The Transfer of Securities Pursuant to Article 8 UCC

20 Pages Posted: 10 Mar 2008

See all articles by David C. Donald

David C. Donald

Chinese University of Hong Kong - Faculty of Law

Date Written: 2007

Abstract

This German text discusses the rules under Article 8 Uniform Commercial Code for transferring certificated and uncertificated securities as well as security entitlements to securities held by intermediaries. The paper presents the operation of securities settlement in the DTCC system, including the Direct Registration System, for which all shares listed on the NYSE and the Nasdaq Stock Market had to be eligible as from January 2008.

Note: Downloadable document is in German.

Keywords: Commercial Law, Securities Transfers, Market Structure

JEL Classification: K12, K22

Suggested Citation

Donald, David C., The Transfer of Securities Pursuant to Article 8 UCC (2007). Available at SSRN: https://ssrn.com/abstract=1031675 or http://dx.doi.org/10.2139/ssrn.1031675

David C. Donald (Contact Author)

Chinese University of Hong Kong - Faculty of Law ( email )

Faculty of Law
6/F, Lee Shau Kee Building
Shatin, New Territories
Hong Kong
852 3943 1042 (Phone)
852 2696 1040 (Fax)

HOME PAGE: http://www.law.cuhk.edu.hk/en/people/info.php?id=10

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