Richard Christopher Whalen

Whalen Global Advisors LLC

348 W 57th Street

Suite 342

New York, NY New York 10019

United States

http://www.rcwhalen.com

Economic Advisory Committee of FINRA

Member

1735 K Street NW

Washington, DC 20006

United States

http://tinyurl.com/2bne6p

National Mortgage News

One State Street Plaza, 27th Floor

New York, NY New York County 10004

United States

http://https://www.nationalmortgagenews.com/

National Association of Business Economists (NABE)

Member

1920 L St. NW, Suite 300

Washington, DC 20036

United States

http://www.nabe.com

SCHOLARLY PAPERS

24

DOWNLOADS
Rank 863

SSRN RANKINGS

Top 863

in Total Papers Downloads

30,397

SSRN CITATIONS
Rank 27,649

SSRN RANKINGS

Top 27,649

in Total Papers Citations

12

CROSSREF CITATIONS

18

Ideas:
“  The Mandate: How the due legal authority from Congress for full employment and price stability has become unworkable. Entering the age of inflation....  ”

Scholarly Papers (24)

1.

The Subprime Crisis: Cause, Effect and Consequences

Networks Financial Institute Policy Brief No. 2008-PB-04
Number of pages: 17 Posted: 02 Apr 2008 Last Revised: 17 Jun 2008
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 25,712 (91)
Citation 26

Abstract:

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Subprime crisis, affordable housing OTC derivatives, fair value accounting, structured assets

2.

Abuse of Power: The CFPB and Ocwen Financial Corp

Number of pages: 16 Posted: 24 May 2017
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 584 (51,390)
Citation 1

Abstract:

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Altisource, Ocwen, CFPB, Cordray, Mortgage, Dodd-Frank, Regulation, ResCap, GMAC, Congress

3.

Financial Regulation in the Era of Donald Trump

Networks Financial Networks Policy Brief 2017-PB-01
Number of pages: 9 Posted: 20 Mar 2017
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 546 (55,944)

Abstract:

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Dodd-Frank Act; financial regulation; reform

4.

Increasing Capital & Liquidity for GNMA Mortgage Servicing Rights

Number of pages: 76 Posted: 23 May 2018 Last Revised: 18 Mar 2020
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 529 (58,211)
Citation 1

Abstract:

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Mortgage, Mortgage Servicing Rights, MSR, Federal Housing Administration, Ginnie Mae, HUD, Non-Banks, Lending, Servicing, Funding

5.

Assessing Involuntary Termination Risk on Residential Mortgage Servicing Rights

Number of pages: 10 Posted: 21 Mar 2017 Last Revised: 02 Jan 2018
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 361 (92,073)
Citation 1

Abstract:

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Residential Mortgage, Morgage Servicing Rights, MSR, Fannie Mae, Freddie Mac, Ginnie Mae, Federal Housing Finance Authority, Federal Housing Adminsitration, Taylor Bean Whittaker, FDIC, Involuntary Transfer, Termination

6.

Dodd-Frank and the Great Debate: Regulation vs. Growth

Networks Financial Institute Policy Brief No. 2014-PB-01
Number of pages: 30 Posted: 23 Feb 2014 Last Revised: 20 May 2014
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 282 (120,789)

Abstract:

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Dodd-Frank Act, Financial Regulation, Progressive, Louis Brandeis, Benedict v. Ratner, fraud

7.

Good Banks, Bad Banks

Number of pages: 31 Posted: 29 Sep 2017
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 271 (125,899)

Abstract:

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Banks, Federal Reserve, True Sale, Capital, Fraud, off-balance sheet, crony capitalism, regulation, Louis Brandeis, JP Morgan, Walker Todd

8.

The Financial Repression Index: U.S Banking System Since 1984

Number of pages: 11 Posted: 17 Apr 2018 Last Revised: 11 Jun 2019
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 228 (149,685)

Abstract:

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Financial Repression, Reinhart, McKinnon, Rogoff, Volcker, Banking, Net Interest Margin, Interest Income

9.

Rebuilding the U.S. Banking System: Back to Basics in Financial Markets and Institutions

Networks Financial Institute Policy Brief No. 2009-PB-04
Number of pages: 37 Posted: 03 Jul 2009
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 223 (152,903)
Citation 1

Abstract:

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Financial services, Financial regulation, Risk management, Derivatives, Banking

10.

What is a Core Deposit and Why Does it Matter? Legislative and Regulatory Actions Regarding FDIC-Insured Bank Deposits Pursuant to the Dodd-Frank Act

Networks Financial Institute Working Paper No. 2011-WP-14
Number of pages: 18 Posted: 04 Jun 2011 Last Revised: 19 Jul 2011
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 218 (156,175)
Citation 3

Abstract:

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FDIC, Dodd-Frank, deposit insurance, brokered deposits

11.

Capital Requirements for Non-Bank Mortgage Companies

Number of pages: 13 Posted: 09 Jun 2014
Richard Christopher Whalen and Marjan Riggi
Whalen Global Advisors LLC and Kroll Bond Rating Agency
Downloads 209 (162,365)
Citation 3

Abstract:

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Capital Requirements, Non-bank, Mortgage Servicer, Lender, True Sale, Fraud

12.

Do Nonbank Mortgage Companies Pose Systemic Risk to the US Economy?

Number of pages: 14 Posted: 10 Feb 2020
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 165 (200,750)

Abstract:

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mortgage lending, mortgage servicing, nonbanks, FSOC, Federal Reserve, MetLife, systemic risk, mortgage servicing rights, banks

13.

Participation in Leveraged Loans: It's Not Just About Credit Risk

Number of pages: 6 Posted: 18 Dec 2014
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 132 (240,920)

Abstract:

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Leveraged loans, loan participation, leveraged lending, true sale, energy loans, banks, FDIC, Receiver, bankruptcy

14.

Can the Credit Default Swap Market Be Salvaged? Issues for Borrowers and Investors

Number of pages: 12 Posted: 12 Dec 2015 Last Revised: 16 Feb 2016
Richard Christopher Whalen and Joe Scott
Whalen Global Advisors LLC and Kroll Bond Rating Agency
Downloads 126 (249,597)

Abstract:

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Credit Default Swaps, Fraud, Market Structure, Credit Spreads, Regulation, Federal Reserve Board, Commodity Futures Trading Commission, Conflict of Interest, Bankruptcy, Receivership

15.

Thinking About 'Shadow Banking'

Number of pages: 7 Posted: 20 May 2015 Last Revised: 09 May 2016
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 125 (251,111)
Citation 1

Abstract:

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Banks, nonbanks, shadow banking, leverage, fraud, off-balance sheet, fiduciary, systemic risk

16.

Why Fixing the 'Shadow Banking' Sector Is Essential for the U.S. Housing Market

Networks Financial Institute Policy Brief No. 2013-PB-01
Number of pages: 32 Posted: 16 Mar 2013 Last Revised: 25 Mar 2013
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 105 (284,642)

Abstract:

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shadow banking, financial crisis, mortgage finance, true sale

17.

I am Superman: The Federal Reserve Board and the Neverending Crisis

Networks Financial Institute Policy Brief 2010-PB-03
Number of pages: 40 Posted: 25 Aug 2010 Last Revised: 27 Sep 2010
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 101 (292,272)

Abstract:

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Federal Reserve, Monetary Policy, Bank Supervision, Systemic Risk, Federal Deposit Insurance, Credit Default Swaps, Over the Counter, Derivatives

18.

Is it Possible to Re-Privatize the U.S. Financial System?

Networks Financial Institute Policy Brief 2009-PB-11, December 2009
Number of pages: 37 Posted: 20 Dec 2009
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 101 (292,272)

Abstract:

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Banking, Currency, Inflation, Regulation, Crisis

19.

Fixing the Fed

Number of pages: 13 Posted: 07 Apr 2016
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 86 (323,798)

Abstract:

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Federal Reserve, Federal Open Market Committee, Volcker, Bernanke, Yellen, financial repression, negative interest rates, quantitative easing, monetary policy, rules based, Reconstruction Finance Corporation, full employment, Humphrey Hawkins

20.

A New Deal for the 21st Century: Less Entitlement, More Accountability

Networks Financial Institute Working Paper No. 2011-WP-05
Number of pages: 23 Posted: 07 Apr 2011
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 78 (343,253)

Abstract:

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New Deal, Federal Reserve, dollar, taxes, debt

21.

Financial Stability Oversight Council Reform or Abolition?

Number of pages: 10 Posted: 05 Apr 2016 Last Revised: 09 Apr 2016
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 63 (385,384)
Citation 1

Abstract:

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Dodd-Frank, Financial Stability Oversight Council, Federal Reserve, General Electric, MetLife, Prudential Financial, Financial Stability, Systemic Risk, SIFI, FSOC

22.

Mortgage Finance & Housing Reform: A Historical Context

Networks Financial Institute Policy Brief 2018-PB-01
Number of pages: 16 Posted: 01 Mar 2018
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 62 (388,548)

Abstract:

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housing market, reform, mortgage finance

23.

Navigating an Uncertain Global Economy in the Age of Financial Repression

Number of pages: 5 Posted: 18 Oct 2016
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 50 (429,469)

Abstract:

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Federal Reserve, financial repression, full employment, income inequality, single mandate, Humphrey-Hawkins, European Central Bank, Ford Moto Co, General Motors, Alfred Sloan, Henry Ford

24.

Sovereign Risk and the 'Macroprudential' Illusion

Number of pages: 5 Posted: 01 Dec 2014
Richard Christopher Whalen
Whalen Global Advisors LLC
Downloads 40 (469,626)

Abstract:

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Macroprudential, sovereign debt, debt reduction, Bank of Japan, ECB, Fed