Jeff Schwartz

University of Utah - S.J. Quinney College of Law

Professor of Law

383 S. University Street

Salt Lake City, UT 84112-0730

United States

SCHOLARLY PAPERS

17

DOWNLOADS
Rank 25,392

SSRN RANKINGS

Top 25,392

in Total Papers Downloads

2,803

SSRN CITATIONS

2

CROSSREF CITATIONS

10

Scholarly Papers (17)

1.

Should Mutual Funds Invest in Startups? A Case Study of Fidelity Magellan Fund's Investments in Unicorns (and Other Startups) and the Regulatory Implications

North Carolina Law Review, Vol. 95, No. 5, 2017 (Forthcoming), University of Utah College of Law Research Paper No. 201
Number of pages: 66 Posted: 06 Feb 2017 Last Revised: 09 Apr 2017
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 387 (107,401)

Abstract:

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unicorns, venture capital, mutual funds, valuation, overvaluation, smoothing, private equity, regulation, securities law, disclosure, fair value, fair valuation, liquidity, secondary markets

2.

The Conflict Minerals Experiment

6 Harv. Bus. L. Rev. (2015, Forthcoming)
Number of pages: 55 Posted: 12 Jan 2015 Last Revised: 17 May 2015
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 371 (112,247)
Citation 4

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conflict minerals, 3TG, Dodd-Frank, Congo, conflict diamonds, Section 1502, social disclosure, empirical, conflict free, human rights, supply chains

3.

Cost-Benefit Analysis and the Conflict Minerals Rule

Administrative Law Review, June 2016, University of Utah College of Law Research Paper No. 151
Number of pages: 70 Posted: 14 Jan 2016 Last Revised: 09 Jun 2016
Jeff Schwartz and Alexandrea Nelson
University of Utah - S.J. Quinney College of Law and Government of the State of Utah
Downloads 254 (167,175)

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cost-benefit analysis, conflict minerals, Section 1502, Dodd-Frank, conflict minerals rule

4.

The Corporatization of Personhood

University of Illinois Law Review, 2015, Forthcoming
Number of pages: 59 Posted: 17 Jul 2014
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 221 (190,836)

Abstract:

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Pave, Upstart, Income Share Agreements, commodification, securities law, public policy, Friedman, slavery, involuntary servitude, equity, debt, coercion

5.

Fairness, Utility, and Market Risk

Oregon Law Review, Forthcoming
Number of pages: 66 Posted: 07 Mar 2010 Last Revised: 05 Feb 2013
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 210 (200,233)

Abstract:

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Securities Regulation, Regulatory Theory

6.

Venture Exchange Regulation: Listing Standards, Market Microstructure, and Investor Protection

Forthcoming in the Handbook on Law and Entrepreneurship, Gordon Smith, Christine Hurt & Brian Broughman eds., Cambridge Univ. Press 2018, University of Utah College of Law Research Paper No. 179
Number of pages: 28 Posted: 15 Sep 2016 Last Revised: 09 Jul 2018
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 169 (242,316)

Abstract:

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entrepreneurship, secondary markets, venture exchanges, crowdfunding, Regulation A, unicorns, liquidity, initial public offerings, IPOs, microstructure

7.

De Facto Shareholder Primacy

Maryland Law Review, Vol. 79, No. 3, 2020, University of Utah College of Law Research Paper No. 321
Number of pages: 48 Posted: 21 Jun 2019 Last Revised: 28 Jun 2019
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 161 (252,498)

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corporate purpose, stakeholder theory, shareholder primacy, securities law, corporate law, hedge fund activism, short-termism

8.

Reconceptualizing Investment Management Regulation

George Mason Law Review, Vol. 16, p. 521, 2009
Number of pages: 66 Posted: 24 Jun 2009
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 156 (259,201)

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Mutual Fund, Hedge Fund, Private Equity Fund, Securities Regulation, Investment Company, Market Failure, Capture, Libertarian Paternalism

9.

The Twilight of Equity Liquidity

34 Cardozo L. Rev., December 2012, University of Utah College of Law Research Paper No. 15
Number of pages: 79 Posted: 26 May 2012 Last Revised: 12 Apr 2013
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 151 (266,033)

Abstract:

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equity, regulation, IPO

10.

The Law and Economics of Scaled Equity Market Regulation

Journal of Corporation Law, Vol. 39, pp. 347-394, 2014
Number of pages: 48 Posted: 17 Jul 2014 Last Revised: 02 Nov 2014
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 128 (302,523)

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JOBS Act, IPO On-Ramp, Scaled Regulation, Securities Law, Disclosure, IPO, Initial Public Offering

11.

'Public' Mutual Funds

Cambridge Handbook on Investor Protection (Arthur Laby ed., 2021 Forthcoming), University of Utah College of Law Research Paper No. 441
Number of pages: 35 Posted: 07 Apr 2021 Last Revised: 20 Apr 2021
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 112 (332,782)

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mutual funds, stewardship, publicness, agency costs, index funds, Vanguard, BlackRock, State Street, Big 3

12.

Rethinking 401(K)s

Harvard Journal on Legislation, Vol. 49, No. 1, 2011
Number of pages: 35 Posted: 23 Apr 2011
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 103 (352,124)

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401(K) plan, fairness, efficiency, tax incentive, government match, retirement, risk

13.

Workplace Rights and Illegal Immigration: How Implied Repeal Analysis Cuts Through the Haze of Hoffman Plastic, its Predecessors and its Progeny

Berkeley Journal of Employment and Labor Law, Vol. 29, 2008
Number of pages: 57 Posted: 08 Dec 2007 Last Revised: 05 Feb 2013
Nhan Vu and Jeff Schwartz
affiliation not provided to SSRN and University of Utah - S.J. Quinney College of Law
Downloads 100 (359,085)

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Immigration Law, Labor Law, Statutory Interpretation, Hoffman Plastic, Implied Repeal

14.

Mutual Fund Conflicts of Interest in the Wake of the Short-Term Trading Scandals: Encouraging Structural Change Through Shareholder Choice

NYU Journal of Law & Business, Vol. 2, No. 91, 2005
Number of pages: 55 Posted: 30 Jun 2009
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 97 (366,134)

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Mutual Fund, Vanguard, Conflict of Interest, Late Trading, Market Timing, Disclosure

15.

Written Statement Before the Subcommittee on Monetary Policy and Trade of the House Financial Services Committee, Hearing Titled 'Dodd-Frank Five Years Later: What Have We Learned from Conflict Minerals Reporting?'

University of Utah College of Law Research Paper No. 154
Number of pages: 10 Posted: 19 Jan 2016 Last Revised: 09 Feb 2016
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 64 (463,844)
Citation 1

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testimony, conflict minerals, 3TG, Dodd-Frank, Congo, conflict diamonds, Section 1502, social disclosure, empirical, conflict free, human rights, supply chains

16.

Social Enterprise Law: A Theoretical And Comparative Perspective

Ohio State Business Law Journal (2021 Forthcoming), University of Utah College of Law Research Paper No. 439
Number of pages: 37 Posted: 07 Apr 2021 Last Revised: 20 Apr 2021
Rado Bohinc and Jeff Schwartz
University of Ljubljana, Faculty of Social Science and University of Utah - S.J. Quinney College of Law
Downloads 62 (471,270)

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social enterprise, comparative, B Corp, benefit corporations, stakeholder, stakeholder theory

17.

Stewardship Theater

Washington University Law Review, Vol. 100, No. 2, 2022, University of Utah College of Law Research Paper No. 492
Number of pages: 63 Posted: 08 Apr 2022 Last Revised: 13 Apr 2022
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 57 (490,491)

Abstract:

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mutual funds, agency costs, index funds, Vanguard, BlackRock, State Street, Big 3, asset managers, proxy voting, shareholder proposals, ESG, securities law, corporate law, Exxon