Rik Sen

University of New South Wales (UNSW)

Associate Professor

Kensington

High St

Sydney, NSW 2052

Australia

SCHOLARLY PAPERS

10

DOWNLOADS
Rank 17,165

SSRN RANKINGS

Top 17,165

in Total Papers Downloads

3,689

SSRN CITATIONS
Rank 19,526

SSRN RANKINGS

Top 19,526

in Total Papers Citations

38

CROSSREF CITATIONS

16

Scholarly Papers (10)

1.

Money Left on the Table: An Analysis of Participation in Employee Stock Purchase Plans

Review of Financial Studies, Vol. 27, pp. 3658-3698, 2014
Number of pages: 61 Posted: 23 Oct 2012 Last Revised: 23 Apr 2015
Ilona Babenko and Rik Sen
Arizona State University and University of New South Wales (UNSW)
Downloads 657 (50,420)
Citation 6

Abstract:

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household investment choices, portfolio choice, equity market participation, behavioral economics

2.

Do Non-Executive Employees Have Information? Evidence from Employee Stock Purchase Plans

AFA 2011 Denver Meetings Paper, Forthcoming in Management Science
Number of pages: 50 Posted: 19 Mar 2010 Last Revised: 23 Apr 2015
Ilona Babenko and Rik Sen
Arizona State University and University of New South Wales (UNSW)
Downloads 545 (63,994)
Citation 13

Abstract:

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employee stock purchase plans, insider trading, return predictability

3.

Discipline or Disruption? Stakeholder Relationships and the Effect of Takeover Threat

Management Science, Forthcoming
Number of pages: 62 Posted: 24 Jan 2010 Last Revised: 10 Aug 2016
Ling Cen, Sudipto Dasgupta and Rik Sen
The Chinese University of Hong Kong, Chinese University of Hong Kong, ABFER, CEPR, and ECGI and University of New South Wales (UNSW)
Downloads 471 (76,697)
Citation 10

Abstract:

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takeovers, corporate governance, product market relationships, Business Combination Laws

4.

Stocking Up: Executive Optimism, Option Exercise, and Share Retention

Journal of Financial Economics (JFE), Vol. 118, No. 2, 2015
Number of pages: 78 Posted: 18 Feb 2009 Last Revised: 08 Dec 2015
Rik Sen and Robert Tumarkin
University of New South Wales (UNSW) and UNSW Australia Business School, School of Banking and Finance
Downloads 456 (79,730)
Citation 8

Abstract:

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Optimism, Executive stock option, Exercise Policy, Optimism measures, Corporate financial policies

Are Insider Sales Under 10b5-1 Plans Strategically Timed?

Number of pages: 36 Posted: 06 Jul 2008 Last Revised: 09 Jul 2008
Rik Sen
University of New South Wales (UNSW)
Downloads 212 (180,165)
Citation 1

Abstract:

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insider trading, SEC Rule 10b5-1, event studies

Are Insider Sales Under 10b5-1 Plans Strategically Timed?

Number of pages: 36 Posted: 24 Mar 2009
Rik Sen
University of New South Wales (UNSW)
Downloads 151 (243,308)
Citation 2

Abstract:

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insider trading, SEC Rule 10b5-1, event studies

6.

Management (of) Proposals

Number of pages: 58 Posted: 20 Apr 2018 Last Revised: 22 Dec 2019
Ilona Babenko, Goeun Choi and Rik Sen
Arizona State University, Tulane University - A.B. Freeman School of Business and University of New South Wales (UNSW)
Downloads 326 (116,949)
Citation 5

Abstract:

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Corporate Voting, Management Proposals, Shareholder Proposals, Manipulation

7.

Inside Brokers

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 101 Posted: 15 Aug 2016 Last Revised: 09 Sep 2020
Singapore Management University - Lee Kong Chian School of Business, Hong Kong University of Science & Technology (HKUST) - Department of Finance and University of New South Wales (UNSW)
Downloads 323 (118,134)
Citation 4

Abstract:

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Insiders, Brokers, Analysts, Mutual Funds, Information Transmission

8.

The Returns to Spring-Loading

EFA 2008 Athens Meetings Paper
Number of pages: 46 Posted: 09 Mar 2008 Last Revised: 21 Apr 2009
Rik Sen
University of New South Wales (UNSW)
Downloads 219 (175,045)
Citation 1

Abstract:

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Executive stock options, Executive compensation, Corporate Governance, Sarbanes Oxley Act, Backdating

9.

Eyes on the Prize: Do Industry Tournament Incentives Shape the Structure of Executive Compensation?

Forthcoming, Journal of Financial and Quantitative Analysis
Number of pages: 68 Posted: 19 Aug 2020 Last Revised: 13 Dec 2020
Monash University, Monash University, University of New South Wales (UNSW) and UNSW Business School
Downloads 190 (199,444)

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Tournament Incentives, Executive Compensation Design, Risk-Taking Incentives, Executive Mobility

10.

Regulating CEO Pay: Evidence from the Nonprofit Revitalization Act

Number of pages: 67 Posted: 09 Feb 2021
Arizona State University, Tulane University - A.B. Freeman School of Business and University of New South Wales (UNSW)
Downloads 139 (259,386)
Citation 1

Abstract:

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executive compensation, regulation, nonprofit organizations, managerial power