63 Pages Posted: 16 Jun 2008
Date Written: May 23, 2007
An analysis of the U.S. Court of Appeals for the District of Columbia Circuit's decision regarding Phillip Goldstein's challenge of the Securities and Exchange Commission's hedge-fund adviser registration regime within The Investment Advisers Act of 1940, 15 U.S.C. ý 80b-1 (hereinafter Advisers Act), the so-called "Hedge-Fund Rule." See, Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. 2006).
Keywords: Hedge-Fund Rule, SEC,Phillip Goldstein, Investment Advisers Act
JEL Classification: K22
Suggested Citation: Suggested Citation
Pekarek, Edward, Pruning the Hedge: Who is a 'Client' and Whom Does an Adviser Advise? (May 23, 2007). Fordham Journal of Corporate and Financial Law, Vol. 12, No. 5, 2007. Available at SSRN: https://ssrn.com/abstract=1145823