patents, Public Policy

119.

Measuring the Effect of Bankruptcy Laws on Entrepreneurship Across Countries

Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 8 Posted: 10 Dec 2011
Douglas J. Cumming
York University - Schulich School of Business
Downloads 107 (180,745)
Citation 1

Abstract:

Bankruptcy Law, Entrepreneurship

Legality and the Spread of Voluntary Investor Protection

Number of pages: 42 Posted: 24 Jan 2012 Last Revised: 13 Jun 2012
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 48 (331,120)

Abstract:

Mutual funds, Investor protection, International distribution, Law and finance

Legality and the Spread of Voluntary Investor Protection

Revue Finance, Forthcoming
Number of pages: 43 Posted: 19 Jan 2013
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 35 (376,078)

Abstract:

mutual funds, disclosure, international distribution, law and finance

Legality and the Spread of Voluntary Investor Protection

29th International Conference of the French Finance Association (AFFI) 2012
Number of pages: 41 Posted: 19 Sep 2012
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 22 (438,433)

Abstract:

Mutual funds, disclosure, international distribution, law and finance

121.
Downloads 104 (210,983)
Citation 2

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 37 Posted: 10 Dec 2011
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 104 (212,087)
Citation 2

Abstract:

Venture Capital, Entrepreneurship, Switching

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Entrepreneurship Theory and Practice, Vol. 37, Issue 5, pp. 999-1017, 2013
Number of pages: 19 Posted: 11 Sep 2013
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and State University of New York at Albany - School of Business & Center for Institutional Investment Management
Downloads 0
Citation 2
  • Add to Cart

Abstract:

122.

Listing Standards and Fraud

Managerial and Decision Economics, Forthcoming
Number of pages: 47 Posted: 31 Mar 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 103 (174,268)
Citation 1

Abstract:

Corporate fraud, Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, PinkSheets

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Number of pages: 29 Posted: 25 Jul 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 60 (297,087)

Abstract:

Video Surveillance, Retail Stores

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Eurasian Business Review, Forthcoming
Number of pages: 32 Posted: 31 May 2015
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 39 (361,047)

Abstract:

Video Surveillance, Retail Entrepreneurs, Information Asymmetry, Search Costs

124.

'Cleantech' Venture Capital Around the World

Number of pages: 41 Posted: 10 Sep 2013 Last Revised: 10 Dec 2013
Douglas J. Cumming, Irene Henriques and Perry Sadorsky
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 98 (156,298)
Citation 19

Abstract:

venture capital, cleantech, governance, law and finance, uncertainty avoidance

125.

Are Hedge Funds Registered in Delaware Different?

Number of pages: 46 Posted: 16 May 2013 Last Revised: 02 Dec 2014
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, State University of New York at Albany - School of Business & Center for Institutional Investment Management and York University - Schulich School of Business
Downloads 97 (184,092)

Abstract:

Hedge Funds, Delaware, Law and Finance

126.

Governmental and Independent Venture Capital Investments in Europe: A Firm-Level Performance Analysis

Journal of Corporate Finance, 42, pp. 439-459 (2017).
Number of pages: 54 Posted: 17 Jul 2013 Last Revised: 11 Mar 2017
Douglas J. Cumming, Luca Grilli and Samuele Murtinu
York University - Schulich School of Business, Politecnico di Milano and University of Groningen
Downloads 95 (155,415)

Abstract:

independent venture capital; governmental venture capital; syndication; exit performance; public-private partnership

127.

Commentary: ‘Bankruptcy Laws and Entrepreneur Friendliness’ and ‘How Do Bankruptcy Laws Affect Entrepreneurship Development Around the World?’

Number of pages: 8 Posted: 12 Jul 2010 Last Revised: 14 Jul 2010
Douglas J. Cumming
York University - Schulich School of Business
Downloads 91 (221,324)

Abstract:

128.

Phasing Out an Inefficient Venture Capital Tax Credit

Journal of Industry, Competition and Trade, Forthcoming
Number of pages: 35 Posted: 14 May 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 90 (203,956)
Citation 2

Abstract:

Entrepreneurship, Venture Capital, Tax Policy, Canada

129.

Phasing Out an Inefficient Tax Credit

Number of pages: 28 Posted: 01 Nov 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 90 (221,324)
Citation 1

Abstract:

Canadian Tax Policy, Entrepreneurship, Venture Capital

130.

Do Markets Anticipate Changes in Risk after Major Corporate Events? Evidence from SEOs

Paris December 2014 Finance Meeting EUROFIDAI - AFFI Paper
Number of pages: 37 Posted: 09 Apr 2013 Last Revised: 26 Sep 2014
Douglas J. Cumming, Lutz Johanning, Umut Ordu and Denis Schweizer
York University - Schulich School of Business, WHU - Otto Beisheim School of Management, WHU - Otto Beisheim School of Management and Concordia University
Downloads 89 (206,718)

Abstract:

Option-implied information, seasoned equity offering, straddle, volatility trading strategy

131.

Debt Securities in Private Firms: Types, Institutions and Performance in 25 Countries

Number of pages: 39 Posted: 29 Sep 2011 Last Revised: 24 Jan 2012
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
Downloads 83 (213,885)

Abstract:

Private debt, Contracts, Performance, Law and finance

132.

Financial Market Misconduct and Agency Conflicts: A Synthesis and Future Directions

Journal of Corporate Finance, Forthcoming
Number of pages: 37 Posted: 19 Jul 2015
Douglas J. Cumming, Bob Dannhauser and Sofia Johan
York University - Schulich School of Business, CFA Institute and York University - Schulich School of Business
Downloads 81 (142,616)

Abstract:

Financial Market Misconduct, Fraud, Insider trading, Regulation, Enforcement, Law and Finance

133.

Political Capital, Political Environment and Bank Lending: An Investigation of Chinese Private Entrepreneurial Firms

Number of pages: 46 Posted: 02 May 2014
Yiping Wu, Oliver M. Rui and Douglas J. Cumming
Shanghai University of Finance and Economics, China Europe International Business School (CEIBS) and York University - Schulich School of Business
Downloads 81 (182,983)

Abstract:

Political Capital; Political Capital Inequality; Political Instability; Bank Lending; China

Firm Size and the Impact of Securities Regulation

Journal of Comparative Economics, Forthcoming
Number of pages: 44 Posted: 10 Jun 2015
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
Downloads 46 (337,307)

Abstract:

Securities regulation, law and finance, access to finance, capital issuance

Firm Size and the Impact of Securities Regulation

Number of pages: 43 Posted: 22 Nov 2014
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
Downloads 37 (368,448)

Abstract:

Securities regulation, law and finance, access to finance, capital issuance

Firm Size and the Impact of Securities Regulation

Posted: 17 Mar 0010 Last Revised: 21 Nov 2014
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)

Abstract:

Securities regulation, law and finance, access to finance, capital issuance

Entrepreneurial Spawning: Experience, Education, and Exit

Financial Review, (2016) Forthcoming
Number of pages: 31 Posted: 10 Mar 2016
Douglas J. Cumming, Uwe Walz and Jochen Christian Werth
York University - Schulich School of Business, Goethe University Frankfurt - Institute of Economics and Goethe University Frankfurt
Downloads 81 (250,572)

Abstract:

Venture governance, entrepreneurship, entrepreneurial spawning, angel finance, venture capital, exit

Entrepreneurial Spawning: Experience, Education, and Exit

Financial Review, Vol. 51, Issue 4, pp. 507-525, 2016
Number of pages: 19 Posted: 17 Oct 2016
Douglas J. Cumming, Uwe Walz and Jochen Christian Werth
York University - Schulich School of Business, Goethe University Frankfurt - Institute of Economics and Goethe University Frankfurt
Downloads 0
  • Add to Cart

Abstract:

Venture governance, entrepreneurship, entrepreneurial spawning, angel finance, venture capital, exit

136.

Technology Parks and Entrepreneurial Outcomes around the World

International Journal of Managerial Finance, Forthcoming
Number of pages: 25 Posted: 22 Feb 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 79 (212,462)

Abstract:

technology parks, entrepreneurship, new firm creation, growth, entrepreneurial finance

137.

Dodd-Franking the Hedge Funds

Number of pages: 37 Posted: 20 Nov 2014 Last Revised: 10 May 2016
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, State University of New York at Albany - School of Business & Center for Institutional Investment Management and York University - Schulich School of Business
Downloads 77 (150,429)

Abstract:

Hedge Funds, Dodd-Frank, Law and Finance

138.

Entrepreneurial Spawning: Experience, Education, and the Role of Venture Capital

Number of pages: 31 Posted: 03 Oct 2014 Last Revised: 22 Jan 2015
Douglas J. Cumming, Uwe Walz and Jochen Christian Werth
York University - Schulich School of Business, Goethe University Frankfurt - Institute of Economics and Goethe University Frankfurt
Downloads 76 (163,626)

Abstract:

entrepreneurship, entrepreneurial spawning, angel finance, venture capital, exit

139.

Do International Investors Enhance Private Firm Value?

Number of pages: 52 Posted: 03 Jun 2014
Douglas J. Cumming, April M. Knill and Kelsey Lynne Syvrud
York University - Schulich School of Business, Florida State University College of Business and Florida State University
Downloads 76 (184,092)
Citation 1

Abstract:

Venture Capital, Syndication, Acquisition, Portfolio Company, Deal Value, Proceeds

140.

Do Voluntary Investor Protection Mechanisms Spread to High or Low Quality Legal Regimes?

Number of pages: 40 Posted: 06 Apr 2011
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 75 (252,110)

Abstract:

Mutual funds, Investor protection, International distribution, Law & finance

141.

Do Stock Exchange Trading Rules Influence the Trading Location of Cross-Listed Stocks?

Number of pages: 47 Posted: 14 Mar 2011 Last Revised: 24 May 2013
Douglas J. Cumming and Eliza Wu
York University - Schulich School of Business and The University of Sydney - Business School
Downloads 68 (274,778)
Citation 2

Abstract:

trading rules, governance, cross-listing, law and finance

142.

Strategic Distortions in Analyst Target Prices in the Presence of Short-Term Institutional Investors

Number of pages: 52 Posted: 18 Mar 2015
City University London - Sir John Cass Business School, York University - Schulich School of Business, Lancaster University - Management School, The University of Manchester - Alliance Manchester Business School and University of Manchester - Manchester Business School
Downloads 66 (143,414)

Abstract:

Target prices; Earnings forecasts; Strategic distortions; Short-term investors

143.

Exchange Trading Rules, Surveillance, and Suspected Insider Trading

Journal of Corporate Finance, Forthcoming
Number of pages: 53 Posted: 12 Jun 2015
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 64 (199,999)

Abstract:

Insider trading, Surveillance, Exchange Trading Rules, Law and Finance

144.

The Value of Home-Country Governance for Cross-Listed Stocks

European Journal of Finance, Forthcoming
Number of pages: 43 Posted: 30 Mar 2014
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 60 (253,964)

Abstract:

governance, cross-listing, firm value

145.

Are Crowdfunding Platforms Active and Effective Intermediaries?

Number of pages: 46 Posted: 09 Dec 2016
Douglas J. Cumming and Yelin Zhang
York University - Schulich School of Business and York University, Schulich School of Business, Students
Downloads 56 (303,313)

Abstract:

crowdfunding, entrepreneurship, intermediaries

146.

Publicly Funded Business Advisory Services and Entrepreneurial Outcomes

Research Policy, Forthcoming
Number of pages: 38 Posted: 13 Sep 2011
Douglas J. Cumming and Eileen Fischer
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 55 (279,232)
Citation 2

Abstract:

Entrepreneurship, Business Advisory Services, Alliances, Angel Finance, Patents, Public Policy

147.

Venture Capital and Material Weaknesses in Internal Control

Number of pages: 46 Posted: 08 Aug 2015 Last Revised: 17 Mar 2017
York University - Schulich School of Business, Lancaster University - Management School, University of Tennessee, Haslam College of Business, Accounting and Information Management and University of Exeter Business School
Downloads 49 (107,196)

Abstract:

Venture Capital, Initial Public Offerings, Corporate Governance, Material Weaknesses in Internal Control, Sarbanes-Oxley Act (SOX)

148.

Open Business Models and Venture Capital Finance

Industrial and Corporate Change, Forthcoming
Number of pages: 39 Posted: 10 Dec 2014 Last Revised: 26 Jan 2016
Politecnico di Milano, York University - Schulich School of Business, Institute of Innovation & Entrepreneurship, School of Business, Economics and Law, University of Gothenburg, Polytechnic University of Milan - Department of Management, Economics and Industrial Engineering and Ecole Polytechnique Fédérale de Lausanne - Management of Technology and Entrepreneurship Institute (MTEI)
Downloads 43 (201,327)

Abstract:

Open Business Model, Entrepreneurial Venture, Open Source Software, Venture Capital

149.

Publicly Funded Business Advisory Services and Entrepreneurial Internationalization

International Small Business Journal, Forthcoming
Number of pages: 38 Posted: 05 May 2014
Douglas J. Cumming, Eileen Fischer and Theodore Peridis
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 41 (311,286)
Citation 2

Abstract:

Internationalization, Public Advisory Hubs, Entrepreneurship

The Role of Agents in Private Entrepreneurial Finance

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 51 Posted: 11 Mar 2013
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
Downloads 40 (357,439)

Abstract:

Private entrepreneurial financings, Information asymmetry, Agent, Agent Capability

The Role of Agents in Private Entrepreneurial Finance

Entrepreneurship Theory and Practice, Vol. 39, Issue 2, pp. 345-374, 2015
Number of pages: 30 Posted: 05 Mar 2015
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
Downloads 0
  • Add to Cart

Abstract:

151.

Government Venture Capital and Cross-Border Investment

Posted: 11 Aug 2015 Last Revised: 07 Oct 2016
Brian Paul Cozzarin, Douglas J. Cumming and Arash Soleimani Dahaj
University of Waterloo, York University - Schulich School of Business and University of Waterloo

Abstract:

Venture Capital, Government, Cross-border, Crowding out, Crowding in

152.

Ambiguity in Option Markets — Evidence from SEOs

Number of pages: 39 Posted: 13 Jun 2015
Douglas J. Cumming, Lutz Johanning, Umut Ordu and Denis Schweizer
York University - Schulich School of Business, WHU - Otto Beisheim School of Management, WHU - Otto Beisheim School of Management and Concordia University
Downloads 26 (311,286)

Abstract:

Ambiguity, option-implied information, information tangibility, seasoned equity offerings (SEOs), straddle, volatility trading strategy

153.

Private Debt: Volatility, Credit Risk, and Returns

Asian Finance Association (AsianFA) 2016 Conference, 29th Australasian Finance and Banking Conference 2016
Number of pages: 42 Posted: 22 May 2015 Last Revised: 20 Aug 2016
Douglas J. Cumming, Grant Fleming and Zhangxin Frank Liu
York University - Schulich School of Business, Continuity Capital Partners and The University of Western Australia Business School
Downloads 23 (126,967)

Abstract:

Private debt, performance, trading strategies, excess returns, credit risk, liquidity, volatility

154.

Run-Up of Acquirer’s Stock in Public and Private Acquisitions

Corporate Governance: An International Review, 19(3), 210-239 (2011).
Number of pages: 54 Posted: 22 Jun 2010 Last Revised: 22 Nov 2014
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 16 (424,642)

Abstract:

Corporate Governance, Acquisitions, Private Equity, Insider Trading

155.

Effects of Heterogeneity on Measuring Efficiency Scores: The Case of China's Banking Sector

in Experiences and Challenges in the Development of the Chinese Capital Market, edited by Douglas Cumming, Alessandra Guariglia, Wenxuan Hou, Edward Lee Palgrave Macmillan, 2015
Number of pages: 27 Posted: 28 Apr 2015
University of Aberdeen - Business School, York University - Schulich School of Business, University of Birmingham - Department of Economics, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 11 (434,919)

Abstract:

Cost efficiency; Stochastic frontier analysis; Heterogeneity; Chinese banking

156.

High Frequency Trading and End-of-Day Manipulation

Number of pages: 34 Posted: 16 Jul 2012
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 11 (480,950)

Abstract:

High frequency trading, End-of-day Manipulation, Trading Rules, Surveillance, Law and Finance

157.

The Value of Capital Market Regulation: IPOs Versus Reverse Mergers

Journal of Empirical Legal Studies, Vol. 9, Issue 1, pp. 56-91, 2012
Number of pages: 36 Posted: 16 Feb 2012
Cécile Carpentier, Douglas J. Cumming and Jean‐Marc Suret
Laval University, York University - Schulich School of Business and affiliation not provided to SSRN
Downloads 2 (523,882)
Citation 7
  • Add to Cart

Abstract:

158.

Outside Enterpreneurial Capital

The Economic Journal, Vol. 119, Issue 540, pp. 1494-1533, October 2009
Number of pages: 40 Posted: 08 Oct 2009
Andy Cosh, Douglas J. Cumming and Alan Hughes
University of Cambridge - Judge Business School, York University - Schulich School of Business and University of Cambridge - Centre for Business Research (CBR)
Downloads 2 (523,882)
Citation 1
  • Add to Cart

Abstract:

159.

Law, Finance, and the International Mobility of Corporate Governance

Journal of International Business Studies, Forthcoming, Robert H. Smith School Research Paper No. RHS 2905710
Number of pages: 44 Posted: 27 Jan 2017 Last Revised: 12 Mar 2017
York University - Schulich School of Business, City University London - Sir John Cass Business School, Florida State University College of Business, National University of Singapore and University of Maryland - Robert H. Smith School of Business
Downloads 0 (224,430)

Abstract:

Law and Finance, Corporate Governance, Mobility, Foreign Investors, Directors, Political Connections

160.

Marketplace Lending of SMEs

Number of pages: 39 Posted: 09 Jan 2017
Douglas J. Cumming and Lars Hornuf
York University - Schulich School of Business and University of Trier
Downloads 0 (255,921)

Abstract:

Debt Crowdfunding, Entrepreneurial Finance, Internet

161.

Does Overseas Experience of CEOs Determine the Listing Location of Chinese Entrepreneurial Firms?

Number of pages: 37 Posted: 14 Dec 2016
Douglas J. Cumming, Tinghua Duan, Wenxuan Hou and Bill Rees
York University - Schulich School of Business, University of Edinburgh - Business School, University of Edinburgh - Business School and The University of Edinburgh Business School
Downloads 0 (419,537)

Abstract:

CEO, Returnee, Foreign IPOs, Entrepreneurial Firms

162.

The Rise of Right Wing Populism and Its Effect on HRM

Number of pages: 17 Posted: 06 Dec 2016
Douglas J. Cumming, Geoffrey Wood and Shaker A. Zahra
York University - Schulich School of Business, University of Warwick - Warwick Business School and University of Minnesota - Twin Cities - Carlson School of Management
Downloads 0 (144,908)

Abstract:

Right Wing Populism, Trump, Brexit, Human Resource Management, International Business, Entrepreneurship

163.

State Ownership and Corporate Innovation Efficiency

Number of pages: 57 Posted: 12 Nov 2016
Xiaping Cao, Douglas J. Cumming, Sili Zhou and Lu Zhou
Zhongshan University - Lingnan College, Sun Yat-Sen University, China, York University - Schulich School of Business, Singapore Management University - Lee Kong Chian School of Business and Nanyang Technological University (NTU)
Downloads 0 (232,497)

Abstract:

State ownership, Innovative efficiency, Financial constraints

164.

New Investor Categories, Agility and HRM: The Case of Sovereign Wealth Funds

Human Resource Management Review, Forthcoming
Number of pages: 51 Posted: 07 Nov 2016 Last Revised: 10 Nov 2016
York University - Schulich School of Business, University of Warwick - Warwick Business School, City University London - Sir John Cass Business School and University of Warwick - Warwick Business School
Downloads 0 (331,433)

Abstract:

Sovereign Wealth Funds, Employees, Pensions, Corporate Governance, Macroeconomic Stability, Institutions, Comparative HRM

165.

A Drop in an Empty Pond: Canadian Public Policy towards Venture Capital

Journal of Industrial and Business Economics, Forthcoming
Number of pages: 26 Posted: 07 Nov 2016
Douglas J. Cumming, Sofia Johan and Jeffrey G. MacIntosh
York University - Schulich School of Business, York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 0 (334,494)

Abstract:

Venture Capital, Government Programs, Public Policy