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Francis (Jay) Facciolo

St. John's University School of Law

Professor of Legal Writing

8000 Utopia Parkway

Jamaica, NY 11439

United States

http://www.stjohns.edu/law

  • St. John's University School of Law

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    • Tel: 7189901832
    • Fax: 7185911855
SCHOLARLY PAPERS

20

DOWNLOADS

1,408

TOTAL CITATIONS

2

Scholarly Papers (20)

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1.

Do I Have a Bridge for You: Fiduciary Duties and Investment Advice

University of Pennsylvania Journal of Business Law, Vol. 17, 2015, St. John's Legal Studies Research Paper No. 19-0015
Number of pages: 67 Posted: 23 Jun 2013 Last Revised: 26 Apr 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 166 (451,954)

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fiduciary duty, investment advice, investment advisers, investment management

2.

Book Review of: Project Finance by Clifford Chance, 1991

Boston University International Law Journal, Vol. 11, 1993, St. John's Legal Studies Research Paper No. 19-0030
Number of pages: 13 Posted: 19 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 117 (613,149)

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3.

New Wave of Cases Involving Investment Adviser Fees

New York Law Journal, Outside Counsel; Vol. 250, No. 68, October 4, 2013, St. John's Legal Studies Research Paper No. 19-0021
Number of pages: 6 Posted: 12 Jun 2019
Francis (Jay) Facciolo and Leland Solon
St. John's University School of Law and Law Firm of Gary N. Weintraub, LLP
Downloads 112 (630,858)

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4.

Unauthorized Payment Transactions and Who Should Bear the Losses

St. John's Legal Studies Research Paper No. 19-0012, Chicago-Kent Law Review, Vol. 83, Issue 2, 2008
Number of pages: 29 Posted: 22 Mar 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 112 (640,165)

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5.

The Revolution in Investment Advisor Regulation

The Investment Lawyer, Vol. 18, No. 10, October 2011, St. John's Legal Studies Research Paper No. 19-0023
Number of pages: 12 Posted: 11 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 110 (640,165)

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6.

Exculpatory Hedge Clauses in Investment Advisory Contracts: Development Since Heitman Capital

The Investment Lawyer, Vol. 21, No. 2, February 2014, St. John's Legal Studies Research Paper No. 19-0027
Number of pages: 11 Posted: 14 Jun 2019
Francis (Jay) Facciolo and Leland Solon
St. John's University School of Law and Law Firm of Gary N. Weintraub, LLP
Downloads 93 (725,554)

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7.

Order Flow Cases: Jurisdiction, Preemption and Securities Laws; Outside Counsel

New York Law Journal, Vol. 213, May 9, 1995, St. John's Legal Studies Research Paper No. 19-0024
Number of pages: 10 Posted: 12 Jun 2019 Last Revised: 13 Jun 2019
Francis (Jay) Facciolo and Richard L. Stone
St. John's University School of Law and Florida Atlantic University
Downloads 88 (759,537)

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8.

When Should a Broker-Dealer Be Treated as an Investment Adviser?; Outside Counsel

New York Law Journal Review Online (2011), St. John's Legal Studies Research Paper No. 19-0014
Number of pages: 5 Posted: 15 May 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 80 (803,225)

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9.

Avoiding the Inevitable: The Continuing Viability of State Law Claims in the Face of Primary Jurisdiction and Preemption Challenges under the Securities Exchange Act of 1934

Columbia Business Law Review, Vol. 1995, Issue 3, (1995), St. John's Legal Studies Research Paper No. 19-0010
Number of pages: 151 Posted: 15 Mar 2019 Last Revised: 19 Jun 2019
Francis (Jay) Facciolo and Richard L. Stone
St. John's University School of Law and Florida Atlantic University
Downloads 66 (907,769)

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10.

Introduction to Symposium: Revolution in the Regulation of Financial Advice: The U.S., the U.K. and Australia

St. John's Law Review Vol. 87, Numbers 2-3, Article 1 (2013), St. John's Legal Studies Research Paper No. 19-0013
Number of pages: 17 Posted: 06 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 64 (924,743)
Citation 1

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11.

Illegal Lofts in New York City: Have the Equities Been Balanced

Fordham Urban Law Journal, Vol. 14, No. 3, 1986, St. John's Legal Studies Research Paper No. 19-0007
Number of pages: 71 Posted: 15 Mar 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 53 (1,031,043)

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12.

Father Knows Best: Revised Article 8 and the Individual Investor

Florida State University Law Review, Vol. 27, Issue 3, 2000, St. John's Legal Studies Research Paper No. 19-0009
Number of pages: 101 Posted: 21 Mar 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 50 (1,063,489)

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13.

A Broker's Duty of Best Execution in the Nineteenth and Early Twentieth Centuries

Pace Law Review, Vol. 26, Issue 1, 2005, St. John's Legal Studies Research Paper No. 19-0011
Number of pages: 29 Posted: 21 Mar 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 45 (1,121,190)
Citation 1

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14.

Double Jeopardy Issues in the Financial Sector; Outside Counsel

New York Law Journal, Vol. 212, No. 23, 1994, St. John's Legal Studies Research Paper No. 19-0036
Number of pages: 6 Posted: 11 Sep 2019
Francis (Jay) Facciolo and Richard L. Stone
St. John's University School of Law and Florida Atlantic University
Downloads 43 (1,145,425)

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15.

Sub-Adviser Fee Litigation: Will Section 36(b) Acquire Teeth?; Outside Counsel

New York Law Journal, March 17, 2015, St. John's Legal Studies Research Paper No. 19-0022
Number of pages: 6 Posted: 12 Jun 2019
Francis (Jay) Facciolo and Leland Solon
St. John's University School of Law and Law Firm of Gary N. Weintraub, LLP
Downloads 42 (1,157,785)

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16.

When Deference Becomes Abdication: Immunizing Widespread Broker-Dealer Practices From Judicial Review Through the Possibility of SEC Oversight

Mississippi Law Journal, Vol. 73, 2003, St. John's Legal Studies Research Paper No. 19-0017
Number of pages: 95 Posted: 06 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 40 (1,183,237)

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17.

Legislature Mulls Change of Article 8; Corporate Law

New York Law Journal, Vol. 216, October 17, 1996, St. John's Legal Studies Research Paper No. 18-0025
Number of pages: 8 Posted: 14 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 35 (1,249,711)

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18.

Book Review of Legal Realism at Yale, 1927-1960

34 The American Journal of Jurisprudence 252 (1989), St. John's Legal Studies Research Paper No. 19-0029
Number of pages: 6 Posted: 19 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 33 (1,277,121)

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19.

Reviewing Article 8's Revised Collusion Standard; Outside Counsel

New York Law Journal, Vol. 225, March 27, 2001, St. John's Legal Studies Research Paper No. 19-0026
Number of pages: 7 Posted: 14 Jun 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 31 (1,304,549)

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20.

Book Review: Lawyers in Business and the Law Business by Karl J. Mackie (1989)

Law & Policy in International Business, Vol. 21, 1989, St. John's Legal Studies Research Paper No. 19-0035
Number of pages: 17 Posted: 11 Sep 2019
Francis (Jay) Facciolo
St. John's University School of Law
Downloads 28 (1,359,097)

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