U.S. Securities and Exchange Commission Rule 19c-5
15 Pages Posted: 12 Jun 2009
This case describes the situation faced by the SEC in implementing Rule 19c-5, which allowed multiple trading of listed options. It provides details on the history of the options market and asks the student to make a recommendation as to whether Rule 19c-5 should be implemented on schedule.
Keywords: financial institutions, market efficiency, option pricing, regulation
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