Douglas J. Cumming

Florida Atlantic University

DeSantis Distinguished Professor of Finance and Entrepreneurship

777 Glades Rd

Boca Raton, FL 33431

United States

http://sites.google.com/view/douglascumming/bio?authuser=0

Birmingham Business School

Edgbaston Park Road

Birmingham, B15 2TY

United Kingdom

European Corporate Governance Institute (ECGI)

c/o the Royal Academies of Belgium

Rue Ducale 1 Hertogsstraat

1000 Brussels

Belgium

http://https://ecgi.global/users/douglas-cumming

  • Florida Atlantic University

  • Birmingham Business School

  • European Corporate Governance Institute (ECGI)

SCHOLARLY PAPERS

251

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Rank 73

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in Total Papers Downloads

134,654

SSRN CITATIONS
Rank 295

SSRN RANKINGS

Top 295

in Total Papers Citations

1,436

CROSSREF CITATIONS

1,727

Ideas:
“  I’m currently working on crowdfunding, entrepreneurship, entrepreneurial finance, venture capital, private equity, hedge funds, securities regulation, and various topics in law and finance.  ”

  • Florida Atlantic University

  • Birmingham Business School

  • European Corporate Governance Institute (ECGI)

Scholarly Papers (251)

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1.

Signaling in Equity Crowdfunding

Downloads 5,258 ( 2,518)
Citation 85

Signaling in Equity Crowdfunding

Number of pages: 49 Posted: 15 Oct 2012 Last Revised: 05 Oct 2014
Gerrit Ahlers, Douglas J. Cumming, Christina Guenther and Denis Schweizer
A.T. Kearney GmbH, Florida Atlantic University, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 4,019 (3,924)
Citation 41

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Entrepreneurial Finance, (Equity) Crowdfunding, Micro Lending, Internet, Signaling

Signaling in Equity Crowdfunding

Entrepreneurship Theory and Practice, Forthcoming
Number of pages: 45 Posted: 14 Feb 2015
Gerrit Ahlers, Douglas J. Cumming, Christina Guenther and Denis Schweizer
A.T. Kearney GmbH, Florida Atlantic University, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 1,239 (25,537)
Citation 33

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Equity Crowdfunding, Entrepreneurial Finance, Entrepreneurship, Signaling

2.

Crowdfunding Models: Keep-It-All vs. All-Or-Nothing

Forthcoming, Financial Management
Number of pages: 46 Posted: 11 Jun 2014 Last Revised: 23 Dec 2019
Douglas J. Cumming, Gaël Leboeuf and Armin Schwienbacher
Florida Atlantic University, CERGAM - Aix-Marseille University and SKEMA Business School
Downloads 4,463 (3,349)
Citation 101

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Crowdfunding, Internet, Signaling

3.

Private Equity Returns and Disclosure Around the World

Downloads 3,844 ( 4,307)
Citation 104

Private Equity Returns and Disclosure Around the World

EFA 2004 Maastricht, EEA 2004 Madrid, EFM 2005 Madrid, Journal of International Business Studies, forthcoming 2009
Number of pages: 43 Posted: 05 Mar 2004 Last Revised: 08 Sep 2016
Douglas J. Cumming and Uwe Walz
Florida Atlantic University and Goethe University Frankfurt - Institute of Economics
Downloads 3,275 (5,575)
Citation 17

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International Financial Reporting, Private Equity and Portfolio Diversification, Venture Capital

Private Equity Returns and Disclosure Around the World

Journal of International Business Studies, 2009, EFA 2004 MAASTRICHT, European Economic Association (EEA), 2004
Number of pages: 43 Posted: 06 Apr 2009 Last Revised: 15 Apr 2009
Douglas J. Cumming and Uwe Walz
Florida Atlantic University and Goethe University Frankfurt - Institute of Economics
Downloads 569 (74,118)
Citation 15

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International Financial Reporting, Private Equity and Portfolio Diversification, Venture Capital

4.

Contracts and Exits in Venture Capital Finance

Downloads 3,549 ( 4,947)

Contracts and Exits in Venture Capital Finance

AFA 2003 Washington, DC Meetings, The Review of Financial Studies, Vol. 21, Issue 5, pp. 1947-1982, 2008
Number of pages: 39 Posted: 22 Mar 2002 Last Revised: 13 Oct 2008
Douglas J. Cumming
Florida Atlantic University
Downloads 3,549 (4,846)
Citation 92

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Venture Capital, Financial Contracting, Exit, IPO, Acquisition

Contracts and Exits in Venture Capital Finance

The Review of Financial Studies, Vol. 21, Issue 5, pp. 1947-1982, 2008
Posted: 19 Sep 2008
Douglas J. Cumming
Florida Atlantic University

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G24, G32, G33, G34

5.

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Downloads 3,295 ( 5,633)
Citation 20

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Journal of Banking and Finance, Vol. 27, No. 3, pp. 511-548, 2003
Number of pages: 47 Posted: 09 May 2001
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law
Downloads 3,295 (5,524)
Citation 20

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Venture capital, Exit strategy, Regulation

A Cross-Country Comparison of Full and Partial Venture Capital Exits

Posted: 17 Nov 2004
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and Florida Atlantic University

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6.

Private Equity, Leveraged Buyouts and Governance

Journal of Corporate Finance, Vol. 13, pp. 439-460
Number of pages: 43 Posted: 02 May 2007 Last Revised: 10 Sep 2008
Douglas J. Cumming, Mike Wright and Donald S. Siegel
Florida Atlantic University, Nottingham University Business School and Arizona State University-School of Public Affairs
Downloads 3,123 (6,171)
Citation 9

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management buyouts, private equity, total factor productivity, financial and real returns, corporate governance

7.

Adverse Selection and Capital Structure: Evidence from Venture Capital

Downloads 3,050 ( 6,400)
Citation 6

Adverse Selection and Capital Structure: Evidence from Venture Capital

Entrepreneurship Theory and Practice, Vol. 30, pp. 155-184, 2006
Number of pages: 35 Posted: 14 Mar 2001 Last Revised: 10 Sep 2008
Douglas J. Cumming
Florida Atlantic University
Downloads 3,050 (6,293)
Citation 6

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Financial contracting, capital structure, adverse selection, entrepreneurship, venture capital

Adverse Selection and Capital Structure: Evidence from Venture Capital

Entrepreneurship Theory and Practice, Vol. 30, pp. 155-184, 2006
Posted: 09 Jun 2005 Last Revised: 10 Sep 2008
Douglas J. Cumming
Florida Atlantic University

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Capital structure, adverse selection, venture capital, syndication

8.

Capital Structure in Venture Finance

Downloads 2,536 ( 8,513)
Citation 2

Capital Structure in Venture Finance

Journal of Corporate Finance, Vol. 11, pp. 550-585, 2005
Number of pages: 38 Posted: 31 Mar 2000
Douglas J. Cumming
Florida Atlantic University
Downloads 2,536 (8,383)
Citation 2

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Venture capital, capital structure, financial contracting

Capital Structure in Venture Finance

Posted: 13 May 2004
Douglas J. Cumming
Florida Atlantic University

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Venture Capital, Capital Structure, Financial Contracting

9.

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Downloads 2,283 (10,083)
Citation 13

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Journal of Business, Vol. 79, pp. 1083-1126, 2006
Number of pages: 47 Posted: 05 Nov 2001
Douglas J. Cumming
Florida Atlantic University
Downloads 2,283 (9,890)
Citation 13

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Venture Capital Portfolio, Returns to Scale, Entrepreneurship

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

Journal of Business, Vol. 79, pp. 1083-1126
Posted: 08 May 2004 Last Revised: 11 Sep 2008
Douglas J. Cumming
Florida Atlantic University

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Venture capital portfolio, returns to scale, entrepreneurship

The Determinants of Venture Capital Portfolio Size: Empirical Evidence

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 09 Nov 2009
Douglas J. Cumming
Florida Atlantic University

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Business conditions, Business assistance programs, Private financing, Corporate ventures, Venture capital, Firm financing, Venture capital portfolios, Firm characteristics

10.

Venture Capital Exits in Canada and the United States

Number of pages: 109 Posted: 24 Oct 2002
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and Florida Atlantic University
Downloads 2,193 (10,794)
Citation 15

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11.

Fintech Venture Capital

Forthcoming, Corporate Governance: An International Review
Number of pages: 40 Posted: 27 May 2016 Last Revised: 23 Dec 2019
Douglas J. Cumming and Armin Schwienbacher
Florida Atlantic University and SKEMA Business School
Downloads 2,091 (11,663)
Citation 12

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International Venture Capital, Fintech, Governance, Financial Regulation, Regulatory Arbitrage

12.

Bankruptcy Law and Entrepreneurship

Downloads 2,043 (12,102)
Citation 66

Bankruptcy Law and Entrepreneurship

ECGI - Law Working Paper No. 105/2008, American Law and Economics Review, Forthcoming, University of Cambridge Centre for Business Research Working Paper No. 300
Number of pages: 41 Posted: 27 Jul 2005 Last Revised: 10 Sep 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and Florida Atlantic University
Downloads 1,892 (13,392)
Citation 10

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Personal Bankruptcy Law, Entrepreneurship

Bankruptcy Law and Entrepreneurship

American Law and Economics Review, Vol. 10, Issue 2, pp. 303-350, 2008
Number of pages: 46 Posted: 31 Dec 2008 Last Revised: 31 Oct 2012
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and Florida Atlantic University
Downloads 151 (297,092)
Citation 16

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K35, M13

13.

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Downloads 2,018 (12,351)
Citation 6

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Number of pages: 20 Posted: 29 Dec 2017 Last Revised: 17 Jan 2023
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 1,552 (18,189)
Citation 5

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Securities Regulation, Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law And Finance

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited

Finance Research Letters, Forthcoming
Number of pages: 21 Posted: 29 Jan 2019
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 466 (94,932)

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Securities Regulation, Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

14.

Strategic Asset Allocation and the Role of Alternative Investments

Downloads 2,017 (12,361)

Strategic Asset Allocation and the Role of Alternative Investments

Number of pages: 43 Posted: 20 Mar 2008 Last Revised: 14 May 2011
Douglas J. Cumming, Lars Helge Hass, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School and Concordia University
Downloads 1,839 (14,030)

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Alternative Investments, Asset Allocation, Asset Backed Securities, Buy Out, Commodities, Hedge Fund, Higher Moments, Private Equity, REITs, Venture Capital

Strategic Asset Allocation and the Role of Alternative Investments

European Financial Management, Forthcoming
Number of pages: 40 Posted: 29 May 2012
Douglas J. Cumming, Lars Helge Hass, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School and Concordia University
Downloads 178 (258,229)

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alternative investments, higher moments, strategic asset allocation

15.

Signaling in Equity Crowdfunding

Number of pages: 45 Posted: 04 Dec 2013 Last Revised: 22 Nov 2014
Gerrit Ahlers, Douglas J. Cumming, Christina Guenther and Denis Schweizer
A.T. Kearney GmbH, Florida Atlantic University, Max Planck Society for the Advancement of the Sciences - Max Planck Institute for Economics and Concordia University
Downloads 1,846 (14,198)
Citation 9

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Entrepreneurial Finance, (Equity) Crowdfunding, Micro Lending, Internet, Signaling

16.

Does FinTech Compete with or Complement Bank Finance?

Number of pages: 38 Posted: 03 Jan 2019 Last Revised: 05 Sep 2019
Rebel A. Cole, Douglas J. Cumming and Jon Taylor
Florida Atlantic University, Florida Atlantic University and Federal Reserve Banks - Federal Reserve Bank of St. Louis
Downloads 1,675 (16,517)
Citation 8

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Banks, Bank Loans, Bank Failure, Crowdfunding, FinTech

17.

Creditor Rights and LBOs

Downloads 1,661 (16,752)
Citation 6

Creditor Rights and LBOs

5th Annual Conference on Empirical Legal Studies Paper
Number of pages: 39 Posted: 23 Jan 2008 Last Revised: 17 Oct 2014
Jerry Cao, Douglas J. Cumming, Meijun Qian and Xiaoming Wang
Independent, Florida Atlantic University, Australian National University (ANU) - College of Business and Economics and affiliation not provided to SSRN
Downloads 873 (42,160)
Citation 9

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LBOs, Creditor rights, Private Equity, Cross border, Club deal, Law and Finance

The Impact of Investor Protection Law on Takeovers: The Case of Leveraged Buyouts

Number of pages: 38 Posted: 05 Mar 2008 Last Revised: 22 Oct 2014
Jerry Cao, Douglas J. Cumming, Jeremy Goh, Meijun Qian and Xiaoming Wang
Independent, Florida Atlantic University, Singapore Management University - Lee Kong Chian School of Business, Australian National University (ANU) - College of Business and Economics and Shanghai University of Finance and Economics
Downloads 788 (48,436)
Citation 3

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Private Equity, Leveraged Buyouts, Premium, M&A

18.

A Law and Finance Analysis of Hedge Funds

Financial Management, Forthcoming
Number of pages: 54 Posted: 21 Feb 2007 Last Revised: 10 Nov 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 1,638 (17,088)
Citation 2

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Hedge Funds, Regulation, Law and Finance

19.

Legality and Venture Capital Exits

Downloads 1,619 (17,405)

Legality and Venture Capital Exits

Journal of Corporate Finance, Vol. 12, pp. 214-245, 2006
Number of pages: 38 Posted: 28 Oct 2002 Last Revised: 10 Sep 2008
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and Florida Atlantic University
Downloads 1,619 (17,105)
Citation 32

Abstract:

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Venture Capital, Exits, IPO, Acquisition, Law and Finance

Legality and Venture Capital Exits

Journal of Corporate Finance, Vol. 12, pp. 214-245, 2006
Posted: 30 Dec 2004 Last Revised: 10 Sep 2008
Armin Schwienbacher, Grant Fleming and Douglas J. Cumming
SKEMA Business School, Continuity Capital Partners and Florida Atlantic University

Abstract:

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Venture capital, exits, IPO, acquisition, law and finance

Legality and Venture Capital Exits

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 09 Nov 2009
Douglas J. Cumming, Grant Fleming and Armin Schwienbacher
Florida Atlantic University, Continuity Capital Partners and SKEMA Business School

Abstract:

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Legal systems, Stock markets, Law, Financing, Venture capital, Exit strategies, Initial public offerings (IPO)

20.

High Frequency Trading and End-of-Day Price Dislocation

Downloads 1,583 (17,959)
Citation 21

High Frequency Trading and End-of-Day Price Dislocation

Number of pages: 52 Posted: 12 Sep 2012 Last Revised: 22 Nov 2013
Douglas J. Cumming, Feng Zhan and Michael J. Aitken
Florida Atlantic University, Western University and Macquarie Graduate School of Management
Downloads 1,341 (22,705)
Citation 10

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High frequency trading, End-of-day price dislocation, Manipulation, Trading rules, Surveillance, Law and finance

High Frequency Trading and End-of-Day Price Dislocation

Journal of Banking and Finance, Forthcoming
Number of pages: 52 Posted: 12 Jun 2015
Michael J. Aitken, Douglas J. Cumming and Feng Zhan
Macquarie Graduate School of Management, Florida Atlantic University and Western University
Downloads 242 (194,036)
Citation 8

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High frequency trading, Price dislocation, Manipulation

21.

The Size of Venture Capital and Private Equity Fund Portfolios

Journal of Corporate Finance, Vol. 13, pp. 564-590, 2007
Number of pages: 55 Posted: 22 Nov 2006 Last Revised: 12 Nov 2013
Gennaro (帅纳) Bernile, Douglas J. Cumming and Evgeny Lyandres
University of Miami - Department of Finance, Florida Atlantic University and Tel Aviv University
Downloads 1,550 (18,552)
Citation 2

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22.

Disentangling Crowdfunding from Fraudfunding

Max Planck Institute for Innovation & Competition Research Paper No. 16-09
Number of pages: 86 Posted: 26 Aug 2016 Last Revised: 18 Nov 2020
Douglas J. Cumming, Lars Hornuf, Moein Karami and Denis Schweizer
Florida Atlantic University, University of Bremen - Faculty of Business Studies and Economics, Concordia University and Concordia University
Downloads 1,521 (19,089)
Citation 33

Abstract:

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Crowdfunding, Entrepreneurial Finance, Fraud, Internet

23.

Decentralized Finance, Crypto Funds, and Value Creation in Tokenized Firms

Downloads 1,048 (20,251)
Citation 4

Decentralized Finance, Crypto Funds, and Value Creation in Tokenized Firms

Number of pages: 63 Posted: 11 May 2022 Last Revised: 16 Mar 2023
Douglas J. Cumming, Niclas Dombrowski, Wolfgang Drobetz and Paul P. Momtaz
Florida Atlantic University, University of Hamburg, University of Hamburg and University of California, Los Angeles (UCLA) - Anderson School of Management
Downloads 1,048 (32,644)

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Crypto Funds (CFs), Initial Coin Offering (ICO), Decentralized Finance (DeFi), Blockchain-based Crowdfunding, Entrepreneurial Finance

24.

The Economic Impact of Entrepreneurship: Comparing International Datasets

Downloads 1,436 (20,883)
Citation 6

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review,Forthcoming
Number of pages: 41 Posted: 09 May 2013 Last Revised: 06 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 1,360 (22,238)

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Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

The Economic Impact of Entrepreneurship: Comparing International Datasets

Corporate Governance: An International Review, Forthcoming
Number of pages: 41 Posted: 04 Jan 2014
Douglas J. Cumming, Sofia Johan and Minjie Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Odette School of Business - University of Windsor
Downloads 76 (480,803)
Citation 1

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Entrepreneurship, Law and Economics, Credit, Governance and Risk-Taking, Uncertainty Avoidance, Culture, Exports, Unemployment, Patents, Venture Capital

25.

The Fast Track IPO – Success Factors for Taking Firms Public with SPACs

Journal of Banking and Finance, Forthcoming
Number of pages: 51 Posted: 11 Sep 2012 Last Revised: 06 Jul 2014
Douglas J. Cumming, Lars Helge Hass, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School and Concordia University
Downloads 1,414 (21,331)
Citation 10

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Alternative Asset, Reverse Merger, Shell Company, Special Purpose Acquisition Company (SPAC)

26.

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Downloads 1,340 (23,139)

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Journal of Business Venturing, Vol. 20, pp. 573-622, 2005
Number of pages: 59 Posted: 14 Nov 2000
Douglas J. Cumming
Florida Atlantic University
Downloads 1,340 (22,736)
Citation 11

Abstract:

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Venture capital, capital structure, financial contracts, regulation

Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting

Posted: 03 Nov 2004
Douglas J. Cumming
Florida Atlantic University

Abstract:

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Venture Capital, Financial Contracts, Regulation

Agency Costs, Institutions, Learning, and Taxation in Venture Capital Contracting

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 10 Nov 2009
Douglas J. Cumming
Florida Atlantic University

Abstract:

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Ownership structures, Debt financing, Equity financing, Financing, Moral hazard problem, Startups, Venture capital

27.

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Downloads 1,283 (24,646)
Citation 1

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Number of pages: 49 Posted: 11 Mar 2009 Last Revised: 01 Dec 2010
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, Florida Atlantic University and Laval University
Downloads 983 (35,735)
Citation 3

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Disclosure, Securities Regulation, Initial Public Offerings, Reverse Mergers, Listing Standards

The Value of Capital Market Regulation: IPOs versus Reverse Mergers

Journal of Empirical Legal Studies, 9 (1) 2012: 56-91.
Number of pages: 49 Posted: 29 Mar 2011 Last Revised: 13 Apr 2012
Cécile Carpentier, Douglas J. Cumming and Jean-Marc Suret
Laval University, Florida Atlantic University and Laval University
Downloads 300 (155,795)

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Disclosure, Securities Regulation, Listing Standards, Initial Public Offerings, Reverse Mergers

28.

Gender Diversity and Securities Fraud

Downloads 1,242 (25,879)
Citation 39

Gender Diversity and Securities Fraud

Number of pages: 66 Posted: 24 Jul 2014
Douglas J. Cumming, T.Y. Leung, Oliver M. Rui and Oliver M. Rui
Florida Atlantic University, Hong Kong Shue Yan College and China Europe International Business School (CEIBS)affiliation not provided to SSRN
Downloads 497 (87,881)
Citation 24

Abstract:

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corporate governance; ethical sensitivity; fraud; gender diversity; risk aversion

Gender Diversity and Securities Fraud

Number of pages: 62 Posted: 02 Oct 2012 Last Revised: 21 Nov 2014
Douglas J. Cumming, Tak Yan Leung, Oliver M. Rui and Oliver M. Rui
Florida Atlantic University, City University of Hong Kong (CityU) - Department of Accountancy and China Europe International Business School (CEIBS)affiliation not provided to SSRN
Downloads 399 (113,845)
Citation 7

Abstract:

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corporate governance, ethical sensitivity, fraud, gender diversity, risk aversion

Gender Diversity and Securities Fraud

Academy of Management Journal, Forthcoming
Number of pages: 46 Posted: 11 Feb 2015 Last Revised: 13 Feb 2015
Douglas J. Cumming, Tak Yan Leung, Oliver M. Rui and Oliver M. Rui
Florida Atlantic University, City University of Hong Kong (CityU) - Department of Accountancy and China Europe International Business School (CEIBS)affiliation not provided to SSRN
Downloads 346 (133,959)

Abstract:

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corporate governance, ethical sensitivity, fraud, gender diversity, risk aversion

29.

The Extent of Venture Capital Exits: Evidence from Canada and the United States

VENTURE CAPITAL CONTRACTING AND THE VALUATION OF HIGH TECHNOLOGY FIRMS, L.D.R. Renneboog and J. McCahery, eds., Chapter 15, Oxford University Press, 2004, U Toronto, Legal Studies Research Paper No. 01-03
Number of pages: 43 Posted: 18 Dec 2000
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law
Downloads 1,237 (26,046)
Citation 2

Abstract:

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Venture Capital, Exits, IPO, Acquisition, Secondary Sale, Buyback, Write-off

30.

Illegal Buyouts

Downloads 1,160 (28,609)
Citation 9

Illegal Buyouts

Number of pages: 43 Posted: 16 Apr 2008 Last Revised: 18 Dec 2008
Douglas J. Cumming and Simona Zambelli
Florida Atlantic University and University of Florence
Downloads 716 (55,082)
Citation 10

Abstract:

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Buyouts, Private Equity, Regulation, Governance, Law and Finance

Illegal Buyouts

Journal of Banking and Finance, Vol. 34, No. 2, pp. 441-456, 2010
Number of pages: 46 Posted: 10 Aug 2009 Last Revised: 19 Mar 2012
Douglas J. Cumming and Simona Zambelli
Florida Atlantic University and University of Florence
Downloads 444 (100,433)

Abstract:

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Buyouts, Regulation, Governance, Law and finance

31.

International Business and Entrepreneurship Implications of Brexit

British Journal of Management, Forthcoming
Number of pages: 12 Posted: 19 Aug 2016
Douglas J. Cumming and Shaker A. Zahra
Florida Atlantic University and University of Minnesota - Twin Cities - Carlson School of Management
Downloads 1,121 (30,098)

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Brexit, International Business, Entrepreneurship

32.

Outside Entrepreneurial Capital

Economic Journal, Forthcoming
Number of pages: 39 Posted: 08 Feb 2005 Last Revised: 10 Sep 2008
Andy Cosh, Douglas J. Cumming and Alan Hughes
University of Cambridge - Judge Business School, Florida Atlantic University and University of Cambridge - Centre for Business Research (CBR)
Downloads 1,036 (33,664)
Citation 5

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Entrepreneurial Finance, Capital Gaps, Pecking Order, Adverse Selection

33.

The Legislative Road to Silicon Valley

Downloads 1,000 (35,430)
Citation 48

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, pp. 596-635, 2006
Number of pages: 41 Posted: 28 Nov 2003
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and Florida Atlantic University
Downloads 1,000 (34,911)
Citation 48

Abstract:

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venture capital, law and finance, bankruptcy

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, pp. 596-635, 2006
Posted: 26 Jul 2005 Last Revised: 10 Sep 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and Florida Atlantic University

Abstract:

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Venture capital, law and finance, bankruptcy

The Legislative Road to Silicon Valley

Oxford Economic Papers, Vol. 58, Issue 4, pp. 596-635, 2006
Posted: 29 Feb 2008
John Armour and Douglas J. Cumming
University of Oxford - Faculty of Law and Florida Atlantic University

Abstract:

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34.

Private Equity Benchmarks and Portfolio Optimization

Downloads 996 (35,634)
Citation 11

Private Equity Benchmarks and Portfolio Optimization

Number of pages: 35 Posted: 05 Oct 2010
Douglas J. Cumming, Lars Helge Hass, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School and Concordia University
Downloads 625 (65,852)
Citation 6

Abstract:

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Benchmark, Risk Modeling, Private Equity, Venture Capital

Private Equity Benchmarks and Portfolio Optimization

Journal of Banking and Finance, Forthcoming
Number of pages: 43 Posted: 15 Apr 2013
Douglas J. Cumming, Lars Helge Hass, Lars Helge Hass and Denis Schweizer
Florida Atlantic University, University of Iowa - Henry B. Tippie College of BusinessLancaster University - Lancaster University Management School and Concordia University
Downloads 371 (123,796)

Abstract:

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Benchmark, Risk Modeling, Private Equity, Venture Capital

35.

Institutional Investment in Listed Private Equity

Downloads 993 (35,787)
Citation 3

Institutional Investment in Listed Private Equity

Number of pages: 31 Posted: 24 Jan 2010 Last Revised: 06 Feb 2010
Douglas J. Cumming, Grant Fleming and Sofia Johan
Florida Atlantic University, Continuity Capital Partners and Florida Atlantic University - Finance
Downloads 851 (43,648)
Citation 2

Abstract:

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Institutional investment, pension funds, listed private equity, Europe

Institutional Investment in Listed Private Equity

European Financial Management, Forthcoming
Number of pages: 30 Posted: 14 Dec 2010
Douglas J. Cumming, Grant Fleming and Sofia Johan
Florida Atlantic University, Continuity Capital Partners and Florida Atlantic University - Finance
Downloads 142 (312,366)
Citation 1

Abstract:

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Institutional investment, pension funds, listed private equity

36.

Liquidity Risk and Venture Capital Finance

Downloads 975 (36,653)
Citation 26

Liquidity Risk and Venture Capital Finance

Financial Management, Vol. 34, pp. 77-105, 2005
Number of pages: 41 Posted: 01 Jun 2004 Last Revised: 22 Oct 2014
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and Florida Atlantic University
Downloads 945 (37,752)

Abstract:

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Liquidity Risk and Venture Capital Finance

Financial Management, Vol. 34, No. 4, Winter 2005
Number of pages: 30 Posted: 10 Nov 2005
Grant Fleming, Armin Schwienbacher and Douglas J. Cumming
Continuity Capital Partners, SKEMA Business School and Florida Atlantic University
Downloads 30 (721,153)
Citation 2

Abstract:

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Private Equity, Venture Capital, Liquidity Risk

37.

Crowding Out Private Equity: Canadian Evidence

Downloads 967 (37,092)
Citation 35

Crowding Out Private Equity: Canadian Evidence

Journal of Business Venturing, Vol. 21, pp. 569-609, 2006
Number of pages: 48 Posted: 25 Sep 2002
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law
Downloads 967 (36,542)
Citation 35

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Crowding Out Private Equity: Canadian Evidence

Posted: 30 Mar 2005
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law

Abstract:

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Venture capital cycle, Government sponsorship, Tax, Crowding out

38.

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Downloads 965 (37,193)

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Journal of Business Venturing, Vol. 22, No. 2, pp. 193-235, 2007
Number of pages: 56 Posted: 20 Sep 2005
Douglas J. Cumming
Florida Atlantic University
Downloads 965 (36,642)
Citation 3

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Private Equity, Venture Capital, Government Public Policy, Entrepreneurship

Government Policy Towards Entrepreneurial Finance: Innovation Investment Funds

Journal of Business Venturing, Vol. 22, pp. 193-235, 2007
Posted: 10 Nov 2005 Last Revised: 28 Sep 2013
Douglas J. Cumming
Florida Atlantic University

Abstract:

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Private Equity, Venture Capital, Government, Public Policy, Entrepreneurship

39.

Mutual Funds that Invest in Private Equity? an Analysis of Labour Sponsored Investment Funds

Downloads 952 (37,921)
Citation 19

Mutual Funds that Invest in Private Equity? an Analysis of Labour Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, pp. 445-487, 2007
Number of pages: 56 Posted: 13 Aug 2003 Last Revised: 10 Sep 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law
Downloads 952 (37,366)
Citation 19

Abstract:

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Mutual Funds, Venture Capital, Government Sponsorship, Risk, Return, Fundraising

Mutual Funds that Invest in Private Equity? An Analysis of Labour-Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, pp. 445-487, 2007
Posted: 08 Aug 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law

Abstract:

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Mutual Funds, Venture Capital, Government Sponsorship, Risk, Return, Fundraising

Mutual Funds that Invest in Private Equity? An Analysis of Labour-Sponsored Investment Funds

Cambridge Journal of Economics, Vol. 31, Issue 3, pp. 445-487, 2007
Posted: 16 Jun 2008
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law

Abstract:

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Mutual funds, Venture capital, Government sponsorship, Risk, Return, Fundraising

40.

Information Asymmetries, Agency Costs and Venture Capital Exit Outcomes

Venture Capital, An International Journal of Entrepreneurial Finance, Vol. 10, pp. 197-231, 2008
Number of pages: 45 Posted: 11 Sep 2008 Last Revised: 16 Oct 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 935 (38,911)
Citation 7

Abstract:

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Venture Capital, Exits, Financial Contracts, IPOs, Acquisitions, Secondary Sales, Buybacks, Write-offs

41.

Capital Flows and Hedge Fund Regulation

Downloads 897 (41,182)
Citation 16

Capital Flows and Hedge Fund Regulation

3rd Annual Conference on Empirical Legal Studies Papers
Number of pages: 35 Posted: 16 Apr 2008 Last Revised: 21 Oct 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 624 (65,992)
Citation 2

Abstract:

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Flow, Performance, Hedge Funds, Regulation, Law and Finance

Capital Flows and Hedge Fund Regulation

Journal of Empirical Legal Studies, 2009
Number of pages: 39 Posted: 31 Jul 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 273 (172,030)

Abstract:

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Flow, Performance, Hedge Funds, Regulation, Law and Finance

42.

Is Venture Capital in Crisis?

World Financial Review (July-August), 69-72.
Number of pages: 15 Posted: 12 Jun 2012 Last Revised: 22 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 893 (41,449)

Abstract:

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Venture Capital, Financial Crisis

43.

The Role of Due Diligence in Crowdfunding Platforms

Downloads 882 (42,170)
Citation 13

The Role of Due Diligence in Crowdfunding Platforms

Number of pages: 50 Posted: 09 Dec 2016 Last Revised: 12 Sep 2019
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 622 (66,278)
Citation 13

Abstract:

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crowdfunding, entrepreneurship, intermediaries

The Role of Due Diligence in Crowdfunding Platforms

Journal of Banking and Finance, Forthcoming
Number of pages: 50 Posted: 07 Oct 2019
Douglas J. Cumming, Sofia Johan and Yelin Zhang
Florida Atlantic University, Florida Atlantic University - Finance and Gonzaga University - School of Business Administration
Downloads 260 (180,710)
Citation 2

Abstract:

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Crowdfunding, Entrepreneurial Finance, Intermediaries

44.

Demand Driven Securities Regulation: Evidence from Crowdfunding

Downloads 853 (44,108)
Citation 1

Demand Driven Securities Regulation: Evidence from Crowdfunding

Venture Capital: An International Journal of Entrepreneurial Finance 15, 361-379 (2013)
Number of pages: 36 Posted: 22 Jul 2013 Last Revised: 24 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 489 (89,613)
Citation 1

Abstract:

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Crowdfunding, Securities Law, Race-to-the-Top, Race-to-the-Bottom

Demand Driven Securities Regulation: Evidence from Crowdfunding

Number of pages: 25 Posted: 22 Apr 2013 Last Revised: 02 Nov 2014
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 364 (126,522)

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Crowdfunding, Securities Regulation, Race to the Top, Race to the Bottom

45.

Local Bias in Venture Capital Investments

Downloads 849 (44,393)
Citation 85

Local Bias in Venture Capital Investments

Number of pages: 40 Posted: 02 Dec 2007 Last Revised: 15 Jul 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 557 (76,132)
Citation 5

Abstract:

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Home bias, private equity

Local Bias in Venture Capital Investments

Journal of Empirical Finance, Forthcoming
Number of pages: 43 Posted: 06 Nov 2009
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 292 (160,314)
Citation 15

Abstract:

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home bias, venture capital

46.

Venture Capital and Private Equity Research: A Bibliometric Review and Future Research Agenda

Number of pages: 80 Posted: 16 Feb 2022
Douglas J. Cumming, Satish Kumar, Weng Marc Lim and Nitesh Pandey
Florida Atlantic University, Malaviya National Institute of Technology (MNIT), Jaipur, Sunway Business School, Sunway University and Amrita School of Business
Downloads 848 (44,464)

Abstract:

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Bibliometric analysis, Venture capital, Private equity

47.

Exchange Trading Rules and Stock Market Liquidity

Downloads 833 (45,557)
Citation 65

Exchange Trading Rules and Stock Market Liquidity

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 41 Posted: 02 Feb 2010 Last Revised: 02 Mar 2010
Douglas J. Cumming, Sofia Johan and Dan Li
Florida Atlantic University, Florida Atlantic University - Finance and Chinese University of Hong Kong, Shenzhen
Downloads 551 (77,193)
Citation 17

Abstract:

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Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

Exchange Trading Rules and Stock Market Liquidity

Number of pages: 43 Posted: 14 Nov 2009
Douglas J. Cumming, Sofia Johan and Dan Li
Florida Atlantic University, Florida Atlantic University - Finance and Chinese University of Hong Kong, Shenzhen
Downloads 282 (166,287)
Citation 2

Abstract:

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Market Manipulation, Liquidity, Insider Trading, Broker-Agency Conflict, Law and Finance

48.

Venture Capitalist Value-Added Activities, Fundraising and Drawdowns

Journal of Banking and Finance, Vol. 29, pp. 295-331, 2005
Number of pages: 38 Posted: 04 Jan 2007
Grant Fleming, Douglas J. Cumming, Jo-Ann Suchard and Jo-Ann Suchard
Continuity Capital Partners, Florida Atlantic University and UNSW Business SchoolFinancial Research Network (FIRN)
Downloads 819 (46,638)
Citation 3

Abstract:

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Venture Capital, Fundraising, Drawdowns, Value Added Activities, Returns, Compensation

49.

The Structure, Governance and Performance of UK Venture Capital Trusts

Journal of Corporate Law Studies, Vol. 3, No. 2, pp. 191-217, 2003
Number of pages: 30 Posted: 07 May 2003
Douglas J. Cumming
Florida Atlantic University
Downloads 800 (48,127)
Citation 4

Abstract:

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50.

United States Venture Capital Contracting: Foreign Securities

Advances in Financial Economics, Vol. 12, pp. 405-444, 2007
Number of pages: 41 Posted: 25 Oct 2001 Last Revised: 11 Sep 2008
Douglas J. Cumming
Florida Atlantic University
Downloads 788 (49,118)
Citation 7

Abstract:

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Venture Capital, Capital Structure, Financial Contracts, Regulation

51.

Global Market Surveillance

Downloads 780 (49,817)
Citation 8

Global Market Surveillance

TILEC Discussion Paper No. 2008-002, American Law and Economics Review, Forthcoming
Number of pages: 45 Posted: 19 Jul 2006 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 780 (49,116)
Citation 8

Abstract:

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Market Manipulation, Surveillance, Microstructure, Law and Finance

Global Market Surveillance

American Law and Economics Review, Vol. 10, Issue 2, pp. 454-506, 2008
Posted: 31 Dec 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance

Abstract:

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G12, G14, G18, K22

52.

Hedge Fund Regulation and Misreported Returns

Downloads 777 (50,063)

Hedge Fund Regulation and Misreported Returns

Number of pages: 33 Posted: 16 Apr 2008 Last Revised: 12 Jul 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 602 (69,126)

Abstract:

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Hedge Funds, Regulation, Misreported Returns, Law and Finance

Hedge Fund Regulation and Misreported Returns

European Financial Management, Forthcoming
Number of pages: 33 Posted: 28 Jul 2010 Last Revised: 04 Sep 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 175 (262,089)

Abstract:

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Hedge Funds, Regulation, Misreported Returns, Law and Finance

53.

Due Diligence and Investee Performance

Downloads 749 (52,588)
Citation 3

Due Diligence and Investee Performance

European Financial Management, Forthcoming
Number of pages: 68 Posted: 01 Jun 2016
Douglas J. Cumming and Simona Zambelli
Florida Atlantic University and University of Florence
Downloads 444 (100,433)

Abstract:

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Due Diligence, Governance, Performance, Private Equity

Due Diligence and Investee Performance

Number of pages: 72 Posted: 22 Mar 2013 Last Revised: 01 Jan 2016
Douglas J. Cumming and Simona Zambelli
Florida Atlantic University and University of Florence
Downloads 305 (153,180)
Citation 3

Abstract:

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Due Diligence, Governance, Performance, Private Equity

54.

Boom, Bust and Litigation in Venture Capital Finance

Downloads 738 (53,598)
Citation 5

Boom, Bust and Litigation in Venture Capital Finance

Willamette Law Review, Vol. 40, No. 4, pp. 867-906
Number of pages: 29 Posted: 26 Oct 2004
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law
Downloads 738 (52,850)
Citation 5

Abstract:

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Venture Capital Cycle, IPO, Litigation, Internet Bubble

Boom, Bust and Litigation in Venture Capital Finance

Willamette Law Review, Vol. 40, No. 4, pp. 867-906, 2004
Posted: 03 Nov 2004 Last Revised: 30 Jul 2014
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law

Abstract:

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Venture Capital Cycle, IPO, Litigation, Internet Bubble

55.

Private Equity Performance Under Extreme Regulation

Downloads 731 (54,286)
Citation 16

Private Equity Performance Under Extreme Regulation

Journal of Banking and Finance, Vol. 37, 2013
Number of pages: 50 Posted: 08 Mar 2011 Last Revised: 20 Nov 2014
Douglas J. Cumming and Simona Zambelli
Florida Atlantic University and University of Florence
Downloads 396 (114,846)
Citation 1

Abstract:

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Buyouts, Performance, Regulation, Governance, Law and Finance

Private Equity Performance Under Extreme Regulation

Journal of Banking and Finance, 2012, Forthcoming
Number of pages: 50 Posted: 13 May 2012
Douglas J. Cumming and Simona Zambelli
Florida Atlantic University and University of Florence
Downloads 335 (138,647)
Citation 6

Abstract:

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Private equity, Regulation, Performance, Law and finance

56.

Fund Size, Limited Attention and Valuation of Venture Capital Backed Firms

Downloads 722 (55,203)
Citation 34

Fund Size, Limited Attention and Valuation of Venture Capital Backed Firms

EFA 2008 Athens Meetings Paper
Number of pages: 37 Posted: 05 Mar 2008 Last Revised: 30 Sep 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 474 (93,094)
Citation 7

Abstract:

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Venture Capital; Fund Size; Limited Attention; Private Equity Valuation

Fund Size, Limited Attention, and Valuation of Venture Capital Backed Firms

Journal of Empirical Finance, Forthcoming
Number of pages: 37 Posted: 01 Oct 2010 Last Revised: 06 Oct 2010
Douglas J. Cumming and Na Dai
Florida Atlantic University and SUNY at Albany - School of Business
Downloads 248 (189,441)
Citation 3

Abstract:

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Venture Capital, Fund Size, Limited Attention, Private Equity Valuation

57.

Socially Responsible Institutional Investment in Private Equity

Downloads 721 (55,303)
Citation 1

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Number of pages: 31 Posted: 12 Sep 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 721 (54,535)
Citation 1

Abstract:

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Socially Responsible Investment, International Institutional Investment, Private Equity

Socially Responsible Institutional Investment in Private Equity

Journal of Business Ethics, Vol. 75, pp. 395-416, 2007
Posted: 25 Oct 2006 Last Revised: 10 Sep 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance

Abstract:

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Socially Responsible Investment; International Institutional Investment, Private Equity

58.

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Downloads 712 (56,286)
Citation 15

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 10 Jul 2011 Last Revised: 24 Nov 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, Florida Atlantic University, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 320 (145,544)
Citation 5

Abstract:

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Corporate fraud, CEO turnover, State ownership, Split Share Structure Reform, China

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 20 Mar 2012 Last Revised: 15 Jun 2016
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, Florida Atlantic University, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 206 (226,456)
Citation 3

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Corporate fraud; CEO turnover; State ownership; Split Share Structure Reform; China

CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China

Journal of Business Ethics, Forthcoming
Number of pages: 44 Posted: 04 Feb 2014 Last Revised: 11 Nov 2014
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, Florida Atlantic University, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 186 (248,300)
Citation 8

Abstract:

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CEO turnover; corporate fraud; ownership; Split Share Structure Reform; China

59.

Regulatory Harmonization and the Development of Private Equity Markets

Downloads 711 (56,375)
Citation 2

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking & Finance, Vol. 31, pp. 3218-3250, 2007
Number of pages: 37 Posted: 08 Nov 2005
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 711 (55,600)
Citation 2

Abstract:

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Private Equity, Venture Capital, Law and Finance

Regulatory Harmonization and the Development of Private Equity Markets

Journal of Banking and Finance, Vol. 31, pp. 3218-3250, 2007
Posted: 05 Jan 2007 Last Revised: 11 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University

Abstract:

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Private Equity, Law and Finance

60.

Pre-Seed Government Venture Capital Funds

Journal of International Entrepreneurship, 2008
Number of pages: 32 Posted: 20 Nov 2007 Last Revised: 29 Sep 2013
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 638 (64,961)
Citation 6

Abstract:

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Venture Capital, Government, Public Policy, Entrepreneurship

61.

Comparative Venture Capital Governance. Private Versus Labour Sponsored Venture Capital Funds

Downloads 636 (65,244)

Comparative Venture Capital Governance. Private Versus Labour Sponsored Venture Capital Funds

Number of pages: 41 Posted: 03 Mar 2003
Jeffrey G. MacIntosh and Douglas J. Cumming
University of Toronto - Faculty of Law and Florida Atlantic University
Downloads 636 (64,407)

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Venture Capital, Canada, Tax, Government, Crowding Out, Portfolio Size, Governance

Comparative Venture Capital Governance: Private Versus Labour Sponsored Venture Capital Funds

University of Illinois at Urbana-Champaign's Academy for Entrepreneurial Leadership Historical Research Reference in Entrepreneurship
Posted: 04 Nov 2009
Douglas J. Cumming and Jeffrey G. MacIntosh
Florida Atlantic University and University of Toronto - Faculty of Law

Abstract:

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Canadian Labour Sponsored Venture Capital Corporations, Limited liability partnerships (LLP), Canadian Venture Capital Association, Mutual funds, Organizational structures, Program evaluation, Public investments, Public policies, Venture capital, Venture capital, Business assistance programs, High technology industries

62.

Equity Crowdfunding and Governance: Toward an Integrative Model and Research Agenda

Academy of Management Perspectives, Forthcoming
Number of pages: 54 Posted: 29 Jan 2019
Douglas J. Cumming, Tom R. Vanacker and Shaker A. Zahra
Florida Atlantic University, Ghent University and University of Minnesota - Twin Cities - Carlson School of Management
Downloads 631 (65,901)

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Entrepreneurial Finance; Equity Crowdfunding; Governance Systems; Information Asymmetry; Adverse Selection; Moral Hazard

63.

Preplanned Exit Strategies in Venture Capital

European Economic Review 52 (2008) 1209¿1241
Number of pages: 37 Posted: 26 Jul 2006 Last Revised: 13 Oct 2008
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 629 (66,168)
Citation 4

Abstract:

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Preplanned Exit, Contracts, Governance, Control Rights, Bargaining Power, Law and Finance

64.

Angel Investors Around the World

Downloads 618 (67,647)
Citation 8

Angel Investors Around the World

Number of pages: 64 Posted: 17 Jan 2016 Last Revised: 03 Jun 2016
Douglas J. Cumming and Minjie Zhang
Florida Atlantic University and Odette School of Business - University of Windsor
Downloads 434 (103,222)
Citation 8

Abstract:

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Private Equity, Angel Investor, Venture Capital, IPO, Entrepreneurship, Law and Finance, Bankruptcy Law, Culture

Angel Investors Around the World

Journal of International Business Studies (JIBS), Forthcoming
Number of pages: 46 Posted: 27 Aug 2018
Douglas J. Cumming and Minjie Zhang
Florida Atlantic University and Odette School of Business - University of Windsor
Downloads 184 (250,675)
Citation 2

Abstract:

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Private Equity, Angel Investor, Venture Capital, Entrepreneurship, Law and Finance, Culture

65.

Legality and Venture Governance Around the World

Journal of Business Venturing, Forthcoming
Number of pages: 38 Posted: 16 Apr 2008 Last Revised: 10 Sep 2008
Douglas J. Cumming, Daniel Schmidt and Uwe Walz
Florida Atlantic University, University of Frankfurt, CEPRES Center of Private Equity Research and Goethe University Frankfurt - Institute of Economics
Downloads 605 (69,528)
Citation 21

Abstract:

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Venture Capital, Corporate Governance, Syndication, Entrepreneurial Finance

66.

Same Rules, Different Enforcement: Market Abuse in Europe

Downloads 590 (71,757)
Citation 12

Same Rules, Different Enforcement: Market Abuse in Europe

TILEC Discussion Paper No. 2014-019
Number of pages: 53 Posted: 22 Feb 2014 Last Revised: 07 Jun 2016
Douglas J. Cumming, Alexander Peter Groh and Sofia Johan
Florida Atlantic University, EMLYON Business School and Florida Atlantic University - Finance
Downloads 380 (120,354)
Citation 3

Abstract:

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Securities Regulation, Enforcement, Law and Finance

Same Rules, Different Enforcement: Market Abuse in Europe

Journal of International Financial Markets, Institutions and Money, Forthcoming
Number of pages: 56 Posted: 04 Oct 2017
Douglas J. Cumming, Alexander Peter Groh and Sofia Johan
Florida Atlantic University, EMLYON Business School and Florida Atlantic University - Finance
Downloads 210 (222,522)
Citation 7

Abstract:

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Securities Regulation, Enforcement, Law and Finance

67.

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Downloads 583 (72,807)
Citation 3

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Emerging Markets Review, Forthcoming
Number of pages: 42 Posted: 14 May 2011 Last Revised: 24 Jun 2013
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, Florida Atlantic University, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 357 (129,276)
Citation 4

Abstract:

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Auditor, earnings management, fraud, integrity, ethics, China

Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms

Emerging Markets Review, Forthcoming
Number of pages: 41 Posted: 01 Jan 2013
Jiandong Chen, Douglas J. Cumming, Wenxuan Hou and Edward Lee
Southwestern University of Finance and Economics, Florida Atlantic University, University of Edinburgh - Business School and University of Manchester - Alliance Manchester Business School
Downloads 226 (207,365)

Abstract:

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Integrity, auditor, earnings management, fraud, China, MAO

68.

Private Debt: Volatility, Credit Risk, and Returns

Asian Finance Association (AsianFA) 2016 Conference, 29th Australasian Finance and Banking Conference 2016
Number of pages: 42 Posted: 22 May 2015 Last Revised: 20 Aug 2016
Douglas J. Cumming, Grant Fleming and Zhangxin (Frank) Liu
Florida Atlantic University, Continuity Capital Partners and The University of Western Australia Business School
Downloads 577 (73,713)
Citation 2

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Private debt, performance, trading strategies, excess returns, credit risk, liquidity, volatility

69.

International Private Equity Valuation and Disclosure

Northwestern Journal of International Law and Business, 2009
Number of pages: 35 Posted: 16 Apr 2009
Douglas J. Cumming, Andrej Gill and Uwe Walz
Florida Atlantic University, Johannes Gutenberg University Mainz and Goethe University Frankfurt - Institute of Economics
Downloads 548 (78,617)

Abstract:

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Private Equity, Valuation, Disclosure, Returns, Regulation, Law and Finance

70.

Firm Size and the Impact of Securities Regulation

Journal of Comparative Economics, Forthcoming
Number of pages: 44 Posted: 10 Jun 2015
Douglas J. Cumming, April M. Knill and Nela Thomas Richardson
Florida Atlantic University, Florida State University College of Business and Commodity Futures Trading Commission (CFTC)
Downloads 546 (78,980)

Abstract:

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Securities regulation, law and finance, access to finance, capital issuance

71.

Investigating the Dynamics Between Price Volatility, Price Discovery, and Criminality in Cryptocurrency Markets

Number of pages: 57 Posted: 31 May 2019
Shaen Corbet, Douglas J. Cumming, Brian M. Lucey, Maurice Peat and Samuel Vigne
Dublin City University, Florida Atlantic University, Trinity Business School, Trinity College Dublin, The University of Sydney and Trinity College (Dublin) - Trinity Business School
Downloads 537 (80,621)
Citation 3

Abstract:

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criminality, cryptocurrency, information share, volatility, price discovery

72.

Financial Intermediaries, Ownership Structure and the Provision of Venture Capital to Smes: Evidence from Japan

Small Business Economics, Vol. 31, pp. 59-92, 2008
Number of pages: 46 Posted: 19 Jul 2005 Last Revised: 11 Sep 2008
Douglas J. Cumming, Armin Schwienbacher and Grant Fleming
Florida Atlantic University, SKEMA Business School and Continuity Capital Partners
Downloads 511 (85,722)
Citation 3

Abstract:

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Financial Intermediation, Ownership Structure, Private Equity

73.

Is it the Law or the Lawyers? Investment Covenants Around the World

Downloads 508 (86,362)

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol. 12, pp. 535-574, 2006
Number of pages: 40 Posted: 04 Jan 2005
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University
Downloads 508 (85,492)

Abstract:

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Empirical Contracts, Private Equity, Law and Finance

Is it the Law or the Lawyers? Investment Covenants Around the World

European Financial Management, Vol, 12, pp. 553-574, 2006
Posted: 26 Oct 2005 Last Revised: 10 Sep 2008
Sofia Johan and Douglas J. Cumming
Florida Atlantic University - Finance and Florida Atlantic University

Abstract:

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Empirical Contracts, Private Equity, Law and Finance

74.

Advice and Monitoring in Venture Finance

Downloads 507 (86,577)
Citation 5

Advice and Monitoring in Venture Finance

Financial Markets and Portfolio Management, Vol. 21, No. 1, pp. 3-43, 2007 , TILEC Discussion Paper No. 2005-003
Number of pages: 41 Posted: 04 Jan 2005
Douglas J. Cumming and Sofia Johan
Florida Atlantic University and Florida Atlantic University - Finance
Downloads 507 (85,705)
Citation 5