U.S. Securities and Exchange Commission Rule 19c-5

15 Pages Posted: 12 Jun 2009

See all articles by Robert M. Conroy

Robert M. Conroy

University of Virginia - Darden School of Business

Abstract

This case describes the situation faced by the SEC in implementing Rule 19c-5, which allowed multiple trading of listed options. It provides details on the history of the options market and asks the student to make a recommendation as to whether Rule 19c-5 should be implemented on schedule.

Keywords: financial institutions, market efficiency, option pricing, regulation

Suggested Citation

Conroy, Robert M., U.S. Securities and Exchange Commission Rule 19c-5. Darden Case No. UVA-F-0934, Available at SSRN: https://ssrn.com/abstract=1417861

Robert M. Conroy (Contact Author)

University of Virginia - Darden School of Business ( email )

P.O. Box 6550
Charlottesville, VA 22906-6550
United States

HOME PAGE: http://www.darden.virginia.edu/faculty/conroy.htm

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