Jie Cai

Drexel University

Assistant Professor

LeBow College of Business

Philadelphia, PA 19104

United States

http://faculty.lebow.drexel.edu/CaiJ/

SCHOLARLY PAPERS

19

DOWNLOADS
Rank 2,736

SSRN RANKINGS

Top 2,736

in Total Papers Downloads

13,136

SSRN CITATIONS
Rank 2,133

SSRN RANKINGS

Top 2,133

in Total Papers Citations

124

CROSSREF CITATIONS

363

Scholarly Papers (19)

1.
Downloads 2,955 ( 3,762)
Citation 88

Shareholders' Say on Pay: Does it Create Value?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming, Drexel College of Business Research Paper No. 2008-06
Number of pages: 65 Posted: 20 Nov 2007 Last Revised: 12 Nov 2009
Jie Cai and Ralph A. Walkling
Drexel University and Drexel University - Lebow College of Business
Downloads 2,256 (5,857)
Citation 6

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Say on Pay, Executive compensation, Shareholder Activism, Access to Proxy

Shareholders' Say on Pay: Does it Create Value?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 65 Posted: 16 Feb 2009 Last Revised: 12 Nov 2009
Jie Cai and Ralph A. Walkling
Drexel University and Drexel University - Lebow College of Business
Downloads 426 (67,470)
Citation 7

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Say on Pay, Executive compensation, Shareholder Activism, Access to Proxy

Shareholders' Say on Pay: Does it Create Value?

AFA 2009 San Francisco Meetings Paper
Number of pages: 58 Posted: 25 Mar 2008 Last Revised: 28 Jul 2011
Jie Cai and Ralph A. Walkling
Drexel University and Drexel University - Lebow College of Business
Downloads 273 (111,995)
Citation 13

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Say on Pay, Executive compensation, Shareholder Activism, Access to Proxy

2.

Information Asymmetry and Corporate Governance

Forthcoming at Quarterly Journal of Finance
Number of pages: 38 Posted: 21 Mar 2008 Last Revised: 02 Feb 2016
Drexel University, University of Connecticut, University of New Hampshire and Louisiana State University, Baton Rouge - E.J. Ourso College of Business Administration
Downloads 1,849 (8,372)
Citation 16

Abstract:

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corporate governance, asymmetric information, board monitoring, pay-for performance, anti-takeover provisions

3.

Capital Structure Dynamics and Stock Returns

Number of pages: 37 Posted: 17 Mar 2006
Jie Cai and Zhe Zhang
Drexel University and Singapore Management University
Downloads 1,712 (9,500)
Citation 2

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Capital structure, leverage change, stock returns, pecking-order, trade-off models

4.
Downloads 1,057 ( 20,105)
Citation 6

Leverage Change, Debt Capacity, and Stock Prices

Number of pages: 45 Posted: 25 Mar 2008 Last Revised: 15 Nov 2013
Jie Cai and Zhe Zhang
Drexel University and Singapore Management University
Downloads 814 (28,848)
Citation 4

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Leverage, Debt Capacity, Stock Prices, Pecking Order

Leverage Change, Debt Capacity, and Stock Prices

Number of pages: 42 Posted: 07 Mar 2008
Zhe Zhang and Jie Cai
Singapore Management University and Drexel University
Downloads 243 (126,473)
Citation 1

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Leverage, Debt Capacity, Stock Prices, Pecking Order

5.

Index Rebalancing and Long-Term Portfolio Performance

Number of pages: 27 Posted: 20 Mar 2007
Jie Cai and Todd Houge
Drexel University and University of Iowa
Downloads 917 (24,812)
Citation 1

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6.

Electing Directors

Journal of Finance, Forthcoming
Number of pages: 76 Posted: 19 Mar 2008 Last Revised: 10 Nov 2008
Drexel University, Georgia Institute of Technology - Scheller College of Business and Drexel University - Lebow College of Business
Downloads 899 (25,533)
Citation 14

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Board of directors, election of directors

Anticipation, Acquisitions and Bidder Returns: Industry Shocks and the Transfer of Information Across Rivals

The Review of Financial Studies, Forthcoming
Number of pages: 58 Posted: 25 Apr 2011 Last Revised: 24 May 2011
Drexel University, San Diego State University - Finance Department and Drexel University - Lebow College of Business
Downloads 212 (144,706)
Citation 3

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Mergers and Acquisitions, Anticipation, Information Transfer, Industry Shock, Wealth Effects

8.

The Price of Street Friends: Social Networks, Informed Trading, and Shareholder Costs

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 62 Posted: 15 Mar 2011 Last Revised: 08 Nov 2014
Jie Cai, Ralph A. Walkling and Ke Yang
Drexel University, Drexel University - Lebow College of Business and Lehigh University
Downloads 666 (38,535)
Citation 2

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Social Connections, Informed Trading, Inside Information, Trading Costs

9.

Executive Stock Option Exercises: Good Timing or Backdating?

Number of pages: 35 Posted: 21 Dec 2006
Jie Cai
Drexel University
Downloads 556 (48,906)
Citation 12

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backdate, executive stock option, option exercise

CEO Compensation and Stock Mispricing: How Do Boards React to Mutual Fund Flow-Driven Price Pressure?

Number of pages: 55 Posted: 20 Nov 2012 Last Revised: 16 Jan 2019
Drexel University, University of Notre Dame and University of Texas at Dallas
Downloads 311 (97,305)

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Executive Compensation, Stock Mispricing, Board of Directors, Price Pressure

CEO Compensation and Stock Mispricing: How Do Boards React to Mutual Fund Flow-Driven Price Pressure?

Number of pages: 54 Posted: 23 Sep 2015 Last Revised: 02 Jun 2017
Drexel University, University of Notre Dame and University of Texas at Dallas
Downloads 154 (193,356)
Citation 1

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Executive Compensation, Stock Mispricing, Board of Directors, Price Pressure

11.

Director Appointments – It is Who You Know

28th Annual Conference on Financial Economics and Accounting
Number of pages: 56 Posted: 18 Mar 2017 Last Revised: 14 Jul 2017
Drexel University, University of Waterloo - School of Accounting and Finance and Drexel University - Lebow College of Business
Downloads 413 (70,739)
Citation 8

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Director Appointments, Social Network, Coordination, Agency, Shareholder Vote

12.
Downloads 342 (88,088)
Citation 11

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Executive stock options, executive compensation, restricted stock, option valuation

13.

Incentive Effects of Illiquid Stock and Option Holdings of Target and Acquirer CEOS

Number of pages: 45 Posted: 27 Apr 2004
Jie Cai and Anand M. Vijh
Drexel University and University of Iowa - Department of Finance
Downloads 294 (104,003)
Citation 25

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Mergers, acquisitions, managerial incentives, liquidity restrictions, stock and option holdings

14.

Required CEO Stock Ownership: Consequences for Risk-taking and Compensation

Number of pages: 47 Posted: 10 May 2015 Last Revised: 15 Aug 2018
Neil Brisley, Jie Cai and Tu Nguyen
University of Waterloo - School of Accounting and Finance, Drexel University and University of Waterloo - School of Accounting and Finance
Downloads 244 (126,461)
Citation 1

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Stock ownership requirement, Managerial diversification, Risk-taking, Executive compensation

15.

A Paper Tiger? An Empirical Analysis of Majority Voting

Journal of Corporate Finance, Vol. 21, 2013
Number of pages: 48 Posted: 18 Apr 2010 Last Revised: 14 Oct 2013
Drexel University, Georgia Institute of Technology - Scheller College of Business and Drexel University - Lebow College of Business
Downloads 244 (126,461)
Citation 7

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Election of Directors, Majority Voting, Shareholder Proposals

16.

Intolerant Directors: Evidence from the Appointments of Outside Directors Who Have Fired CEOs

FIRS 2015 Reykjavik Meetings Paper
Number of pages: 54 Posted: 30 Oct 2014 Last Revised: 21 Aug 2016
Jie Cai and Tu Nguyen
Drexel University and University of Waterloo - School of Accounting and Finance
Downloads 173 (174,725)
Citation 1

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Board of directors, tolerance, risk taking, CEO turnover, director reputation

17.

Value of Faith: Evidence on Religious Environment and Cost of Debt

Number of pages: 43 Posted: 06 Aug 2013
Jie Cai and Guifeng Shi
Drexel University and Shanghai Jiao Tong University (SJTU)
Downloads 138 (211,117)
Citation 1

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Religiosity, Cost of debt, Credit ratings, Covenants

18.

Stock Option Grants to Target CEOs during Private Merger Negotiations

Journal of Financial Economics (JFE), Forthcoming
Posted: 22 Apr 2009 Last Revised: 30 Dec 2010
Drexel University - Department of Finance, Drexel University and Cass Business School, City University London

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Merger negotiations, Stock options, Takeover premium

19.

Long-Term Impact of Russell 2000 Index Rebalancing

Financial Analysts Journal, Vol. 64, No. 4, 2008
Posted: 24 Sep 2008
Jie Cai and Todd Houge
Drexel University and University of Iowa

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Portfolio Management, Equity Strategies, Private Wealth Management, Mutual Fund Studies, Equity Investments, Other

Other Papers (1)

Total Downloads: 45
1.

Democracy or Disruption: an Empirical Analysis of Majority Elections

Number of pages: 41 Posted: 17 Mar 2006
Drexel University, Georgia Institute of Technology - Scheller College of Business and Drexel University - Lebow College of Business
Downloads 45

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