Thomas Patrick Langdon

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The Impact of the Broker-Dealer Fiduciary Standard on Financial Advice

Number of pages: 31 Posted: 10 Mar 2012
Michael S. Finke and Thomas Patrick Langdon
The American College and affiliation not provided to SSRN
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Citation 7

Abstract:

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fiduciary regulation, broker dealer exemption, financial advice, household finance, investment advising, brokerage industry