Rik Sen

University of New South Wales (UNSW)

Associate Professor

Kensington

High St

Sydney, NSW 2052

Australia

SCHOLARLY PAPERS

8

DOWNLOADS
Rank 16,595

SSRN RANKINGS

Top 16,595

in Total Papers Downloads

2,951

SSRN CITATIONS
Rank 23,191

SSRN RANKINGS

Top 23,191

in Total Papers Citations

16

CROSSREF CITATIONS

16

Scholarly Papers (8)

1.

Money Left on the Table: An Analysis of Participation in Employee Stock Purchase Plans

Review of Financial Studies, Vol. 27, pp. 3658-3698, 2014
Number of pages: 61 Posted: 23 Oct 2012 Last Revised: 23 Apr 2015
Ilona Babenko and Rik Sen
Arizona State University and University of New South Wales (UNSW)
Downloads 534 (52,218)
Citation 2

Abstract:

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household investment choices, portfolio choice, equity market participation, behavioral economics

2.

Do Non-Executive Employees Have Information? Evidence from Employee Stock Purchase Plans

AFA 2011 Denver Meetings Paper, Forthcoming in Management Science
Number of pages: 50 Posted: 19 Mar 2010 Last Revised: 23 Apr 2015
Ilona Babenko and Rik Sen
Arizona State University and University of New South Wales (UNSW)
Downloads 503 (56,340)
Citation 9

Abstract:

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employee stock purchase plans, insider trading, return predictability

3.

Stocking Up: Executive Optimism, Option Exercise, and Share Retention

Journal of Financial Economics (JFE), Vol. 118, No. 2, 2015
Number of pages: 78 Posted: 18 Feb 2009 Last Revised: 08 Dec 2015
Rik Sen and Robert Tumarkin
University of New South Wales (UNSW) and UNSW Australia Business School, School of Banking and Finance
Downloads 436 (67,119)
Citation 7

Abstract:

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Optimism, Executive stock option, Exercise Policy, Optimism measures, Corporate financial policies

4.

Discipline or Disruption? Stakeholder Relationships and the Effect of Takeover Threat

Management Science, Forthcoming
Number of pages: 62 Posted: 24 Jan 2010 Last Revised: 10 Aug 2016
Ling Cen, Sudipto Dasgupta and Rik Sen
The Chinese University of Hong Kong, Chinese University of Hong Kong and CEPR and University of New South Wales (UNSW)
Downloads 422 (69,877)
Citation 6

Abstract:

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takeovers, corporate governance, product market relationships, Business Combination Laws

Are Insider Sales Under 10b5-1 Plans Strategically Timed?

Number of pages: 36 Posted: 06 Jul 2008 Last Revised: 09 Jul 2008
Rik Sen
University of New South Wales (UNSW)
Downloads 200 (155,037)
Citation 1

Abstract:

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insider trading, SEC Rule 10b5-1, event studies

Are Insider Sales Under 10b5-1 Plans Strategically Timed?

Number of pages: 36 Posted: 24 Mar 2009
Rik Sen
University of New South Wales (UNSW)
Downloads 142 (209,465)
Citation 1

Abstract:

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insider trading, SEC Rule 10b5-1, event studies

6.
Downloads 319 ( 96,441)
Citation 3

Inside Brokers

Number of pages: 55 Posted: 15 Aug 2016 Last Revised: 12 Dec 2018
Singapore Management University - Lee Kong Chian School of Business, Hong Kong University of Science & Technology (HKUST) - Department of Finance and University of New South Wales (UNSW)
Downloads 181 (170,033)
Citation 4

Abstract:

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Insiders, Brokers, Analysts, Mutual Funds, Information Transmission

Inside Brokers

HKUST Finance Symposium 2016: Active Investing and Arbitrage Capital
Number of pages: 61 Posted: 12 Jan 2017 Last Revised: 18 Oct 2017
Singapore Management University - Lee Kong Chian School of Business, Hong Kong University of Science & Technology (HKUST) - Department of Finance and University of New South Wales (UNSW)
Downloads 138 (214,388)

Abstract:

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Insiders, Brokers, Analysts, Information Transmission

7.

The Returns to Spring-Loading

EFA 2008 Athens Meetings Paper
Number of pages: 46 Posted: 09 Mar 2008 Last Revised: 21 Apr 2009
Rik Sen
University of New South Wales (UNSW)
Downloads 206 (150,992)
Citation 1

Abstract:

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Executive stock options, Executive compensation, Corporate Governance, Sarbanes Oxley Act, Backdating

8.

Management (of) Proposals

Number of pages: 57 Posted: 20 Apr 2018 Last Revised: 09 Jun 2019
Ilona Babenko, Goeun Choi and Rik Sen
Arizona State University, Arizona State University (ASU) - Finance Department and University of New South Wales (UNSW)
Downloads 189 (163,548)
Citation 1

Abstract:

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Corporate Voting, Management Proposals, Shareholder Proposals, Manipulation