Douglas J. Cumming

York University - Schulich School of Business

Professor and Ontario Research Chair

4700 Keele Street

Toronto, Ontario M3J 1P3

Canada

http://booksite.elsevier.com/9780124095373/

SCHOLARLY PAPERS

195

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97,130

CITATIONS
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SSRN RANKINGS

Top 248

in Total Papers Citations

1,468

Scholarly Papers (195)

1.
Downloads 3,564 ( 2,201)
Citation 2

Signaling in Equity Crowdfunding

Number of pages: 49 Posted: 15 Oct 2012 Last Revised: 05 Oct 2014
A.T. Kearney GmbH, York University - Schulich School of Business, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 3,248 (2,537)
Citation 2

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Entrepreneurial Finance, (Equity) Crowdfunding, Micro Lending, Internet, Signaling

Signaling in Equity Crowdfunding

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 45 Posted: 14 Feb 2015
A.T. Kearney GmbH, York University - Schulich School of Business, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 315 (82,573)
Citation 2

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Equity Crowdfunding, Entrepreneurial Finance, Entrepreneurship, Signaling

Signaling in Equity Crowdfunding

Entrepreneurship Theory and Practice, Vol. 39, Issue 4, pp. 955-980, 2015
Number of pages: 26 Posted: 06 Jul 2015
A.T. Kearney GmbH, York University - Schulich School of Business, WHU - Otto Beisheim School of Management and Concordia University
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Citation 2
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2.
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Citation 74

Private Equity Returns and Disclosure Around the World

EFA 2004 Maastricht, EEA 2004 Madrid, EFM 2005 Madrid, Journal of International Business Studies, forthcoming 2009
Number of pages: 43 Posted: 05 Mar 2004 Last Revised: 08 Sep 2016
Douglas J. Cumming and Uwe Walz
York University - Schulich School of Business and Goethe University Frankfurt - Institute of Economics
Downloads 3,002 (2,934)
Citation 71

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International Financial Reporting, Private Equity and Portfolio Diversification, Venture Capital

Private Equity Returns and Disclosure Around the World

Journal of International Business Studies, 2009, EFA 2004 MAASTRICHT, European Economic Association (EEA), 2004
Number of pages: 43 Posted: 06 Apr 2009 Last Revised: 15 Apr 2009
Douglas J. Cumming and Uwe Walz
York University - Schulich School of Business and Goethe University Frankfurt - Institute of Economics
Downloads 519 (45,031)
Citation 71

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International Financial Reporting, Private Equity and Portfolio Diversification, Venture Capital

3.
Downloads 3,173 ( 2,716)
Citation 124

Contracts and Exits in Venture Capital Finance

AFA 2003 Washington, DC Meetings, The Review of Financial Studies, Vol. 21, Issue 5, pp. 1947-1982, 2008
Number of pages: 39 Posted: 22 Mar 2002 Last Revised: 13 Oct 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 3,173 (2,647)
Citation 124

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Venture Capital, Financial Contracting, Exit, IPO, Acquisition

Contracts and Exits in Venture Capital Finance

The Review of Financial Studies, Vol. 21, Issue 5, pp. 1947-1982, 2008
Posted: 19 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business

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G24, G32, G33, G34

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Journal of Banking and Finance, Vol. 27, No. 3, pp. 511-548, 2003
Number of pages: 47 Posted: 09 May 2001
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 3,036 (2,879)
Citation 52

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Venture capital, Exit strategy, Regulation

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Journal of Banking and Finance, Vol. 27, No. 3, pp. 511-548, 2003
Posted: 17 Nov 2004
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

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Adverse Selection and Capital Structure: Evidence from Venture Capital

Entrepreneurship Theory and Practice, Vol. 30, pp. 155-184, 2006
Number of pages: 35 Posted: 14 Mar 2001 Last Revised: 10 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 2,793 (3,329)
Citation 20

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Financial contracting, capital structure, adverse selection, entrepreneurship, venture capital

Adverse Selection and Capital Structure: Evidence from Venture Capital

Entrepreneurship Theory and Practice, Vol. 30, pp. 155-184, 2006
Posted: 09 Jun 2005 Last Revised: 10 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business

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Capital structure, adverse selection, venture capital, syndication

6.

Private Equity, Leveraged Buyouts and Governance

Journal of Corporate Finance, Vol. 13, pp. 439-460
Number of pages: 43 Posted: 02 May 2007 Last Revised: 10 Sep 2008
Douglas J. Cumming, Mike Wright and Donald S. Siegel
York University - Schulich School of Business, Nottingham University Business School and University at Albany, SUNY
Downloads 2,470 (3,442)
Citation 52

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management buyouts, private equity, total factor productivity, financial and real returns, corporate governance

7.
Downloads 2,394 ( 4,418)
Citation 100

Capital Structure in Venture Finance

Journal of Corporate Finance, Vol. 11, pp. 550-585, 2005
Number of pages: 38 Posted: 31 Mar 2000
Douglas J. Cumming
York University - Schulich School of Business
Downloads 2,394 (4,326)
Citation 100

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Venture capital, capital structure, financial contracting

Capital Structure in Venture Finance

Journal of Corporate Finance, Forthcoming
Posted: 13 May 2004
Douglas J. Cumming
York University - Schulich School of Business

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Venture Capital, Capital Structure, Financial Contracting

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Journal of Business, Vol. 79, pp. 1083-1126, 2006
Number of pages: 47 Posted: 05 Nov 2001
Douglas J. Cumming
York University - Schulich School of Business
Downloads 2,167 (5,133)
Citation 56

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Venture Capital Portfolio, Returns to Scale, Entrepreneurship

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Journal of Business, Vol. 79, pp. 1083-1126
Posted: 08 May 2004 Last Revised: 11 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business

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Venture capital portfolio, returns to scale, entrepreneurship

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 09 Nov 2009
Douglas J. Cumming
York University - Schulich School of Business

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Business conditions, Business assistance programs, Private financing, Corporate ventures, Venture capital, Firm financing, Venture capital portfolios, Firm characteristics

Strategic Asset Allocation and the Role of Alternative Investments

Number of pages: 43 Posted: 20 Mar 2008 Last Revised: 14 May 2011
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 1,685 (7,906)

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Alternative Investments, Asset Allocation, Asset Backed Securities, Buy Out, Commodities, Hedge Fund, Higher Moments, Private Equity, REITs, Venture Capital

Strategic Asset Allocation and the Role of Alternative Investments

European Financial Management, Forthcoming
Number of pages: 40 Posted: 29 May 2012
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 148 (174,024)

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alternative investments, higher moments, strategic asset allocation

Strategic Asset Allocation and the Role of Alternative Investments

European Financial Management, Vol. 20, Issue 3, pp. 521-547, 2014
Number of pages: 27 Posted: 18 Jun 2014
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
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alternative investments, higher moments, strategic asset allocation

10.

Venture Capital Exits in Canada and the United States

University of Toronto Law Journal, Vol. 53, pp. 101-200, 2003
Number of pages: 109 Posted: 24 Oct 2002
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business
Downloads 1,796 (6,141)
Citation 56

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11.
Downloads 1,694 ( 7,992)
Citation 41

Bankruptcy Law and Entrepreneurship

ECGI - Law Working Paper No. 105/2008, American Law and Economics Review, Forthcoming, University of Cambridge Centre for Business Research Working Paper No. 300
Number of pages: 41 Posted: 27 Jul 2005 Last Revised: 10 Sep 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business
Downloads 1,613 (8,464)
Citation 41

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Personal Bankruptcy Law, Entrepreneurship

Bankruptcy Law and Entrepreneurship

American Law and Economics Review, Vol. 10, Issue 2, pp. 303-350, 2008
Number of pages: 46 Posted: 31 Dec 2008 Last Revised: 31 Oct 2012
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business
Downloads 81 (270,047)
Citation 41

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K35, M13

12.

A Law and Finance Analysis of Hedge Funds

Financial Management, Forthcoming
Number of pages: 54 Posted: 21 Feb 2007 Last Revised: 10 Nov 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 1,556 (8,837)
Citation 8

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Hedge Funds, Regulation, Law and Finance

13.
Downloads 1,500 ( 9,711)
Citation 134

Legality and Venture Capital Exits

Journal of Corporate Finance, Vol. 12, pp. 214-245, 2006
Number of pages: 38 Posted: 28 Oct 2002 Last Revised: 10 Sep 2008
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and York University - Schulich School of Business
Downloads 1,500 (9,531)
Citation 134

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Venture Capital, Exits, IPO, Acquisition, Law and Finance

Legality and Venture Capital Exits

Journal of Corporate Finance, Vol. 12, pp. 214-245, 2006
Posted: 30 Dec 2004 Last Revised: 10 Sep 2008
Armin Schwienbacher, Grant Fleming and Douglas J. Cumming
SKEMA Business School, Continuity Capital Partners and York University - Schulich School of Business

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Venture capital, exits, IPO, acquisition, law and finance

Legality and Venture Capital Exits

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 09 Nov 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School

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Legal systems, Stock markets, Law, Financing, Venture capital, Exit strategies, Initial public offerings (IPO)

14.

Crowdfunding Models: Keep-It-All vs. All-Or-Nothing

Number of pages: 41 Posted: 11 Jun 2014 Last Revised: 13 Jan 2017
Douglas J. Cumming, Gaël Leboeuf and Armin Schwienbacher
York University - Schulich School of Business, Univ. Lille, SKEMA Business School, EA4112 - LSMRC and SKEMA Business School
Downloads 1,491 (3,774)

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Crowdfunding, Internet, Signaling

15.
Downloads 1,482 ( 9,923)
Citation 4

Creditor Rights and LBOs

5th Annual Conference on Empirical Legal Studies Paper
Number of pages: 39 Posted: 23 Jan 2008 Last Revised: 17 Oct 2014
Jerry Cao, Douglas J. Cumming, Meijun Qian and Xiaoming Wang
Independent, York University - Schulich School of Business, Australian National University (ANU) - College of Business and Economics and affiliation not provided to SSRN
Downloads 802 (25,094)
Citation 4

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LBOs, Creditor rights, Private Equity, Cross border, Club deal, Law and Finance

The Impact of Investor Protection Law on Takeovers: The Case of Leveraged Buyouts

Number of pages: 38 Posted: 05 Mar 2008 Last Revised: 22 Oct 2014
Jerry Cao, Douglas J. Cumming, Jeremy Goh, Meijun Qian and Xiaoming Wang
Independent, York University - Schulich School of Business, Singapore Management University - Lee Kong Chian School of Business, Australian National University (ANU) - College of Business and Economics and Shanghai University of Finance and Economics
Downloads 680 (31,448)
Citation 4

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Private Equity, Leveraged Buyouts, Premium, M&A

16.

The Size of Venture Capital and Private Equity Fund Portfolios

Journal of Corporate Finance, Vol. 13, pp. 564-590, 2007
Number of pages: 55 Posted: 22 Nov 2006 Last Revised: 12 Nov 2013
Gennaro Bernile, Douglas J. Cumming and Evgeny Lyandres
University of Miami - School of Business Administration, York University - Schulich School of Business and Boston University
Downloads 1,480 (9,948)
Citation 11

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High Frequency Trading and End-of-Day Price Dislocation

Number of pages: 52 Posted: 12 Sep 2012 Last Revised: 22 Nov 2013
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 1,235 (13,023)

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High frequency trading, End-of-day price dislocation, Manipulation, Trading rules, Surveillance, Law and finance

High Frequency Trading and End-of-Day Price Dislocation

Journal of Banking and Finance, Forthcoming
Number of pages: 52 Posted: 12 Jun 2015
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 179 (147,187)

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High frequency trading, Price dislocation, Manipulation

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Journal of Business Venturing, Vol. 20, pp. 573-622, 2005
Number of pages: 59 Posted: 14 Nov 2000
Douglas J. Cumming
York University - Schulich School of Business
Downloads 1,269 (12,478)
Citation 24

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Venture capital, capital structure, financial contracts, regulation

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Journal of Business Venturing, 2005
Posted: 03 Nov 2004
Douglas J. Cumming
York University - Schulich School of Business

Abstract:

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Venture Capital, Financial Contracts, Regulation

Agency Costs, Institutions, Learning, and Taxation in Venture Capital Contracting

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 10 Nov 2009
Douglas J. Cumming
York University - Schulich School of Business

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Ownership structures, Debt financing, Equity financing, Financing, Moral hazard problem, Startups, Venture capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review,Forthcoming
Number of pages: 41 Posted: 09 May 2013 Last Revised: 06 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 1,150 (14,591)

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Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Forthcoming
Number of pages: 41 Posted: 04 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and Odette School of Business - University of Windsor
Downloads 55 (334,226)

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Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Vol. 22, Issue 2, pp. 162-178, 2014
Number of pages: 17 Posted: 08 Mar 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
York University - Schulich School of Business, York University - Schulich School of Business and Odette School of Business - University of Windsor
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Corporate Governance, Law and Entrepreneurship, Unemployment, Patents, Venture Capital

20.

The Extent of Venture Capital Exits: Evidence from Canada and the United States

VENTURE CAPITAL CONTRACTING AND THE VALUATION OF HIGH TECHNOLOGY FIRMS, L.D.R. Renneboog and J. McCahery, eds., Chapter 15, Oxford University Press, 2004, U Toronto, Legal Studies Research Paper No. 01-03
Number of pages: 43 Posted: 18 Dec 2000
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 1,130 (14,433)
Citation 22

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Venture Capital, Exits, IPO, Acquisition, Secondary Sale, Buyback, Write-off

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Number of pages: 49 Posted: 11 Mar 2009 Last Revised: 01 Dec 2010
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, York University - Schulich School of Business and Laval University
Downloads 822 (24,189)
Citation 7

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Disclosure, Securities Regulation, Initial Public Offerings, Reverse Mergers, Listing Standards

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Journal of Empirical Legal Studies, 9 (1) 2012: 56-91.
Number of pages: 49 Posted: 29 Mar 2011 Last Revised: 13 Apr 2012
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, York University - Schulich School of Business and Laval University
Downloads 244 (108,948)
Citation 7

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Disclosure, Securities Regulation, Listing Standards, Initial Public Offerings, Reverse Mergers

22.
Downloads 1,061 ( 16,827)
Citation 6

Illegal Buyouts

Number of pages: 43 Posted: 16 Apr 2008 Last Revised: 18 Dec 2008
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 688 (30,944)
Citation 6

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Buyouts, Private Equity, Regulation, Governance, Law and Finance

Illegal Buyouts

Journal of Banking and Finance, Vol. 34, No. 2, pp. 441-456, 2010
Number of pages: 46 Posted: 10 Aug 2009 Last Revised: 19 Mar 2012
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 373 (67,754)
Citation 6

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Buyouts, Regulation, Governance, Law and finance

23.

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Number of pages: 20 Posted: 29 Dec 2017 Last Revised: 03 Feb 2018
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 1,010 (18,108)

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Securities Regulation, Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law And Finance

24.

Signaling in Equity Crowdfunding

Number of pages: 45 Posted: 04 Dec 2013 Last Revised: 22 Nov 2014
A.T. Kearney GmbH, York University - Schulich School of Business, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 941 (9,597)
Citation 2

Abstract:

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Entrepreneurial Finance, (Equity) Crowdfunding, Micro Lending, Internet, Signaling

25.
Downloads 903 ( 21,435)
Citation 8

Institutional Investment in Listed Private Equity

Number of pages: 31 Posted: 24 Jan 2010 Last Revised: 06 Feb 2010
Douglas J. Cumming, Grant Fleming and Sofia Johan
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 796 (25,345)
Citation 7

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Institutional investment, pension funds, listed private equity, Europe

Institutional Investment in Listed Private Equity

European Financial Management, Forthcoming
Number of pages: 30 Posted: 14 Dec 2010
Douglas J. Cumming, Grant Fleming and Sofia Johan
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 106 (225,875)
Citation 7

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Institutional investment, pension funds, listed private equity

Institutional Investment in Listed Private Equity

European Financial Management, Vol. 17, Issue 3, pp. 594-618, 2011
Number of pages: 25 Posted: 31 May 2011
Douglas J. Cumming, Grant Fleming and Sofia Johan
York University - Schulich School of Business, Continuity Capital Partners and York University - Schulich School of Business
Downloads 1 (598,834)
Citation 7
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institutional investment, pension funds, listed private equity, G23, G24

26.
Downloads 899 ( 21,579)
Citation 57

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, pp. 596-635, 2006
Number of pages: 41 Posted: 28 Nov 2003
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business
Downloads 899 (21,178)
Citation 57

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venture capital, law and finance, bankruptcy

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, pp. 596-635, 2006
Posted: 26 Jul 2005 Last Revised: 10 Sep 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business

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Venture capital, law and finance, bankruptcy

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, Issue 4, pp. 596-635, 2006
Posted: 29 Feb 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and York University - Schulich School of Business

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Mutual Funds that Invest in Private Equity? an Analysis of Labour Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, pp. 445-487, 2007
Number of pages: 56 Posted: 13 Aug 2003 Last Revised: 10 Sep 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 881 (21,837)
Citation 18

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Mutual Funds, Venture Capital, Government Sponsorship, Risk, Return, Fundraising

Mutual Funds that Invest in Private Equity? An Analysis of Labour-Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, pp. 445-487, 2007
Posted: 08 Aug 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

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Mutual Funds, Venture Capital, Government Sponsorship, Risk, Return, Fundraising

Mutual Funds that Invest in Private Equity? An Analysis of Labour-Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, Issue 3, pp. 445-487, 2007
Posted: 16 Jun 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

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Mutual funds, Venture capital, Government sponsorship, Risk, Return, Fundraising

28.
Downloads 859 ( 23,053)
Citation 26

Crowding Out Private Equity: Canadian Evidence

Journal of Business Venturing, Vol. 21, pp. 569-609, 2006
Number of pages: 48 Posted: 25 Sep 2002
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 859 (22,669)
Citation 26

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Crowding Out Private Equity: Canadian Evidence

Journal of Business Venturing, 2005
Posted: 30 Mar 2005
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

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Venture capital cycle, Government sponsorship, Tax, Crowding out

29.
Downloads 853 ( 23,273)
Citation 21

Liquidity Risk and Venture Capital Finance

Financial Management, Vol. 34, pp. 77-105, 2005
Number of pages: 41 Posted: 01 Jun 2004 Last Revised: 22 Oct 2014
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and York University - Schulich School of Business
Downloads 836 (23,583)
Citation 21

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Liquidity Risk and Venture Capital Finance

Financial Management, Vol. 34, No. 4, Winter 2005
Number of pages: 30 Posted: 10 Nov 2005
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and York University - Schulich School of Business
Downloads 17 (498,598)
Citation 21
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Private Equity, Venture Capital, Liquidity Risk

30.
Downloads 843 ( 23,677)
Citation 6

Capital Flows and Hedge Fund Regulation

3rd Annual Conference on Empirical Legal Studies Papers
Number of pages: 35 Posted: 16 Apr 2008 Last Revised: 21 Oct 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 601 (37,172)
Citation 6

Abstract:

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Flow, Performance, Hedge Funds, Regulation, Law and Finance

Capital Flows and Hedge Fund Regulation

Journal of Empirical Legal Studies, 2009
Number of pages: 39 Posted: 31 Jul 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 242 (109,842)
Citation 6

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Flow, Performance, Hedge Funds, Regulation, Law and Finance

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Journal of Business Venturing, Vol. 22, No. 2, pp. 193-235, 2007
Number of pages: 56 Posted: 20 Sep 2005
Douglas J. Cumming
York University - Schulich School of Business
Downloads 806 (24,891)
Citation 11

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Private Equity, Venture Capital, Government Public Policy, Entrepreneurship

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Journal of Business Venturing, Vol. 22, pp. 193-235, 2007
Posted: 10 Nov 2005 Last Revised: 28 Sep 2013
Douglas J. Cumming
York University - Schulich School of Business

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Private Equity, Venture Capital, Government, Public Policy, Entrepreneurship

32.
Downloads 792 ( 25,939)
Citation 3

Private Equity Benchmarks and Portfolio Optimization

Number of pages: 35 Posted: 05 Oct 2010
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 551 (41,701)
Citation 3

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Benchmark, Risk Modeling, Private Equity, Venture Capital

Private Equity Benchmarks and Portfolio Optimization

Journal of Banking and Finance, Forthcoming
Number of pages: 43 Posted: 15 Apr 2013
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 241 (110,317)
Citation 3

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Benchmark, Risk Modeling, Private Equity, Venture Capital

33.

Outside Entrepreneurial Capital

Economic Journal, Forthcoming
Number of pages: 39 Posted: 08 Feb 2005 Last Revised: 10 Sep 2008
Andy Cosh, Douglas J. Cumming and Alan Hughes
University of Cambridge - Judge Business School, York University - Schulich School of Business and University of Cambridge - Centre for Business Research (CBR)
Downloads 774 (21,240)
Citation 14

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Entrepreneurial Finance, Capital Gaps, Pecking Order, Adverse Selection

34.
Downloads 733 ( 28,880)
Citation 3

Hedge Fund Regulation and Misreported Returns

Number of pages: 33 Posted: 16 Apr 2008 Last Revised: 12 Jul 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 581 (38,839)
Citation 3

Abstract:

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Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Forthcoming
Number of pages: 33 Posted: 28 Jul 2010 Last Revised: 04 Sep 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 151 (171,149)
Citation 3

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Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Vol. 16, Issue 5, pp. 829-857, November 2010
Number of pages: 29 Posted: 26 Oct 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
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Citation 3
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35.

The Structure, Governance and Performance of UK Venture Capital Trusts

Journal of Corporate Law Studies, Vol. 3, No. 2, pp. 191-217, 2003
Number of pages: 30 Posted: 07 May 2003
Douglas J. Cumming
York University - Schulich School of Business
Downloads 728 (27,680)
Citation 5

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36.

United States Venture Capital Contracting: Foreign Securities

Advances in Financial Economics, Vol. 12, pp. 405-444, 2007
Number of pages: 41 Posted: 25 Oct 2001 Last Revised: 11 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 725 (27,898)
Citation 4

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Venture Capital, Capital Structure, Financial Contracts, Regulation

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance 15, 361-379 (2013)
Number of pages: 36 Posted: 22 Jul 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 379 (66,483)

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Crowdfunding, Securities Law, Race-to-the-Top, Race-to-the-Bottom

Demand Driven Securities Regulation: Evidence from Crowdfunding

Number of pages: 25 Posted: 22 Apr 2013 Last Revised: 02 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 339 (75,928)

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Crowdfunding, Securities Regulation, Race to the Top, Race to the Bottom

38.
Downloads 715 ( 29,886)
Citation 1

Gender Diversity and Securities Fraud

Number of pages: 62 Posted: 02 Oct 2012 Last Revised: 21 Nov 2014
Douglas J. Cumming, Tak Yan Leung and Oliver M. Rui
York University - Schulich School of Business, City University of Hong Kong (CityUHK) - Department of Accountancy and China Europe International Business School (CEIBS)
Downloads 287 (91,686)
Citation 1

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corporate governance, ethical sensitivity, fraud, gender diversity, risk aversion

Gender Diversity and Securities Fraud

Number of pages: 66 Posted: 24 Jul 2014
Douglas J. Cumming, T.Y. Leung and Oliver M. Rui
York University - Schulich School of Business, Hong Kong Shue Yan College and China Europe International Business School (CEIBS)
Downloads 239 (111,263)
Citation 1

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corporate governance; ethical sensitivity; fraud; gender diversity; risk aversion

Gender Diversity and Securities Fraud

Academy of Management Journal, Forthcoming
Number of pages: 46 Posted: 11 Feb 2015 Last Revised: 13 Feb 2015
Douglas J. Cumming, Tak Yan Leung and Oliver M. Rui
York University - Schulich School of Business, City University of Hong Kong (CityUHK) - Department of Accountancy and China Europe International Business School (CEIBS)
Downloads 189 (139,973)
Citation 1

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corporate governance, ethical sensitivity, fraud, gender diversity, risk aversion

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Number of pages: 31 Posted: 12 Sep 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 684 (31,178)
Citation 7

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Socially Responsible Investment, International Institutional Investment, Private Equity

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Posted: 25 Oct 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business

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Socially Responsible Investment; International Institutional Investment, Private Equity

40.
Downloads 682 ( 31,799)
Citation 14

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 41 Posted: 02 Feb 2010 Last Revised: 02 Mar 2010
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 442 (55,235)
Citation 14

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Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Exchange Trading Rules and Stock Market Liquidity

Number of pages: 43 Posted: 14 Nov 2009
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 240 (110,796)
Citation 14

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Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

41.
Downloads 681 ( 31,871)
Citation 12

Style Drift in Private Equity

Journal of Business Finance & Accounting, Forthcoming
Number of pages: 37 Posted: 30 Jun 2004 Last Revised: 05 Jan 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 678 (31,583)
Citation 12

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Private Equity, Venture Capital, Style Drift

Style Drift in Private Equity

Journal of Business Finance & Accounting, Vol. 36, Issue 5-6, pp. 645-678, June/July 2009
Number of pages: 34 Posted: 13 Oct 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 3 (579,119)
Citation 12
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42.
Downloads 680 ( 31,949)
Citation 14

Boom, Bust and Litigation in Venture Capital Finance

Willamette Law Review, Vol. 40, No. 4, pp. 867-906
Number of pages: 29 Posted: 26 Oct 2004
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 680 (31,448)
Citation 14

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Venture Capital Cycle, IPO, Litigation, Internet Bubble

Boom, Bust and Litigation in Venture Capital Finance

Willamette Law Review, Vol. 40, No. 4, pp. 867-906, 2004
Posted: 03 Nov 2004 Last Revised: 30 Jul 2014
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

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Venture Capital Cycle, IPO, Litigation, Internet Bubble

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking & Finance, Vol. 31, pp. 3218-3250, 2007
Number of pages: 37 Posted: 08 Nov 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 667 (32,327)
Citation 21

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Private Equity, Venture Capital, Law and Finance

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking and Finance, Vol. 31, pp. 3218-3250, 2007
Posted: 05 Jan 2007 Last Revised: 11 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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Private Equity, Law and Finance

44.
Downloads 653 ( 33,750)
Citation 17

Global Market Surveillance

TILEC Discussion Paper No. 2008-002, American Law and Economics Review, Forthcoming
Number of pages: 45 Posted: 19 Jul 2006 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 653 (33,247)
Citation 17

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Market Manipulation, Surveillance, Microstructure, Law and Finance

Global Market Surveillance

American Law and Economics Review, Vol. 10, Issue 2, pp. 454-506, 2008
Posted: 31 Dec 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business

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G12, G14, G18, K22

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 10 Jul 2011 Last Revised: 24 Nov 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 293 (89,611)
Citation 2

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Corporate fraud, CEO turnover, State ownership, Split Share Structure Reform, China

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 20 Mar 2012 Last Revised: 15 Jun 2016
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 185 (142,910)
Citation 2

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Corporate fraud; CEO turnover; State ownership; Split Share Structure Reform; China

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 04 Feb 2014 Last Revised: 11 Nov 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 149 (173,076)
Citation 2

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CEO turnover; corporate fraud; ownership; Split Share Structure Reform; China

46.

Venture Capitalist Value-Added Activities, Fundraising and Drawdowns

Journal of Banking and Finance, Vol. 29, pp. 295-331, 2005
Number of pages: 38 Posted: 04 Jan 2007
Grant Fleming, Douglas J. Cumming and Jo-Ann Suchard
Continuity Capital Partners, York University - Schulich School of Business and UNSW Australia Business School, School of Banking and Finance
Downloads 624 (30,154)
Citation 25

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Venture Capital, Fundraising, Drawdowns, Value Added Activities, Returns, Compensation

47.
Downloads 615 ( 36,588)
Citation 1

Private Equity Performance Under Extreme Regulation

Journal of Banking and Finance, Vol. 37, 2013
Number of pages: 50 Posted: 08 Mar 2011 Last Revised: 20 Nov 2014
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 341 (75,371)
Citation 1

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Buyouts, Performance, Regulation, Governance, Law and Finance

Private Equity Performance Under Extreme Regulation

Journal of Banking and Finance, 2012, Forthcoming
Number of pages: 50 Posted: 13 May 2012
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 274 (96,469)
Citation 1

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Private equity, Regulation, Performance, Law and finance

Comparative Venture Capital Governance. Private Versus Labour Sponsored Venture Capital Funds

CESifo Working Paper Series No. 853
Number of pages: 41 Posted: 03 Mar 2003
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business
Downloads 606 (36,781)
Citation 1

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Venture Capital, Canada, Tax, Government, Crowding Out, Portfolio Size, Governance

Comparative Venture Capital Governance: Private Versus Labour Sponsored Venture Capital Funds

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 04 Nov 2009
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law

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Canadian Labour Sponsored Venture Capital Corporations, Limited liability partnerships (LLP), Canadian Venture Capital Association, Mutual funds, Organizational structures, Program evaluation, Public investments, Public policies, Venture capital, Venture capital, Business assistance programs, High technology industries

49.
Downloads 596 ( 38,149)
Citation 23

Local Bias in Venture Capital Investments

Number of pages: 40 Posted: 02 Dec 2007 Last Revised: 15 Jul 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 407 (61,099)
Citation 23

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Home bias, private equity

Local Bias in Venture Capital Investments

Journal of Empirical Finance, Forthcoming
Number of pages: 43 Posted: 06 Nov 2009
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 189 (139,973)
Citation 23

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home bias, venture capital

Fund Size, Limited Attention and Valuation of Venture Capital Backed Firms

EFA 2008 Athens Meetings Paper
Number of pages: 37 Posted: 05 Mar 2008 Last Revised: 30 Sep 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 398 (62,820)
Citation 9

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Venture Capital; Fund Size; Limited Attention; Private Equity Valuation

Fund Size, Limited Attention, and Valuation of Venture Capital Backed Firms

Journal of Empirical Finance, Forthcoming
Number of pages: 37 Posted: 01 Oct 2010 Last Revised: 06 Oct 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 185 (142,910)
Citation 9

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Venture Capital, Fund Size, Limited Attention, Private Equity Valuation

51.

Information Asymmetries, Agency Costs and Venture Capital Exit Outcomes

Venture Capital, An International Journal of Entrepreneurial Finance, Vol. 10, pp. 197-231, 2008
Number of pages: 45 Posted: 11 Sep 2008 Last Revised: 16 Oct 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 576 (26,281)
Citation 3

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Venture Capital, Exits, Financial Contracts, IPOs, Acquisitions, Secondary Sales, Buybacks, Write-offs

52.

Legality and Venture Governance Around the World

Journal of Business Venturing, Forthcoming
Number of pages: 38 Posted: 16 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming, Daniel Schmidt and Uwe Walz
York University - Schulich School of Business, University of Frankfurt, CEPRES Center of Private Equity Research and Goethe University Frankfurt - Institute of Economics
Downloads 551 (40,459)
Citation 42

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Venture Capital, Corporate Governance, Syndication, Entrepreneurial Finance

53.

Pre-Seed Government Venture Capital Funds

Journal of International Entrepreneurship, 2008
Number of pages: 32 Posted: 20 Nov 2007 Last Revised: 29 Sep 2013
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 501 (41,683)
Citation 1

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Venture Capital, Government, Public Policy, Entrepreneurship

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, pp. 535-574, 2006
Number of pages: 40 Posted: 04 Jan 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 474 (50,574)
Citation 8

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Empirical Contracts, Private Equity, Law and Finance

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, No. 4, pp. 535-574, September 2006
Number of pages: 40 Posted: 11 Aug 2006
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 27 (440,952)
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Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol, 12, pp. 553-574, 2006
Posted: 26 Oct 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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Empirical Contracts, Private Equity, Law and Finance

55.

International Private Equity Valuation and Disclosure

Northwestern Journal of International Law and Business, 2009
Number of pages: 35 Posted: 16 Apr 2009
Douglas J. Cumming, Andrej Gill and Uwe Walz
York University - Schulich School of Business, Goethe University Frankfurt - Faculty of Economics and Business Administration and Goethe University Frankfurt - Institute of Economics
Downloads 500 (46,166)
Citation 2

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Private Equity, Valuation, Disclosure, Returns, Regulation, Law and Finance

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Emerging Markets Review, Forthcoming
Number of pages: 42 Posted: 14 May 2011 Last Revised: 24 Jun 2013
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 293 (89,611)

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Auditor, earnings management, fraud, integrity, ethics, China

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Emerging Markets Review, Forthcoming
Number of pages: 41 Posted: 01 Jan 2013
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 193 (137,229)

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Integrity, auditor, earnings management, fraud, China, MAO

57.
Downloads 459 ( 53,261)
Citation 13

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, No. 1, pp. 3-43, 2007 , TILEC Discussion Paper No. 2005-003
Number of pages: 41 Posted: 04 Jan 2005
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 459 (52,693)
Citation 13

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Venture Capital, Monitoring, Advice

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, pp. 3-43, 2007
Posted: 23 Oct 2006 Last Revised: 15 Sep 2008
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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Venture Capital, Conflict, Advice

58.

Preplanned Exit Strategies in Venture Capital

European Economic Review 52 (2008) 1209¿1241,
Number of pages: 37 Posted: 26 Jul 2006 Last Revised: 13 Oct 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 444 (46,991)
Citation 17

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Preplanned Exit, Contracts, Governance, Control Rights, Bargaining Power, Law and Finance

59.

Hedge Fund Forum Shopping

University of Pennsylvania Journal of Business and Employment Law, Vol. 10, No. 4, pp. 783-831, 2008
Number of pages: 32 Posted: 21 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 437 (53,261)
Citation 5

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Hedge Funds, Forum Shopping, Regulation, Law and Finance

60.

Financial Intermediaries, Ownership Structure and the Provision of Venture Capital to Smes: Evidence from Japan

Small Business Economics, Vol. 31, pp. 59-92, 2008
Number of pages: 46 Posted: 19 Jul 2005 Last Revised: 11 Sep 2008
Douglas J. Cumming, Armin Schwienbacher and Grant Fleming
York University - Schulich School of Business, SKEMA Business School and Continuity Capital Partners
Downloads 430 (52,437)
Citation 3

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Financial Intermediation, Ownership Structure, Private Equity

61.

Diversification in the Hedge Fund Industry

Journal of Corporate Finance, Vol. 18, 2012
Number of pages: 43 Posted: 09 Jun 2010 Last Revised: 24 Nov 2014
Hany A. Shawky, Na Dai and Douglas J. Cumming
State University of New York at Albany - School of Business and Center for Institutional Investment Management, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 421 (53,843)
Citation 1

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62.

Is Venture Capital in Crisis?

World Financial Review (July-August), 69-72.
Number of pages: 15 Posted: 12 Jun 2012 Last Revised: 22 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 405 (33,810)
Citation 2

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Venture Capital, Financial Crisis

Due Diligence and Investee Performance

Number of pages: 72 Posted: 22 Mar 2013 Last Revised: 01 Jan 2016
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 234 (113,690)

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Due Diligence, Governance, Performance, Private Equity

Due Diligence and Investee Performance

European Financial Management, Forthcoming
Number of pages: 68 Posted: 01 Jun 2016
Douglas J. Cumming and Simona Zambelli
York University - Schulich School of Business and University of Bologna - Department of Management
Downloads 160 (162,648)

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Due Diligence, Governance, Performance, Private Equity

Same Rules, Different Enforcement: Market Abuse in Europe

TILEC Discussion Paper No. 2014-019
Number of pages: 53 Posted: 22 Feb 2014 Last Revised: 07 Jun 2016
Douglas J. Cumming, Alexander Peter Groh and Sofia Johan
York University - Schulich School of Business, EMLYON Research Centre for Entrepreneurial FinanceEMLYON Business School and York University - Schulich School of Business
Downloads 307 (84,939)

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Securities Regulation, Enforcement, Law and Finance

Same Rules, Different Enforcement: Market Abuse in Europe

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 56 Posted: 04 Oct 2017
Douglas J. Cumming, Alexander Peter Groh and Sofia Johan
York University - Schulich School of Business, EMLYON Research Centre for Entrepreneurial FinanceEMLYON Business School and York University - Schulich School of Business
Downloads 78 (276,314)

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Securities Regulation, Enforcement, Law and Finance

65.
Downloads 364 ( 70,334)
Citation 2

Entrepreneurial Litigation and Venture Capital Finance

International Conference of the French Finance Association (AFFI), May 2011
Number of pages: 33 Posted: 18 Mar 2011 Last Revised: 16 Feb 2012
Douglas J. Cumming, Bruce Haslem and April M. Knill
York University - Schulich School of Business, Southern Utah University - Department of Economics and Finance and Florida State University College of Business
Downloads 265 (99,847)
Citation 2

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Litigation, Venture Capital, Underpricing

Entrepreneurial Litigation and Venture Capital Finance

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 50 Posted: 21 Feb 2016
Douglas J. Cumming, Bruce Haslem and April M. Knill
York University - Schulich School of Business, Southern Utah University - Department of Economics and Finance and Florida State University College of Business
Downloads 99 (237,046)
Citation 2

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Litigation, venture capital

66.
Downloads 349 ( 73,978)
Citation 30

Corporate Relocation in Venture Capital Finance

Entrepreneurship Theory & Practice, forthcoming EFA 2005 Moscow Meetings
Number of pages: 40 Posted: 10 Mar 2005 Last Revised: 18 Jan 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 348 (73,671)
Citation 30

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International Venture Capital, Entrepreneurship, International Corporate Relocation

Corporate Relocation in Venture Capital Finance

Entrepreneurship Theory and Practice, Vol. 33, Issue 5, pp. 1121-1155, September 2009
Number of pages: 35 Posted: 08 Oct 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
York University - Schulich School of Business, Continuity Capital Partners and SKEMA Business School
Downloads 1 (598,834)
Citation 30
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Do Markets Anticipate Capital Structure Decisions? Feedback Effects in Equity Liquidity

Journal of Corporate Finance, Forthcoming
Number of pages: 54 Posted: 18 Apr 2013
WHU - Otto Beisheim School of Management, York University - Schulich School of Business, WHU - Otto Beisheim School of Management and Concordia University
Downloads 241 (110,317)

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Capital Structure, Liquidity, Information Asymmetry, Signalling

Do Markets Anticipate Capital Structure Decisions? Feedback Effects in Equity Liquidity

Journal of Corporate Finance, Forthcoming
Number of pages: 51 Posted: 27 Jun 2011 Last Revised: 24 Nov 2014
WHU - Otto Beisheim School of Management, York University - Schulich School of Business, WHU - Otto Beisheim School of Management and Concordia University
Downloads 107 (224,368)

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Capital Structure, Leverage, Liquidity, Information Asymmetry, Signalling

68.

Review Essay: Public Policy and the Creation of Active Venture Capital Markets and Some Comments on 'Boulevard of Broken Dreams: Why Public Efforts to Boost Entrepreneurship and Venture Capital Have Failed – and What to Do About It,' by Josh Lerner

Venture Capital: An International Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 30 Posted: 05 Sep 2010
Douglas J. Cumming
York University - Schulich School of Business
Downloads 346 (62,852)
Citation 2

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Public Policy, Venture Capital

69.

Firm Size, Institutional Quality and the Impact of Securities Regulation

Number of pages: 43 Posted: 17 Mar 2010 Last Revised: 21 Nov 2014
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
Downloads 346 (66,253)

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Securities regulation, law and finance, access to finance, capital issuance

Selection Effects, Corporate Law and Firm Value

Finance Letters, Vol. 3, No. 3, pp. 7-18, 2005, U Toronto, Legal Studies Research Paper No. 03-03
Number of pages: 19 Posted: 22 Jun 2003
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 323 (80,186)

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Reincorporation, Corporate Law, Firm Value, Heckman Selection Model

Selection Effects, Corporate Law and Firm Value

Finance Letters, Vol. 3, No. 3, 2005
Posted: 21 Oct 2005
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

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Reincorporation, Corporate law, Firm value, Selection model

Exchange Trading Rules, Surveillance, and Insider Trading

Number of pages: 52 Posted: 07 Jul 2012 Last Revised: 29 Oct 2013
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 313 (83,167)
Citation 1

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Insider trading, Surveillance, Exchange Trading Rules, Law and Finance

Exchange Trading Rules, Surveillance and Insider Trading

Number of pages: 36 Posted: 11 Jun 2012
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
Downloads 7 (556,443)
Citation 1

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Insider trading, Surveillance, Exchange Trading Rules, Law and Finance

72.

Trade Size, High Frequency Trading, and Co-Location Around the World

European Journal of Finance, Forthcoming
Number of pages: 37 Posted: 07 Nov 2012 Last Revised: 20 Nov 2014
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 305 (74,725)

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Trade size, High frequency trading, Co-location, International market microstructure

73.

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Vol. 99, No. 3, 2011
Number of pages: 41 Posted: 16 Jan 2009 Last Revised: 22 Nov 2014
Douglas J. Cumming, Sofia Johan and Dan Li
York University - Schulich School of Business, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 304 (78,070)
Citation 14

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Market Manipulation, Insider Trading, Broker Agency Conduct, Law and Finance

74.

International Entrepreneurship: Managerial and Policy Implications

Strategic Entrepreneurship Journal, 2009
Number of pages: 35 Posted: 24 Oct 2009
York University - Schulich School of Business, University of Minnesota - Twin Cities - Carlson School of Management, University at Albany, SUNY and Nottingham University Business School
Downloads 303 (75,675)
Citation 6

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international entrepreneurship, signalling, dissonance theory, resource-based view, social networks, organization learning

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 39 Posted: 19 Oct 2005 Last Revised: 13 Oct 2013
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 296 (88,562)

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Internet, Investment, Regional Development, Government Program

The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Vol. 34, No. 5, pp. 857-883, September 2010
Number of pages: 28 Posted: 07 Sep 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 2 (587,451)
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The Differential Impact of the Internet on Spurring Regional Entrepreneurship

Entrepreneurship Theory and Practice, Vol. 34, Issue 5, pp. 857-883, 2010
Number of pages: 28 Posted: 01 Jun 2016
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
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Venture's Economic Impact in Australia

Number of pages: 42 Posted: 29 Dec 2012 Last Revised: 29 Jul 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 234 (113,690)

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Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

Venture's Economic Impact in Australia

Journal of Technology Transfer, Forthcoming
Number of pages: 41 Posted: 16 Nov 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 59 (322,687)

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Venture Capital, Private Equity, Patents, R&D, Employment, IPOs, Market Capitalization, Government Policy

77.

The Fast Track IPO – Success Factors for Taking Firms Public with SPACs

Journal of Banking and Finance, Forthcoming
Number of pages: 51 Posted: 11 Sep 2012 Last Revised: 06 Jul 2014
Douglas J. Cumming, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, Lancaster University - Management School and Concordia University
Downloads 282 (63,253)

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Alternative Asset, Reverse Merger, Shell Company, Special Purpose Acquisition Company (SPAC)

Disclosure, Venture Capital and Entrepreneurial Spawning

Number of pages: 48 Posted: 17 Mar 2010 Last Revised: 05 Jan 2011
Douglas J. Cumming and April M. Knill
York University - Schulich School of Business and Florida State University College of Business
Downloads 177 (148,697)
Citation 3

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Venture capital, Spawning, Disclosure, Securities regulation

Disclosure, Venture Capital and Entrepreneurial Spawning

Journal of International Business Studies, Forthcoming
Number of pages: 40 Posted: 06 Mar 2012
Douglas J. Cumming and April M. Knill
York University - Schulich School of Business and Florida State University College of Business
Downloads 97 (240,385)
Citation 3

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Venture capital, Spawning, Disclosure, Securities regulation

79.

The Valuation Effect of Listing Standards: An Analysis of Venture Capital-Backed IPOs

CIRANO - Scientific Publications 2010-01
Number of pages: 42 Posted: 07 Aug 2009 Last Revised: 12 Apr 2012
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, York University - Schulich School of Business and Laval University
Downloads 272 (90,434)

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Securities regulation, Valuation, Initial Public Offerings, Venture capital, Listing Standards

80.

Corporate Venture Capital Contracts

Journal of Alternative Investments, pp. 40-53, Winter 2006
Number of pages: 24 Posted: 23 Nov 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 272 (83,111)
Citation 2

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Corporate Venture Capital, Financial Contracting

Public Economics Gone Wild: Lessons from Venture Capital

Number of pages: 16 Posted: 29 Dec 2012 Last Revised: 08 May 2013
Douglas J. Cumming
York University - Schulich School of Business
Downloads 138 (184,339)

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Venture capital, Public Policy, Government sponsorship, Tax, Crowding out

Public Economics Gone Wild: Lessons from Venture Capital

International Review of Financial Analysis, Forthcoming
Number of pages: 36 Posted: 07 Nov 2013
Douglas J. Cumming
York University - Schulich School of Business
Downloads 128 (195,918)

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Venture capital; Public Policy; Government sponsorship; Tax; Crowding out

82.
Downloads 264 (100,746)
Citation 5

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, No. 4, pp. 369-398, 2006
Number of pages: 30 Posted: 07 Feb 2005
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 264 (100,266)
Citation 5

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Venture capital, private equity, home bias

Provincial Preferences in Private Equity

Financial Markets and Portfolio Management, Vol. 20, pp. 369-398, 2006
Posted: 07 Nov 2006
Sofia Johan and Douglas J. Cumming
York University - Schulich School of Business and York University - Schulich School of Business

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home bias, private equity

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Number of pages: 36 Posted: 20 Nov 2010 Last Revised: 03 Jun 2012
Douglas J. Cumming, Na Dai, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, SUNY at Albany - School of Business, Lancaster University - Management School and Concordia University
Downloads 180 (146,447)

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Performance Persistence, Law and Finance, Hedge Funds

Regulatory Induced Performance Persistence: Evidence from Hedge Funds

Journal of Corporate Finance, Forthcoming
Number of pages: 36 Posted: 12 Jun 2012
Douglas J. Cumming, Na Dai, Lars Helge Hass and Denis Schweizer
York University - Schulich School of Business, SUNY at Albany - School of Business, Lancaster University - Management School and Concordia University
Downloads 81 (270,047)

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Performance Persistence, Law and Finance, Hedge Funds

84.
Downloads 255 (104,579)

Dodd-Franking the Hedge Funds

Number of pages: 37 Posted: 20 Nov 2014 Last Revised: 10 May 2016
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 216 (123,178)

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Hedge Funds, Dodd-Frank, Law and Finance

Dodd-Franking the Hedge Funds

Journal of Banking and Finance, Forthcoming
Number of pages: 45 Posted: 20 Sep 2017 Last Revised: 21 Sep 2017
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 39 (387,952)

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Hedge Funds, Dodd-Frank, Law and Finance

85.

Exchanges and Their Investors: A New Look at Reporting Issues, Fraud, and Other Problems by Exchange

Number of pages: 39 Posted: 15 Jan 2012
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 254 (93,251)

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Corporate fraud; Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

86.

Harmonized Regulatory Standards, International Distribution of Investment Funds and the Recent Financial Crisis

European Journal of Finance, 18(3-4), 261-292 (2012).
Number of pages: 47 Posted: 27 Oct 2009 Last Revised: 24 Nov 2014
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 250 (99,580)

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Mutual funds industry, International distribution, UCITS, Law and finance

87.

Does the External Monitoring Effect of Financial Analysts Deter Corporate Fraud in China?

Journal of Business Ethics, Forthcoming
Number of pages: 39 Posted: 29 Jun 2011 Last Revised: 16 Mar 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, York University - Schulich School of Business, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 246 (91,106)
Citation 3

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fraud triangle; corporate fraud; agency problem; analyst coverage; China

The Rationales Underlying Reincorporation and Implications for Canadian Corporations

International Review of Law and Economics, Vol. 22, No. 3, pp. 277-330, 2002
Number of pages: 64 Posted: 09 Apr 2000
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business
Downloads 242 (109,842)
Citation 9

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Reincorporation, Corporate law, Event study, Canada

The Rationales Underlying Reincorporation and Implications for Canadian Corporations

International Review of Law and Economics, Vol. 22, No. 3, pp. 277-330, 2002
Posted: 16 Oct 2001
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

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Reincorporation, Corporate Law, Event Study, Canada

89.
Downloads 240 (111,275)
Citation 20

Venture Capital Investment Duration

Journal of Small Business Management, Forthcoming
Number of pages: 41 Posted: 12 Dec 2008 Last Revised: 20 Jan 2009
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 239 (111,263)
Citation 20

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Venture Capital, Duration, Exits, Initial Public Offerings, Write-offs, Public Policy

Venture Capital Investment Duration

Journal of Small Business Management, Vol. 48, Issue 2, pp. 228-257, January 2010
Number of pages: 30 Posted: 29 Mar 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 1 (598,834)
Citation 20
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The Role of Interjurisdictional Competition in Shaping Canadian Corporate Law

International Review of Law and Economics, Vol. 20, No. 2, pp. 141-186, 2000
Number of pages: 58 Posted: 11 Sep 1996
Douglas J. Cumming and Jeffrey G. MacIntosh
York University - Schulich School of Business and University of Toronto - Faculty of Law
Downloads 226 (117,718)
Citation 12

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The Role of Interjurisdictional Competition in Shaping Canadian Corporate Law

International Review of Law and Economics, Vol. 20, No. 2, Pp. 141-186, August 2000
Posted: 31 Aug 2000
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and York University - Schulich School of Business

Abstract:

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91.

Trade Size, High Frequency Trading, and Co-Location Around the World

European Journal of Finance, Forthcoming
Number of pages: 37 Posted: 31 Mar 2014
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 210 (82,804)

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Trade size, High frequency trading, Colocation, International market microstructure

A New Look at Reporting Fraud: By Exchange

TILEC Discussion Paper No. 2011-050
Number of pages: 39 Posted: 25 Nov 2011
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 157 (165,444)

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Corporate fraud, Exchange listing standards, Securities commissions, NYSE

A New Look at Reporting Fraud: By Exchange

Number of pages: 38 Posted: 27 Oct 2011
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 53 (340,389)

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Corporate Fraud, Exchange Listing Standards, Securities Commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, Pinksheets

93.

Review Essay: Global Venture Capital Transactions

Venture Capital: An International Journal of Entrepreneurial Finance, Vol. 7, pp. 185-201, 2005
Number of pages: 20 Posted: 12 Apr 2005 Last Revised: 11 Sep 2008
Douglas J. Cumming
York University - Schulich School of Business
Downloads 205 (123,046)
Citation 1

Abstract:

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International Venture Capital, Financial Contracting

94.

The IPO as an Exit Strategy for Venture Capitalists: Regional Lessons from Canada with International Comparisons

Handbook of Research on IPOs, Mario Levis and Silvio Vismara, eds., Edgar Elgar, 2012.
Number of pages: 45 Posted: 30 Dec 2012
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 204 (104,148)

Abstract:

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Venture Capital, IPO

95.

Legal Protection, Corruption and Private Equity Returns in Asia

Journal of Business Ethics, Forthcoming
Number of pages: 36 Posted: 01 Apr 2011
Douglas J. Cumming, Grant Fleming, Sofia Johan and Mai Takeuchi
York University - Schulich School of Business, Continuity Capital Partners, York University - Schulich School of Business and Wilshire Private Markets
Downloads 203 (80,212)
Citation 2

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Corruption, Law and Finance, Buyouts, Returns

Run-Up of Acquirer's Stock in Public and Private Acquisitions

Number of pages: 47 Posted: 24 Jan 2010 Last Revised: 18 Mar 2010
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 144 (178,031)

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Acquisitions, Insider Trading

Run-Up of Acquirer's Stock in Public and Private Acquisitions

Corporate Governance: An International Review, Forthcoming
Number of pages: 63 Posted: 02 Nov 2010
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 54 (337,276)

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Acquisitions, Private Equity, Insider Trading

Run-Up of Acquirer's Stock in Public and Private Acquisitions

Corporate Governance: An International Review, Vol. 19, Issue 3, pp. 210-239, 2011
Number of pages: 30 Posted: 10 May 2011
Douglas J. Cumming and Daniel Li
York University - Schulich School of Business and affiliation not provided to SSRN
Downloads 3 (579,119)
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Corporate Governance, Acquisitions, Private Equity, Insider Trading

97.

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance, 15, 361-379 (2013).
Number of pages: 36 Posted: 20 Sep 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 194 (92,181)

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crowd-funding, securities law, race-to-the-top, race-to-the-bottom

The Role of Agents in Private Entrepreneurial Finance

Number of pages: 61 Posted: 04 Dec 2010 Last Revised: 12 Mar 2013
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
Downloads 121 (204,757)

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Private financing, Agent, Information asymmetry, Certification, Networking

The Role of Agents in Private Entrepreneurial Finance

International Conference of the French Finance Association (AFFI), May 11-13, 2011
Number of pages: 61 Posted: 10 May 2011 Last Revised: 03 Nov 2012
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
Downloads 65 (306,607)

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Private financing, Agent, Information asymmetry, Certification, Networking

99.

Do International Investors Enhance Private Firm Value? Evidence from Venture Capital

Journal of International Business Studies, Forthcoming
Number of pages: 89 Posted: 29 Oct 2015
Douglas J. Cumming, April M. Knill and Kelsey Syvrud
York University - Schulich School of Business, Florida State University College of Business and Florida State University
Downloads 185 (143,035)
Citation 1

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Venture capital, International syndication, IPO, Acquisition, Valuation

100.

Public Policy, Entrepreneurship, and Venture Capital in the United States

Journal of Corporate Finance, Vol. 23, 2013
Number of pages: 43 Posted: 07 Aug 2009 Last Revised: 21 Nov 2014
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 180 (125,289)
Citation 1

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Entrepreneurial Finance, Venture Capital, Public Policy, Tax, Labor Law, Bankruptcy, SBIR

101.

Valuation of Restricted Shares by Conflicting Shareholders in the Split Share Structure Reform

European Journal of Finance, Forthcoming
Number of pages: 42 Posted: 02 Dec 2008 Last Revised: 23 Jan 2012
Douglas J. Cumming and Wenxuan Hou
York University - Schulich School of Business and University of Edinburgh - Business School
Downloads 180 (129,936)
Citation 2

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restricted share, state ownership, bargaining power, Split Share Structure Reform, China consideration

Political Instability, Access to Private Debt, and Innovation Investment in China

Number of pages: 32 Posted: 19 Jul 2015
Douglas J. Cumming, Oliver M. Rui and Yiping Wu
York University - Schulich School of Business, China Europe International Business School (CEIBS) and Shanghai University of Finance and Economics
Downloads 124 (200,914)

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Political Instability, Private Debt, Innovation, China

Political Instability, Access to Private Debt, and Innovation Investment in China

Emerging Markets Review, Forthcoming
Number of pages: 32 Posted: 21 Aug 2016
Douglas J. Cumming, Oliver M. Rui and Yiping Wu
York University - Schulich School of Business, China Europe International Business School (CEIBS) and Shanghai University of Finance and Economics
Downloads 54 (337,276)

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Political Instability; Private Debt; Innovation; China

103.
Downloads 178 (147,980)

Do Banks or VCs Spur Small Firm Growth?

Number of pages: 36 Posted: 01 Nov 2014
Rebel A. Cole, Douglas J. Cumming and Dan Li
College of Business--Florida Atlantic University, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 98 (238,725)

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Banks, Venture Capital, Growth, Entrepreneurship

Do Banks or VCs Spur Small Firm Growth?

Journal of International Financial Markets, Institutions and Money 41, 60-72, March 2016
Number of pages: 37 Posted: 31 Oct 2015 Last Revised: 02 Sep 2016
Rebel A. Cole, Douglas J. Cumming and Dan Li
College of Business--Florida Atlantic University, York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 80 (272,099)

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Banks, Venture Capital, Growth, Entrepreneurship

104.

Misinforming the Public About Public Policy Towards Venture Capital

Venture Capital: An International Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 4 Posted: 09 Nov 2010
Douglas J. Cumming
York University - Schulich School of Business
Downloads 173 (140,840)

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Venture Capital, Public Policy

105.

Why Do Entrepreneurs Switch Venture Capitalists?

22nd Australasian Finance and Banking Conference 2009
Number of pages: 43 Posted: 26 Jun 2009 Last Revised: 18 Mar 2010
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 170 (147,980)
Citation 1

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Venture Capital, Switching

106.

Legality and Venture Capital Governance Around the World

Journal of Business Venturing, Vol. 25, No. 1, pp. 54-72, 2010
Number of pages: 40 Posted: 18 May 2010
Douglas J. Cumming, Daniel Schmidt and Uwe Walz
York University - Schulich School of Business, University of Frankfurt, CEPRES Center of Private Equity Research and Goethe University Frankfurt - Institute of Economics
Downloads 162 (134,176)
Citation 68

Abstract:

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Venture Capital, Corporate Governance, Syndication, Entrepreneurial Finance

107.

Public Policy, Entrepreneurship, and Venture Capital in the United States

Journal of Corporate Finance, Forthcoming
Number of pages: 43 Posted: 05 Sep 2013
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 157 (145,786)

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Entrepreneurial Finance, Venture Capital, Public Policy, Tax, Labor Law, Bankruptcy, SBIR

Exchange Trading Rules, Governance, and Trading Location of Cross-Listed Stocks

Number of pages: 50 Posted: 07 May 2013 Last Revised: 02 Jul 2014
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 113 (215,530)
Citation 2

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trading rules, governance, cross-listing, law and finance

Exchange Trading Rules, Governance, and Trading Location of Cross-Listed Stocks

European Journal of Finance, Forthcoming
Number of pages: 50 Posted: 07 Aug 2015
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 41 (380,356)
Citation 2

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Exchange Trading rules, Cross-listing, Law and finance

Settlement Disputes: Evidence from a Legal Practice Perspective

European Journal of Law and Economics, Vol. 11, No. 3, pp. 249-280, 2001
Number of pages: 44 Posted: 10 Apr 2000
Douglas J. Cumming
York University - Schulich School of Business
Downloads 153 (169,201)

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Settlement disputes, Litigation, Multitask principal-agent

Settlement Disputes: Evidence from a Legal Practice Perspective

European Journal of Law and Economics, Vol. 11, No. 3, Pp. 249-280, May 2001
Posted: 17 Mar 2001
Douglas J. Cumming
York University - Schulich School of Business

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Settlement disputes, Litigation, Multitask principal-agent

The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks

SWIFT Institute Working Paper No. 2014-002
Number of pages: 42 Posted: 21 May 2015
Douglas J. Cumming, Armin Schwienbacher and Feng Zhan
York University - Schulich School of Business, SKEMA Business School and John Carroll University - Boler School of Business
Downloads 52 (343,482)

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Mutual Funds, Outsourcing, Advisors, Administrators, Transfer Agents, Custodians

The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 42 Posted: 18 May 2015
Douglas J. Cumming, Armin Schwienbacher and Feng Zhan
York University - Schulich School of Business, SKEMA Business School and John Carroll University - Boler School of Business
Downloads 47 (359,428)

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Mutual Funds, Outsourcing, Advisors, Administrators, Transfer Agents, Custodians

The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks

Number of pages: 40 Posted: 02 May 2015
Douglas J. Cumming, Armin Schwienbacher and Feng Zhan
York University - Schulich School of Business, SKEMA Business School and John Carroll University - Boler School of Business
Downloads 45 (366,004)

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Mutual Funds, Outsourcing, Advisors, Administrators, Transfer Agents, Custodians

111.

Are Crowdfunding Platforms Active and Effective Intermediaries?

Number of pages: 46 Posted: 09 Dec 2016
Douglas J. Cumming and Yelin Zhang
York University - Schulich School of Business and York University, Schulich School of Business, Students
Downloads 139 (181,729)

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crowdfunding, entrepreneurship, intermediaries

112.

Governmental Venture Capital for Innovative Young Firms

Journal of Technology Transfer, Forthcoming
Number of pages: 19 Posted: 26 Jul 2014 Last Revised: 20 Nov 2014
Massimo G. Colombo, Douglas J. Cumming and Silvio Vismara
Politecnico di Milano, York University - Schulich School of Business and University of Bergamo
Downloads 136 (83,411)

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VC, GVC, intervention, entrepreneurial finance, IPOs

113.

Taking China Private: The Carlyle Group, Leveraged Buyouts and Financial Capitalism in Greater China

Number of pages: 44 Posted: 28 Aug 2014
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
Downloads 134 (116,091)

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Financial intermediaries, China, Taiwan, leveraged buyouts, private equity, business history, financial history, Carlyle Group, public-to-privates, financial capitalism

114.

Media Coverage and Foreign Share Discount Puzzle in China

European Journal of Finance, Forthcoming
Number of pages: 32 Posted: 25 Jun 2012 Last Revised: 20 Dec 2012
Douglas J. Cumming, Robert Dixon, Wenxuan Hou and Edward Lee
York University - Schulich School of Business, Durham Business School, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 134 (169,865)

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media coverage, foreign share discount, China

115.

Corporate Defaults, Workouts and the Rise of the Distressed Asset Investment Industry

Forthcoming Business History Review
Number of pages: 54 Posted: 13 Sep 2012 Last Revised: 22 May 2015
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
Downloads 131 (168,945)

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Corporate Defaults, Workouts, Distressed Asset Investment Industry

116.

The Value of Home-Country Governance for Cross-Listed Stocks

European Journal of Finance, Forthcoming
Number of pages: 42 Posted: 01 Nov 2010 Last Revised: 30 Jul 2014
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 128 (195,234)
Citation 1

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cross-listing, governance, law and finance

117.

Cross-Border LBOs

Journal of Banking and Finance, Forthcoming
Number of pages: 41 Posted: 27 Aug 2014
Jerry Cao, Douglas J. Cumming, Meijun Qian and Xiaoming Wang
Independent, York University - Schulich School of Business, Australian National University (ANU) - College of Business and Economics and Shanghai University of Finance and Economics
Downloads 110 (159,928)

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LBOs, Creditor rights, Private Equity, Cross border, Club deal, Law and Finance

118.

Publicly Funded Business Advisory Services and Entrepreneurial Outcomes

Research Policy, Vol. 41, 2012
Number of pages: 38 Posted: 08 Oct 2009 Last Revised: 20 Nov 2014
Douglas J. Cumming and Eileen Fischer
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 108 (197,669)
Citation 2

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Entrepreneurship, Business Advisory Services, Alliances, Angel Equity Finance, Patents, Public Policy

Legality and the Spread of Voluntary Investor Protection

Number of pages: 42 Posted: 24 Jan 2012 Last Revised: 13 Jun 2012
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 50 (349,722)

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Mutual funds, Investor protection, International distribution, Law and finance

Legality and the Spread of Voluntary Investor Protection

Revue Finance, Forthcoming
Number of pages: 43 Posted: 19 Jan 2013
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 35 (403,931)

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mutual funds, disclosure, international distribution, law and finance

Legality and the Spread of Voluntary Investor Protection

29th International Conference of the French Finance Association (AFFI) 2012
Number of pages: 41 Posted: 19 Sep 2012
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
Downloads 22 (469,029)

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Mutual funds, disclosure, international distribution, law and finance

120.

Measuring the Effect of Bankruptcy Laws on Entrepreneurship Across Countries

Journal of Entrepreneurial Finance, Forthcoming
Number of pages: 8 Posted: 10 Dec 2011
Douglas J. Cumming
York University - Schulich School of Business
Downloads 107 (187,126)
Citation 1

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Bankruptcy Law, Entrepreneurship

121.
Downloads 105 (226,129)
Citation 2

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 37 Posted: 10 Dec 2011
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
Downloads 105 (227,448)
Citation 2

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Venture Capital, Entrepreneurship, Switching

Why Do Entrepreneurs Switch Lead Venture Capitalists?

Entrepreneurship Theory and Practice, Vol. 37, Issue 5, pp. 999-1017, 2013
Number of pages: 19 Posted: 11 Sep 2013
Douglas J. Cumming and Na Dai
York University - Schulich School of Business and SUNY at Albany - School of Business
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Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Number of pages: 29 Posted: 25 Jul 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 61 (317,163)

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Video Surveillance, Retail Stores

Cameras Tracking Shoppers: The Economics of Retail Video Surveillance

Eurasian Business Review, Forthcoming
Number of pages: 32 Posted: 31 May 2015
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 42 (376,701)

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Video Surveillance, Retail Entrepreneurs, Information Asymmetry, Search Costs

123.

Listing Standards and Fraud

Managerial and Decision Economics, Forthcoming
Number of pages: 47 Posted: 31 Mar 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 103 (183,806)
Citation 1

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Corporate fraud, Exchange listing standards, Securities commissions, NYSE, NASDAQ, TSX, TSXV, LSE, AIM, PinkSheets

124.

'Cleantech' Venture Capital Around the World

Number of pages: 41 Posted: 10 Sep 2013 Last Revised: 10 Dec 2013
Douglas J. Cumming, Irene Henriques and Perry Sadorsky
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 98 (166,138)
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venture capital, cleantech, governance, law and finance, uncertainty avoidance

125.

Are Hedge Funds Registered in Delaware Different?

Number of pages: 46 Posted: 16 May 2013 Last Revised: 02 Dec 2014
Douglas J. Cumming, Na Dai and Sofia Johan
York University - Schulich School of Business, SUNY at Albany - School of Business and York University - Schulich School of Business
Downloads 97 (176,614)

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Hedge Funds, Delaware, Law and Finance

126.

Governmental and Independent Venture Capital Investments in Europe: A Firm-Level Performance Analysis

Journal of Corporate Finance, 42, pp. 439-459 (2017).
Number of pages: 54 Posted: 17 Jul 2013 Last Revised: 11 Mar 2017
Douglas J. Cumming, Luca Grilli and Samuele Murtinu
York University - Schulich School of Business, Polytechnic University of Milan - Department of Management, Economics and Industrial Engineering and University of Groningen
Downloads 95 (150,257)

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independent venture capital; governmental venture capital; syndication; exit performance; public-private partnership

Firm Size and the Impact of Securities Regulation

Journal of Comparative Economics, Forthcoming
Number of pages: 44 Posted: 10 Jun 2015
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
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Securities regulation, law and finance, access to finance, capital issuance

Firm Size and the Impact of Securities Regulation

Number of pages: 43 Posted: 22 Nov 2014
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
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Securities regulation, law and finance, access to finance, capital issuance

Firm Size and the Impact of Securities Regulation

Posted: 17 Mar 0010 Last Revised: 21 Nov 2014
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
York University - Schulich School of Business, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)

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Securities regulation, law and finance, access to finance, capital issuance

128.

Commentary: ‘Bankruptcy Laws and Entrepreneur Friendliness’ and ‘How Do Bankruptcy Laws Affect Entrepreneurship Development Around the World?’

Number of pages: 8 Posted: 12 Jul 2010 Last Revised: 14 Jul 2010
Douglas J. Cumming
York University - Schulich School of Business
Downloads 91 (235,458)

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129.

Phasing Out an Inefficient Venture Capital Tax Credit

Journal of Industry, Competition and Trade, Forthcoming
Number of pages: 35 Posted: 14 May 2010
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 90 (218,621)
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Entrepreneurship, Venture Capital, Tax Policy, Canada

130.

Phasing Out an Inefficient Tax Credit

Number of pages: 28 Posted: 01 Nov 2008
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 90 (238,698)
Citation 1

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Canadian Tax Policy, Entrepreneurship, Venture Capital

131.

Do Markets Anticipate Changes in Risk after Major Corporate Events? Evidence from SEOs

Paris December 2014 Finance Meeting EUROFIDAI - AFFI Paper
Number of pages: 37 Posted: 09 Apr 2013 Last Revised: 26 Sep 2014
Douglas J. Cumming, Lutz Johanning, Umut Ordu and Denis Schweizer
York University - Schulich School of Business, WHU - Otto Beisheim School of Management, WHU - Otto Beisheim School of Management and Concordia University
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Option-implied information, seasoned equity offering, straddle, volatility trading strategy

Entrepreneurial Spawning: Experience, Education, and Exit

Financial Review, (2016) Forthcoming
Number of pages: 31 Posted: 10 Mar 2016
Douglas J. Cumming, Uwe Walz and Jochen Christian Werth
York University - Schulich School of Business, Goethe University Frankfurt - Institute of Economics and Goethe University Frankfurt
Downloads 86 (260,213)

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Venture governance, entrepreneurship, entrepreneurial spawning, angel finance, venture capital, exit

Entrepreneurial Spawning: Experience, Education, and Exit

Financial Review, Vol. 51, Issue 4, pp. 507-525, 2016
Number of pages: 19 Posted: 17 Oct 2016
Douglas J. Cumming, Uwe Walz and Jochen Christian Werth
York University - Schulich School of Business, Goethe University Frankfurt - Institute of Economics and Goethe University Frankfurt
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Venture governance, entrepreneurship, entrepreneurial spawning, angel finance, venture capital, exit

133.

Debt Securities in Private Firms: Types, Institutions and Performance in 25 Countries

Number of pages: 39 Posted: 29 Sep 2011 Last Revised: 24 Jan 2012
Douglas J. Cumming and Grant Fleming
York University - Schulich School of Business and Continuity Capital Partners
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Private debt, Contracts, Performance, Law and finance

134.

Financial Market Misconduct and Agency Conflicts: A Synthesis and Future Directions

Journal of Corporate Finance, Forthcoming
Number of pages: 37 Posted: 19 Jul 2015
Douglas J. Cumming, Bob Dannhauser and Sofia Johan
York University - Schulich School of Business, CFA Institute and York University - Schulich School of Business
Downloads 81 (136,062)

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Financial Market Misconduct, Fraud, Insider trading, Regulation, Enforcement, Law and Finance

135.

Political Capital, Political Environment and Bank Lending: An Investigation of Chinese Private Entrepreneurial Firms

Number of pages: 46 Posted: 02 May 2014
Yiping Wu, Oliver M. Rui and Douglas J. Cumming
Shanghai University of Finance and Economics, China Europe International Business School (CEIBS) and York University - Schulich School of Business
Downloads 81 (188,243)

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Political Capital; Political Capital Inequality; Political Instability; Bank Lending; China

136.

Technology Parks and Entrepreneurial Outcomes around the World

International Journal of Managerial Finance, Forthcoming
Number of pages: 25 Posted: 22 Feb 2013
Douglas J. Cumming and Sofia Johan
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 79 (213,105)

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technology parks, entrepreneurship, new firm creation, growth, entrepreneurial finance

137.

Entrepreneurial Spawning: Experience, Education, and the Role of Venture Capital

Number of pages: 31 Posted: 03 Oct 2014 Last Revised: 22 Jan 2015
Douglas J. Cumming, Uwe Walz and Jochen Christian Werth
York University - Schulich School of Business, Goethe University Frankfurt - Institute of Economics and Goethe University Frankfurt
Downloads 76 (154,996)

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entrepreneurship, entrepreneurial spawning, angel finance, venture capital, exit

138.

Do International Investors Enhance Private Firm Value?

Number of pages: 52 Posted: 03 Jun 2014
Douglas J. Cumming, April M. Knill and Kelsey Syvrud
York University - Schulich School of Business, Florida State University College of Business and Florida State University
Downloads 76 (181,729)
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Venture Capital, Syndication, Acquisition, Portfolio Company, Deal Value, Proceeds

139.

Do Stock Exchange Trading Rules Influence the Trading Location of Cross-Listed Stocks?

Number of pages: 47 Posted: 14 Mar 2011 Last Revised: 24 May 2013
Douglas J. Cumming and Eliza Wu
York University - Schulich School of Business and The University of Sydney - Business School
Downloads 76 (277,853)
Citation 2

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trading rules, governance, cross-listing, law and finance

140.

Do Voluntary Investor Protection Mechanisms Spread to High or Low Quality Legal Regimes?

Number of pages: 40 Posted: 06 Apr 2011
Douglas J. Cumming, Gael Imad’Eddine and Armin Schwienbacher
York University - Schulich School of Business, Faculte de Finance Banque Comptabilite - Universite de Lille and SKEMA Business School
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Mutual funds, Investor protection, International distribution, Law & finance

141.

Strategic Distortions in Analyst Target Prices in the Presence of Short-Term Institutional Investors

Number of pages: 52 Posted: 18 Mar 2015
City University London - Sir John Cass Business School, York University - Schulich School of Business, Lancaster University - Management School, The University of Manchester - Alliance Manchester Business School and University of Manchester - Manchester Business School
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Target prices; Earnings forecasts; Strategic distortions; Short-term investors

142.

Exchange Trading Rules, Surveillance, and Suspected Insider Trading

Journal of Corporate Finance, Forthcoming
Number of pages: 53 Posted: 12 Jun 2015
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, York University - Schulich School of Business and John Carroll University - Boler School of Business
Downloads 64 (205,208)

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Insider trading, Surveillance, Exchange Trading Rules, Law and Finance

143.

The Value of Home-Country Governance for Cross-Listed Stocks

European Journal of Finance, Forthcoming
Number of pages: 43 Posted: 30 Mar 2014
Douglas J. Cumming, Wenxuan Hou and Eliza Wu
York University - Schulich School of Business, University of Edinburgh - Business School and The University of Sydney - Business School
Downloads 60 (271,583)

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governance, cross-listing, firm value

144.

Publicly Funded Business Advisory Services and Entrepreneurial Outcomes

Research Policy, Forthcoming
Number of pages: 38 Posted: 13 Sep 2011
Douglas J. Cumming and Eileen Fischer
York University - Schulich School of Business and York University - Schulich School of Business
Downloads 55 (293,415)
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Entrepreneurship, Business Advisory Services, Alliances, Angel Finance, Patents, Public Policy

145.

Venture Capital and Material Weaknesses in Internal Control

Number of pages: 46 Posted: 08 Aug 2015 Last Revised: 17 Mar 2017
York University - Schulich School of Business, Lancaster University - Management School, University of Tennessee, Haslam College of Business, Accounting and Information Management and University of Exeter Business School
Downloads 49 (95,839)

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Venture Capital, Initial Public Offerings, Corporate Governance, Material Weaknesses in Internal Control, Sarbanes-Oxley Act (SOX)

146.

Open Business Models and Venture Capital Finance

Industrial and Corporate Change, Forthcoming
Number of pages: 39 Posted: 10 Dec 2014 Last Revised: 26 Jan 2016
Politecnico di Milano, York University - Schulich School of Business, Royal Institute of Technology (KTH) - Department of Industrial Economics and Management (INDEK), Polytechnic University of Milan - Department of Management, Economics and Industrial Engineering and Ecole Polytechnique Fédérale de Lausanne - Management of Technology and Entrepreneurship Institute (MTEI)
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Open Business Model, Entrepreneurial Venture, Open Source Software, Venture Capital

The Role of Agents in Private Entrepreneurial Finance

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 51 Posted: 11 Mar 2013
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
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Private entrepreneurial financings, Information asymmetry, Agent, Agent Capability

The Role of Agents in Private Entrepreneurial Finance

Entrepreneurship Theory and Practice, Vol. 39, Issue 2, pp. 345-374, 2015
Number of pages: 30 Posted: 05 Mar 2015
Douglas J. Cumming, J. Ari Pandes and Michael J. Robinson
York University - Schulich School of Business, University of Calgary - Haskayne School of Business and University of Calgary - Haskayne School of Business
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148.

Publicly Funded Business Advisory Services and Entrepreneurial Internationalization

International Small Business Journal, Forthcoming
Number of pages: 38 Posted: 05 May 2014
Douglas J. Cumming, Eileen Fischer and Theodore Peridis
York University - Schulich School of Business, York University - Schulich School of Business and York University - Schulich School of Business
Downloads 41 (332,117)
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Internationalization, Public Advisory Hubs, Entrepreneurship

149.

Ambiguity in Option Markets — Evidence from SEOs

Journal of Financial Management, Markets and Institutions, Forthcoming
Number of pages: 39 Posted: 13 Jun 2015 Last Revised: 26 Jun 2017
Douglas J. Cumming, Lutz Johanning, Umut Ordu and Denis Schweizer
York University - Schulich School of Business, WHU - Otto Beisheim School of Management, WHU - Otto Beisheim School of Management and Concordia University
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Ambiguity, option-implied information, information tangibility, seasoned equity offerings (SEOs), straddle, volatility trading strategy

150.

Private Debt: Volatility, Credit Risk, and Returns

Asian Finance Association (AsianFA) 2016 Conference, 29th Australasian Finance and Banking Conference 2016
Number of pages: 42 Posted: 22 May 2015 Last Revised: 20 Aug 2016
Douglas J. Cumming, Grant Fleming and Zhangxin Frank Liu
York University - Schulich School of Business, Continuity Capital Partners and The University of Western Australia Business School
Downloads 23 (106,728)

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Private debt, performance, trading strategies, excess returns, credit risk, liquidity, volatility

151.

High Frequency Trading and End-of-Day Manipulation

Number of pages: 34 Posted: 16 Jul 2012
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
York University - Schulich School of Business, John Carroll University - Boler School of Business and Macquarie Graduate School of Management
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High frequency trading, End-of-day Manipulation, Trading Rules, Surveillance, Law and Finance

152.

Run-Up of Acquirer’s Stock in Public and Private Acquisitions

Corporate Governance: An International Review, 19(3), 210-239 (2011).
Number of pages: 54 Posted: 22 Jun 2010 Last Revised: 22 Nov 2014
Douglas J. Cumming and Dan Li
York University - Schulich School of Business and The University of Hong Kong - School of Economics and Finance
Downloads 16 (443,841)