Securitization of Mezzanine Capital in Germany

Financial Markets and Portfolio Management, Vol. 22, No. 3, pp. 219-240, 2008

Posted: 17 Sep 2008

See all articles by Julia Hein

Julia Hein

University of Konstanz - Department of Economics

Guenter Franke

University of Konstanz - Department of Economics

Date Written: July 8, 2008

Abstract

A recent trend in the German asset-backed securities (ABS) market is the securitization of subordinated loans and profit participation agreements (PPAs) granted to medium-sized enterprises (MEs). This paper provides an overview of this growing market and analyzes the benefits of such transactions for portfolio companies as well as for originators and potential investors. Simulations of 10 recent transactions indicate that despite the relatively low interest rates charged on obligors, originators and investors can earn attractive returns at fairly low risk. In particular, the junior tranches of these securitizations exhibit quite attractive risk-return profiles.

Keywords: Securitization, Middle market transactions, Mezzanine loans, Medium-sized enterprises, Junior tranche

JEL Classification: G10, G21, G24

Suggested Citation

Hein, Julia and Franke, Guenter, Securitization of Mezzanine Capital in Germany (July 8, 2008). Financial Markets and Portfolio Management, Vol. 22, No. 3, pp. 219-240, 2008, Available at SSRN: https://ssrn.com/abstract=1268876

Julia Hein (Contact Author)

University of Konstanz - Department of Economics ( email )

Konstanz, D-78457
Germany

Guenter Franke

University of Konstanz - Department of Economics ( email )

Fach 147
Konstanz, 78457
Germany
+49 7531 88 2545 (Phone)
+49 7531 88 3559 (Fax)

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