Nicholas Dorn

Institute of Advanced Legal Studies, University of London

Associate Research Fellow

Charles Clore House

17 Russell Square

London, WC1B 5DR

United Kingdom

http://ials.sas.ac.uk/about/staff/staffres.asp

SCHOLARLY PAPERS

47

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Scholarly Papers (47)

1.

Ponzi Finance, Regulatory Capture and the Credit Crunch

Number of pages: 21 Posted: 19 Mar 2009
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 392 (142,887)

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credit crunch, regulatory capture, Ponzi finance legal and illegal, security governance

2.

Bad Thoughts: Towards an Organised Crime Harm Assessment and Prioritisation System (OCHAPS)

Number of pages: 43 Posted: 21 Mar 2010 Last Revised: 27 May 2010
Nicholas Dorn and Henk Van de Bunt
Institute of Advanced Legal Studies, University of London and affiliation not provided to SSRN
Downloads 225 (254,034)

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Harm of Serious/Organised Crime, Effectiveness of Enforcement, Priorities

3.

Impacts of Financial Crimes and Amenability to Control by the FSA: Proposed Framework for Generating Data in a Comparative Manner

Number of pages: 53 Posted: 22 Aug 2009 Last Revised: 05 Nov 2009
Institute of Advanced Legal Studies, University of London, Cardiff University, John Howell & Co. Ltd and John Howell & Co. Ltd
Downloads 220 (259,479)

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Financial regulation, Financial crime, Performance indicators

4.

Ponzi Finance and State Capture: The Crisis of Financial Market Regulation

CROSS-BORDER CRIME INROADS ON INTEGRITY, P. Van Duyne, G. Antolopoulos, J. Harvey, A. Maljevic, T. Vander Beken, K. von Lampe, eds., Oisterwijk: Wolf Legal Publishers, 2010
Number of pages: 4 Posted: 19 Dec 2010
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 157 (350,349)

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financial regulation, financial crisis, capture, herding, Minksy, Bourdieu

5.

European Strategic Intelligence: How Far Integration?

Erasmus Law Review, Vol. 5, No. 1, pp. 163-180, 2008
Number of pages: 18 Posted: 18 Dec 2008 Last Revised: 26 Jan 2009
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 155 (354,241)
Citation 1

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security, strategic intelligence, risk, models, cooperation, integration, diversity, private sector, European Union

6.

Accountability in Prudential Regulation of Financial Markets: A Response to HM Treasury’s 2011 Consultation Paper, ‘A New Approach to Financial Regulation’

Number of pages: 8 Posted: 25 Apr 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 154 (356,146)

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Financial regulation, accountability, democratic control, UK, EU

7.

Theorising the Security and Exchange Commission’s 2010 Settlement with Goldman Sachs: Legislative Weakness, Reintegrative Shaming or ‘Temporary Business Interruption’ for Financial Market Power Elites? (extracts)

USUAL AND UNUSUAL ORGANISING CRIMINALS IN EUROPE: PROFITABLE CRIMES, FROM UNDERWORLD TO UPPERWORLD - ESSAYS IN HONOUR OF PETRUS VAN DUYNE, pp. 33-54, G. Antonopoulos, et al, eds., Antwerp: Maklu, 2011
Number of pages: 4 Posted: 25 Mar 2011
Nicholas Dorn and Michael Levi
Institute of Advanced Legal Studies, University of London and Cardiff University
Downloads 150 (363,739)

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Financial market fraud, SEC, Goldman Sachs, Negotiated settlement, Re-integrative shaming, Elites

8.

Conceptualising Security: Cosmopolitan, State, Multilateral & Market Dynamics

ERASMUS LAW LECTURES, Vol. 16, Den Hague: Boom Juridische uitgevers, 2008
Number of pages: 45 Posted: 11 Nov 2008 Last Revised: 05 Nov 2009
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 147 (369,766)

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International, Security, Safety, Cosmopolitanisn, Unintended consequences

9.

Governance Through Corruption: Cosmopolitan Complicity

THEORISING THE GLOBAL LEGAL ORDER, pp. 233-252, Andrew Halpin and Volker Roeben, eds., Oxford: Hart Publishing, 2009
Number of pages: 4 Posted: 01 Nov 2009 Last Revised: 17 Jan 2010
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 129 (409,660)

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Cosmopolitanism, Rule of law, Human rights, Governance through, Corruption, Security, Western Balkans/ex-Yugoslavia, Bosnia and Herzegovina, European Union

10.

Systemic Regulators’ Accountability to Parliaments: Advantages for Stability of Global Financial Markets

RESPONSES TO THE 'REFORMING FINANCIAL MARKETS' CONSULTATION, HM Treasury, ed., London: HM Treasury
Number of pages: 12 Posted: 01 Nov 2009 Last Revised: 12 Jan 2010
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 125 (419,406)

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Financial markets, Regulation, Systemic stability/risk, Convergence/diversity, Democratic oversight

11.

Corporate Security and Private Settlement: An Informal Economy of Justice

THE INFORMAL ECONOMY AND CONNECTIONS WITH ORGANISED CRIME: THE IMPACT OF NATIONAL, SOCIAL AND ECONOMIC POLICIES, pp. 113-129, J. Shapland, P. Ponsaers, eds., The Hague: Boom Legal Publishers (BJu); Also available from Willan Publishing, October 2009
Number of pages: 6 Posted: 03 Nov 2009 Last Revised: 13 Jan 2010
Nicholas Dorn and Clarissa Meerts
Institute of Advanced Legal Studies, University of London and Erasmus University Rotterdam (EUR) - Erasmus School of Law
Downloads 117 (440,840)

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corporate security, employee crime, private settlement, criminal displacement and facilitation, legal orders

12.

Banking Culture and Collective Responsibility

In Parliamentary Commission on Banking Standards (ed), Changing Banking For Good, volume VI, written evidence, London: Stationery Office, pp 983-989
Number of pages: 8 Posted: 31 Mar 2014
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 110 (461,532)

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13.

Financial Market Systemic Regulation: Stability Through Democratic Diversity

VoxEU, Centre for Economic Policy Research et. al., December 2009
Number of pages: 4 Posted: 11 Jan 2010
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 102 (486,993)

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14.

Bosnia: Reformed or Deformed by the International Community?

Number of pages: 1 Posted: 29 Jul 2008
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 96 (506,935)

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Balkans, international community, democracy, police reform

15.

Boom and Bust in Financial and Housing Markets: Re-Readings Through Schumpeter and Bourdieu

In Van Duyne, P, Harvey, J, Antonopoulos, G, Von Lampe, K, Maljević, A, Markovska, A (eds), 2014, Corruption, Greed And Crime Money: Sleaze and Shady Economy in Europe and Beyond, Oisterwijk: Wolf Legal Publishers
Number of pages: 8 Posted: 29 Jun 2014
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 83 (555,175)

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16.

Legal Orders, International Companies and Criminology: Reflections on Wim Huisman’s 'Business as Usual?'

Tijdschrift voor Criminologie (Dutch Journal of Criminology), Vol. 53, No. 3, pp. 271-276
Number of pages: 5 Posted: 23 Sep 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 72 (602,298)

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International crime, non-state actors, corporate crime

17.

To Catch a Thief, Ask a Thief: Reinforcing Sanctioning Regimes in Financial Services, a Response to a Communication of the European Commission

Number of pages: 11 Posted: 25 Feb 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 64 (641,004)

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Financial services, Regulation, Sanctions (penalties), Detection, European Union

18.

From the Preface of: 'Democracy and Diversity in Financial Market Regulation'

Abingdon: Routledge, 2014
Number of pages: 5 Posted: 02 Apr 2014
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 56 (684,033)

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19.

Politicians Have No Right to Tar and Feather Bankers

Financial Times
Number of pages: 1 Posted: 01 Apr 2009
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 45 (752,680)

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financial regulation, accountancy standards, governance, independence versus democracy, European Court of Justice

20.

Regulatory Herding Versus Democratic Diversity: History and Prospects

Journal of Financial Perspectives, Vol. 3, No. 2, 2015
Number of pages: 32 Posted: 07 Dec 2017
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 40 (788,246)

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21.

Connectedness, Crisis and the Challenge to European Democracy: From Rapture, Through Fear, to Banalisation of Financial Markets

In Cruz, J, Cardoso, C, Leite, A and Faria, R (eds), Infrações Económicas e Financeiras: estudos de criminologia e de direito [Economic and Financial Offences: criminology & law studies], pp 359-383. Coimbra: Coimbra Editora. 978-972-32-2170-1
Number of pages: 5 Posted: 31 Mar 2014
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 33 (842,934)

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22.

Where There's Muck, There's Brass – and Class: Financial Market Regulation and Public Policy

Chapter 17 in Antonopoulos, G (ed), Illegal Entrepreneurship, Organized Crime and Social Control, New York: Springer (2016)
Posted: 05 Jul 2016
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Financial markets, Weberian clubs, regulatory roll-back, arbitration as private justice, money creation, risk society, risk class

23.

Virtuous Vultures: Hedge Funds as Private Regulators

Chapter 9 in Dorn, N (ed) Controlling Capital: public and private regulation of financial markets. Abingdon: Routledge, 2016
Posted: 30 Jun 2016
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Hedge funds, Activists, Short and shout, Debt holdouts, Litigation

24.

Capital Cohabitation: EU Capital Markets Union as Pubic and Private Co-Regulation

Capital Markets Law Journal Law Journal, 11(1), 2016 Forthcoming
Posted: 01 Jun 2015
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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European Union, Capital Markets Union, EU Budget, Financial Market Regulation, Private Ordering

25.

Financial Markets and Regulatory Accountability: Between Technocratic Autonomy and Democratic Direction

In Bianculli, A, Fernández-Marín, X and Jordana, J (Eds), Accountability and Regulatory Governance, Basingstoke: Palgrave Macmillan
Posted: 01 Nov 2014
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

Abstract:

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26.

Lehman – Lemon: 'Too Connected to Fail' as a Policy Construct

Law and Financial Markets Review, Volume 6(4), pp 271-283, 2012
Posted: 20 Aug 2012
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Financial regulation, Bank resolution, Contagion, Social construction

27.

‘Knowing Markets: Would Less Be More?’

Economy and Society, 41(3 ), pp 316-334
Posted: 29 Oct 2011 Last Revised: 21 Aug 2012
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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28.

Policy Choices in Financial Market Regulation: Market Rapture, Club Rules or Democracy?

LAW REFORM AND FINANCIAL MARKETS, K. Alexander & N. Moloney, eds., Edward Elgar, pp 35-67
Posted: 19 Oct 2011 Last Revised: 21 Aug 2012
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Financial markets, Transparency, Knowledge, Proprietary, Prudential, Regulation, Resolution, Insolvency

29.

Reconstructing Conflict of Interest in Financial Markets: Private Management, Public Challenges and the Prospects for a Distinctly European Approach

International Journal of Law, Crime and Justice, Vol. 39, No. 3, pp. 161-173
Posted: 23 Sep 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Conflict of interest, financial markets, information asymmetry, regulation, European Union

30.

Contrasting Dynamics of Global Administrative Measures and International Criminal Courts: Cosmopolitanism, Multilateralism, State Interests

EXPLORING THE BOUNDARIES OF INTERNATIONAL CRIMINAL JUSTICE, M. Findlay and R. Henham, eds., Ashgate, 2011
Posted: 03 Mar 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Cosmopolitanism and International Civil Society, State Interests and Sovereignty, International Bodies, Administrative and Regulatory Measures, Sanctions, International Criminal Courts and Tribunals, Multi-Source And Multi-Level Governance

31.

Render Unto Caesar: EU Financial Market Regulation Meets Political Accountability

Journal of European Integration, 34(3), April, pp 205-221
Posted: 24 Feb 2011 Last Revised: 21 Aug 2012
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Financial Regulation, Private-public, Committee of European Securities Regulators, European Supervisory Authority, Delegation under Article 290 TFEU, Credit rating agencies

32.

No Such Thing as Cosmopolitanism: Field-Dependent Consequences in International Administrative Governance and Criminal Justice

RETHINKING THE LIBERAL PEACE: EXTERNAL MODELS AND LOCAL ALTERNATIVES, Shahrbanou Tadjbakhsh, ed., Abingdon: Routledge, Cass Peacekeeping Series
Posted: 24 Feb 2011 Last Revised: 25 Apr 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Administrative governance, Bosnia and Herzegovina, Cosmopolitanism, Corruption, Democracy, Human rights, International criminal courts and tribunals, Liberal peace States and sovereignty, Unintended consequences, Western Balkans/ex-Yugoslavia

33.

The Metamorphosis of Insider Trading in the Face of Regulatory Enforcement

Journal of Financial Regulation and Compliance, Volume 19, No. 1, pp 75-84
Posted: 03 Jan 2011 Last Revised: 15 Feb 2011
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Financial Market Regulation, Insider Trading, Consequences of Enforcement, European Court of Justice, Spector Case, Technical Services

34.

Regulatory Conceptions of Unacceptable Market Practices Under Three Policy Scenarios

Journal of Banking Regulation, Vol. 12, No. 1, pp. 48-68, December 2010
Posted: 19 Dec 2010
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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financial regulation, financial crisis, insider trading, conflict of interest, construction of, enforcement

35.

'Risk Calculation and Precautionary Uncertainty: Two Configurations within Crime Assessment'

Crime, Law and Social Change, Vol. 55, No. 1, pp. 15–31, 2011
Posted: 18 Dec 2010 Last Revised: 19 Aug 2013
Noël Klima, Nicholas Dorn and Tom Vander Beken
IRCP - Institute for International Research on Criminal Policy, Institute of Advanced Legal Studies, University of London and Ghent University - Department of Penal Law and Criminology

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risk, probability, uncertainty, precaution, law

36.

The Corruption of Human Rights: A Problem of Good Intentions

TRANSNATIONAL TERRORISM, ORGANIZED CRIME, AND PEACE-BUILDING: THE STATE OF THE ART IN HUMAN SECURITY IN THE WESTERN BALKANS, pp. 286-304, W. Benedek, C. Daase, V. Dimitrejevic, and P. Van Duyne, eds., Palgrave Macmillan, pp 286-304, 2010
Posted: 05 Jun 2010
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Corruption, Governance, Extortion, Due Process, Unintended Consequences, European Union, Western Balkans

37.

The Governance of Securities: Ponzi Finance, Regulatory Convergence, Credit Crunch

The British Journal of Criminology, Vol. 50, Issue 1, pp. 23-45, 2010
Posted: 15 Dec 2009
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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regulation, financial markets, convergence, systemic crisis, public good, democratic oversight, diversity

38.

Corporate Security and Private Justice: Danger Signs?

European Journal of Crime, Criminal and Criminal Justice, Vol. 17, No. 2, pp. 97-111
Posted: 14 May 2009 Last Revised: 05 Nov 2009
Clarissa Meerts and Nicholas Dorn
Erasmus University Rotterdam (EUR) - Erasmus School of Law and Institute of Advanced Legal Studies, University of London

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Corporate security, Governance and integrity, Employee crime, Private settlement, Criminal displacement, facilitation

39.

Reducing Vulnerabilities to Crime of the European Waste Management Industry: The Research Base and the Prospects for Policy

European Journal of Crime, Criminal Law and Criminal Justice, Vol. 15, No. 1, pp. 23-36, 2007
Posted: 21 Nov 2008 Last Revised: 05 Nov 2009
Nicholas Dorn, Stijn Van Daele and Tom Vander Beken
Institute of Advanced Legal Studies, University of London, Ghent University - Department of Penal Law and Criminology and Ghent University - Department of Penal Law and Criminology

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vulnerability study, crime, waste management, industry, market economy

40.

Waste Management and Crime - Regulatory, Business and Product Vulnerabilities

Posted: 17 Nov 2008
Stijn Van Daele, Tom Vander Beken and Nicholas Dorn
Ghent University - Department of Penal Law and Criminology, Ghent University - Department of Penal Law and Criminology and Institute of Advanced Legal Studies, University of London

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vulnerability, organised crime, market economy, economic conditions, risk analysis

41.

The End of Organised Crime in the European Union

Crime, Law and Social Change, Vol. 51, No. 2, pp. 283-295, March 2009
Posted: 28 Oct 2008 Last Revised: 05 Nov 2009
Nicholas Dorn
Institute of Advanced Legal Studies, University of London

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Policing, Cooperation, European Union, Europol, Convention, Decision, Organised crime, Serious crime, Harm, Governance

42.

Saidabad, Pretoria, Sarajevo, the Hague, Brussels: Conflicts and Cooperation in Security and Policing

Crime, Law and Social Change, Forthcoming
Posted: 28 Oct 2008 Last Revised: 05 Nov 2009
Nicholas Dorn and Tom Vander Beken
Institute of Advanced Legal Studies, University of London and Ghent University - Department of Penal Law and Criminology

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Afghanistan, Balkans, South Africa, European Union, Security, Cooperation, Conflict

43.

Private-Public or Public-Private? Strategic Dialogue on Serious Crime and Terrorism in the EU

Security Journal, August 2008
Posted: 26 Oct 2008
Nicholas Dorn and Michael Levi
Institute of Advanced Legal Studies, University of London and Cardiff University

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private security, European Union, public-private, private-public, information sharing

44.

European Private Security, Corporate Investigation and Military Services: Collective Security, Market Regulation and Structuring the Public Sphere

Policing and Society, Vol. 17, No. 3, pp. 213-238, September 2007
Posted: 26 Aug 2008 Last Revised: 05 Nov 2009
Nicholas Dorn and Michael Levi
Institute of Advanced Legal Studies, University of London and Cardiff University

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Commercial advantage, Governance and regulation, Markets and trade, Private security, Corporate investigations, Military services, Public-private cooperation in public security, Serious and organized economic crime

45.

Reforming European Procurement Rules: Crime Generating or Crime Preventing?

Journal of Financial Crime, Vol. 15, No. 3, pp. 243-260, 2008
Posted: 26 Jul 2008
Nicholas Dorn, Michael Levi and Simone White
Institute of Advanced Legal Studies, University of London, Cardiff University and European Commission Anti-Fraud Office

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Corruption, European directives, European legislation, European Union, Fraud, Public procurement

46.

East Meets West in Anti-Money Laundering and Anti-Terrorist Finance: Policy Dialogue and Differentiation on Security, the Timber Trade and Alternative Banking

Asian Journal of Criminology, Vol. 3, No. 1, pp. 91-110, November 2007
Posted: 25 Jul 2008
Nicholas Dorn and Michael Levi
Institute of Advanced Legal Studies, University of London and Cardiff University

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Alternative money remittance systems, European Union, Illegal logging and timber trade, Money laundering, Policies and regulation, Security at sea, South East Asia,Terrorist finance, Trade in small arms

47.

Drugs Importation and the Bifurcation of Risk. Capitalization, Cut Outs and Organized Crime

British Journal of Criminology, Vol. 38, Issue 4, pp. 537-560, 1998
Posted: 16 Jul 2008
Nicholas Dorn, Lutz Oette and Simone White
Institute of Advanced Legal Studies, University of London, University of London - School of Oriental and African Studies (SOAS) - School of Law and European Commission Anti-Fraud Office

Abstract:

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Other Papers (1)

Total Downloads: 30
1.

EU Capital Markets Union: Policy Processes and Prioritisation Criteria. Draft for Comment.

Number of pages: 3 Posted: 04 Jun 2015
Nicholas Dorn
Institute of Advanced Legal Studies, University of London
Downloads 30

Abstract:

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Financial markets, Capital markets, European Union, Capital Market Union