Richard Christopher Whalen

Kroll Bond Rating Agency

Senior Managing Director & Head of Research

845 Third Avenue

Fourth Floor

New York, NY 10019

United States

http://www.kbra.com

Economic Advisory Committee of FINRA

Member

1735 K Street NW

Washington, DC 20006

United States

http://tinyurl.com/2bne6p

Association of Private Enterprise Education (APEE)

Member

313 Fletcher Hall, Dept. 6106

615 McCallie Avenue

Chattanooga, TN 37403-2598

United States

http://https://www.apee.org/

National Association of Business Economists (NABE)

Member

1920 L St. NW, Suite 300

Washington, DC 20036

United States

http://www.nabe.com

View CV
SCHOLARLY PAPERS

16

DOWNLOADS
Rank 675

SSRN RANKINGS

Top 675

in Total Papers Downloads

25,790

CITATIONS
Rank 20,963

SSRN RANKINGS

Top 20,963

in Total Papers Citations

14

Scholarly Papers (16)

1.

The Subprime Crisis: Cause, Effect and Consequences

Networks Financial Institute Policy Brief No. 2008-PB-04
Number of pages: 17 Posted: 02 Apr 2008 Last Revised: 17 Jun 2008
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 23,296 (55)
Citation 13

Abstract:

Subprime crisis, affordable housing OTC derivatives, fair value accounting, structured assets

2.

Dodd-Frank and the Great Debate: Regulation vs. Growth

Networks Financial Institute Policy Brief No. 2014-PB-01
Number of pages: 30 Posted: 23 Feb 2014 Last Revised: 20 May 2014
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 220 (95,639)
Citation 1

Abstract:

Dodd-Frank Act, Financial Regulation, Progressive, Louis Brandeis, Benedict v. Ratner, fraud

3.

Rebuilding the U.S. Banking System: Back to Basics in Financial Markets and Institutions

Networks Financial Institute Policy Brief No. 2009-PB-04
Number of pages: 37 Posted: 03 Jul 2009
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 207 (112,994)

Abstract:

Financial services, Financial regulation, Risk management, Derivatives, Banking

4.

What is a Core Deposit and Why Does it Matter? Legislative and Regulatory Actions Regarding FDIC-Insured Bank Deposits Pursuant to the Dodd-Frank Act

Networks Financial Institute Working Paper No. 2011-WP-14
Number of pages: 18 Posted: 04 Jun 2011 Last Revised: 19 Jul 2011
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 138 (147,017)

Abstract:

FDIC, Dodd-Frank, deposit insurance, brokered deposits

5.

Capital Requirements for Non-Bank Mortgage Companies

Number of pages: 13 Posted: 09 Jun 2014
Richard Christopher Whalen and Marjan Riggi
Kroll Bond Rating Agency and Kroll Bond Rating Agency
Downloads 128 (145,481)

Abstract:

Capital Requirements, Non-bank, Mortgage Servicer, Lender, True Sale, Fraud

6.

Is it Possible to Re-Privatize the U.S. Financial System?

Networks Financial Institute Policy Brief 2009-PB-11, December 2009
Number of pages: 37 Posted: 20 Dec 2009
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 93 (220,932)

Abstract:

Banking, Currency, Inflation, Regulation, Crisis

7.

Why Fixing the 'Shadow Banking' Sector Is Essential for the U.S. Housing Market

Networks Financial Institute Policy Brief No. 2013-PB-01
Number of pages: 32 Posted: 16 Mar 2013 Last Revised: 25 Mar 2013
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 82 (227,320)

Abstract:

shadow banking, financial crisis, mortgage finance, true sale

8.

I am Superman: The Federal Reserve Board and the Neverending Crisis

Networks Financial Institute Policy Brief 2010-PB-03
Number of pages: 40 Posted: 25 Aug 2010 Last Revised: 27 Sep 2010
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 76 (244,526)

Abstract:

Federal Reserve, Monetary Policy, Bank Supervision, Systemic Risk, Federal Deposit Insurance, Credit Default Swaps, Over the Counter, Derivatives

9.

A New Deal for the 21st Century: Less Entitlement, More Accountability

Networks Financial Institute Working Paper No. 2011-WP-05
Number of pages: 23 Posted: 07 Apr 2011
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 69 (262,118)

Abstract:

New Deal, Federal Reserve, dollar, taxes, debt

10.

Thinking About 'Shadow Banking'

Number of pages: 7 Posted: 20 May 2015 Last Revised: 09 May 2016
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 66 (207,699)

Abstract:

Banks, nonbanks, shadow banking, leverage, fraud, off-balance sheet, fiduciary, systemic risk

11.

Participation in Leveraged Loans: It's Not Just About Credit Risk

Number of pages: 6 Posted: 18 Dec 2014
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 51 (233,868)

Abstract:

Leveraged loans, loan participation, leveraged lending, true sale, energy loans, banks, FDIC, Receiver, bankruptcy

12.

Sovereign Risk and the 'Macroprudential' Illusion

Number of pages: 5 Posted: 01 Dec 2014
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 30 (366,769)

Abstract:

Macroprudential, sovereign debt, debt reduction, Bank of Japan, ECB, Fed

13.

Navigating an Uncertain Global Economy in the Age of Financial Repression

Number of pages: 5 Posted: 18 Oct 2016
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 0 (352,474)

Abstract:

Federal Reserve, financial repression, full employment, income inequality, single mandate, Humphrey-Hawkins, European Central Bank, Ford Moto Co, General Motors, Alfred Sloan, Henry Ford

14.

Fixing the Fed

Number of pages: 13 Posted: 07 Apr 2016
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 0 (268,458)

Abstract:

Federal Reserve, Federal Open Market Committee, Volcker, Bernanke, Yellen, financial repression, negative interest rates, quantitative easing, monetary policy, rules based, Reconstruction Finance Corporation, full employment, Humphrey Hawkins

15.

Financial Stability Oversight Council Reform or Abolition?

Number of pages: 10 Posted: 05 Apr 2016 Last Revised: 09 Apr 2016
Richard Christopher Whalen
Kroll Bond Rating Agency
Downloads 0 (363,017)

Abstract:

Dodd-Frank, Financial Stability Oversight Council, Federal Reserve, General Electric, MetLife, Prudential Financial, Financial Stability, Systemic Risk, SIFI, FSOC

16.

Can the Credit Default Swap Market Be Salvaged? Issues for Borrowers and Investors

Number of pages: 12 Posted: 12 Dec 2015 Last Revised: 16 Feb 2016
Richard Christopher Whalen and Joe Scott
Kroll Bond Rating Agency and Kroll Bond Rating Agency
Downloads 0 (211,955)

Abstract:

Credit Default Swaps, Fraud, Market Structure, Credit Spreads, Regulation, Federal Reserve Board, Commodity Futures Trading Commission, Conflict of Interest, Bankruptcy, Receivership