Jeff Schwartz

University of Utah - S.J. Quinney College of Law

Professor of Law

383 S. University Street

Salt Lake City, UT 84112-0730

United States

SCHOLARLY PAPERS

14

DOWNLOADS
Rank 22,340

SSRN RANKINGS

Top 22,340

in Total Papers Downloads

2,105

CITATIONS
Rank 44,587

SSRN RANKINGS

Top 44,587

in Total Papers Citations

10

Scholarly Papers (14)

1.

The Conflict Minerals Experiment

6 Harv. Bus. L. Rev. (2015, Forthcoming)
Number of pages: 55 Posted: 12 Jan 2015 Last Revised: 17 May 2015
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 315 (95,026)
Citation 2

Abstract:

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conflict minerals, 3TG, Dodd-Frank, Congo, conflict diamonds, Section 1502, social disclosure, empirical, conflict free, human rights, supply chains

2.

Should Mutual Funds Invest in Startups? A Case Study of Fidelity Magellan Fund's Investments in Unicorns (and Other Startups) and the Regulatory Implications

North Carolina Law Review, Vol. 95, No. 5, 2017 (Forthcoming), University of Utah College of Law Research Paper No. 201
Number of pages: 66 Posted: 06 Feb 2017 Last Revised: 09 Apr 2017
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 286 (105,587)

Abstract:

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unicorns, venture capital, mutual funds, valuation, overvaluation, smoothing, private equity, regulation, securities law, disclosure, fair value, fair valuation, liquidity, secondary markets

3.

Cost-Benefit Analysis and the Conflict Minerals Rule

Administrative Law Review, June 2016, University of Utah College of Law Research Paper No. 151
Number of pages: 70 Posted: 14 Jan 2016 Last Revised: 09 Jun 2016
Jeff Schwartz and Alexandrea Nelson
University of Utah - S.J. Quinney College of Law and Government of the State of Utah
Downloads 223 (136,203)

Abstract:

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cost-benefit analysis, conflict minerals, Section 1502, Dodd-Frank, conflict minerals rule

4.

Fairness, Utility, and Market Risk

Oregon Law Review, Forthcoming
Number of pages: 66 Posted: 07 Mar 2010 Last Revised: 05 Feb 2013
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 197 (153,121)

Abstract:

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Securities Regulation, Regulatory Theory

5.

The Corporatization of Personhood

University of Illinois Law Review, 2015, Forthcoming
Number of pages: 59 Posted: 17 Jul 2014
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 179 (167,123)

Abstract:

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Pave, Upstart, Income Share Agreements, commodification, securities law, public policy, Friedman, slavery, involuntary servitude, equity, debt, coercion

6.

Reconceptualizing Investment Management Regulation

George Mason Law Review, Vol. 16, p. 521, 2009
Number of pages: 66 Posted: 24 Jun 2009
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 147 (197,668)

Abstract:

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Mutual Fund, Hedge Fund, Private Equity Fund, Securities Regulation, Investment Company, Market Failure, Capture, Libertarian Paternalism

7.

Venture Exchange Regulation: Listing Standards, Market Microstructure, and Investor Protection

Forthcoming in the Handbook on Law and Entrepreneurship, Gordon Smith, Christine Hurt & Brian Broughman eds., Cambridge Univ. Press 2018, University of Utah College of Law Research Paper No. 179
Number of pages: 28 Posted: 15 Sep 2016 Last Revised: 09 Jul 2018
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 138 (208,046)

Abstract:

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entrepreneurship, secondary markets, venture exchanges, crowdfunding, Regulation A, unicorns, liquidity, initial public offerings, IPOs, microstructure

8.

The Twilight of Equity Liquidity

34 Cardozo L. Rev., December 2012, University of Utah College of Law Research Paper No. 15
Number of pages: 79 Posted: 26 May 2012 Last Revised: 12 Apr 2013
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 120 (231,862)

Abstract:

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equity, regulation, IPO

9.

Rethinking 401(K)s

Harvard Journal on Legislation, Vol. 49, No. 1, 2011
Number of pages: 35 Posted: 23 Apr 2011
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 94 (274,617)

Abstract:

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401(K) plan, fairness, efficiency, tax incentive, government match, retirement, risk

10.

The Law and Economics of Scaled Equity Market Regulation

Journal of Corporation Law, Vol. 39, pp. 347-394, 2014
Number of pages: 48 Posted: 17 Jul 2014 Last Revised: 02 Nov 2014
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 93 (276,568)

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JOBS Act, IPO On-Ramp, Scaled Regulation, Securities Law, Disclosure, IPO, Initial Public Offering

11.

Workplace Rights and Illegal Immigration: How Implied Repeal Analysis Cuts Through the Haze of Hoffman Plastic, its Predecessors and its Progeny

Berkeley Journal of Employment and Labor Law, Vol. 29, 2008
Number of pages: 57 Posted: 08 Dec 2007 Last Revised: 05 Feb 2013
Nhan Vu and Jeff Schwartz
affiliation not provided to SSRN and University of Utah - S.J. Quinney College of Law
Downloads 93 (276,568)

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Immigration Law, Labor Law, Statutory Interpretation, Hoffman Plastic, Implied Repeal

12.

Mutual Fund Conflicts of Interest in the Wake of the Short-Term Trading Scandals: Encouraging Structural Change Through Shareholder Choice

NYU Journal of Law & Business, Vol. 2, No. 91, 2005
Number of pages: 55 Posted: 30 Jun 2009
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 86 (290,576)

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Mutual Fund, Vanguard, Conflict of Interest, Late Trading, Market Timing, Disclosure

13.

De Facto Shareholder Primacy

Maryland Law Review, Vol. 79, No. 3, 2020, University of Utah College of Law Research Paper No. 321
Number of pages: 48 Posted: 21 Jun 2019 Last Revised: 28 Jun 2019
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 75 (315,282)

Abstract:

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corporate purpose, stakeholder theory, shareholder primacy, securities law, corporate law, hedge fund activism, short-termism

14.

Written Statement Before the Subcommittee on Monetary Policy and Trade of the House Financial Services Committee, Hearing Titled 'Dodd-Frank Five Years Later: What Have We Learned from Conflict Minerals Reporting?'

University of Utah College of Law Research Paper No. 154
Number of pages: 10 Posted: 19 Jan 2016 Last Revised: 09 Feb 2016
Jeff Schwartz
University of Utah - S.J. Quinney College of Law
Downloads 59 (357,815)
Citation 1

Abstract:

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testimony, conflict minerals, 3TG, Dodd-Frank, Congo, conflict diamonds, Section 1502, social disclosure, empirical, conflict free, human rights, supply chains